Vault-13

SCHWAB STRATEGIC TR FNDA

FUNDAMENTAL US S · ETP · CUSIP 808524763

295 institutional holders +40 vs Q3 2022
102,143,959102.1m shares reported held*
$4.8bnreported value*
53 new 96 added 79 reduced 25 sold out net bought ≈ $190.5m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.71.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 255Q4 22: 295295Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022255
Q4 2022295

Biggest buyers

Perigon Wealth Management, LLC Added +1,327,369+1.3m
Charles Schwab Investment Advisory, Inc. Added +1,282,498+1.3m
UBS Group AG Added +503,466+503.5k
Pasadena Private Wealth, LLC New +203,487+203.5k
Ironwood Investment Counsel, LLC Added +132,648+132.6k
Bell Investment Advisors, Inc Added +112,794+112.8k
Cerity Partners LLC Added +100,833+100.8k
Private Advisor Group, LLC New +100,359+100.4k
AMERIPRISE FINANCIAL INC Added +84,731+84.7k
Mariner, LLC Added +52,807+52.8k

Biggest sellers

True North Advisors, LLC Sold out -96,071-96.1k
Washington Trust Advisors, Inc. Reduced -81,113-81.1k
Tower Research Capital LLC (TRC) Reduced -47,592-47.6k
Resonant Capital Advisors, LLC Reduced -45,135-45.1k
CITADEL ADVISORS LLC Sold out -43,899-43.9k
ProVise Management Group, LLC Reduced -39,116-39.1k
Gemmer Asset Management LLC Reduced -35,837-35.8k
GOLDMAN SACHS GROUP INC Reduced -32,113-32.1k
Arlington Financial Advisors, LLC Reduced -18,687-18.7k
EXENCIAL WEALTH ADVISORS, LLC Reduced -16,222-16.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.90% of their portfolio SAN FRANCISCO, CA 87,682,45887.7m $4.1bn $4.1bn 6.90% Added +1.3m +1,282,498
2 Perigon Wealth Management, LLC 1.84% of their portfolio SAN FRANCISCO, CA 1,333,1921.3m $59.3m $59.3m 1.84% Added +1.3m +1,327,369
3 WADDELL & ASSOCIATES, LLC 9.46% of their portfolio MEMPHIS, TN 1,209,9361.2m $56.5m $56.5m 9.46% Added +32.0k +31,996
4 Clarius Group, LLC 4.49% of their portfolio SEATTLE, WA 1,066,8961.1m $49.8m $49.8m 4.49% Added +3.0k +2,993
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 586,772586.8k $27.4m $27.4m 0.01% Added +503.5k +503,466
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 549,934549.9k $25.6m $25.6m 0.01% Added +84.7k +84,731
7 MOLLER WEALTH PARTNERS 7.41% of their portfolio NORTHFIELD, IL 493,444493.4k $23.1m $23.1m 7.41% Added +29.1k +29,139
8 Riverpoint Wealth Management Holdings, LLC 8.22% of their portfolio CHICAGO, IL 476,348476.3k $22.3m $22.3m 8.22% Added +2.2k +2,191
9 First Pacific Financial 9.19% of their portfolio VANCOUVER, WA 398,882398.9k $18.6m $18.6m 9.19% Added +16.6k +16,561
10 Prairiewood Capital, LLC 12.53% of their portfolio FARGO, ND 365,445365.4k $17.1m $17.1m 12.53% Added +50.9k +50,911
11 Resonant Capital Advisors, LLC 1.98% of their portfolio Madison, WI 340,170340.2k $15.9m $15.9m 1.98% Reduced -45.1k -45,135
12 Gemmer Asset Management LLC 2.50% of their portfolio WALNUT CREEK, CA 338,793338.8k $15.8m $15.8m 2.50% Reduced -35.8k -35,837
13 Callan Capital, LLC 1.86% of their portfolio LA JOLLA, CA 321,941321.9k $15.0m $15.0m 1.86% Added +32.2k +32,243
14 Arlington Financial Advisors, LLC 5.76% of their portfolio SANTA BARBARA, CA 292,329292.3k $13.7m $13.7m 5.76% Reduced -18.7k -18,687
15 LINCOLN NATIONAL CORP 0.29% of their portfolio RADNOR, PA 276,876276.9k $12.9m $12.9m 0.29% Reduced -972 -972
16 Kathmere Capital Management, LLC 2.17% of their portfolio WAYNE, PA 263,152263.2k $12.3m $12.3m 2.17% Added +7.6k +7,551
17 JANICZEK WEALTH MANAGEMENT, LLC 3.52% of their portfolio DENVER, CO 249,211249.2k $12.5m $12.5m 3.52% Added +16.9k +16,889
18 FOSTER & MOTLEY INC 0.99% of their portfolio CINCINNATI, OH 247,191247.2k $11.5m $11.5m 0.99% Reduced -10.2k -10,220
19 Bell Investment Advisors, Inc 2.86% of their portfolio ORINDA, CA 246,127246.1k $11.5m $11.5m 2.86% Added +112.8k +112,794
20 McAdam, LLC 1.19% of their portfolio Philadelphia, PA 217,488217.5k $12.1m $12.1m 1.19% Added +31.8k +31,770
21 Pasadena Private Wealth, LLC 2.93% of their portfolio PASADENA, CA 203,487203.5k $9.5m $9.5m 2.93% New
22 Ironwood Investment Counsel, LLC 1.74% of their portfolio SCOTTSDALE, AZ 153,805153.8k $7.2m $7.2m 1.74% Added +132.6k +132,648
23 Savant Capital, LLC 0.17% of their portfolio ROCKFORD, IL 150,288150.3k $7.0m $7.0m 0.17% Reduced -11.5k -11,516
24 Shore Point Advisors, LLC 5.47% of their portfolio BRIELLE, NJ 142,382142.4k $6.7m $6.7m 5.47% Added +12.1k +12,059
25 MADISON WEALTH MANAGEMENT 1.48% of their portfolio CINCINNATI, OH 138,047138.0k $6.4m $6.4m 1.48% Added +27.5k +27,510
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 137,135137.1k $6.4m $6.4m 0.00% Reduced -6.8k -6,800
27 Mariner, LLC 0.02% of their portfolio Overland Park, KS 136,760136.8k $6.4m $6.4m 0.02% Added +52.8k +52,807
28 Johnson Bixby & Associates, LLC 1.41% of their portfolio VANCOUVER, WA 129,337129.3k $6.0m $6.0m 1.41% Added +7.6k +7,637
29 EXENCIAL WEALTH ADVISORS, LLC 0.31% of their portfolio OKLAHOMA CITY, OK 121,915121.9k $5.7m $5.7m 0.31% Reduced -16.2k -16,222
30 Seven Springs Wealth Group, LLC 2.67% of their portfolio BRENTWOOD, TN 118,465118.5k $5.5m $5.5m 2.67% Added +5.6k +5,636
31 Sound Stewardship, LLC 3.98% of their portfolio Overland Park, KS 115,201115.2k $5.4m $5.4m 3.98% First filing
32 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 113,787113.8k $5.3m $5.3m 0.03% Added +100.8k +100,833
33 Opes Wealth Management LLC 1.91% of their portfolio MENLO PARK, CA 112,334112.3k $5.2m $5.2m 1.91% Reduced -1.1k -1,099
34 Rainsberger Wealth Advisors, Inc. 3.28% of their portfolio Colorado Springs, CO 110,515110.5k $5.2m $5.2m 3.28% Reduced -2.2k -2,202
35 Your Advocates Ltd., LLP 2.84% of their portfolio HOUSTON, TX 105,095105.1k $4.9m $4.9m 2.84% Added +37.4k +37,431
36 COLLECTIVE FAMILY OFFICE LLC 2.17% of their portfolio YORK, PA 103,522103.5k $4.8m $4.8m 2.17% Added +28.8k +28,789
37 Charles Schwab Trust Co 0.62% of their portfolio HENDERSON, NV 100,690100.7k $4.7m $4.7m 0.62% Added +27.2k +27,224
38 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 100,359100.4k $3.9m $3.9m 0.11% New
39 SageView Advisory Group, LLC 0.37% of their portfolio Newport Beach, CA 96,95297.0k $4.5m $4.5m 0.37% First filing
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 94,27894.3k $4.4m $4.4m 0.00% Added +46.3k +46,303
41 HHM Wealth Advisors, LLC 0.95% of their portfolio CHATTANOOGA, TN 88,98389.0k $4.2m $4.2m 0.95% Added +17.4k +17,380
42 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 85,99786.0k $4.0m $4.0m 0.08% Added +8.6k +8,574
43 CABOT WEALTH MANAGEMENT INC 0.64% of their portfolio BEVERLY, MA 81,52781.5k $3.8m $3.8m 0.64% Added +4.5k +4,483
44 ProVise Management Group, LLC 0.34% of their portfolio CLEARWATER, FL 70,89070.9k $3.3m $3.3m 0.34% Reduced -39.1k -39,116
45 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 69,64369.6k $3.3m $3.3m 0.00% Reduced -1.5k -1,478
46 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 69,00769.0k $3.2m $3.2m 0.00% Added +24.2k +24,188
47 Texas Yale Capital Corp. 0.18% of their portfolio ST. PETERSBURG, FL 66,80066.8k $3.1m $3.1m 0.18% Added +1.1k +1,100
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,66265.7k $3.1m $3.1m 0.00% Added +353 +353
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 61,97362.0k $2.9m $2.9m 0.00% Reduced -14.9k -14,892
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,97254.0k $2.5m $2.5m 0.00% Reduced -4.1k -4,086
51 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 52,08752.1k $2.4m $2.4m 0.01% Reduced -474 -474
52 PrairieView Partners, LLC 0.36% of their portfolio ST. PAUL, MN 51,81351.8k $2.4m $2.4m 0.36% Reduced -1.1k -1,134
53 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 50,85650.9k $2.4m $2.4m 0.01% New
54 Verum Partners LLC 2.86% of their portfolio CHARLOTTE, NC 49,76149.8k $2.3m $2.3m 2.86% First filing
55 Addison Advisors LLC 1.36% of their portfolio MIDDLEBURY, VT 48,57448.6k $2.3m $2.3m 1.36% Reduced -308 -308
56 MATHER GROUP, LLC. 0.04% of their portfolio CHICAGO, IL 47,84847.8k $2.2m $2.2m 0.04% Added +3.7k +3,691
57 Roof Eidam Maycock Peralta, LLC 0.77% of their portfolio San Francisco, CA 46,32146.3k $2.2m $2.2m 0.77% Added +24.8k +24,823
58 RESTON WEALTH MANAGEMENT LLC 1.16% of their portfolio Reston, VA 44,83744.8k $2.1m $2.1m 1.16% Added +1.0k +1,038
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,63942.6k $2.0m $2.0m 0.00% Added +6.0k +6,018
60 Financial Architects, Inc 0.33% of their portfolio MARLTON, NJ 42,31342.3k $2.0m $2.0m 0.33% Reduced -556 -556
61 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 41,27641.3k $1.9m $1.9m 0.00% Added +17.7k +17,655
62 Pacific Wealth Strategies Group, Inc. 2.31% of their portfolio SANTA BARBARA, CA 36,90236.9k $1.7m $1.7m 2.31% Reduced -3.3k -3,251
63 RHS Financial, LLC 1.32% of their portfolio SAN FRANCISCO, CA 35,46535.5k $1.7m $1.7m 1.32% Reduced -2.1k -2,057
64 Asset Dedication, LLC 0.16% of their portfolio SAN FRANCISCO, CA 34,77734.8k $1.6m $1.6m 0.16% Reduced -1.2k -1,174
65 Wealthspire Retirement, LLC 0.35% of their portfolio ALISO VIEJO, CA 34,46834.5k $1.6m $1.6m 0.35% New
66 Sebold Capital Management, Inc. 1.28% of their portfolio LISLE, IL 33,44433.4k $1.6m $1.6m 1.28% First filing
67 BUCKINGHAM STRATEGIC WEALTH, LLC 0.03% of their portfolio CLAYTON, MO 31,42231.4k $1.5m $1.5m 0.03% Reduced -399 -399
68 Kelman-Lazarov, Inc. 0.40% of their portfolio MEMPHIS, TN 30,18230.2k $1.4m $1.4m 0.40% Reduced -1.5k -1,501
69 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 26,18626.2k $1.2m $1.2m 0.09% Reduced -6.8k -6,795
70 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 25,52425.5k $1.2m $1.2m 0.04% Reduced -2.4k -2,374
71 CUTLER INVESTMENT COUNSEL LLC 0.18% of their portfolio Jacksonville, OR 24,85124.9k $1.2m $1.2m 0.18% Reduced -3.9k -3,915
72 Waterfront Wealth Inc. 0.43% of their portfolio OVERLAND PARK, KS 24,29124.3k $1.2m $1.2m 0.43% Reduced -153 -153
73 Washington Trust Advisors, Inc. 0.12% of their portfolio WELLESLEY, MA 23,33123.3k $1.1m $1.1m 0.12% Reduced -81.1k -81,113
74 Austin Private Wealth, LLC 0.19% of their portfolio Austin, TX 23,27623.3k $1.1m $1.1m 0.19% Added +15.0k +15,032
75 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 23,27023.3k $1.1m $1.1m 0.09% Reduced -891 -891
76 Farther Finance Advisors, LLC 0.41% of their portfolio SAN FRANCISCO, CA 22,92722.9k $1.1m $1.1m 0.41% First filing
77 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 22,60922.6k $1.1m $1.1m 0.05% Added +2.9k +2,867
78 LEAVELL INVESTMENT MANAGEMENT, INC. 0.08% of their portfolio MOBILE, AL 22,05222.1k $1.0m $1.0m 0.08% Added +2.6k +2,615
79 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 21,87821.9k $1.0m $1.0m 0.01% Reduced -533 -533
80 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,81621.8k $1.0m $1.0m 0.00% Reduced -870 -870
81 Cambridge Advisors Inc. 0.27% of their portfolio OMAHA, NE 21,29721.3k $995.0k $995.0k 0.27% Added +1.5k +1,519
82 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 20,89720.9k $976.3k $976.3k 0.03% Added +9.6k +9,629
83 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,89620.9k $976.8k $976.8k 0.00% Added +8.8k +8,787
84 CVA Family Office, LLC 0.23% of their portfolio DENVER, CO 19,88819.9k $929.1k $929.1k 0.23% Reduced -3.9k -3,873
85 Lakewood Asset Management LLC 0.75% of their portfolio NAPERVILLE, IL 19,76919.8k $924.0k $924.0k 0.75% First filing
86 Alpha Omega Wealth Management LLC 0.16% of their portfolio RICHMOND, VA 18,88918.9k $882.5k $882.5k 0.16% Added +40 +40
87 Solitude Financial Services 0.60% of their portfolio CHARLOTTESVILLE, VA 18,66118.7k $871.8k $871.8k 0.60% Added +380 +380
88 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 17,17617.2k $802.0k $802.0k 0.01% Unchanged
89 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,03917.0k $796.1k $796.1k 0.00% Reduced -32.1k -32,113
90 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.67% of their portfolio WALTHAM, MA 16,77316.8k $783.7k $783.7k 0.67% First filing
91 HOWARD FINANCIAL SERVICES, LTD. 0.20% of their portfolio DALLAS, TX 16,31116.3k $762.0k $762.0k 0.20% Reduced -123 -123
92 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 15,93015.9k $744.2k $744.2k 0.01% Added +1.8k +1,811
93 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,68015.7k $732.0k $732.0k 0.00% Reduced -4.2k -4,191
94 THOROUGHBRED FINANCIAL SERVICES, LLC 0.12% of their portfolio BRENTWOOD, TN 15,44215.4k $721.0k $721.0k 0.12% Reduced -2.8k -2,765
95 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 15,07115.1k $704.1k $704.1k 0.00% First filing
96 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,36314.4k $671.0k $671.0k 0.00% Reduced -299 -299
97 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 14,13014.1k $660.1k $660.1k 0.01% Added +1.4k +1,353
98 DDD Partners, LLC 0.11% of their portfolio BELLEVUE, WA 14,06014.1k $656.9k $656.9k 0.11% Added +33 +33
99 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 14,05714.1k $568.0k $568.0k 0.02% Reduced -946 -946
100 LBMC INVESTMENT ADVISORS, LLC 0.07% of their portfolio BRENTWOOD, TN 13,58713.6k $634.8k $634.8k 0.07% Added +604 +604