Vault-13

SCHWAB STRATEGIC TR FNDX

FUNDAMENTAL US L · ETP · CUSIP 808524771

570 institutional holders +34 vs Q2 2024
192,118,015192.1m shares reported held*
$13.6bnreported value*
66 new 258 added 132 reduced 37 sold out net bought ≈ $226.9m (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($324.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.87.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 356Q4 22: 388Q1 23: 387Q2 23: 415Q3 23: 415Q4 23: 482Q1 24: 502Q2 24: 536Q3 24: 570570Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022356
Q4 2022388
Q1 2023387
Q2 2023415
Q3 2023415
Q4 2023482
Q1 2024502
Q2 2024536
Q3 2024570

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 216 bought or addedQ4 22: 126 cut or sold outQ1 23: 208 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 236 bought or addedQ2 23: 139 cut or sold outQ3 23: 223 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 260 bought or addedQ4 23: 155 cut or sold outQ1 24: 288 bought or addedQ1 24: 173 cut or sold outQ1 24Q2 24: 278 bought or addedQ2 24: 184 cut or sold outQ3 24: 324 bought or addedQ3 24: 169 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022216126
Q1 2023208142
Q2 2023236139
Q3 2023223151
Q4 2023260155
Q1 2024288173
Q2 2024278184
Q3 2024324169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $353.1kQ4 23 puts: $130.1kQ4 23P/C 0.37Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$353.1k$130.1k0.37
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

Cornerstone Planning Group LLC New +1,309,618+1.3m
Financial Strategies Group, Inc. Added +564,270+564.3k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +501,854+501.9k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +317,581+317.6k
CAPTRUST FINANCIAL ADVISORS Added +313,382+313.4k
ALLEN WEALTH MANAGEMENT, LLC New +312,738+312.7k
Pallas Capital Advisors LLC Added +267,933+267.9k
AMERIPRISE FINANCIAL INC Added +251,602+251.6k
Archford Capital Strategies, LLC Added +215,765+215.8k
ENVESTNET ASSET MANAGEMENT INC Added +185,256+185.3k

Biggest sellers

Callan Capital, LLC Reduced -1,208,137-1.2m
Prism Advisors, Inc. Reduced -169,121-169.1k
Strategic Financial Concepts, LLC Sold out -95,524-95.5k
CAHILL FINANCIAL ADVISORS INC Reduced -58,742-58.7k
JPMORGAN CHASE & CO Reduced -39,488-39.5k
Northwest Bancshares, Inc. Reduced -26,435-26.4k
CITADEL ADVISORS LLC Sold out -17,171-17.2k
Cambridge Investment Research Advisors, Inc. Reduced -17,097-17.1k
OXFORD FINANCIAL GROUP, LTD. LLC Reduced -16,347-16.3k
Capasso Planning Partners LLC Reduced -13,983-14.0k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1.79% of their portfolio SAN FRANCISCO, CA 130,624,355130.6m $9.4bn $9.4bn 1.79% Added +317.6k +317,581
2 CAPTRUST FINANCIAL ADVISORS 0.99% of their portfolio RALEIGH, NC 4,641,3124.6m $333.1m $333.1m 0.99% Added +313.4k +313,382
3 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5.29% of their portfolio LOS ANGELES, CA 3,196,5353.2m $229.4m $229.4m 5.29% Added +501.9k +501,854
4 McAdam, LLC 11.74% of their portfolio Philadelphia, PA 2,916,8212.9m $209.3m $209.3m 11.74% Added +165.9k +165,937
5 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 2,332,6562.3m $167.4m $167.4m 0.04% Added +251.6k +251,602
6 Northwest Bancshares, Inc. 25.34% of their portfolio WARREN, PA 2,073,0442.1m $148.8m $148.8m 25.34% Reduced -26.4k -26,435
7 Steele Capital Management, Inc. 7.45% of their portfolio DUBUQUE, IA 1,985,8732.0m $142.5m $142.5m 7.45% Added +9.9k +9,950
8 Glassman Wealth Services 18.36% of their portfolio VIENNA, VA 1,500,6931.5m $107.7m $107.7m 18.36% Added +10.1k +10,116
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,481,9571.5m $106.3m $106.3m 0.03% Added +185.3k +185,256
10 Cornerstone Planning Group LLC 8.26% of their portfolio FAIRFIELD, NJ 1,309,6181.3m $31.3m $31.3m 8.26% New
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,269,4021.3m $91.1m $91.1m 0.01% Added +66.8k +66,831
12 Callan Capital, LLC 6.11% of their portfolio LA JOLLA, CA 1,218,7111.2m $87.5m $87.5m 6.11% Reduced -1.2m -1,208,137
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,053,7011.1m $75.6m $75.6m 0.01% Added +129.3k +129,346
14 Charles Schwab Trust Co 5.57% of their portfolio HENDERSON, NV 898,580898.6k $64.5m $64.5m 5.57% Added +47.6k +47,613
15 Financial Strategies Group, Inc. 4.79% of their portfolio OKEMOS, MI 843,310843.3k $20.4m $20.4m 4.79% Added +564.3k +564,270
16 Lee Financial Co 8.48% of their portfolio Dallas, TX 832,515832.5k $59.7m $59.7m 8.48% Reduced -3.5k -3,505
17 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 828,850828.9k $59.5m $59.5m 0.13% Added +80.9k +80,942
18 Kelman-Lazarov, Inc. 10.00% of their portfolio MEMPHIS, TN 809,774809.8k $58.1m $58.1m 10.00% Added +9.3k +9,321
19 Gemmer Asset Management LLC 5.68% of their portfolio WALNUT CREEK, CA 790,050790.0k $56.7m $56.7m 5.68% Added +17.9k +17,938
20 UBS Group AG 0.02% of their portfolio ZURICH, V8 749,622749.6k $53.8m $53.8m 0.02% Added +133.0k +133,012
21 Private Advisor Group, LLC 0.31% of their portfolio MORRISTOWN, NJ 692,174692.2k $49.7m $49.7m 0.31% Reduced -2.7k -2,714
22 Bell Investment Advisors, Inc 9.02% of their portfolio ORINDA, CA 685,216685.2k $49.2m $49.2m 9.02% Reduced -8.3k -8,275
23 RESTON WEALTH MANAGEMENT LLC 17.51% of their portfolio Reston, VA 674,082674.1k $48.4m $48.4m 17.51% Added +19.2k +19,239
24 Ashford Advisors, LLC 11.19% of their portfolio PITTSFORD, NY 669,760669.8k $48.1m $48.1m 11.19% Reduced -215 -215
25 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 623,494623.5k $44.7m $44.7m 0.10% Reduced -440 -440
26 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 589,254589.3k $42.3m $42.3m 0.14% Reduced -17.1k -17,097
27 Tanglewood Wealth Management, Inc. 4.86% of their portfolio HOUSTON, TX 588,241588.2k $42.2m $42.2m 4.86% Reduced -12.5k -12,519
28 Koesten, Hirschmann & Crabtree, INC. 23.87% of their portfolio OVERLAND PARK, KS 570,981571.0k $41.0m $41.0m 23.87% Reduced -10.8k -10,767
29 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 515,495515.5k $37.0m $37.0m 0.05% Added +20.9k +20,884
30 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 512,446512.4k $36.8m $36.8m 0.02% Added +40.4k +40,360
31 Clark Capital Management Group, Inc. 0.24% of their portfolio PHILADELPHIA, PA 490,037490.0k $35.2m $35.2m 0.24% Added +21.0k +20,980
32 ALPS ADVISORS INC 0.23% of their portfolio Denver, CO 484,335484.3k $34.8m $34.8m 0.23% Reduced -6.6k -6,620
33 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 479,885479.9k $34.4m $34.4m 0.05% Added +55.8k +55,839
34 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 467,133467.1k $33.5m $33.5m 0.18% Added +49.0k +49,028
35 Leonard Rickey Investment Advisors P.L.L.C. 7.42% of their portfolio YAKIMA, WA 455,484455.5k $32.7m $32.7m 7.42% Added +5.1k +5,104
36 Prairiewood Capital, LLC 13.41% of their portfolio FARGO, ND 441,111441.1k $31.7m $31.7m 13.41% Added +28.9k +28,868
37 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 440,284440.3k $31.6m $31.6m 0.03% Added +7.5k +7,538
38 KAVAR CAPITAL PARTNERS GROUP, LLC 4.98% of their portfolio LEAWOOD, KS 438,485438.5k $31.5m $31.5m 4.98% Added +6.4k +6,410
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 437,986438.0k $31.4m $31.4m 0.03% Added +16.6k +16,612
40 Pallas Capital Advisors LLC 0.42% of their portfolio BRAINTREE, MA 409,395409.4k $9.8m $9.8m 0.42% Added +267.9k +267,933
41 Resonant Capital Advisors, LLC 2.13% of their portfolio Madison, WI 402,996403.0k $28.9m $28.9m 2.13% Added +13.5k +13,520
42 OXFORD FINANCIAL GROUP, LTD. LLC 1.76% of their portfolio INDIANAPOLIS, IN 387,365387.4k $27.8m $27.8m 1.76% Reduced -16.3k -16,347
43 Mariner, LLC 0.05% of their portfolio Overland Park, KS 357,245357.2k $25.6m $25.6m 0.05% Added +11.1k +11,062
44 Focus Partners Wealth 0.08% of their portfolio ST LOUIS, MO 350,414350.4k $25.1m $25.1m 0.08% Added +89.9k +89,878
45 Planned Solutions, Inc. 10.07% of their portfolio FOLSOM, CA 344,981345.0k $24.8m $24.8m 10.07% Added +2.1k +2,131
46 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 332,365332.4k $23.9m $23.9m 0.04% Added +154 +154
47 CAHILL FINANCIAL ADVISORS INC 3.15% of their portfolio EDINA, MN 321,021321.0k $23.0m $23.0m 3.15% Reduced -58.7k -58,742
48 Archford Capital Strategies, LLC 1.16% of their portfolio SWANSEA, IL 317,740317.7k $7.7m $7.7m 1.16% Added +215.8k +215,765
49 ALLEN WEALTH MANAGEMENT, LLC 15.56% of their portfolio Boone, NC 312,738312.7k $22.4m $22.4m 15.56% New
50 Solitude Financial Services 9.23% of their portfolio CHARLOTTESVILLE, VA 301,322301.3k $21.6m $21.6m 9.23% Added +2.3k +2,325
51 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.30% of their portfolio CINCINNATI, OH 293,169293.2k $21.0m $21.0m 0.30% Added +4.2k +4,171
52 Haverford Trust Co 0.20% of their portfolio Radnor, PA 282,371282.4k $20.3m $20.3m 0.20% Added +2.7k +2,677
53 Washington Trust Advisors, Inc. 1.67% of their portfolio WELLESLEY, MA 270,150270.1k $19.4m $19.4m 1.67% Reduced -12.0k -11,978
54 MOLLER WEALTH PARTNERS 4.74% of their portfolio NORTHFIELD, IL 264,482264.5k $19.0m $19.0m 4.74% Reduced -41 -41
55 Firestone Capital Management 4.56% of their portfolio SOUTH MIAMI, FL 253,161253.2k $18.2m $18.2m 4.56% Reduced -7.1k -7,109
56 Your Advocates Ltd., LLP 6.86% of their portfolio HOUSTON, TX 243,361243.4k $17.5m $17.5m 6.86% Reduced -5.3k -5,266
57 ELEVATION WEALTH PARTNERS, LLC 7.49% of their portfolio WALNUT CREEK, CA 243,280243.3k $17.5m $17.5m 7.49% Added +2.7k +2,694
58 Quadcap Wealth Management, LLC 2.69% of their portfolio Frisco, TX 239,635239.6k $17.2m $17.2m 2.69% Added +48.2k +48,212
59 CABOT WEALTH MANAGEMENT INC 1.99% of their portfolio BEVERLY, MA 222,378222.4k $16.0m $16.0m 1.99% Reduced -3.5k -3,481
60 Certified Advisory Corp 1.67% of their portfolio ALTAMONTE SPRINGS, FL 210,187210.2k $15.1m $15.1m 1.67% Added +33.5k +33,459
61 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 204,095204.1k $4.9m $4.9m 0.01% Added +130.9k +130,873
62 Burt Wealth Advisors 3.60% of their portfolio North Bethesda, MD 203,696203.7k $14.6m $14.6m 3.60% Reduced -4.9k -4,915
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 201,280201.3k $14.4m $14.4m 0.00% Added +19.9k +19,894
64 CPC Advisors, LLC 2.13% of their portfolio Atlanta, GA 199,334199.3k $14.3m $14.3m 2.13% Added +281 +281
65 Strata Wealth Advisors, LLC 4.59% of their portfolio DALLAS, TX 198,772198.8k $14.3m $14.3m 4.59% Added +1.1k +1,075
66 White Pine Investment CO 3.83% of their portfolio LIVONIA, MI 194,435194.4k $14.0m $14.0m 3.83% Added +1.8k +1,846
67 Systelligence, LLC 3.46% of their portfolio BLOOMINGTON, MN 194,255194.3k $13.9m $13.9m 3.46% Reduced -1.4k -1,424
68 TruNorth Capital Management, LLC 4.08% of their portfolio KALAMAZOO, MI 192,096192.1k $13.8m $13.8m 4.08% Added +8.1k +8,106
69 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 189,531189.5k $13.6m $13.6m 0.16% Reduced -3.9k -3,864
70 Pasadena Private Wealth, LLC 2.89% of their portfolio PASADENA, CA 189,338189.3k $13.6m $13.6m 2.89% Reduced -6.9k -6,867
71 Tradition Wealth Management, LLC 1.17% of their portfolio EDINA, MN 182,263182.3k $13.1m $13.1m 1.17% Added +4.7k +4,729
72 STAGE HARBOR FINANCIAL, LLC 3.96% of their portfolio WESTWOOD, MA 180,904180.9k $4.4m $4.4m 3.96% Added +119.9k +119,882
73 Wealth Forward, LLC 8.65% of their portfolio FARGO, ND 171,814171.8k $12.3m $12.3m 8.65% Reduced -1.1k -1,102
74 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 169,424169.4k $12.2m $12.2m 0.03% Added +785 +785
75 Opes Wealth Management LLC 2.24% of their portfolio MENLO PARK, CA 162,696162.7k $11.7m $11.7m 2.24% Reduced -1.5k -1,534
76 Eagle Strategies LLC 2.10% of their portfolio NEW YORK, NY 161,752161.8k $11.6m $11.6m 2.10% Reduced -5.3k -5,333
77 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 3.46% of their portfolio New Cumberland, PA 157,279157.3k $11.3m $11.3m 3.46% Added +88.8k +88,838
78 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 153,352153.4k $11.0m $11.0m 0.02% Reduced -7.9k -7,890
79 Urban Financial Advisory Corp 5.92% of their portfolio CHICAGO, IL 149,506149.5k $10.7m $10.7m 5.92% Added +65.8k +65,827
80 Northland Capital Management LLC 6.12% of their portfolio VIRGINIA, MN 149,036149.0k $10.7m $10.7m 6.12% Added +15.1k +15,056
81 U.S. Capital Wealth Advisors, LLC 0.37% of their portfolio AUSTIN, TX 145,804145.8k $10.5m $10.5m 0.37% Added +21.8k +21,827
82 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.59% of their portfolio ROCHESTER, NY 145,740145.7k $10.5m $10.5m 0.59% Reduced -4.2k -4,164
83 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 145,425145.4k $10.4m $10.4m 0.01% Added +18.5k +18,519
84 MANNING & NAPIER ADVISORS LLC 0.11% of their portfolio Fairport, NY 144,442144.4k $10.4m $10.4m 0.11% Added +132.4k +132,442
85 Trivium Point Advisory, LLC 0.50% of their portfolio WILTON, CT 144,240144.2k $3.6m $3.6m 0.50% Added +91.7k +91,744
86 Cedar Point Capital Partners, LLC 7.05% of their portfolio Cedar Rapids, IA 143,060143.1k $10.3m $10.3m 7.05% Reduced -6.6k -6,562
87 RHS Financial, LLC 5.16% of their portfolio SAN FRANCISCO, CA 142,881142.9k $10.3m $10.3m 5.16% Reduced -7.3k -7,343
88 Aspire Wealth Management Corp 5.51% of their portfolio WALTHAM, MA 142,682142.7k $10.2m $10.2m 5.51% Added +15.5k +15,453
89 American Trust 0.84% of their portfolio LEXINGTON, KY 142,056142.1k $10.2m $10.2m 0.84% Reduced -10.5k -10,503
90 Legend Financial Advisors, Inc. 6.83% of their portfolio PITTSBURGH, PA 137,836137.8k $9.9m $9.9m 6.83% Reduced -2.0k -2,030
91 Sterling Financial Planning, Inc. 3.59% of their portfolio SPARTA, NJ 135,810135.8k $9.7m $9.7m 3.59% Reduced -307 -307
92 Masso Torrence Wealth Management Inc. 5.17% of their portfolio MARLTON, NJ 133,536133.5k $9.6m $9.6m 5.17% Reduced -1.1k -1,097
93 Nicholas Hoffman & Company, LLC. 0.40% of their portfolio ATLANTA, GA 130,787130.8k $9.4m $9.4m 0.40% Added +3.4k +3,408
94 Arlington Financial Advisors, LLC 1.92% of their portfolio SANTA BARBARA, CA 130,256130.3k $9.3m $9.3m 1.92% Reduced -1.2k -1,196
95 Lakewood Asset Management LLC 6.03% of their portfolio NAPERVILLE, IL 122,999123.0k $8.8m $8.8m 6.03% Added +2.1k +2,080
96 SYNOVUS FINANCIAL CORP 0.10% of their portfolio Columbus, GA 118,654118.7k $8.5m $8.5m 0.10% Added +57.1k +57,059
97 Arete Wealth Advisors, LLC 0.72% of their portfolio CHICAGO, IL 117,697117.7k $8.4m $8.4m 0.72% Added +29.1k +29,137
98 LOWERY THOMAS, LLC 5.68% of their portfolio PEBBLE BEACH, CA 116,638116.6k $8.4m $8.4m 5.68% Added +7.9k +7,865
99 Bruce G. Allen Investments, LLC 6.29% of their portfolio DENVER, CO 112,897112.9k $8.1m $8.1m 6.29% Added +288 +288
100 Verum Partners LLC 2.32% of their portfolio CHARLOTTE, NC 110,568110.6k $7.9m $7.9m 2.32% Reduced -10.2k -10,224