Vault-13

SCHWAB STRATEGIC TR FNDC

FUNDAMENTAL INTL · ETP · CUSIP 808524748

254 institutional holders +23 vs Q3 2024
58,923,79058.9m shares reported held*
$2.0bnreported value*
26 new 87 added 59 reduced 19 sold out net sold ≈ $21.7m (-635.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.14. Options: 1 managers hold calls ($75.1k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 173Q4 22: 196Q1 23: 201Q2 23: 204Q3 23: 191Q4 23: 219Q1 24: 221Q2 24: 227Q3 24: 231Q4 24: 254254Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022173
Q4 2022196
Q1 2023201
Q2 2023204
Q3 2023191
Q4 2023219
Q1 2024221
Q2 2024227
Q3 2024231
Q4 2024254

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 90 bought or addedQ1 23: 74 cut or sold outQ2 23: 85 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 86 bought or addedQ3 23: 75 cut or sold outQ4 23: 100 bought or addedQ4 23: 76 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 85 cut or sold outQ2 24: 104 bought or addedQ2 24: 86 cut or sold outQ2 24Q3 24: 96 bought or addedQ3 24: 88 cut or sold outQ4 24: 113 bought or addedQ4 24: 78 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20239074
Q2 20238578
Q3 20238675
Q4 202310076
Q1 202410185
Q2 202410486
Q3 20249688
Q4 202411378

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 24 calls: $56.8kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $38.1kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $75.1kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$56.8k$00.00
Q2 2024$0$0—
Q3 2024$38.1k$00.00
Q4 2024$75.1k$00.00

Biggest buyers

FMR LLC Added +1,247,612+1.2m
Focus Partners Wealth Added +167,345+167.3k
Cerity Partners LLC Added +50,856+50.9k
GHP Investment Advisors, Inc. Added +43,777+43.8k
Shilanski & Associates, Inc. Added +24,986+25.0k
LPL Financial LLC Added +22,777+22.8k
Farther Finance Advisors, LLC Added +22,378+22.4k
Prairiewood Capital, LLC Added +18,785+18.8k
Opes Wealth Management LLC Added +18,408+18.4k
Shore Point Advisors, LLC Added +17,547+17.5k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -1,218,361-1.2m
JANE STREET GROUP, LLC Reduced -391,690-391.7k
MERCER GLOBAL ADVISORS INC /ADV Reduced -151,606-151.6k
Dynamic Advisor Solutions LLC Sold out -143,107-143.1k
Clarius Group, LLC Reduced -140,965-141.0k
FLOW TRADERS U.S. LLC Reduced -93,778-93.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -63,935-63.9k
Baird Financial Group, Inc. Sold out -26,820-26.8k
True North Advisors, LLC Sold out -24,244-24.2k
JPMORGAN CHASE & CO Reduced -23,095-23.1k

Biggest calls

CITADEL ADVISORS LLC Added $75.1k2.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.30% of their portfolio SAN FRANCISCO, CA 48,009,22648.0m $1.6bn $1.6bn 0.30% Reduced -1.2m -1,218,361
2 FMR LLC 0.00% of their portfolio BOSTON, MA 1,264,0241.3m $43.2m $43.2m 0.00% Added +1.2m +1,247,612
3 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 1,002,2001.0m $34.2m $34.2m 0.03% Unchanged
4 EXENCIAL WEALTH ADVISORS, LLC 0.78% of their portfolio OKLAHOMA CITY, OK 616,664616.7k $21.1m $21.1m 0.78% Added +7.4k +7,444
5 GHP Investment Advisors, Inc. 0.91% of their portfolio Denver, CO 572,628572.6k $19.5m $19.5m 0.91% Added +43.8k +43,777
6 Kelman-Lazarov, Inc. 2.84% of their portfolio MEMPHIS, TN 461,488461.5k $15.8m $15.8m 2.84% Added +6.3k +6,266
7 Merriman Wealth Management, LLC 0.51% of their portfolio SEATTLE, WA 359,575359.6k $12.3m $12.3m 0.51% Reduced -5.1k -5,093
8 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 321,052321.1k $11.0m $11.0m 0.01% Added +167.3k +167,345
9 High Probability Advisors, LLC 1.94% of their portfolio Pittsford, NY 317,105317.1k $10.8m $10.8m 1.94% Reduced -1.3k -1,307
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 270,067270.1k $9.2m $9.2m 0.02% Added +818 +818
11 Prairiewood Capital, LLC 3.68% of their portfolio FARGO, ND 252,076252.1k $8.6m $8.6m 3.68% Added +18.8k +18,785
12 COLLECTIVE FAMILY OFFICE LLC 2.16% of their portfolio YORK, PA 231,132231.1k $7.9m $7.9m 2.16% Added +4.3k +4,329
13 Geneos Wealth Management Inc. 0.26% of their portfolio ENGLEWOOD, CO 218,063218.1k $7.4m $7.4m 0.26% Added +5.6k +5,624
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 205,325205.3k $7.0m $7.0m 0.00% Reduced -6.7k -6,695
15 Opes Wealth Management LLC 1.39% of their portfolio MENLO PARK, CA 198,527198.5k $6.8m $6.8m 1.39% Added +18.4k +18,408
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 197,110197.1k $6.7m $6.7m 0.00% Reduced -3.5k -3,490
17 Charles Schwab Trust Co 0.56% of their portfolio HENDERSON, NV 192,578192.6k $6.6m $6.6m 0.56% Added +11.5k +11,452
18 Shilanski & Associates, Inc. 2.10% of their portfolio ANCHORAGE, AK 191,507191.5k $6.5m $6.5m 2.10% Added +25.0k +24,986
19 Bell Investment Advisors, Inc 1.20% of their portfolio ORINDA, CA 188,869188.9k $6.4m $6.4m 1.20% Added +8.5k +8,510
20 Cherry Tree Wealth Management, LLC 1.49% of their portfolio MINNETONKA, MN 175,955176.0k $6.0m $6.0m 1.49% Reduced -433 -433
21 Shore Point Advisors, LLC 3.21% of their portfolio BRIELLE, NJ 175,008175.0k $6.0m $6.0m 3.21% Added +17.5k +17,547
22 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 153,410153.4k $5.2m $5.2m 0.01% Reduced -14.2k -14,223
23 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 137,981138.0k $4.7m $4.7m 0.00% First filing
24 Breakwater Capital Group 0.86% of their portfolio PARAMUS, NJ 126,294126.3k $4.3m $4.3m 0.86% Added +5.0k +4,995
25 RF&L WEALTH MANAGEMENT, LLC 2.61% of their portfolio ACTON, MA 107,915107.9k $3.7m $3.7m 2.61% Added +3.6k +3,645
26 Grove Street Fiduciary, LLC 1.90% of their portfolio PETERBOROUGH, NH 106,264106.3k $3.6m $3.6m 1.90% First filing
27 Factor Wealth Management LTD 1.17% of their portfolio CHICAGO, IL 103,571103.6k $3.5m $3.5m 1.17% First filing
28 Clarius Group, LLC 0.22% of their portfolio SEATTLE, WA 95,89795.9k $3.3m $3.3m 0.22% Reduced -141.0k -140,965
29 Wade Financial Advisory, Inc 1.07% of their portfolio CAMPBELL, CA 92,55192.6k $3.2m $3.2m 1.07% Added +4.9k +4,922
30 MOLLER WEALTH PARTNERS 0.80% of their portfolio NORTHFIELD, IL 89,21689.2k $3.0m $3.0m 0.80% Added +699 +699
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 83,32083.3k $2.8m $2.8m 0.01% Added +853 +853
32 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 79,39479.4k $2.7m $2.7m 0.03% Added +1.7k +1,711
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 79,08979.1k $2.7m $2.7m 0.00% Added +169 +169
34 Sterling Financial Planning, Inc. 0.97% of their portfolio SPARTA, NJ 76,97677.0k $2.6m $2.6m 0.97% Added +9.4k +9,445
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 72,46172.5k $2.5m $2.5m 0.00% Added +6.4k +6,438
36 Quadcap Wealth Management, LLC 0.34% of their portfolio Frisco, TX 68,17868.2k $2.3m $2.3m 0.34% Reduced -4.2k -4,246
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 67,46067.5k $2.3m $2.3m 0.00% Added +22.8k +22,777
38 PrairieView Partners, LLC 0.23% of their portfolio ST. PAUL, MN 63,92763.9k $2.2m $2.2m 0.23% Reduced -1.9k -1,940
39 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 58,19558.2k $2.0m $2.0m 0.00% Added +50.9k +50,856
40 Valued Wealth Advisors LLC 1.24% of their portfolio HOLLADAY, UT 57,79557.8k $2.0m $2.0m 1.24% Added +6.4k +6,379
41 McGrath & Associates, Inc. 3.87% of their portfolio Asheville, NC 56,20156.2k $1.9m $1.9m 3.87% First filing
42 Focus Partners Advisor Solutions, LLC 0.03% of their portfolio SAINT LOUIS, MO 55,98556.0k $1.9m $1.9m 0.03% Added +1.2k +1,188
43 CABOT WEALTH MANAGEMENT INC 0.24% of their portfolio BEVERLY, MA 55,63755.6k $1.9m $1.9m 0.24% Reduced -5.7k -5,724
44 Shakespeare Wealth Management, LLC 0.47% of their portfolio Pewaukee, WI 50,91350.9k $1.7m $1.7m 0.47% Reduced -4.2k -4,224
45 CUTLER INVESTMENT COUNSEL LLC 0.21% of their portfolio Jacksonville, OR 49,36449.4k $1.7m $1.7m 0.21% Reduced -2.1k -2,099
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,70643.7k $1.5m $1.5m 0.00% Added +38 +38
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,60242.6k $1.5m $1.5m 0.00% Reduced -13.6k -13,613
48 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 40,94440.9k $1.4m $1.4m 0.01% Added +26 +26
49 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 39,52939.5k $1.3m $1.3m 0.00% Reduced -151.6k -151,606
50 Asset Dedication, LLC 0.10% of their portfolio SAN FRANCISCO, CA 38,21438.2k $1.3m $1.3m 0.10% Reduced -2.6k -2,620
51 Entruity Wealth, LLC 1.28% of their portfolio BAKERSFIELD, CA 37,65237.7k $1.3m $1.3m 1.28% First filing
52 EQ WEALTH ADVISORS, LLC 1.23% of their portfolio DALLAS, TX 37,41037.4k $1.3m $1.3m 1.23% First filing
53 NORTHWEST WEALTH MANAGEMENT, LLC 0.27% of their portfolio SPENCER, IA 36,76036.8k $1.3m $1.3m 0.27% Reduced -161 -161
54 Waterfront Wealth Inc. 0.27% of their portfolio OVERLAND PARK, KS 32,49732.5k $1.1m $1.1m 0.27% Added +182 +182
55 Seed Wealth Management, Inc. 0.88% of their portfolio EVANSTON, IL 32,07732.1k $1.1m $1.1m 0.88% Unchanged
56 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,70631.7k $1.1m $1.1m 0.00% Reduced -391.7k -391,690
57 Vise Technologies, Inc. 0.09% of their portfolio NEW YORK, NY 30,71730.7k $1.0m $1.0m 0.09% Reduced -1.4k -1,446
58 PFG Advisors 0.06% of their portfolio Phoenix, AZ 28,45828.5k $971.6k $971.6k 0.06% Added +1.8k +1,800
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,39528.4k $969.4k $969.4k 0.00% Reduced -3.1k -3,120
60 Mariner, LLC 0.00% of their portfolio Overland Park, KS 28,38428.4k $969.0k $969.0k 0.00% Reduced -2.1k -2,098
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 26,29726.3k $898.0k $898.0k 0.00% Reduced -2.9k -2,903
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,89524.9k $849.9k $849.9k 0.00% Reduced -23.1k -23,095
63 RHS Financial, LLC 0.44% of their portfolio SAN FRANCISCO, CA 24,75624.8k $845.2k $845.2k 0.44% Reduced -732 -732
64 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 23,95124.0k $817.7k $817.7k 0.01% Reduced -2.9k -2,900
65 Asset Allocation Strategies LLC 0.20% of their portfolio FARMINGTON, MI 22,91322.9k $815.5k $815.5k 0.20% Added +12.1k +12,107
66 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 22,64722.6k $773.2k $773.2k 0.03% Added +22.4k +22,378
67 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 22,63722.6k $772.9k $772.9k 0.00% Added +1.9k +1,949
68 Hardin Capital Partners, LLC 0.46% of their portfolio GREENVILLE, SC 22,49222.5k $767.9k $767.9k 0.46% Added +1.8k +1,822
69 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 22,16222.2k $756.6k $756.6k 0.02% Reduced -8.8k -8,782
70 Jackson Creek Investment Advisors LLC 0.22% of their portfolio CASTLE ROCK, CO 21,87521.9k $747.0k $747.0k 0.22% Added +226 +226
71 Tumwater Wealth Management, LLC 0.38% of their portfolio Boise, ID 21,08621.1k $719.9k $719.9k 0.38% First filing
72 Northland Capital Management LLC 0.52% of their portfolio VIRGINIA, MN 20,35720.4k $695.0k $695.0k 0.52% Reduced -2.7k -2,663
73 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,52618.5k $632.5k $632.5k 0.00% Reduced -1.3k -1,257
74 Aspiring Ventures, LLC 0.39% of their portfolio CINCINNATI, OH 18,13318.1k $618.5k $618.5k 0.39% First filing
75 Sensible Money, LLC 0.26% of their portfolio SCOTTSDALE, AZ 17,54617.5k $599.0k $599.0k 0.26% Reduced -2.1k -2,060
76 Golden Bell Financial Planning LLC 0.55% of their portfolio ALPHARETTA, GA 16,07816.1k $548.9k $548.9k 0.55% First filing
77 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 15,98016.0k $545.6k $545.6k 0.00% Added +272 +272
78 Valeo Financial Advisors, LLC 0.02% of their portfolio CARMEL, IN 15,97316.0k $545.3k $545.3k 0.02% Added +563 +563
79 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,96116.0k $544.9k $544.9k 0.00% Added +834 +834
80 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 14,92014.9k $509.4k $509.4k 0.04% New
81 Yoder Wealth Management, Inc. 0.28% of their portfolio WALNUT CREEK, CA 14,68114.7k $501.2k $501.2k 0.28% Reduced -2.2k -2,170
82 Wealthspire Retirement, LLC 0.04% of their portfolio ALISO VIEJO, CA 14,30614.3k $488.4k $488.4k 0.04% Added +1.4k +1,390
83 Davidson Kahn Capital Management, LLC 0.44% of their portfolio SHERMAN OAKS, CA 13,92513.9k $475.4k $475.4k 0.44% First filing
84 Addison Advisors LLC 0.13% of their portfolio MIDDLEBURY, VT 13,77613.8k $470.3k $470.3k 0.13% Reduced -2.1k -2,060
85 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 13,74613.7k $469.3k $469.3k 0.02% Reduced -3.9k -3,853
86 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 13,28813.3k $454.0k $454.0k 0.02% Reduced -93.8k -93,778
87 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 13,27113.3k $453.1k $453.1k 0.01% Added +1.5k +1,537
88 Clark Capital Management Group, Inc. 0.00% of their portfolio PHILADELPHIA, PA 13,02113.0k $444.5k $444.5k 0.00% Reduced -417 -417
89 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 12,92412.9k $441.0k $441.0k 0.11% New
90 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,32612.3k $420.8k $420.8k 0.00% Added +416 +416
91 Upper Left Wealth Management, LLC 0.36% of their portfolio TAMPA, FL 12,17212.2k $415.6k $415.6k 0.36% Unchanged
92 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 11,89211.9k $406.0k $406.0k 0.00% Added +2.3k +2,289
93 Creekside Partners 0.20% of their portfolio PETALUMA, CA 11,42111.4k $389.9k $389.9k 0.20% Added +153 +153
94 Keel Point, LLC 0.03% of their portfolio HUNTSVILLE, AL 11,16711.2k $381.2k $381.2k 0.03% Reduced -330 -330
95 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 11,14111.1k $380.4k $380.4k 0.00% Added +1.4k +1,397
96 Guardian Financial Partners, LLC 0.23% of their portfolio ORANGE, CA 11,13211.1k $380.0k $380.0k 0.23% Added +1.3k +1,284
97 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 10,72410.7k $366.0k $366.0k 0.00% New
98 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 10,10210.1k $344.9k $344.9k 0.01% Added +41 +41
99 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 10,02510.0k $342.2k $342.2k 0.02% Added +6.4k +6,373
100 ALTFEST L J & CO INC 0.04% of their portfolio NEW YORK, NY 9,6129.6k $328.2k $328.2k 0.04% Unchanged