Vault-13

SCHWAB STRATEGIC TR FNDX

FUNDAMENTAL US L · ETP · CUSIP 808524771

387 institutional holders -1 vs Q4 2022
157,889,713157.9m shares reported held*
$8.7bnreported value*
34 new 174 added 108 reduced 34 sold out net bought ≈ $374.0m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.92. Options: 1 managers hold calls ($241.6k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 356Q4 22: 388Q1 23: 387387Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022356
Q4 2022388
Q1 2023387

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 216 bought or addedQ4 22: 126 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 142 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022216126
Q1 2023208142

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $241.6kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$241.6k$00.00

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +2,797,224+2.8m
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC New +2,387,634+2.4m
Pasadena Private Wealth, LLC New +342,437+342.4k
Your Advocates Ltd., LLP Added +284,084+284.1k
McAdam, LLC Added +211,033+211.0k
Northwest Bancshares, Inc. Added +175,775+175.8k
Callan Capital, LLC Added +118,882+118.9k
ENVESTNET ASSET MANAGEMENT INC Added +113,676+113.7k
Charles Schwab Trust Co Added +111,642+111.6k
MORGAN STANLEY Added +104,725+104.7k

Biggest sellers

Connectus Wealth, LLC Reduced -260,112-260.1k
Cambridge Investment Research Advisors, Inc. Reduced -156,513-156.5k
BMS Financial Advisors, LLC Sold out -92,043-92.0k
Jackson Wealth Management, LLC Sold out -87,166-87.2k
Tanglewood Wealth Management, Inc. Reduced -52,219-52.2k
Northland Capital Management LLC Reduced -46,110-46.1k
Planned Solutions, Inc. Reduced -41,316-41.3k
COWA, LLC Reduced -38,233-38.2k
BANK OF AMERICA CORP /DE/ Reduced -32,301-32.3k
UBS Group AG Reduced -24,147-24.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $241.6k4.4k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 10.56% of their portfolio SAN FRANCISCO, CA 120,657,176120.7m $6.6bn $6.6bn 10.56% Added +2.8m +2,797,224
2 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4.60% of their portfolio LOS ANGELES, CA 2,387,6342.4m $131.1m $131.1m 4.60% New
3 McAdam, LLC 10.41% of their portfolio Philadelphia, PA 2,106,4842.1m $115.7m $115.7m 10.41% Added +211.0k +211,033
4 Northwest Bancshares, Inc. 20.23% of their portfolio WARREN, PA 1,910,4021.9m $104.9m $104.9m 20.23% Added +175.8k +175,775
5 Glassman Wealth Services 13.80% of their portfolio VIENNA, VA 1,445,9711.4m $79.4m $79.4m 13.80% Added +49.6k +49,593
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 900,561900.6k $49.5m $49.5m 0.02% Added +113.7k +113,676
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 867,405867.4k $47.6m $47.6m 0.01% Added +104.7k +104,725
8 Lee Financial Co 7.24% of their portfolio Dallas, TX 767,921767.9k $42.2m $42.2m 7.24% Added +19.7k +19,662
9 Kelman-Lazarov, Inc. 10.78% of their portfolio MEMPHIS, TN 755,974756.0k $41.5m $41.5m 10.78% Added +4.7k +4,717
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 731,885731.9k $40.2m $40.2m 0.00% Reduced -32.3k -32,301
11 CAPTRUST FINANCIAL ADVISORS 0.18% of their portfolio RALEIGH, NC 730,118730.1k $40.1m $40.1m 0.18% Added +47.6k +47,594
12 Callan Capital, LLC 4.40% of their portfolio LA JOLLA, CA 692,790692.8k $38.0m $38.0m 4.40% Added +118.9k +118,882
13 Ashford Advisors, LLC 11.66% of their portfolio PITTSFORD, NY 653,025653.0k $35.9m $35.9m 11.66% Added +7.8k +7,800
14 Private Advisor Group, LLC 0.34% of their portfolio MORRISTOWN, NJ 652,600652.6k $35.8m $35.8m 0.34% Added +24.6k +24,647
15 Gemmer Asset Management LLC 5.23% of their portfolio WALNUT CREEK, CA 651,690651.7k $35.8m $35.8m 5.23% Added +41.3k +41,321
16 Charles Schwab Trust Co 4.30% of their portfolio HENDERSON, NV 648,259648.3k $35.6m $35.6m 4.30% Added +111.6k +111,642
17 Koesten, Hirschmann & Crabtree, INC. 25.92% of their portfolio OVERLAND PARK, KS 614,300614.3k $33.7m $33.7m 25.92% Added +2.7k +2,707
18 Tanglewood Wealth Management, Inc. 4.84% of their portfolio HOUSTON, TX 606,726606.7k $33.3m $33.3m 4.84% Reduced -52.2k -52,219
19 RESTON WEALTH MANAGEMENT LLC 16.87% of their portfolio Reston, VA 587,445587.4k $32.3m $32.3m 16.87% Added +16.8k +16,769
20 Bell Investment Advisors, Inc 7.09% of their portfolio ORINDA, CA 552,172552.2k $30.3m $30.3m 7.09% Added +61.9k +61,903
21 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 514,898514.9k $28.3m $28.3m 0.05% Reduced -6.0k -6,007
22 Arlington Financial Advisors, LLC 10.66% of their portfolio SANTA BARBARA, CA 503,707503.7k $27.7m $27.7m 10.66% Added +8.1k +8,121
23 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 461,169461.2k $25.3m $25.3m 0.12% Reduced -156.5k -156,513
24 OXFORD FINANCIAL GROUP, LTD. LLC 2.78% of their portfolio INDIANAPOLIS, IN 450,751450.8k $24.8m $24.8m 2.78% Reduced -6.7k -6,715
25 UBS Group AG 0.01% of their portfolio ZURICH, V8 444,033444.0k $24.4m $24.4m 0.01% Reduced -24.1k -24,147
26 Clark Capital Management Group, Inc. 0.27% of their portfolio PHILADELPHIA, PA 435,585435.6k $23.9m $23.9m 0.27% Added +22.5k +22,532
27 LINCOLN NATIONAL CORP 0.47% of their portfolio RADNOR, PA 408,226408.2k $22.4m $22.4m 0.47% Added +37.6k +37,570
28 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 402,119402.1k $22.1m $22.1m 0.03% Added +33.1k +33,060
29 Leonard Rickey Investment Advisors P.L.L.C. 8.47% of their portfolio YAKIMA, WA 395,322395.3k $21.7m $21.7m 8.47% Reduced -933 -933
30 KAVAR CAPITAL PARTNERS GROUP, LLC 4.40% of their portfolio LEAWOOD, KS 371,526371.5k $20.4m $20.4m 4.40% Added +2.1k +2,134
31 Your Advocates Ltd., LLP 10.92% of their portfolio HOUSTON, TX 362,521362.5k $19.9m $19.9m 10.92% Added +284.1k +284,084
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 352,082352.1k $19.3m $19.3m 0.01% Reduced -10.3k -10,304
33 Resonant Capital Advisors, LLC 2.17% of their portfolio Madison, WI 347,947347.9k $19.1m $19.1m 2.17% Added +27.0k +27,013
34 Pasadena Private Wealth, LLC 5.44% of their portfolio PASADENA, CA 342,437342.4k $18.8m $18.8m 5.44% New
35 Planned Solutions, Inc. 11.34% of their portfolio FOLSOM, CA 325,900325.9k $17.9m $17.9m 11.34% Reduced -41.3k -41,316
36 Systelligence, LLC 4.55% of their portfolio BLOOMINGTON, MN 322,633322.6k $17.7m $17.7m 4.55% Added +5.8k +5,790
37 Washington Trust Advisors, Inc. 1.77% of their portfolio WELLESLEY, MA 317,288317.3k $17.4m $17.4m 1.77% Reduced -13.2k -13,198
38 Prairiewood Capital, LLC 11.20% of their portfolio FARGO, ND 300,801300.8k $16.5m $16.5m 11.20% Added +21.6k +21,611
39 CAHILL FINANCIAL ADVISORS INC 2.89% of their portfolio EDINA, MN 296,885296.9k $16.3m $16.3m 2.89% Added +29.6k +29,608
40 Kestra Advisory Services, LLC 0.17% of their portfolio AUSTIN, TX 293,607293.6k $16.1m $16.1m 0.17% Reduced -23.4k -23,422
41 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 287,236287.2k $15.8m $15.8m 0.03% Added +27.5k +27,518
42 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 281,921281.9k $15.5m $15.5m 0.01% Added +12.9k +12,887
43 MOLLER WEALTH PARTNERS 4.56% of their portfolio NORTHFIELD, IL 269,408269.4k $14.8m $14.8m 4.56% Added +14.9k +14,867
44 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 263,903263.9k $14.5m $14.5m 0.04% Added +3.0k +3,030
45 Bartlett & Co. LLC 0.28% of their portfolio CINCINNATI, OH 262,995263.0k $14.4m $14.4m 0.28% Added +5.5k +5,486
46 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.28% of their portfolio CINCINNATI, OH 262,995263.0k $14.4m $14.4m 0.28% Added +5.5k +5,486
47 Firestone Capital Management 5.11% of their portfolio SOUTH MIAMI, FL 258,475258.5k $14.2m $14.2m 5.11% Reduced -6.3k -6,320
48 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 258,258258.3k $14.2m $14.2m 0.03% Added +45.5k +45,498
49 Tradition Wealth Management, LLC 1.73% of their portfolio EDINA, MN 253,451253.5k $13.9m $13.9m 1.73% Added +13.3k +13,292
50 Financial Strategies Group, Inc. 5.27% of their portfolio OKEMOS, MI 249,417249.4k $13.7m $13.7m 5.27% Added +2.3k +2,326
51 CABOT WEALTH MANAGEMENT INC 2.15% of their portfolio BEVERLY, MA 247,750247.8k $13.6m $13.6m 2.15% Reduced -2.6k -2,564
52 Mariner, LLC 0.04% of their portfolio Overland Park, KS 224,584224.6k $12.3m $12.3m 0.04% Added +9.2k +9,181
53 ARCADIA INVESTMENT ADVISORS LLC 8.08% of their portfolio EAGLE, ID 213,996214.0k $11.8m $11.8m 8.08% Added +1.7k +1,731
54 Burt Wealth Advisors 3.54% of their portfolio North Bethesda, MD 207,201207.2k $11.4m $11.4m 3.54% Reduced -552 -552
55 ELEVATION WEALTH PARTNERS, LLC 9.94% of their portfolio WALNUT CREEK, CA 197,783197.8k $10.9m $10.9m 9.94% First filing
56 Haverford Trust Co 0.13% of their portfolio Radnor, PA 195,682195.7k $10.7m $10.7m 0.13% Added +18.1k +18,100
57 Northland Capital Management LLC 7.75% of their portfolio VIRGINIA, MN 188,361188.4k $10.3m $10.3m 7.75% Reduced -46.1k -46,110
58 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.73% of their portfolio ROCHESTER, NY 178,188178.2k $9.8m $9.8m 0.73% Reduced -2.6k -2,573
59 White Pine Investment CO 3.51% of their portfolio LIVONIA, MI 177,807177.8k $9.8m $9.8m 3.51% Added +2.3k +2,334
60 Opes Wealth Management LLC 3.09% of their portfolio MENLO PARK, CA 174,649174.6k $9.6m $9.6m 3.09% Reduced -2.0k -1,995
61 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 171,864171.9k $9.4m $9.4m 0.01% Added +15.7k +15,695
62 CPC Advisors, LLC 2.36% of their portfolio Atlanta, GA 166,155166.2k $9.1m $9.1m 2.36% Reduced -2.3k -2,323
63 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 159,268159.3k $8.7m $8.7m 0.02% Added +31.2k +31,206
64 RHS Financial, LLC 6.65% of their portfolio SAN FRANCISCO, CA 159,253159.3k $8.7m $8.7m 6.65% Added +8.5k +8,545
65 TIEDEMANN ADVISORS, LLC 0.38% of their portfolio NEW YORK, NY 153,783153.8k $8.4m $8.4m 0.38% Reduced -1.3k -1,322
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 152,481152.5k $8.4m $8.4m 0.00% Added +3.8k +3,771
67 Legend Financial Advisors, Inc. 6.11% of their portfolio PITTSBURGH, PA 132,546132.5k $7.3m $7.3m 6.11% Added +604 +604
68 Sterling Financial Planning, Inc. 3.78% of their portfolio SPARTA, NJ 126,730126.7k $7.0m $7.0m 3.78% Added +8.3k +8,320
69 LIBERTY WEALTH MANAGEMENT LLC 1.26% of their portfolio OAKLAND, CA 110,086110.1k $6.1m $6.1m 1.26% First filing
70 Financial Architects, Inc 0.96% of their portfolio MARLTON, NJ 109,041109.0k $6.0m $6.0m 0.96% Added +6.6k +6,559
71 WADE G W & INC 0.20% of their portfolio Wellesley, MA 95,15995.2k $5.2m $5.2m 0.20% Added +5.2k +5,235
72 Kingsview Wealth Management, LLC 0.22% of their portfolio GRANTS PASS, OR 94,27294.3k $5.2m $5.2m 0.22% Reduced -698 -698
73 FOSTER & MOTLEY INC 0.40% of their portfolio CINCINNATI, OH 88,96389.0k $4.9m $4.9m 0.40% Reduced -1.7k -1,712
74 Eagle Strategies LLC 1.20% of their portfolio NEW YORK, NY 87,58387.6k $4.8m $4.8m 1.20% Added +64.7k +64,653
75 CIDEL ASSET MANAGEMENT INC 0.21% of their portfolio TORONTO, A6 83,97884.0k $4.6m $4.6m 0.21% Unchanged
76 Verum Partners LLC 4.90% of their portfolio CHARLOTTE, NC 83,45083.5k $4.6m $4.6m 4.90% Added +3.7k +3,714
77 COLLECTIVE FAMILY OFFICE LLC 1.88% of their portfolio YORK, PA 82,84882.8k $4.6m $4.6m 1.88% Added +15.0k +15,022
78 MADISON WEALTH MANAGEMENT 0.98% of their portfolio CINCINNATI, OH 82,62882.6k $4.5m $4.5m 0.98% Reduced -1.3k -1,256
79 LOWERY THOMAS, LLC 4.99% of their portfolio PEBBLE BEACH, CA 82,45882.5k $4.5m $4.5m 4.99% Reduced -1.4k -1,414
80 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 82,42582.4k $4.5m $4.5m 0.01% Added +6.1k +6,095
81 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.93% of their portfolio CEDARBURG, WI 80,98381.0k $4.5m $4.5m 0.93% Added +18.3k +18,260
82 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 76,08876.1k $4.5m $4.5m 0.01% Added +44.5k +44,483
83 Consilium Wealth Advisory, LLC 3.56% of their portfolio FRISCO, TX 76,01976.0k $4.2m $4.2m 3.56% Reduced -6.4k -6,356
84 Shakespeare Wealth Management, LLC 1.43% of their portfolio Pewaukee, WI 73,18673.2k $4.0m $4.0m 1.43% Reduced -6.4k -6,423
85 DROMS STRAUSS ADVISORS INC /MO/ /ADV 1.68% of their portfolio ST. LOUIS, MO 67,65667.7k $3.7m $3.7m 1.68% Reduced -142 -142
86 Ironwood Investment Counsel, LLC 0.88% of their portfolio SCOTTSDALE, AZ 67,21967.2k $3.7m $3.7m 0.88% Reduced -328 -328
87 Red Tortoise LLC 2.46% of their portfolio ATLANTA, GA 66,47766.5k $3.7m $3.7m 2.46% Reduced -6.9k -6,939
88 CVA Family Office, LLC 0.81% of their portfolio DENVER, CO 66,19466.2k $3.6m $3.6m 0.81% Added +284 +284
89 Avant Capital LLC 4.18% of their portfolio LAFAYETTE, LA 65,88565.9k $3.6m $3.6m 4.18% Added +5.0k +5,004
90 R. W. Roge & Company, Inc. 2.29% of their portfolio BOHEMIA, NY 65,29165.3k $3.6m $3.6m 2.29% Added +8.0k +7,984
91 EXENCIAL WEALTH ADVISORS, LLC 0.19% of their portfolio OKLAHOMA CITY, OK 65,17365.2k $3.6m $3.6m 0.19% Added +313 +313
92 Roof Eidam Maycock Peralta, LLC 1.24% of their portfolio San Francisco, CA 61,23861.2k $3.4m $3.4m 1.24% Added +47.2k +47,180
93 Pacific Wealth Strategies Group, Inc. 3.79% of their portfolio SANTA BARBARA, CA 60,49760.5k $3.3m $3.3m 3.79% Reduced -4.5k -4,453
94 Gratus Capital, LLC 0.25% of their portfolio ATLANTA, GA 59,98060.0k $3.3m $3.3m 0.25% Reduced -7.9k -7,852
95 Certified Advisory Corp 0.59% of their portfolio ALTAMONTE SPRINGS, FL 59,94259.9k $3.3m $3.3m 0.59% Reduced -6.1k -6,111
96 Nicholas Hoffman & Company, LLC. 0.29% of their portfolio ATLANTA, GA 57,81157.8k $3.2m $3.2m 0.29% Added +17.3k +17,290
97 Mariner Managed Account Solutions, LLC 0.28% of their portfolio Boston, MA 57,69457.7k $3.2m $3.2m 0.28% Reduced -3.8k -3,820
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 57,04057.0k $3.1m $3.1m 0.00% Added +10.9k +10,894
99 Scarborough Advisors, LLC 0.78% of their portfolio ANNAPOLIS, MD 56,17556.2k $3.1m $3.1m 0.78% Added +1.2k +1,168
100 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 54,92854.9k $3.0m $3.0m 0.03% Added +6.5k +6,496