Vault-13

SCHWAB STRATEGIC TR FNDX

FUNDAMENTAL US L · ETP · CUSIP 808524771

415 institutional holders +28 vs Q1 2023
161,524,565161.5m shares reported held*
$9.3bnreported value*
63 new 173 added 104 reduced 35 sold out net bought ≈ $206.8m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.56. Options: 1 managers hold calls ($264.8k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 356Q4 22: 388Q1 23: 387Q2 23: 415415Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022356
Q4 2022388
Q1 2023387
Q2 2023415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 216 bought or addedQ4 22: 126 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 236 bought or addedQ2 23: 139 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022216126
Q1 2023208142
Q2 2023236139

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $241.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $264.8kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$241.6k$00.00
Q2 2023$264.8k$00.00

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +1,971,264+2.0m
AMERIPRISE FINANCIAL INC Added +359,016+359.0k
Callan Capital, LLC Added +247,487+247.5k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +183,898+183.9k
Northwest Bancshares, Inc. Added +148,577+148.6k
McAdam, LLC Added +110,337+110.3k
Clark Capital Management Group, Inc. Added +104,702+104.7k
Journey Advisory Group, LLC New +104,422+104.4k
ACCESS FINANCIAL SERVICES, INC. New +76,854+76.9k
Lee Financial Co Added +75,489+75.5k

Biggest sellers

Pasadena Private Wealth, LLC Sold out -342,437-342.4k
Systelligence, LLC Reduced -146,186-146.2k
LIBERTY WEALTH MANAGEMENT LLC Sold out -110,086-110.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -78,342-78.3k
Consilium Wealth Advisory, LLC Reduced -63,936-63.9k
Scarborough Advisors, LLC Sold out -56,175-56.2k
Guardian Financial Partners, LLC Sold out -42,077-42.1k
CIBC Private Wealth Group LLC Reduced -39,968-40.0k
UBS Group AG Reduced -29,911-29.9k
Ashford Advisors, LLC Reduced -24,918-24.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $264.8k4.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 10.94% of their portfolio SAN FRANCISCO, CA 122,628,440122.6m $7.1bn $7.1bn 10.94% Added +2.0m +1,971,264
2 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4.91% of their portfolio LOS ANGELES, CA 2,571,5322.6m $148.0m $148.0m 4.91% Added +183.9k +183,898
3 McAdam, LLC 10.53% of their portfolio Philadelphia, PA 2,216,8212.2m $127.6m $127.6m 10.53% Added +110.3k +110,337
4 Northwest Bancshares, Inc. 21.43% of their portfolio WARREN, PA 2,058,9792.1m $118.5m $118.5m 21.43% Added +148.6k +148,577
5 Glassman Wealth Services 13.29% of their portfolio VIENNA, VA 1,431,9961.4m $82.4m $82.4m 13.29% Reduced -14.0k -13,975
6 Callan Capital, LLC 5.99% of their portfolio LA JOLLA, CA 940,277940.3k $54.1m $54.1m 5.99% Added +247.5k +247,487
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 911,187911.2k $52.5m $52.5m 0.01% Added +43.8k +43,782
8 Lee Financial Co 8.50% of their portfolio Dallas, TX 843,410843.4k $48.6m $48.6m 8.50% Added +75.5k +75,489
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 822,219822.2k $47.3m $47.3m 0.02% Reduced -78.3k -78,342
10 Kelman-Lazarov, Inc. 10.77% of their portfolio MEMPHIS, TN 777,914777.9k $44.8m $44.8m 10.77% Added +21.9k +21,940
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 728,933728.9k $42.0m $42.0m 0.00% Reduced -3.0k -2,952
12 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 716,741716.7k $41.3m $41.3m 0.16% Reduced -13.4k -13,377
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 711,098711.1k $40.9m $40.9m 0.01% Added +359.0k +359,016
14 Gemmer Asset Management LLC 5.47% of their portfolio WALNUT CREEK, CA 698,143698.1k $40.2m $40.2m 5.47% Added +46.5k +46,453
15 Tanglewood Wealth Management, Inc. 5.50% of their portfolio HOUSTON, TX 668,070668.1k $38.5m $38.5m 5.50% Added +61.3k +61,344
16 Private Advisor Group, LLC 0.34% of their portfolio MORRISTOWN, NJ 660,910660.9k $39.5m $39.5m 0.34% Added +8.3k +8,310
17 Charles Schwab Trust Co 4.31% of their portfolio HENDERSON, NV 659,948659.9k $35.8m $35.8m 4.31% Added +11.7k +11,689
18 Ashford Advisors, LLC 10.86% of their portfolio PITTSFORD, NY 628,107628.1k $36.2m $36.2m 10.86% Reduced -24.9k -24,918
19 Bell Investment Advisors, Inc 7.99% of their portfolio ORINDA, CA 625,631625.6k $36.0m $36.0m 7.99% Added +73.5k +73,459
20 Koesten, Hirschmann & Crabtree, INC. 26.64% of their portfolio OVERLAND PARK, KS 611,449611.4k $35.2m $35.2m 26.64% Reduced -2.9k -2,851
21 RESTON WEALTH MANAGEMENT LLC 16.48% of their portfolio Reston, VA 601,567601.6k $34.6m $34.6m 16.48% Added +14.1k +14,122
22 Clark Capital Management Group, Inc. 0.28% of their portfolio PHILADELPHIA, PA 540,287540.3k $31.1m $31.1m 0.28% Added +104.7k +104,702
23 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 528,706528.7k $30.4m $30.4m 0.14% Added +67.5k +67,537
24 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 513,080513.1k $29.5m $29.5m 0.05% Reduced -1.8k -1,818
25 Arlington Financial Advisors, LLC 10.72% of their portfolio SANTA BARBARA, CA 510,278510.3k $29.4m $29.4m 10.72% Added +6.6k +6,571
26 OXFORD FINANCIAL GROUP, LTD. LLC 2.42% of their portfolio INDIANAPOLIS, IN 442,224442.2k $25.5m $25.5m 2.42% Reduced -8.5k -8,527
27 UBS Group AG 0.01% of their portfolio ZURICH, V8 414,122414.1k $23.8m $23.8m 0.01% Reduced -29.9k -29,911
28 LINCOLN NATIONAL CORP 0.46% of their portfolio RADNOR, PA 405,275405.3k $23.3m $23.3m 0.46% Reduced -3.0k -2,951
29 Leonard Rickey Investment Advisors P.L.L.C. 8.77% of their portfolio YAKIMA, WA 404,690404.7k $23.3m $23.3m 8.77% Added +9.4k +9,368
30 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 392,258392.3k $22.6m $22.6m 0.03% Reduced -9.9k -9,861
31 Your Advocates Ltd., LLP 11.04% of their portfolio HOUSTON, TX 374,229374.2k $21.5m $21.5m 11.04% Added +11.7k +11,708
32 KAVAR CAPITAL PARTNERS GROUP, LLC 4.56% of their portfolio LEAWOOD, KS 371,829371.8k $21.4m $21.4m 4.56% Added +303 +303
33 Resonant Capital Advisors, LLC 2.23% of their portfolio Madison, WI 356,428356.4k $20.5m $20.5m 2.23% Added +8.5k +8,481
34 CAHILL FINANCIAL ADVISORS INC 3.17% of their portfolio EDINA, MN 340,819340.8k $19.6m $19.6m 3.17% Added +43.9k +43,934
35 Planned Solutions, Inc. 11.37% of their portfolio FOLSOM, CA 334,122334.1k $19.2m $19.2m 11.37% Added +8.2k +8,222
36 Washington Trust Advisors, Inc. 1.80% of their portfolio WELLESLEY, MA 322,654322.7k $18.6m $18.6m 1.80% Added +5.4k +5,366
37 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 311,952312.0k $17.9m $17.9m 0.04% Added +24.7k +24,716
38 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 307,884307.9k $17.7m $17.7m 0.04% Added +49.6k +49,626
39 Prairiewood Capital, LLC 11.76% of their portfolio FARGO, ND 304,663304.7k $17.5m $17.5m 11.76% Added +3.9k +3,862
40 Financial Strategies Group, Inc. 5.51% of their portfolio OKEMOS, MI 299,196299.2k $17.2m $17.2m 5.51% Added +49.8k +49,779
41 Kestra Advisory Services, LLC 0.17% of their portfolio AUSTIN, TX 294,712294.7k $17.0m $17.0m 0.17% Added +1.1k +1,105
42 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 289,374289.4k $16.7m $16.7m 0.01% Added +7.5k +7,453
43 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 275,145275.1k $15.8m $15.8m 0.04% Added +11.2k +11,242
44 Bartlett & Co. LLC 0.27% of their portfolio CINCINNATI, OH 266,744266.7k $15.4m $15.4m 0.27% Added +3.7k +3,749
45 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.27% of their portfolio CINCINNATI, OH 266,744266.7k $15.4m $15.4m 0.27% Added +3.7k +3,749
46 MOLLER WEALTH PARTNERS 4.67% of their portfolio NORTHFIELD, IL 265,400265.4k $15.3m $15.3m 4.67% Reduced -4.0k -4,008
47 Firestone Capital Management 4.78% of their portfolio SOUTH MIAMI, FL 252,313252.3k $14.7m $14.7m 4.78% Reduced -6.2k -6,162
48 CABOT WEALTH MANAGEMENT INC 2.14% of their portfolio BEVERLY, MA 249,229249.2k $14.3m $14.3m 2.14% Added +1.5k +1,479
49 Tradition Wealth Management, LLC 1.60% of their portfolio EDINA, MN 237,409237.4k $13.7m $13.7m 1.60% Reduced -16.0k -16,042
50 Mariner, LLC 0.04% of their portfolio Overland Park, KS 237,212237.2k $13.7m $13.7m 0.04% Added +12.6k +12,628
51 Haverford Trust Co 0.14% of their portfolio Radnor, PA 213,649213.6k $12.3m $12.3m 0.14% Added +18.0k +17,967
52 Burt Wealth Advisors 3.65% of their portfolio North Bethesda, MD 210,506210.5k $12.1m $12.1m 3.65% Added +3.3k +3,305
53 ELEVATION WEALTH PARTNERS, LLC 10.44% of their portfolio WALNUT CREEK, CA 209,994210.0k $12.4m $12.4m 10.44% Added +12.2k +12,211
54 Opes Wealth Management LLC 3.25% of their portfolio MENLO PARK, CA 199,329199.3k $11.5m $11.5m 3.25% Added +24.7k +24,680
55 ARCADIA INVESTMENT ADVISORS LLC 7.28% of their portfolio EAGLE, ID 193,098193.1k $11.1m $11.1m 7.28% Reduced -20.9k -20,898
56 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 185,319185.3k $10.7m $10.7m 0.04% Added +26.1k +26,051
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 184,831184.8k $10.6m $10.6m 0.01% Added +13.0k +12,967
58 White Pine Investment CO 3.60% of their portfolio LIVONIA, MI 181,227181.2k $10.4m $10.4m 3.60% Added +3.4k +3,420
59 CPC Advisors, LLC 2.19% of their portfolio Atlanta, GA 181,028181.0k $10.4m $10.4m 2.19% Added +14.9k +14,873
60 Systelligence, LLC 3.21% of their portfolio BLOOMINGTON, MN 176,447176.4k $10.2m $10.2m 3.21% Reduced -146.2k -146,186
61 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.69% of their portfolio ROCHESTER, NY 169,799169.8k $9.8m $9.8m 0.69% Reduced -8.4k -8,389
62 Northland Capital Management LLC 7.07% of their portfolio VIRGINIA, MN 166,322166.3k $9.6m $9.6m 7.07% Reduced -22.0k -22,039
63 RHS Financial, LLC 6.84% of their portfolio SAN FRANCISCO, CA 161,903161.9k $9.3m $9.3m 6.84% Added +2.6k +2,650
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 146,836146.8k $8.5m $8.5m 0.00% Reduced -5.6k -5,645
65 TIEDEMANN ADVISORS, LLC 0.35% of their portfolio NEW YORK, NY 144,257144.3k $8.3m $8.3m 0.35% Reduced -9.5k -9,526
66 Sterling Financial Planning, Inc. 3.92% of their portfolio SPARTA, NJ 137,419137.4k $7.9m $7.9m 3.92% Added +10.7k +10,689
67 Eagle Strategies LLC 1.91% of their portfolio NEW YORK, NY 136,252136.3k $7.8m $7.8m 1.91% Added +48.7k +48,669
68 Legend Financial Advisors, Inc. 6.36% of their portfolio PITTSBURGH, PA 132,449132.4k $7.6m $7.6m 6.36% Reduced -97 -97
69 Financial Architects, Inc 1.03% of their portfolio MARLTON, NJ 118,186118.2k $6.8m $6.8m 1.03% Added +9.1k +9,145
70 Journey Advisory Group, LLC 0.90% of their portfolio COVINGTON, KY 104,422104.4k $6.0m $6.0m 0.90% New
71 WADE G W & INC 0.20% of their portfolio Wellesley, MA 95,16395.2k $5.5m $5.5m 0.20% Added +4 +4
72 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 94,80394.8k $5.5m $5.5m 0.01% Added +12.4k +12,378
73 FOSTER & MOTLEY INC 0.42% of their portfolio CINCINNATI, OH 93,17293.2k $5.4m $5.4m 0.42% Added +4.2k +4,209
74 Kingsview Wealth Management, LLC 0.21% of their portfolio GRANTS PASS, OR 92,66592.7k $5.3m $5.3m 0.21% Reduced -1.6k -1,607
75 MADISON WEALTH MANAGEMENT 1.00% of their portfolio CINCINNATI, OH 86,08786.1k $5.0m $5.0m 1.00% Added +3.5k +3,459
76 LOWERY THOMAS, LLC 4.82% of their portfolio PEBBLE BEACH, CA 85,22985.2k $4.9m $4.9m 4.82% Added +2.8k +2,771
77 CIDEL ASSET MANAGEMENT INC 0.22% of their portfolio TORONTO, A6 83,61883.6k $4.8m $4.8m 0.22% Reduced -360 -360
78 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.98% of their portfolio CEDARBURG, WI 83,34683.3k $4.9m $4.9m 0.98% Added +2.4k +2,363
79 Nicholas Hoffman & Company, LLC. 0.18% of their portfolio ATLANTA, GA 81,45381.5k $4.7m $4.7m 0.18% Added +23.6k +23,642
80 ACCESS FINANCIAL SERVICES, INC. 2.58% of their portfolio MINNEAPOLIS, MN 76,85476.9k $4.4m $4.4m 2.58% New
81 COLLECTIVE FAMILY OFFICE LLC 1.72% of their portfolio YORK, PA 76,22876.2k $4.4m $4.4m 1.72% Reduced -6.6k -6,620
82 Verum Partners LLC 3.96% of their portfolio CHARLOTTE, NC 75,64575.6k $4.4m $4.4m 3.96% Reduced -7.8k -7,805
83 COWA, LLC 2.75% of their portfolio Tulsa, OK 72,69972.7k $4.2m $4.2m 2.75% Added +28.8k +28,827
84 Shakespeare Wealth Management, LLC 1.41% of their portfolio Pewaukee, WI 71,44271.4k $4.1m $4.1m 1.41% Reduced -1.7k -1,744
85 PEAPACK GLADSTONE FINANCIAL CORP 0.07% of their portfolio BEDMINSTER, NJ 69,30869.3k $4.0m $4.0m 0.07% Added +22.0k +22,000
86 Ironwood Investment Counsel, LLC 0.89% of their portfolio SCOTTSDALE, AZ 68,85668.9k $4.0m $4.0m 0.89% Added +1.6k +1,637
87 DROMS STRAUSS ADVISORS INC /MO/ /ADV 1.52% of their portfolio ST. LOUIS, MO 68,08968.1k $3.9m $3.9m 1.52% Added +433 +433
88 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 67,67867.7k $3.9m $3.9m 0.03% Added +12.8k +12,750
89 R. W. Roge & Company, Inc. 2.70% of their portfolio BOHEMIA, NY 67,49567.5k $3.9m $3.9m 2.70% Added +2.2k +2,204
90 Avant Capital LLC 4.28% of their portfolio LAFAYETTE, LA 67,28667.3k $3.9m $3.9m 4.28% Added +1.4k +1,401
91 Certified Advisory Corp 0.71% of their portfolio ALTAMONTE SPRINGS, FL 66,94266.9k $3.9m $3.9m 0.71% Added +7.0k +7,000
92 Red Tortoise LLC 2.41% of their portfolio ATLANTA, GA 66,65566.7k $3.8m $3.8m 2.41% Added +178 +178
93 CVA Family Office, LLC 0.79% of their portfolio DENVER, CO 65,82465.8k $3.8m $3.8m 0.79% Reduced -370 -370
94 EXENCIAL WEALTH ADVISORS, LLC 0.17% of their portfolio OKLAHOMA CITY, OK 65,34165.3k $3.8m $3.8m 0.17% Added +168 +168
95 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 63,37663.4k $3.6m $3.6m 0.02% Added +8.5k +8,536
96 Pacific Wealth Strategies Group, Inc. 3.65% of their portfolio SANTA BARBARA, CA 61,91961.9k $3.6m $3.6m 3.65% Added +1.4k +1,422
97 Arete Wealth Advisors, LLC 0.31% of their portfolio CHICAGO, IL 61,07261.1k $3.5m $3.5m 0.31% Added +47.4k +47,439
98 Mariner Managed Account Solutions, LLC 0.28% of their portfolio Boston, MA 59,84059.8k $3.4m $3.4m 0.28% Added +2.1k +2,146
99 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 58,63358.6k $3.4m $3.4m 0.02% Added +13.0k +13,026
100 Avidian Wealth Enterprises, LLC 0.22% of their portfolio Houston, TX 57,10557.1k $3.3m $3.3m 0.22% Added +5.0k +5,044