Vault-13

SCHWAB STRATEGIC TR FNDB

FUNDAMENTAL US B · ETP · CUSIP 808524789

110 institutional holders +1 vs Q1 2023
2,533,4242.5m shares reported held*
$143.7mreported value*
9 new 29 added 36 reduced 8 sold out net sold ≈ $15.3m (-270.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.71.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 108Q1 23: 109Q2 23: 110110Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202290
Q4 2022108
Q1 2023109
Q2 2023110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 46 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 44 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224627
Q1 20234733
Q2 20233844

Biggest buyers

LINCOLN NATIONAL CORP New +40,856+40.9k
Valmark Advisers, Inc. New +30,104+30.1k
FLOW TRADERS U.S. LLC New +17,201+17.2k
JPMORGAN CHASE & CO New +13,416+13.4k
EXENCIAL WEALTH ADVISORS, LLC New +9,221+9.2k
Litman Gregory Wealth Management LLC New +7,270+7.3k
Opes Wealth Management LLC Added +7,172+7.2k
CAPTRUST FINANCIAL ADVISORS Added +6,052+6.1k
Cambridge Investment Research Advisors, Inc. Added +5,635+5.6k
Milestone Investment Advisors LLC Added +4,528+4.5k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -205,554-205.6k
Guardian Financial Partners, LLC Sold out -94,744-94.7k
Raymond James Financial Services Advisors, Inc. Reduced -38,832-38.8k
CITADEL ADVISORS LLC Reduced -10,893-10.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,080-10.1k
Sage Financial Management Group, Inc. Sold out -9,979-10.0k
ELEVATION WEALTH PARTNERS, LLC Reduced -9,677-9.7k
PRUDENTIAL FINANCIAL INC Reduced -9,055-9.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,798-5.8k
ROYAL BANK OF CANADA Reduced -5,448-5.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Callan Capital, LLC 2.94% of their portfolio LA JOLLA, CA 468,403468.4k $26.6m $26.6m 2.94% Reduced -2.4k -2,411
2 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 191,822191.8k $10.9m $10.9m 0.02% Added +919 +919
3 Sound Stewardship, LLC 7.06% of their portfolio Overland Park, KS 189,068189.1k $10.7m $10.7m 7.06% Reduced -1.2k -1,232
4 Opes Wealth Management LLC 2.57% of their portfolio MENLO PARK, CA 159,692159.7k $9.1m $9.1m 2.57% Added +7.2k +7,172
5 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 122,210122.2k $6.9m $6.9m 0.03% Added +5.6k +5,635
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 74,28174.3k $4.2m $4.2m 0.00% Reduced -1.6k -1,624
7 CVA Family Office, LLC 0.82% of their portfolio DENVER, CO 69,08369.1k $3.9m $3.9m 0.82% Added +469 +469
8 Leonard Rickey Investment Advisors P.L.L.C. 1.32% of their portfolio YAKIMA, WA 61,77061.8k $3.5m $3.5m 1.32% Reduced -12 -12
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 56,35156.4k $3.2m $3.2m 0.00% Added +2.5k +2,483
10 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 1.49% of their portfolio RALEIGH, NC 54,98955.0k $3.1m $3.1m 1.49% Added +857 +857
11 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 47,14947.1k $2.7m $2.7m 0.00% Reduced -38.8k -38,832
12 HHM Wealth Advisors, LLC 0.47% of their portfolio CHATTANOOGA, TN 43,90743.9k $2.5m $2.5m 0.47% Reduced -457 -457
13 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 40,85640.9k $2.3m $2.3m 0.05% New
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 39,82339.8k $2.3m $2.3m 0.00% Reduced -205.6k -205,554
15 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 30,10430.1k $1.7m $1.7m 0.03% New
16 Milestone Investment Advisors LLC 0.51% of their portfolio MIDDLETON, WI 29,16329.2k $1.7m $1.7m 0.51% Added +4.5k +4,528
17 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 29,14129.1k $1.7m $1.7m 0.01% Added +6.1k +6,052
18 Resonant Capital Advisors, LLC 0.18% of their portfolio Madison, WI 29,12229.1k $1.7m $1.7m 0.18% Added +995 +995
19 Red Door Wealth Management, LLC 0.36% of their portfolio Memphis, TN 28,88928.9k $1.6m $1.6m 0.36% Unchanged
20 Yoder Wealth Management, Inc. 1.28% of their portfolio WALNUT CREEK, CA 28,53928.5k $1.6m $1.6m 1.28% Unchanged
21 Clarius Group, LLC 0.12% of their portfolio SEATTLE, WA 26,90426.9k $1.5m $1.5m 0.12% Added +27 +27
22 COLDSTREAM CAPITAL MANAGEMENT INC 0.04% of their portfolio BELLEVUE, WA 24,24524.2k $1.4m $1.4m 0.04% Unchanged
23 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 23,58023.6k $1.3m $1.3m 0.02% Unchanged
24 FIRST NATIONAL CORP /MA/ /ADV 0.30% of their portfolio ROCKLAND, MA 22,26222.3k $1.3m $1.3m 0.30% Reduced -1.5k -1,472
25 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 22,02122.0k $1.2m $1.2m 0.01% Reduced -2.4k -2,363
26 ELEVATION WEALTH PARTNERS, LLC 0.95% of their portfolio WALNUT CREEK, CA 19,86319.9k $1.1m $1.1m 0.95% Reduced -9.7k -9,677
27 Foster Group, Inc. 0.06% of their portfolio WEST DES MOINES, IA 18,39518.4k $1.0m $1.0m 0.06% Added +740 +740
28 Wade Financial Advisory, Inc 0.40% of their portfolio CAMPBELL, CA 17,92117.9k $1.0m $1.0m 0.40% Reduced -1.2k -1,240
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,86417.9k $1.0m $1.0m 0.00% Reduced -10.9k -10,893
30 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 17,20117.2k $976.0k $976.0k 0.04% New
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,12317.1k $971.6k $971.6k 0.00% Added +2.3k +2,319
32 BROWN BROTHERS HARRIMAN & CO 0.01% of their portfolio NEW YORK, NY 17,05717.1k $967.8k $967.8k 0.01% Unchanged
33 CHANNEL WEALTH LLC 0.55% of their portfolio SANTA BARBARA, CA 16,94116.9k $961.2k $961.2k 0.55% Added +221 +221
34 CAROLINAS WEALTH CONSULTING LLC 0.18% of their portfolio CHARLOTTE, NC 15,93715.9k $904.3k $904.3k 0.18% Added +79 +79
35 SeaCrest Wealth Management, LLC 0.11% of their portfolio PURCHASE, NY 15,17215.2k $860.9k $860.9k 0.11% Reduced -145 -145
36 MorganRosel Wealth Management, LLC 0.35% of their portfolio HIGHLANDS RANCH, CO 15,12515.1k $858.2k $858.2k 0.35% Unchanged
37 Red Tortoise LLC 0.54% of their portfolio ATLANTA, GA 15,06215.1k $854.6k $854.6k 0.54% Reduced -9 -9
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,69614.7k $833.9k $833.9k 0.00% Reduced -10.1k -10,080
39 QUADRANT CAPITAL GROUP LLC 0.08% of their portfolio CINCINNATI, OH 14,64814.6k $831.1k $831.1k 0.08% Reduced -1.1k -1,108
40 Vigilant Capital Management, LLC 0.06% of their portfolio Portland, ME 14,47114.5k $821.0k $821.0k 0.06% Added +341 +341
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,79813.8k $782.9k $782.9k 0.00% Reduced -5.8k -5,798
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,49713.5k $765.9k $765.9k 0.00% Reduced -3.5k -3,539
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,41613.4k $761.2k $761.2k 0.00% New
44 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 13,24913.2k $751.8k $751.8k 0.01% Reduced -141 -141
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,09013.1k $743.0k $743.0k 0.00% Reduced -5.4k -5,448
46 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,62912.6k $717.0k $717.0k 0.00% Reduced -270 -270
47 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 12,62112.6k $716.1k $716.1k 0.01% Unchanged
48 AdvisorNet Financial, Inc 0.06% of their portfolio MINNETONKA, MN 12,14212.1k $689.0k $689.0k 0.06% Added +500 +500
49 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,06912.1k $624.0k $624.0k 0.00% Added +1 +1
50 BELLEVUE ASSET MANAGEMENT, LLC 0.42% of their portfolio BELLEVUE, WA 11,69011.7k $663.3k $663.3k 0.42% Unchanged
51 Retirement Planning Group, LLC 0.07% of their portfolio LEAWOOD, KS 11,64511.6k $660.7k $660.7k 0.07% Reduced -2 -2
52 SFMG, LLC 0.06% of their portfolio PLANO, TX 11,06011.1k $627.5k $627.5k 0.06% Unchanged
53 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,86710.9k $616.6k $616.6k 0.00% Added +729 +729
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,52710.5k $595.5k $595.5k 0.00% Reduced -567 -567
55 Chevy Chase Trust Holdings, LLC 0.00% of their portfolio BETHESDA, MD 9,7679.8k $554.2k $554.2k 0.00% Reduced -562 -562
56 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 9,6189.6k $545.7k $545.7k 0.01% Reduced -551 -551
57 JAMES INVESTMENT RESEARCH, INC. 0.07% of their portfolio ALPHA, OH 9,4599.5k $536.7k $536.7k 0.07% Reduced -458 -458
58 COZAD ASSET MANAGEMENT INC 0.07% of their portfolio CHAMPAIGN, IL 9,4199.4k $534.4k $534.4k 0.07% Reduced -175 -175
59 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,4159.4k $534.2k $534.2k 0.00% Added +1.5k +1,529
60 EXENCIAL WEALTH ADVISORS, LLC 0.02% of their portfolio OKLAHOMA CITY, OK 9,2219.2k $523.2k $523.2k 0.02% New
61 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 8,4668.5k $480.4k $480.4k 0.02% Reduced -4.9k -4,915
62 VALLEY NATIONAL ADVISERS INC 0.08% of their portfolio BETHLEHEM, PA 8,0708.1k $458.0k $458.0k 0.08% Reduced -348 -348
63 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 7,5297.5k $427.2k $427.2k 0.00% Added +1.6k +1,562
64 Litman Gregory Wealth Management LLC 0.05% of their portfolio LARKSPUR, CA 7,2707.3k $412.5k $412.5k 0.05% New
65 PFG Advisors 0.03% of their portfolio Phoenix, AZ 6,5986.6k $374.4k $374.4k 0.03% Unchanged
66 Carnegie Investment Counsel 0.01% of their portfolio PEPPER PIKE, OH 6,5506.5k $371.6k $371.6k 0.01% Reduced -20 -20
67 MADISON WEALTH MANAGEMENT 0.07% of their portfolio CINCINNATI, OH 6,0426.0k $342.8k $342.8k 0.07% Unchanged
68 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 5,7785.8k $327.8k $327.8k 0.00% Reduced -9.1k -9,055
69 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 5,5755.6k $316.3k $316.3k 0.03% Unchanged
70 Werba Rubin Papier Wealth Management 0.11% of their portfolio SAN JOSE, CA 5,5255.5k $313.5k $313.5k 0.11% Added +27 +27
71 Avant Capital LLC 0.33% of their portfolio LAFAYETTE, LA 5,3075.3k $301.1k $301.1k 0.33% Added +20 +20
72 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,9104.9k $278.6k $278.6k 0.01% Unchanged
73 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 4,8644.9k $276.0k $276.0k 0.01% Unchanged
74 Nicholas Hoffman & Company, LLC. 0.01% of their portfolio ATLANTA, GA 4,6924.7k $266.2k $266.2k 0.01% Not comparable
75 TOTAL INVESTMENT MANAGEMENT INC 0.03% of their portfolio SCOTTSDALE, AZ 4,5254.5k $256.7k $256.7k 0.03% Added +19 +19
76 Bluespring Wealth Management, LLC 0.03% of their portfolio AUSTIN, TX 4,3264.3k $245.5k $245.5k 0.03% Unchanged
77 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,0824.1k $232.0k $232.0k 0.00% Reduced -1.3k -1,296
78 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,0454.0k $229.5k $229.5k 0.01% Unchanged
79 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,0074.0k $227.4k $227.4k 0.00% New
80 Redhawk Wealth Advisors, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 4,0004.0k $227.0k $227.0k 0.07% Unchanged
81 Crewe Advisors LLC 0.03% of their portfolio SALT LAKE CITY, UT 3,9483.9k $224.0k $224.0k 0.03% Unchanged
82 Kendall Capital Management 0.09% of their portfolio ROCKVILLE, MD 3,7353.7k $212.0k $212.0k 0.09% Reduced -510 -510
83 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.06% of their portfolio COLUMBIA, SC 3,5113.5k $199.2k $199.2k 0.06% Added +7 +7
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,4933.5k $198.2k $198.2k 0.00% Added +2.2k +2,193
85 Koesten, Hirschmann & Crabtree, INC. 0.11% of their portfolio OVERLAND PARK, KS 2,5102.5k $142.4k $142.4k 0.11% Unchanged
86 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,4142.4k $137.0k $137.0k 0.00% Reduced -1 -1
87 S.A. Mason LLC 0.09% of their portfolio HOLLAND, MI 2,1812.2k $118.0k $118.0k 0.09% Unchanged
88 Blume Capital Management, Inc. 0.02% of their portfolio BERKELEY, CA 1,0001.0k $56.7k $56.7k 0.02% New
89 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 863863 $49.0k $49.0k 0.00% Added +5 +5
90 Lee Financial Co 0.01% of their portfolio Dallas, TX 815815 $46.2k $46.2k 0.01% Unchanged
91 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 745745 $42.2k $42.2k 0.00% Unchanged
92 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 683683 $38.8k $38.8k 0.00% Added +1 +1
93 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 641641 $36.4k $36.4k 0.00% Unchanged
94 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 583583 $33.1k $33.1k 0.00% Added +21 +21
95 FMR LLC 0.00% of their portfolio BOSTON, MA 557557 $31.6k $31.6k 0.00% Reduced -557 -557
96 Sandy Spring Bank 0.00% of their portfolio Olney, MD 500500 $28.4k $28.4k 0.00% Reduced -100 -100
97 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $28.4k $28.4k 0.00% Unchanged
98 Pflug Koory, LLC 0.01% of their portfolio OMAHA, NE 494494 $28.0k $28.0k 0.01% Unchanged
99 Kalos Management, Inc. 0.05% of their portfolio ALPHARETTA, GA 397397 $22.5k $22.5k 0.05% Unchanged
100 Legacies Wealth LLC 0.03% of their portfolio MINNETONKA, MN 381381 $21.6k $21.6k 0.03% Unchanged