Vault-13

SCHWAB STRATEGIC TR FNDB

FUNDAMENTAL US B · ETP · CUSIP 808524789

108 institutional holders +18 vs Q3 2022
2,806,2552.8m shares reported held*
$147.6mreported value*
17 new 29 added 22 reduced 5 sold out net bought ≈ $3.1m (+58.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.58.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 108108Q3 22Q4 22
Numbers
QuarterHolders
Q3 202290
Q4 2022108

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +86,632+86.6k
Callan Capital, LLC Added +40,804+40.8k
AMERIPRISE FINANCIAL INC Added +29,750+29.8k
Resonant Capital Advisors, LLC New +27,902+27.9k
FIRST NATIONAL CORP /MA/ /ADV Added +14,921+14.9k
UBS Group AG Added +13,552+13.6k
PRUDENTIAL FINANCIAL INC New +12,124+12.1k
ENVESTNET ASSET MANAGEMENT INC Added +9,684+9.7k
HighTower Advisors, LLC Added +8,826+8.8k
NewEdge Advisors, LLC New +8,450+8.4k

Biggest sellers

ROYAL BANK OF CANADA Reduced -127,678-127.7k
OSAIC HOLDINGS, INC. Reduced -30,643-30.6k
JANE STREET GROUP, LLC Sold out -16,361-16.4k
TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV Reduced -10,207-10.2k
Guardian Financial Partners, LLC Reduced -9,414-9.4k
MorganRosel Wealth Management, LLC Reduced -8,739-8.7k
Wade Financial Advisory, Inc Reduced -6,921-6.9k
MML INVESTORS SERVICES, LLC Reduced -5,995-6.0k
Main Street Financial Solutions, LLC Sold out -5,471-5.5k
Onyx Bridge Wealth Group LLC Sold out -4,611-4.6k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Callan Capital, LLC 3.08% of their portfolio LA JOLLA, CA 473,793473.8k $24.9m $24.9m 3.08% Added +40.8k +40,804
2 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 251,042251.0k $13.2m $13.2m 0.00% Added +29.8k +29,750
3 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 203,562203.6k $10.7m $10.7m 0.02% Added +86.6k +86,632
4 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 191,987192.0k $10.1m $10.1m 0.02% Added +8.8k +8,826
5 Sound Stewardship, LLC 7.22% of their portfolio Overland Park, KS 185,560185.6k $9.8m $9.8m 7.22% First filing
6 Opes Wealth Management LLC 2.80% of their portfolio MENLO PARK, CA 146,595146.6k $7.7m $7.7m 2.80% Added +1.3k +1,301
7 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 110,987111.0k $5.8m $5.8m 0.03% Added +4.7k +4,681
8 Guardian Financial Partners, LLC 5.81% of their portfolio ORANGE, CA 104,014104.0k $5.5m $5.5m 5.81% Reduced -9.4k -9,414
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 76,58176.6k $4.0m $4.0m 0.00% Added +13.6k +13,552
10 CVA Family Office, LLC 0.83% of their portfolio DENVER, CO 65,42065.4k $3.4m $3.4m 0.83% Reduced -3.0k -3,024
11 Leonard Rickey Investment Advisors P.L.L.C. 1.43% of their portfolio YAKIMA, WA 64,18564.2k $3.4m $3.4m 1.43% Added +60 +60
12 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 1.49% of their portfolio RALEIGH, NC 56,59656.6k $3.0m $3.0m 1.49% Reduced -10.2k -10,207
13 HHM Wealth Advisors, LLC 0.54% of their portfolio CHATTANOOGA, TN 44,74944.7k $2.4m $2.4m 0.54% Added +373 +373
14 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 43,64243.6k $2.3m $2.3m 0.01% Reduced -1.3k -1,284
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33,31833.3k $1.8m $1.8m 0.00% Added +3.8k +3,826
16 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 32,25532.3k $1.7m $1.7m 0.01% Reduced -6.0k -5,995
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,75129.8k $1.6m $1.6m 0.00% Reduced -2.6k -2,578
18 Red Door Wealth Management, LLC 0.50% of their portfolio Memphis, TN 28,88928.9k $1.5m $1.5m 0.50% Unchanged
19 Resonant Capital Advisors, LLC 0.18% of their portfolio Madison, WI 27,90227.9k $1.5m $1.5m 0.18% New
20 Clarius Group, LLC 0.12% of their portfolio SEATTLE, WA 25,37725.4k $1.3m $1.3m 0.12% Unchanged
21 Milestone Investment Advisors LLC 0.45% of their portfolio MIDDLETON, WI 24,51424.5k $1.3m $1.3m 0.45% First filing
22 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 24,24524.2k $1.3m $1.3m 0.05% First filing
23 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 23,61523.6k $1.2m $1.2m 0.02% Unchanged
24 FIRST NATIONAL CORP /MA/ /ADV 0.29% of their portfolio ROCKLAND, MA 22,24422.2k $1.2m $1.2m 0.29% Added +14.9k +14,921
25 Wade Financial Advisory, Inc 0.46% of their portfolio CAMPBELL, CA 19,17519.2k $1.0m $1.0m 0.46% Reduced -6.9k -6,921
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,64917.6k $929.0k $929.0k 0.00% Reduced -127.7k -127,678
27 BROWN BROTHERS HARRIMAN & CO 0.01% of their portfolio NEW YORK, NY 17,05717.1k $897.5k $897.5k 0.01% Reduced -4.2k -4,243
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,91716.9k $890.1k $890.1k 0.00% Added +9.7k +9,684
29 SeaCrest Wealth Management, LLC 0.12% of their portfolio PURCHASE, NY 16,44516.4k $865.4k $865.4k 0.12% Added +1.0k +1,041
30 Foster Group, Inc. 0.06% of their portfolio WEST DES MOINES, IA 16,24216.2k $854.6k $854.6k 0.06% Added +250 +250
31 CAROLINAS WEALTH CONSULTING LLC 0.19% of their portfolio CHARLOTTE, NC 15,78215.8k $830.5k $830.5k 0.19% Added +86 +86
32 QUADRANT CAPITAL GROUP LLC 0.09% of their portfolio CINCINNATI, OH 15,75615.8k $829.1k $829.1k 0.09% Reduced -486 -486
33 MorganRosel Wealth Management, LLC 0.37% of their portfolio HIGHLANDS RANCH, CO 15,33515.3k $806.9k $806.9k 0.37% Reduced -8.7k -8,739
34 Red Tortoise LLC 0.55% of their portfolio ATLANTA, GA 15,05515.1k $792.2k $792.2k 0.55% First filing
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,44814.4k $760.3k $760.3k 0.00% Reduced -1.5k -1,511
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,40413.4k $705.3k $705.3k 0.00% Added +6.4k +6,401
37 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 13,38013.4k $704.1k $704.1k 0.01% Added +11 +11
38 Vigilant Capital Management, LLC 0.06% of their portfolio Portland, ME 12,78012.8k $672.0k $672.0k 0.06% Reduced -130 -130
39 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 12,62112.6k $664.1k $664.1k 0.01% Unchanged
40 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 12,12412.1k $637.9k $637.9k 0.00% New
41 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,06812.1k $540.8k $540.8k 0.00% First filing
42 Retirement Planning Group, LLC 0.07% of their portfolio LEAWOOD, KS 11,71711.7k $616.5k $616.5k 0.07% Reduced -243 -243
43 BELLEVUE ASSET MANAGEMENT, LLC 0.45% of their portfolio BELLEVUE, WA 11,69011.7k $610.5k $610.5k 0.45% Reduced -40 -40
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,36311.4k $597.0k $597.0k 0.00% Added +790 +790
45 AdvisorNet Financial, Inc 0.06% of their portfolio MINNETONKA, MN 11,25211.3k $592.1k $592.1k 0.06% Added +85 +85
46 SFMG, LLC 0.06% of their portfolio PLANO, TX 11,06011.1k $582.0k $582.0k 0.06% Unchanged
47 Chevy Chase Trust Holdings, LLC 0.00% of their portfolio BETHESDA, MD 10,84910.8k $570.9k $570.9k 0.00% Reduced -1.0k -1,000
48 Sage Financial Management Group, Inc. 0.40% of their portfolio MCLEAN, VA 10,80010.8k $568.0k $568.0k 0.40% Unchanged
49 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 10,16910.2k $535.1k $535.1k 0.01% Unchanged
50 COZAD ASSET MANAGEMENT INC 0.07% of their portfolio CHAMPAIGN, IL 9,96410.0k $524.3k $524.3k 0.07% Unchanged
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,8199.8k $517.0k $517.0k 0.00% Reduced -30.6k -30,643
52 VALLEY NATIONAL ADVISERS INC 0.08% of their portfolio BETHLEHEM, PA 8,5068.5k $465.0k $465.0k 0.08% Added +229 +229
53 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,4508.4k $410.9k $410.9k 0.01% New
54 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,1648.2k $429.6k $429.6k 0.00% Reduced -826 -826
55 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,9497.9k $418.0k $418.0k 0.02% Reduced -4.4k -4,387
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8787.9k $414.5k $414.5k 0.00% New
57 Carnegie Investment Counsel 0.02% of their portfolio PEPPER PIKE, OH 6,9206.9k $364.1k $364.1k 0.02% Unchanged
58 JAMES INVESTMENT RESEARCH, INC. 0.05% of their portfolio ALPHA, OH 6,8496.8k $360.0k $360.0k 0.05% Added +2.1k +2,072
59 PFG Advisors 0.03% of their portfolio Phoenix, AZ 6,5986.6k $347.2k $347.2k 0.03% New
60 MADISON WEALTH MANAGEMENT 0.07% of their portfolio CINCINNATI, OH 6,0426.0k $317.9k $317.9k 0.07% Unchanged
61 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 5,9385.9k $312.5k $312.5k 0.01% Added +33 +33
62 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 5,6535.7k $297.5k $297.5k 0.04% Unchanged
63 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 5,5715.6k $293.0k $293.0k 0.01% Added +1.2k +1,220
64 Werba Rubin Papier Wealth Management 0.12% of their portfolio SAN JOSE, CA 5,4725.5k $287.9k $287.9k 0.12% First filing
65 Avant Capital LLC 0.34% of their portfolio LAFAYETTE, LA 5,2675.3k $277.2k $277.2k 0.34% New
66 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 4,9104.9k $258.4k $258.4k 0.02% Unchanged
67 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 4,8644.9k $256.0k $256.0k 0.01% Unchanged
68 Redhawk Wealth Advisors, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 4,5004.5k $236.8k $236.8k 0.09% Unchanged
69 TOTAL INVESTMENT MANAGEMENT INC 0.06% of their portfolio SCOTTSDALE, AZ 4,4884.5k $236.1k $236.1k 0.06% Added +21 +21
70 Bluespring Wealth Management, LLC 0.03% of their portfolio AUSTIN, TX 4,3264.3k $227.6k $227.6k 0.03% New
71 Kendall Capital Management 0.11% of their portfolio ROCKVILLE, MD 4,2454.2k $223.0k $223.0k 0.11% Reduced -200 -200
72 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,0454.0k $212.8k $212.8k 0.01% New
73 Crewe Advisors LLC 0.03% of their portfolio SALT LAKE CITY, UT 3,9483.9k $207.7k $207.7k 0.03% Unchanged
74 Koesten, Hirschmann & Crabtree, INC. 0.11% of their portfolio OVERLAND PARK, KS 2,5102.5k $132.1k $132.1k 0.11% First filing
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,4212.4k $127.4k $127.4k 0.00% Unchanged
76 S.A. Mason LLC 0.09% of their portfolio HOLLAND, MI 2,1802.2k $114.7k $114.7k 0.09% New
77 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.01% of their portfolio KNOXVILLE, TN 1,8951.9k $105.6k $105.6k 0.01% New
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,3001.3k $68.4k $68.4k 0.00% New
79 St. James Investment Advisors, LLC 0.10% of their portfolio PORT JEFFERSON, NY 1,0441.0k $54.9k $54.9k 0.10% Reduced -3.5k -3,521
80 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 854854 $45.0k $45.0k 0.00% Added +4 +4
81 Lee Financial Co 0.01% of their portfolio Dallas, TX 815815 $42.9k $42.9k 0.01% Unchanged
82 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 744744 $39.1k $39.1k 0.00% Added +2 +2
83 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 681681 $36.0k $36.0k 0.00% Added +1 +1
84 Sandy Spring Bank 0.00% of their portfolio Olney, MD 600600 $31.6k $31.6k 0.00% Unchanged
85 FMR LLC 0.00% of their portfolio BOSTON, MA 557557 $29.3k $29.3k 0.00% Unchanged
86 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 541541 $28.0k $28.0k 0.00% Added +22 +22
87 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $26.3k $26.3k 0.00% Unchanged
88 Pflug Koory, LLC 0.01% of their portfolio OMAHA, NE 494494 $26.0k $26.0k 0.01% Added +29 +29
89 Kalos Management, Inc. 0.05% of their portfolio ALPHARETTA, GA 397397 $20.9k $20.9k 0.05% New
90 Legacies Wealth LLC 0.03% of their portfolio MINNETONKA, MN 381381 $20.0k $20.0k 0.03% Unchanged
91 Core Wealth Advisors, Inc. 0.01% of their portfolio LAKELAND, FL 375375 $19.7k $19.7k 0.01% Unchanged
92 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.01% of their portfolio WALTHAM, MA 312312 $16.5k $16.5k 0.01% First filing
93 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 300300 $15.8k $15.8k 0.00% Unchanged
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 235235 $12.4k $12.4k 0.00% New
95 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 184184 $10.0k $10.0k 0.00% New
96 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 160160 $8.4k $8.4k 0.00% New
97 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 107107 $5.6k $5.6k 0.00% New
98 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 105105 $5.0k $5.0k 0.00% Reduced -60 -60
99 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 5252 $2.7k $2.7k 0.00% Unchanged
100 TCI Wealth Advisors, Inc. 0.00% of their portfolio Tucson, AZ 5151 $2.7k $2.7k 0.00% Unchanged