Vault-13

SCHWAB STRATEGIC TR FNDA

FUNDAMENTAL US S · ETP · CUSIP 808524763

368 institutional holders +62 vs Q3 2023
113,036,999113.0m shares reported held*
$6.3bnreported value*
54 new 130 added 87 reduced 16 sold out net bought ≈ $216.9m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($760.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.35.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 255Q4 22: 295Q1 23: 294Q2 23: 305Q3 23: 306Q4 23: 368368Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022255
Q4 2022295
Q1 2023294
Q2 2023305
Q3 2023306
Q4 2023368

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 149 bought or addedQ4 22: 104 cut or sold outQ4 22Q1 23: 152 bought or addedQ1 23: 101 cut or sold outQ1 23Q2 23: 153 bought or addedQ2 23: 101 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 112 cut or sold outQ3 23Q4 23: 184 bought or addedQ4 23: 103 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149104
Q1 2023152101
Q2 2023153101
Q3 2023158112
Q4 2023184103

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +1,249,096+1.2m
MORGAN STANLEY Added +993,733+993.7k
Pasadena Private Wealth, LLC New +258,205+258.2k
Goldstone Financial Group, LLC New +138,725+138.7k
Hilltop Partners LLC Added +118,397+118.4k
Cerity Partners LLC Added +116,000+116.0k
FORTE CAPITAL LLC /ADV New +91,672+91.7k
Raub Brock Capital Management LP New +91,000+91.0k
Prairiewood Capital, LLC Added +88,072+88.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +83,261+83.3k

Biggest sellers

Gemmer Asset Management LLC Reduced -100,236-100.2k
SageView Advisory Group, LLC Reduced -65,979-66.0k
Orion Porfolio Solutions, LLC Reduced -63,275-63.3k
Orion Portfolio Solutions, LLC Reduced -63,275-63.3k
AMERIPRISE FINANCIAL INC Reduced -57,282-57.3k
HHM Wealth Advisors, LLC Reduced -44,396-44.4k
Arlington Financial Advisors, LLC Reduced -27,347-27.3k
Resonant Capital Advisors, LLC Reduced -22,595-22.6k
CITADEL ADVISORS LLC Sold out -20,359-20.4k
Fisher Asset Management, LLC Sold out -13,115-13.1k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 7.44% of their portfolio SAN FRANCISCO, CA 93,544,82593.5m $5.2bn $5.2bn 7.44% Added +1.2m +1,249,096
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,774,7001.8m $98.2m $98.2m 0.00% Added +993.7k +993,733
3 WADDELL & ASSOCIATES, LLC 9.31% of their portfolio MEMPHIS, TN 1,250,1651.3m $69.2m $69.2m 9.31% Added +4.8k +4,791
4 Clarius Group, LLC 5.13% of their portfolio SEATTLE, WA 1,117,0411.1m $61.8m $61.8m 5.13% Added +18.4k +18,416
5 Steele Capital Management, Inc. 3.28% of their portfolio DUBUQUE, IA 909,455909.5k $50.3m $50.3m 3.28% First filing
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 796,465796.5k $44.1m $44.1m 0.01% Reduced -57.3k -57,282
7 Prairiewood Capital, LLC 15.61% of their portfolio FARGO, ND 543,207543.2k $30.1m $30.1m 15.61% Added +88.1k +88,072
8 MOLLER WEALTH PARTNERS 8.30% of their portfolio NORTHFIELD, IL 532,031532.0k $29.4m $29.4m 8.30% Added +19.1k +19,105
9 Riverpoint Wealth Management Holdings, LLC 8.41% of their portfolio CHICAGO, IL 516,118516.1k $28.6m $28.6m 8.41% Added +17.3k +17,325
10 First Pacific Financial 6.80% of their portfolio VANCOUVER, WA 402,076402.1k $22.3m $22.3m 6.80% Reduced -10.0k -9,992
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 392,324392.3k $21.7m $21.7m 0.01% Added +15.0k +15,033
12 Resonant Capital Advisors, LLC 2.03% of their portfolio Madison, WI 380,206380.2k $21.0m $21.0m 2.03% Reduced -22.6k -22,595
13 Bell Investment Advisors, Inc 4.21% of their portfolio ORINDA, CA 370,348370.3k $20.5m $20.5m 4.21% Added +31.2k +31,240
14 Callan Capital, LLC 1.82% of their portfolio LA JOLLA, CA 348,223348.2k $19.3m $19.3m 1.82% Added +22.8k +22,823
15 Arlington Financial Advisors, LLC 5.59% of their portfolio SANTA BARBARA, CA 338,144338.1k $18.7m $18.7m 5.59% Reduced -27.3k -27,347
16 JANICZEK WEALTH MANAGEMENT, LLC 4.40% of their portfolio DENVER, CO 329,020329.0k $18.2m $18.2m 4.40% Added +3.2k +3,179
17 LINCOLN NATIONAL CORP 0.30% of their portfolio RADNOR, PA 307,925307.9k $17.0m $17.0m 0.30% Reduced -3.6k -3,640
18 Kathmere Capital Management, LLC 2.10% of their portfolio WAYNE, PA 292,302292.3k $16.2m $16.2m 2.10% Added +5.8k +5,809
19 Wealth Forward, LLC 13.52% of their portfolio FARGO, ND 289,122289.1k $16.0m $16.0m 13.52% First filing
20 Gemmer Asset Management LLC 1.86% of their portfolio WALNUT CREEK, CA 274,159274.2k $15.2m $15.2m 1.86% Reduced -100.2k -100,236
21 Pasadena Private Wealth, LLC 3.49% of their portfolio PASADENA, CA 258,205258.2k $14.3m $14.3m 3.49% New
22 FOSTER & MOTLEY INC 1.02% of their portfolio CINCINNATI, OH 248,219248.2k $13.7m $13.7m 1.02% Added +3.3k +3,335
23 Accredited Investors Inc. 0.95% of their portfolio EDINA, MN 242,779242.8k $13.4m $13.4m 0.95% Added +41.1k +41,073
24 Hilltop Partners LLC 4.88% of their portfolio MISHAWAKA, IN 224,023224.0k $12.4m $12.4m 4.88% Added +118.4k +118,397
25 Charles Schwab Trust Co 1.17% of their portfolio HENDERSON, NV 213,910213.9k $11.8m $11.8m 1.17% Added +76.3k +76,299
26 Ironwood Investment Counsel, LLC 2.04% of their portfolio SCOTTSDALE, AZ 196,854196.9k $10.9m $10.9m 2.04% Added +79.0k +78,981
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 196,291196.3k $10.9m $10.9m 0.00% Added +29.7k +29,730
28 Seven Springs Wealth Group, LLC 4.20% of their portfolio BRENTWOOD, TN 168,236168.2k $9.3m $9.3m 4.20% Added +41.7k +41,680
29 McAdam, LLC 0.67% of their portfolio Philadelphia, PA 167,532167.5k $9.3m $9.3m 0.67% Reduced -2.9k -2,937
30 Savant Capital, LLC 0.11% of their portfolio ROCKFORD, IL 157,473157.5k $8.7m $8.7m 0.11% Added +3.8k +3,795
31 Johnson Bixby & Associates, LLC 1.64% of their portfolio VANCOUVER, WA 156,577156.6k $8.7m $8.7m 1.64% Added +5.0k +4,970
32 Wealthspire Retirement, LLC 1.43% of their portfolio ALISO VIEJO, CA 152,444152.4k $8.4m $8.4m 1.43% Added +16.6k +16,607
33 Shore Point Advisors, LLC 5.21% of their portfolio BRIELLE, NJ 152,081152.1k $8.4m $8.4m 5.21% Added +6.5k +6,480
34 COLLECTIVE FAMILY OFFICE LLC 2.87% of their portfolio YORK, PA 147,605147.6k $8.2m $8.2m 2.87% Added +3.8k +3,844
35 Goldstone Financial Group, LLC 1.98% of their portfolio OAKBROOK TERRACE, IL 138,725138.7k $7.7m $7.7m 1.98% New
36 Sound Stewardship, LLC 4.67% of their portfolio Overland Park, KS 127,524127.5k $7.1m $7.1m 4.67% Added +6.7k +6,688
37 Mariner, LLC 0.02% of their portfolio Overland Park, KS 126,249126.2k $7.0m $7.0m 0.02% Added +3.6k +3,573
38 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 125,811125.8k $7.0m $7.0m 0.02% Added +116.0k +116,000
39 EXENCIAL WEALTH ADVISORS, LLC 0.27% of their portfolio OKLAHOMA CITY, OK 118,234118.2k $6.5m $6.5m 0.27% Added +4.5k +4,495
40 Horan Capital Advisors, LLC. 2.34% of their portfolio CINCINNATI, OH 115,051115.1k $6.4m $6.4m 2.34% Added +11.4k +11,372
41 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 114,841114.8k $6.4m $6.4m 0.01% Added +7.5k +7,527
42 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 114,587114.6k $6.3m $6.3m 0.01% Added +83.3k +83,261
43 Opes Wealth Management LLC 1.50% of their portfolio MENLO PARK, CA 112,717112.7k $6.2m $6.2m 1.50% Reduced -2.1k -2,109
44 Rainsberger Wealth Advisors, Inc. 3.29% of their portfolio Colorado Springs, CO 108,870108.9k $6.0m $6.0m 3.29% Reduced -678 -678
45 Cresset Asset Management, LLC 0.04% of their portfolio Chicago, IL 105,711105.7k $5.9m $5.9m 0.04% Reduced -2.2k -2,197
46 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 104,859104.9k $5.8m $5.8m 0.05% Added +8.2k +8,199
47 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 97,12797.1k $5.4m $5.4m 0.00% Added +7.5k +7,513
48 Dechtman Wealth Management, LLC 1.39% of their portfolio CENTENNIAL, CO 95,32995.3k $5.3m $5.3m 1.39% Added +67.1k +67,109
49 Your Advocates Ltd., LLP 2.06% of their portfolio HOUSTON, TX 92,36992.4k $5.1m $5.1m 2.06% Reduced -5.8k -5,798
50 FORTE CAPITAL LLC /ADV 0.69% of their portfolio ROCHESTER, NY 91,67291.7k $5.1m $5.1m 0.69% New
51 Raub Brock Capital Management LP 1.06% of their portfolio LARKSPUR, CA 91,00091.0k $5.0m $5.0m 1.06% New
52 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 84,24184.2k $4.7m $4.7m 0.01% Reduced -738 -738
53 CABOT WEALTH MANAGEMENT INC 0.63% of their portfolio BEVERLY, MA 82,11282.1k $4.5m $4.5m 0.63% Reduced -1.5k -1,493
54 Austin Wealth Management, LLC 1.18% of their portfolio Austin, TX 80,21680.2k $4.4m $4.4m 1.18% Reduced -10.4k -10,409
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 78,30878.3k $4.3m $4.3m 0.00% Added +9.9k +9,930
56 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 78,10178.1k $4.3m $4.3m 0.01% Added +10.3k +10,339
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 76,53976.5k $4.2m $4.2m 0.00% Added +14.1k +14,050
58 Verum Partners LLC 1.60% of their portfolio CHARLOTTE, NC 72,95573.0k $4.0m $4.0m 1.60% Added +20.0k +19,953
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 72,13472.1k $4.0m $4.0m 0.00% Added +51.3k +51,274
60 Grey Ledge Advisors, LLC 1.22% of their portfolio GUILFORD, CT 71,83071.8k $4.0m $4.0m 1.22% Added +4.4k +4,378
61 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 66,40066.4k $3.7m $3.7m 0.01% Added +32.9k +32,900
62 Sebold Capital Management, Inc. 2.69% of their portfolio LISLE, IL 65,83865.8k $3.6m $3.6m 2.69% Added +36.5k +36,493
63 Texas Yale Capital Corp. 0.16% of their portfolio ST. PETERSBURG, FL 61,10061.1k $3.4m $3.4m 0.16% Reduced -5.7k -5,700
64 Roof Eidam Maycock Peralta, LLC 1.00% of their portfolio San Francisco, CA 60,44060.4k $3.3m $3.3m 1.00% Added +2.4k +2,424
65 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 56,87156.9k $3.1m $3.1m 0.08% New
66 ProVise Management Group, LLC 0.26% of their portfolio CLEARWATER, FL 55,09555.1k $3.0m $3.0m 0.26% Reduced -4.0k -3,978
67 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 53,23053.2k $2.9m $2.9m 0.03% Reduced -63.3k -63,275
68 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 53,23053.2k $2.9m $2.9m 0.03% Reduced -63.3k -63,275
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 52,76452.8k $2.9m $2.9m 0.00% Added +42.8k +42,759
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 52,65852.7k $2.9m $2.9m 0.01% Reduced -1.1k -1,125
71 Sowell Financial Services LLC 0.16% of their portfolio NORTH LITTLE ROCK, AR 51,87251.9k $2.9m $2.9m 0.16% New
72 PrairieView Partners, LLC 0.34% of their portfolio ST. PAUL, MN 49,07649.1k $2.7m $2.7m 0.34% Reduced -637 -637
73 Addison Advisors LLC 1.05% of their portfolio MIDDLEBURY, VT 48,58148.6k $2.7m $2.7m 1.05% Added +298 +298
74 MATHER GROUP, LLC. 0.04% of their portfolio CHICAGO, IL 46,95847.0k $2.6m $2.6m 0.04% Reduced -95 -95
75 Northland Capital Management LLC 1.71% of their portfolio VIRGINIA, MN 46,19946.2k $2.6m $2.6m 1.71% Added +611 +611
76 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 44,60044.6k $2.5m $2.5m 0.01% Reduced -3.3k -3,282
77 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 43,40043.4k $2.4m $2.4m 0.01% Added +23.3k +23,275
78 HHM Wealth Advisors, LLC 0.42% of their portfolio CHATTANOOGA, TN 43,12343.1k $2.4m $2.4m 0.42% Reduced -44.4k -44,396
79 SageView Advisory Group, LLC 0.10% of their portfolio Newport Beach, CA 40,84940.8k $2.2m $2.2m 0.10% Reduced -66.0k -65,979
80 Yoder Wealth Management, Inc. 1.51% of their portfolio WALNUT CREEK, CA 38,72238.7k $2.1m $2.1m 1.51% Reduced -169 -169
81 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 36,11136.1k $2.0m $2.0m 0.07% Added +5.8k +5,849
82 Focus Partners Advisor Solutions, LLC 0.10% of their portfolio SAINT LOUIS, MO 35,80635.8k $2.0m $2.0m 0.10% Added +5.0k +4,986
83 Betterment LLC 0.01% of their portfolio NEW YORK, NY 35,05235.1k $1.9m $1.9m 0.01% Added +8.2k +8,227
84 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 33,07433.1k $1.8m $1.8m 0.00% Added +741 +741
85 Kelman-Lazarov, Inc. 0.39% of their portfolio MEMPHIS, TN 32,25232.3k $1.8m $1.8m 0.39% Added +2.4k +2,418
86 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 31,55331.6k $1.7m $1.7m 0.00% New
87 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 30,94630.9k $1.7m $1.7m 0.02% Reduced -763 -763
88 Waterfront Wealth Inc. 0.49% of their portfolio OVERLAND PARK, KS 30,19230.2k $1.7m $1.7m 0.49% Added +410 +410
89 Lakewood Asset Management LLC 1.25% of their portfolio NAPERVILLE, IL 29,07629.1k $1.6m $1.6m 1.25% Added +2.9k +2,853
90 Solitude Financial Services 0.87% of their portfolio CHARLOTTESVILLE, VA 28,85928.9k $1.6m $1.6m 0.87% Reduced -220 -220
91 Asset Dedication, LLC 0.13% of their portfolio SAN FRANCISCO, CA 28,71628.7k $1.6m $1.6m 0.13% Reduced -31 -31
92 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,65828.7k $1.6m $1.6m 0.00% Added +3.1k +3,067
93 CUTLER INVESTMENT COUNSEL LLC 0.23% of their portfolio Jacksonville, OR 28,54328.5k $1.6m $1.6m 0.23% Added +1.4k +1,369
94 RESTON WEALTH MANAGEMENT LLC 0.71% of their portfolio Reston, VA 28,08928.1k $1.6m $1.6m 0.71% Reduced -6.7k -6,697
95 Horizon Investment Services, LLC 0.82% of their portfolio HAMMOND, IN 27,47627.5k $1.5m $1.5m 0.82% New
96 VICUS CAPITAL 0.15% of their portfolio STATE COLLEGE, PA 25,92025.9k $1.4m $1.4m 0.15% Added +9.7k +9,744
97 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 25,40525.4k $1.4m $1.4m 0.01% Added +19.7k +19,670
98 LEAVELL INVESTMENT MANAGEMENT, INC. 0.09% of their portfolio MOBILE, AL 25,36225.4k $1.4m $1.4m 0.09% Reduced -265 -265
99 True North Advisors, LLC 0.36% of their portfolio Dallas, TX 25,19425.2k $1.4m $1.4m 0.36% Reduced -3.1k -3,095
100 Cambridge Advisors Inc. 0.35% of their portfolio OMAHA, NE 25,03325.0k $1.4m $1.4m 0.35% Added +190 +190