Vault-13

SCHWAB STRATEGIC TR FNDF

FUNDAMENTAL INTL · ETP · CUSIP 808524755

431 institutional holders +15 vs Q4 2022
240,780,374240.8m shares reported held*
$7.5bnreported value*
49 new 174 added 127 reduced 31 sold out net bought ≈ $427.0m (+13.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.27.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 362Q4 22: 416Q1 23: 431431Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022362
Q4 2022416
Q1 2023431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 212 bought or addedQ4 22: 153 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 158 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022212153
Q1 2023223158

Biggest buyers

MORGAN STANLEY Added +4,196,732+4.2m
JANE STREET GROUP, LLC Added +3,086,501+3.1m
Orion Portfolio Solutions, LLC Added +1,607,477+1.6m
OLD MISSION CAPITAL LLC Added +1,027,132+1.0m
AMERIPRISE FINANCIAL INC Added +820,199+820.2k
CITADEL ADVISORS LLC Added +614,688+614.7k
One Capital Management, LLC New +613,070+613.1k
REGIONS FINANCIAL CORP Added +552,592+552.6k
FLOW TRADERS U.S. LLC Added +476,781+476.8k
Capital Advisors Wealth Management, LLC New +459,935+459.9k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -4,352,795-4.4m
Lee Financial Co Reduced -392,922-392.9k
UBS Group AG Reduced -345,677-345.7k
Keudell/Morrison Wealth Management Reduced -167,278-167.3k
STUDIO INVESTMENT MANAGEMENT LLC Reduced -157,215-157.2k
Richard P Slaughter Associates Inc Sold out -122,151-122.2k
BlackRock Inc. Reduced -93,407-93.4k
CWM, LLC Reduced -79,578-79.6k
HBK Sorce Advisory LLC Reduced -76,860-76.9k
Raymond James Financial Services Advisors, Inc. Reduced -59,480-59.5k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.31% of their portfolio SAN FRANCISCO, CA 126,617,160126.6m $4.0bn $4.0bn 6.31% Reduced -4.4m -4,352,795
2 Auto-Owners Insurance Co 9.00% of their portfolio LANSING, MI 8,353,0008.4m $261.0m $261.0m 9.00% Unchanged
3 REGIONS FINANCIAL CORP 1.95% of their portfolio BIRMINGHAM, AL 6,946,4666.9m $217.2m $217.2m 1.95% Added +552.6k +552,592
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 6,044,8116.0m $189.0m $189.0m 0.06% Added +236.0k +235,970
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,041,1766.0m $188.9m $188.9m 0.02% Added +4.2m +4,196,732
6 VICTORY CAPITAL MANAGEMENT INC 0.20% of their portfolio San Antonio, TX 5,785,1405.8m $180.9m $180.9m 0.20% Reduced -1 -1
7 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,095,9755.1m $159.4m $159.4m 0.02% Added +386.5k +386,534
8 Sequoia Financial Advisors, LLC 2.65% of their portfolio Akron, OH 3,811,7713.8m $119.2m $119.2m 2.65% Added +140.4k +140,380
9 JANE STREET GROUP, LLC 0.19% of their portfolio NEW YORK, NY 3,612,9543.6m $113.0m $113.0m 0.19% Added +3.1m +3,086,501
10 Corient Private Wealth LP 0.29% of their portfolio MIAMI, FL 3,437,9223.4m $107.5m $107.5m 0.29% Reduced -37.8k -37,788
11 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,264,1863.3m $101.6m $101.6m 0.03% Added +820.2k +820,199
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 2,922,6912.9m $91.4m $91.4m 0.13% Added +358.6k +358,605
13 FOSTER & MOTLEY INC 5.39% of their portfolio CINCINNATI, OH 2,116,7652.1m $66.2m $66.2m 5.39% Reduced -24.3k -24,254
14 ALPS ADVISORS INC 0.54% of their portfolio Denver, CO 1,953,6452.0m $61.1m $61.1m 0.54% Added +94.3k +94,325
15 Orion Porfolio Solutions, LLC 0.66% of their portfolio OMAHA, NE 1,714,1141.7m $53.6m $53.6m 0.66% Added +43.9k +43,894
16 Orion Portfolio Solutions, LLC 0.66% of their portfolio Omaha, NE 1,714,1141.7m $53.6m $53.6m 0.66% Added +1.6m +1,607,477
17 Callan Capital, LLC 5.11% of their portfolio LA JOLLA, CA 1,412,8101.4m $44.2m $44.2m 5.11% Added +81.2k +81,211
18 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,261,5411.3m $39.4m $39.4m 0.02% Reduced -345.7k -345,677
19 OLD MISSION CAPITAL LLC 1.08% of their portfolio CHICAGO, IL 1,140,5101.1m $35.7m $35.7m 1.08% Added +1.0m +1,027,132
20 Trust Co 5.27% of their portfolio MANHATTAN, KS 1,111,3771.1m $34.8m $34.8m 5.27% Added +87.0k +86,960
21 JNBA Financial Advisors 4.08% of their portfolio BLOOMINGTON, MN 1,002,7211.0m $31.4m $31.4m 4.08% Added +122.2k +122,244
22 Strata Wealth Advisors, LLC 15.93% of their portfolio DALLAS, TX 986,501986.5k $30.8m $30.8m 15.93% Added +10.9k +10,870
23 Unison Advisors LLC 3.33% of their portfolio PROVIDENCE, RI 959,132959.1k $30.0m $30.0m 3.33% Added +14.0k +14,010
24 FLOW TRADERS U.S. LLC 1.21% of their portfolio NEW YORK, NY 958,377958.4k $30.0m $30.0m 1.21% Added +476.8k +476,781
25 EXENCIAL WEALTH ADVISORS, LLC 1.48% of their portfolio OKLAHOMA CITY, OK 909,119909.1k $28.4m $28.4m 1.48% Reduced -1.6k -1,561
26 Lee Financial Co 4.87% of their portfolio Dallas, TX 907,203907.2k $28.4m $28.4m 4.87% Reduced -392.9k -392,922
27 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 903,220903.2k $28.2m $28.2m 0.01% Added +82.0k +81,951
28 MFA WEALTH ADVISORS, LLC 8.83% of their portfolio PITTSBURGH, PA 857,337857.3k $26.8m $26.8m 8.83% Added +138.1k +138,072
29 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 827,192827.2k $25.9m $25.9m 0.05% Added +85.8k +85,814
30 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 810,412810.4k $25.3m $25.3m 0.02% Added +265.1k +265,113
31 Capital Advantage, Inc. 5.02% of their portfolio Walnut Creek, CA 747,660747.7k $23.6m $23.6m 5.02% Added +29 +29
32 Arlington Financial Advisors, LLC 8.91% of their portfolio SANTA BARBARA, CA 739,831739.8k $23.1m $23.1m 8.91% Added +203.4k +203,390
33 CVA Family Office, LLC 5.09% of their portfolio DENVER, CO 728,464728.5k $22.8m $22.8m 5.09% Added +112.4k +112,409
34 Resonant Capital Advisors, LLC 2.40% of their portfolio Madison, WI 675,271675.3k $21.1m $21.1m 2.40% Added +111.9k +111,888
35 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 671,605671.6k $21.0m $21.0m 0.10% Added +8.6k +8,588
36 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 638,656638.7k $20.0m $20.0m 0.02% Added +614.7k +614,688
37 Verde Capital Management 8.22% of their portfolio CLARKSTON, MI 630,680630.7k $19.7m $19.7m 8.22% Added +28.0k +27,988
38 One Capital Management, LLC 0.94% of their portfolio WESTLAKE VILLAGE, CA 613,070613.1k $19.2m $19.2m 0.94% New
39 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 608,934608.9k $19.0m $19.0m 0.18% Added +71.8k +71,821
40 Opes Wealth Management LLC 6.14% of their portfolio MENLO PARK, CA 608,590608.6k $19.0m $19.0m 6.14% Reduced -35.5k -35,486
41 WESCAP Management Group, Inc. 6.46% of their portfolio Glendale, CA 586,148586.1k $18.3m $18.3m 6.46% Added +25.4k +25,413
42 Charles Schwab Trust Co 2.20% of their portfolio HENDERSON, NV 582,499582.5k $18.2m $18.2m 2.20% Added +49.5k +49,460
43 CABOT WEALTH MANAGEMENT INC 2.79% of their portfolio BEVERLY, MA 565,824565.8k $17.7m $17.7m 2.79% Reduced -9.3k -9,308
44 LEAVELL INVESTMENT MANAGEMENT, INC. 1.25% of their portfolio MOBILE, AL 561,497561.5k $17.6m $17.6m 1.25% Added +45.1k +45,100
45 Tradition Wealth Management, LLC 2.18% of their portfolio EDINA, MN 559,680559.7k $17.5m $17.5m 2.18% Added +203.2k +203,186
46 Barry Investment Advisors, LLC 5.56% of their portfolio NEW BEDFORD, MA 543,027543.0k $17.0m $17.0m 5.56% Reduced -2.2k -2,240
47 Opus Capital Group, LLC 3.06% of their portfolio CINCINNATI, OH 534,367534.4k $16.7m $16.7m 3.06% Added +6.1k +6,053
48 Geneos Wealth Management Inc. 1.01% of their portfolio ENGLEWOOD, CO 534,062534.1k $16.7m $16.7m 1.01% Reduced -46.3k -46,290
49 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 528,002528.0k $16.5m $16.5m 0.04% Added +132.0k +131,969
50 1900 WEALTH MANAGEMENT LLC 1.63% of their portfolio SAN ANTONIO, TX 518,374518.4k $15.2m $15.2m 1.63% Reduced -9.5k -9,541
51 Bell Investment Advisors, Inc 3.63% of their portfolio ORINDA, CA 495,632495.6k $15.5m $15.5m 3.63% Added +26.9k +26,899
52 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 485,478485.5k $15.2m $15.2m 0.03% Added +30.9k +30,920
53 Johnson Bixby & Associates, LLC 3.32% of their portfolio VANCOUVER, WA 480,976481.0k $15.0m $15.0m 3.32% Reduced -41.4k -41,424
54 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 478,279478.3k $15.0m $15.0m 0.13% Added +24.7k +24,740
55 STUDIO INVESTMENT MANAGEMENT LLC 4.51% of their portfolio CHICAGO, IL 477,506477.5k $14.9m $14.9m 4.51% Reduced -157.2k -157,215
56 LINCOLN NATIONAL CORP 0.31% of their portfolio RADNOR, PA 473,392473.4k $14.8m $14.8m 0.31% Added +31.1k +31,123
57 Savant Capital, LLC 0.27% of their portfolio ROCKFORD, IL 467,543467.5k $14.6m $14.6m 0.27% Reduced -16.8k -16,819
58 Capital Advisors Wealth Management, LLC 3.98% of their portfolio YAKIMA, WA 459,935459.9k $14.4m $14.4m 3.98% New
59 Focus Financial Network, Inc. 0.85% of their portfolio MINNEAPOLIS, MN 436,542436.5k $13.7m $13.7m 0.85% Added +30.4k +30,375
60 Nadler Financial Group, Inc. 2.00% of their portfolio DEERFIELD, IL 402,538402.5k $12.6m $12.6m 2.00% Added +53.1k +53,112
61 MOLLER WEALTH PARTNERS 3.72% of their portfolio NORTHFIELD, IL 386,189386.2k $12.1m $12.1m 3.72% Reduced -3.4k -3,408
62 Red Tortoise LLC 7.82% of their portfolio ATLANTA, GA 371,774371.8k $11.6m $11.6m 7.82% Added +24.7k +24,716
63 Mariner, LLC 0.03% of their portfolio Overland Park, KS 353,774353.8k $11.1m $11.1m 0.03% Added +40.0k +40,000
64 Summit Financial, LLC 0.94% of their portfolio PARSIPPANY, NJ 343,557343.6k $10.7m $10.7m 0.94% Unchanged
65 BEACON FINANCIAL PLANNING, INC 10.01% of their portfolio HYANNIS, MA 342,023342.0k $10.7m $10.7m 10.01% Added +16.1k +16,058
66 Paragon Wealth Strategies, LLC 6.34% of their portfolio JACKSONVILLE, FL 333,064333.1k $10.4m $10.4m 6.34% New
67 Prairiewood Capital, LLC 7.05% of their portfolio FARGO, ND 332,532332.5k $10.4m $10.4m 7.05% Reduced -3.9k -3,948
68 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 331,333331.3k $10.4m $10.4m 0.00% Added +234.0k +234,001
69 Archford Capital Strategies, LLC 2.03% of their portfolio SWANSEA, IL 310,965311.0k $9.7m $9.7m 2.03% Added +122.9k +122,894
70 HOWARD FINANCIAL SERVICES, LTD. 2.27% of their portfolio DALLAS, TX 298,387298.4k $9.3m $9.3m 2.27% Added +37.2k +37,222
71 RHS Financial, LLC 6.99% of their portfolio SAN FRANCISCO, CA 294,150294.1k $9.2m $9.2m 6.99% Reduced -23.4k -23,441
72 ARCADIA INVESTMENT ADVISORS LLC 6.29% of their portfolio EAGLE, ID 292,354292.4k $9.1m $9.1m 6.29% Reduced -3.4k -3,427
73 CAPITAL WEALTH MANAGEMENT, LLC 5.23% of their portfolio W. WARWICK, RI 291,239291.2k $9.1m $9.1m 5.23% Added +113.1k +113,084
74 Certified Advisory Corp 1.59% of their portfolio ALTAMONTE SPRINGS, FL 286,039286.0k $8.9m $8.9m 1.59% Added +223.4k +223,423
75 Gratus Capital, LLC 0.68% of their portfolio ATLANTA, GA 284,683284.7k $8.9m $8.9m 0.68% Added +56.8k +56,811
76 BlackRock Inc. 0.00% of their portfolio New York, NY 281,193281.2k $8.8m $8.8m 0.00% Reduced -93.4k -93,407
77 Von Berge Wealth Management Group, LLC 7.75% of their portfolio SAN DIEGO, CA 274,373274.4k $8.7m $8.7m 7.75% Reduced -4.9k -4,863
78 BlueSky Wealth Advisors, LLC 1.77% of their portfolio New Bern, NC 273,429273.4k $8.6m $8.6m 1.77% Reduced -3.1k -3,140
79 Your Advocates Ltd., LLP 4.65% of their portfolio HOUSTON, TX 270,879270.9k $8.5m $8.5m 4.65% Added +11.6k +11,649
80 HENGEHOLD CAPITAL MANAGEMENT LLC 1.16% of their portfolio CINCINNATI, OH 268,663268.7k $8.4m $8.4m 1.16% Reduced -10.9k -10,907
81 Waterford Advisors, LLC 4.50% of their portfolio ORCHARD PARK, NY 266,042266.0k $8.3m $8.3m 4.50% Added +5.5k +5,517
82 MADISON WEALTH MANAGEMENT 1.76% of their portfolio CINCINNATI, OH 259,875259.9k $8.1m $8.1m 1.76% Added +28.1k +28,115
83 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 251,401251.4k $7.9m $7.9m 0.01% Added +2.6k +2,566
84 Shilanski & Associates, Inc. 3.52% of their portfolio ANCHORAGE, AK 250,077250.1k $7.8m $7.8m 3.52% Added +4.2k +4,186
85 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.32% of their portfolio Seattle, WA 234,197234.2k $7.3m $7.3m 0.32% Reduced -6.9k -6,854
86 Washington Trust Advisors, Inc. 0.74% of their portfolio WELLESLEY, MA 233,843233.8k $7.3m $7.3m 0.74% Reduced -17.6k -17,595
87 Ethos Financial Group, LLC 2.26% of their portfolio KING OF PRUSSIA, PA 231,806231.8k $7.2m $7.2m 2.26% New
88 FAS Wealth Partners, Inc. 0.77% of their portfolio LEAWOOD, KS 228,021228.0k $7.1m $7.1m 0.77% Reduced -20.1k -20,114
89 COLLECTIVE FAMILY OFFICE LLC 2.89% of their portfolio YORK, PA 224,113224.1k $7.0m $7.0m 2.89% Added +7.3k +7,323
90 Marshall Financial Group, LLC 2.50% of their portfolio Hunt Valley, MD 223,149223.1k $7.0m $7.0m 2.50% Added +112.3k +112,265
91 JUNCTURE WEALTH STRATEGIES, LLC 3.43% of their portfolio SCOTTSDALE, AZ 222,310222.3k $7.0m $7.0m 3.43% New
92 Asio Capital, LLC 1.80% of their portfolio LEXINGTON, KY 222,010222.0k $6.9m $6.9m 1.80% Added +209.9k +209,895
93 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 3.17% of their portfolio HUNTINGDON VALLEY, PA 209,479209.5k $6.6m $6.6m 3.17% New
94 Financial Synergies Wealth Advisors, Inc. 0.95% of their portfolio HOUSTON, TX 207,197207.2k $6.5m $6.5m 0.95% Reduced -3.4k -3,368
95 Seven Springs Wealth Group, LLC 3.08% of their portfolio BRENTWOOD, TN 199,080199.1k $6.2m $6.2m 3.08% Added +12.4k +12,427
96 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 191,394191.4k $6.0m $6.0m 0.01% Added +48.0k +48,043
97 HHM Wealth Advisors, LLC 1.21% of their portfolio CHATTANOOGA, TN 188,786188.8k $5.9m $5.9m 1.21% Added +15.4k +15,436
98 CAHILL FINANCIAL ADVISORS INC 1.05% of their portfolio EDINA, MN 188,747188.7k $5.9m $5.9m 1.05% Added +6.2k +6,210
99 IFG Advisory, LLC 0.54% of their portfolio ATLANTA, GA 184,041184.0k $5.8m $5.8m 0.54% Added +17.9k +17,898
100 Verum Partners LLC 6.12% of their portfolio CHARLOTTE, NC 183,316183.3k $5.7m $5.7m 6.12% Added +8.8k +8,800