Vault-13

SCHWAB STRATEGIC TR FNDC

FUNDAMENTAL INTL · ETP · CUSIP 808524748

221 institutional holders +2 vs Q4 2023
65,454,36665.5m shares reported held*
$2.3bnreported value*
29 new 72 added 59 reduced 26 sold out net sold ≈ $58.7m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.47. Options: 1 managers hold calls ($56.8k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 173Q4 22: 196Q1 23: 201Q2 23: 204Q3 23: 191Q4 23: 219Q1 24: 221221Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022173
Q4 2022196
Q1 2023201
Q2 2023204
Q3 2023191
Q4 2023219
Q1 2024221

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 92 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 86 bought or addedQ3 23: 75 cut or sold outQ3 23Q4 23: 100 bought or addedQ4 23: 76 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 85 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229270
Q1 20239074
Q2 20238578
Q3 20238675
Q4 202310076
Q1 202410185

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $3.2kQ3 23 puts: $96.4kQ3 23P/C 30.00Q4 23 calls: $90.6kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $56.8kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$3.2k$96.4k30.00
Q4 2023$90.6k$00.00
Q1 2024$56.8k$00.00

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +520,497+520.5k
MORGAN STANLEY Added +117,052+117.1k
Focus Partners Advisor Solutions, LLC Added +46,009+46.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +27,435+27.4k
Shore Point Advisors, LLC Added +26,604+26.6k
Prairiewood Capital, LLC Added +18,686+18.7k
GHP Investment Advisors, Inc. Added +16,873+16.9k
Fortitude Family Office, LLC Added +16,806+16.8k
High Probability Advisors, LLC Added +14,716+14.7k
RENAISSANCE TECHNOLOGIES LLC New +11,500+11.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,359,866-1.4m
CITADEL ADVISORS LLC Reduced -499,152-499.2k
Clarius Group, LLC Reduced -126,048-126.0k
Capital Investment Counsel, LLC Reduced -91,710-91.7k
Meridian Wealth Management, LLC Sold out -80,618-80.6k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -78,654-78.7k
Wade Financial Advisory, Inc Reduced -60,859-60.9k
JPL Wealth Management, LLC Sold out -49,670-49.7k
Dynamic Advisor Solutions LLC Reduced -36,021-36.0k
Moran Wealth Management, LLC Sold out -20,390-20.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $56.8k1.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 2.71% of their portfolio SAN FRANCISCO, CA 55,620,33955.6m $2.0bn $2.0bn 2.71% Added +520.5k +520,497
2 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 1,002,2001.0m $35.5m $35.5m 0.03% Unchanged
3 EXENCIAL WEALTH ADVISORS, LLC 0.97% of their portfolio OKLAHOMA CITY, OK 731,822731.8k $26.0m $26.0m 0.97% Reduced -18.1k -18,055
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 565,890565.9k $20.1m $20.1m 0.00% Added +117.1k +117,052
5 GHP Investment Advisors, Inc. 0.81% of their portfolio Denver, CO 458,825458.8k $16.3m $16.3m 0.81% Added +16.9k +16,873
6 Merriman Wealth Management, LLC 0.59% of their portfolio SEATTLE, WA 373,206373.2k $13.2m $13.2m 0.59% Reduced -6.5k -6,550
7 High Probability Advisors, LLC 2.03% of their portfolio Pittsford, NY 309,028309.0k $11.0m $11.0m 2.03% Added +14.7k +14,716
8 Clarius Group, LLC 0.71% of their portfolio SEATTLE, WA 290,124290.1k $10.3m $10.3m 0.71% Reduced -126.0k -126,048
9 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 266,211266.2k $9.4m $9.4m 0.03% Reduced -20.2k -20,200
10 LINCOLN NATIONAL CORP 0.15% of their portfolio RADNOR, PA 264,480264.5k $9.4m $9.4m 0.15% Reduced -7.2k -7,241
11 Prairiewood Capital, LLC 3.83% of their portfolio FARGO, ND 230,313230.3k $8.2m $8.2m 3.83% Added +18.7k +18,686
12 Geneos Wealth Management Inc. 0.37% of their portfolio ENGLEWOOD, CO 228,588228.6k $8.1m $8.1m 0.37% Reduced -2.0k -1,966
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 215,899215.9k $7.7m $7.7m 0.00% Reduced -5.7k -5,712
14 Dynamic Advisor Solutions LLC 0.25% of their portfolio PHOENIX, AZ 212,131212.1k $7.5m $7.5m 0.25% Reduced -36.0k -36,021
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 194,828194.8k $6.9m $6.9m 0.01% Reduced -1.4m -1,359,866
16 COLLECTIVE FAMILY OFFICE LLC 2.22% of their portfolio YORK, PA 192,554192.6k $6.8m $6.8m 2.22% Added +4.6k +4,566
17 Cherry Tree Wealth Management, LLC 1.64% of their portfolio MINNETONKA, MN 183,476183.5k $6.5m $6.5m 1.64% Added +9.5k +9,489
18 Bell Investment Advisors, Inc 1.26% of their portfolio ORINDA, CA 181,097181.1k $6.4m $6.4m 1.26% Added +1.0k +1,022
19 Opes Wealth Management LLC 1.35% of their portfolio MENLO PARK, CA 164,696164.7k $5.8m $5.8m 1.35% Added +88 +88
20 Charles Schwab Trust Co 0.55% of their portfolio HENDERSON, NV 163,377163.4k $5.8m $5.8m 0.55% Reduced -12.6k -12,594
21 Shilanski & Associates, Inc. 1.98% of their portfolio ANCHORAGE, AK 161,792161.8k $5.7m $5.7m 1.98% Added +5.5k +5,514
22 BUCKINGHAM STRATEGIC WEALTH, LLC 0.06% of their portfolio CLAYTON, MO 155,815155.8k $5.5m $5.5m 0.06% Added +793 +793
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 154,034154.0k $5.5m $5.5m 0.05% Reduced -78.7k -78,654
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 146,956147.0k $5.2m $5.2m 0.00% Reduced -7.2k -7,243
25 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 146,904146.9k $5.2m $5.2m 0.01% Added +9.4k +9,386
26 Shore Point Advisors, LLC 2.67% of their portfolio BRIELLE, NJ 131,750131.8k $4.7m $4.7m 2.67% Added +26.6k +26,604
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 113,349113.3k $4.0m $4.0m 0.00% Added +9.0k +9,018
28 Breakwater Capital Group 0.97% of their portfolio PARAMUS, NJ 108,288108.3k $3.8m $3.8m 0.97% Reduced -2.7k -2,702
29 Kelman-Lazarov, Inc. 0.74% of their portfolio MEMPHIS, TN 107,309107.3k $3.8m $3.8m 0.74% Added +6.1k +6,073
30 RF&L WEALTH MANAGEMENT, LLC 2.78% of their portfolio ACTON, MA 101,632101.6k $3.6m $3.6m 2.78% Added +3.2k +3,165
31 MOLLER WEALTH PARTNERS 0.84% of their portfolio NORTHFIELD, IL 87,31187.3k $3.1m $3.1m 0.84% Added +1.1k +1,056
32 Wade Financial Advisory, Inc 1.13% of their portfolio CAMPBELL, CA 87,20287.2k $3.1m $3.1m 1.13% Reduced -60.9k -60,859
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 86,24586.2k $3.1m $3.1m 0.01% Added +381 +381
34 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 83,49883.5k $3.0m $3.0m 0.04% Added +3.2k +3,219
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 79,52079.5k $2.8m $2.8m 0.00% Reduced -566 -566
36 Sterling Financial Planning, Inc. 1.01% of their portfolio SPARTA, NJ 70,23970.2k $2.5m $2.5m 1.01% Reduced -2.5k -2,470
37 PrairieView Partners, LLC 0.28% of their portfolio ST. PAUL, MN 69,29969.3k $2.5m $2.5m 0.28% Added +631 +631
38 Shakespeare Wealth Management, LLC 0.71% of their portfolio Pewaukee, WI 69,21369.2k $2.5m $2.5m 0.71% Reduced -3.9k -3,920
39 CABOT WEALTH MANAGEMENT INC 0.30% of their portfolio BEVERLY, MA 65,17165.2k $2.3m $2.3m 0.30% Added +2.2k +2,215
40 Focus Partners Advisor Solutions, LLC 0.07% of their portfolio SAINT LOUIS, MO 63,65063.6k $2.3m $2.3m 0.07% Added +46.0k +46,009
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 57,72157.7k $2.0m $2.0m 0.00% Added +3.3k +3,299
42 Fortitude Family Office, LLC 1.38% of their portfolio SCOTTSDALE, AZ 57,66757.7k $2.0m $2.0m 1.38% Added +16.8k +16,806
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 51,59851.6k $1.8m $1.8m 0.00% Reduced -6.2k -6,162
44 CUTLER INVESTMENT COUNSEL LLC 0.24% of their portfolio Jacksonville, OR 50,73350.7k $1.8m $1.8m 0.24% Added +3.8k +3,814
45 JANICZEK WEALTH MANAGEMENT, LLC 0.38% of their portfolio DENVER, CO 49,67149.7k $1.8m $1.8m 0.38% Added +1.0k +1,025
46 Asset Dedication, LLC 0.12% of their portfolio SAN FRANCISCO, CA 43,81143.8k $1.5m $1.5m 0.12% Reduced -283 -283
47 Valued Wealth Advisors LLC 1.09% of their portfolio HOLLADAY, UT 43,22943.2k $1.5m $1.5m 1.09% Added +5.6k +5,564
48 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 40,91840.9k $1.5m $1.5m 0.01% Reduced -114 -114
49 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 39,82339.8k $1.4m $1.4m 0.00% Added +8.2k +8,168
50 NORTHWEST WEALTH MANAGEMENT, LLC 0.37% of their portfolio SPENCER, IA 37,72737.7k $1.3m $1.3m 0.37% Added +168 +168
51 Waterfront Wealth Inc. 0.35% of their portfolio OVERLAND PARK, KS 36,56936.6k $1.3m $1.3m 0.35% Reduced -4.8k -4,762
52 RHS Financial, LLC 0.75% of their portfolio SAN FRANCISCO, CA 36,52336.5k $1.3m $1.3m 0.75% Reduced -13.6k -13,609
53 Seed Wealth Management, Inc. 1.09% of their portfolio EVANSTON, IL 32,17732.2k $1.1m $1.1m 1.09% Unchanged
54 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 30,98431.0k $1.1m $1.1m 0.03% Reduced -10.2k -10,172
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,78830.8k $1.1m $1.1m 0.00% Reduced -4.4k -4,385
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,43527.4k $973.1k $973.1k 0.00% New
57 Vise Technologies, Inc. 0.19% of their portfolio NEW YORK, NY 27,21427.2k $965.3k $965.3k 0.19% Reduced -1.0k -1,022
58 PFG Advisors 0.07% of their portfolio Phoenix, AZ 26,86926.9k $953.1k $953.1k 0.07% Added +3.9k +3,922
59 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 26,58126.6k $942.8k $942.8k 0.00% Added +68 +68
60 True North Advisors, LLC 0.25% of their portfolio Dallas, TX 25,03625.0k $888.0k $888.0k 0.25% Added +6.6k +6,627
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,95725.0k $885.2k $885.2k 0.00% Added +4.1k +4,117
62 Jackson Creek Investment Advisors LLC 0.29% of their portfolio CASTLE ROCK, CO 22,56222.6k $800.0k $800.0k 0.29% Added +330 +330
63 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 22,10522.1k $784.1k $784.1k 0.01% Reduced -1.3k -1,304
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,91121.9k $777.2k $777.2k 0.00% Reduced -4.3k -4,295
65 Northland Capital Management LLC 0.53% of their portfolio VIRGINIA, MN 21,43521.4k $760.3k $760.3k 0.53% Added +323 +323
66 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,71720.7k $734.9k $734.9k 0.00% Reduced -2.5k -2,504
67 Yoder Wealth Management, Inc. 0.47% of their portfolio WALNUT CREEK, CA 20,19820.2k $716.2k $716.2k 0.47% Reduced -60 -60
68 Clark Capital Management Group, Inc. 0.01% of their portfolio PHILADELPHIA, PA 20,14720.1k $714.6k $714.6k 0.01% Added +1.7k +1,660
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,04820.0k $711.1k $711.1k 0.00% Reduced -499.2k -499,152
70 Sensible Money, LLC 0.38% of their portfolio SCOTTSDALE, AZ 19,75719.8k $700.8k $700.8k 0.38% Unchanged
71 WMS Partners, LLC 0.05% of their portfolio TOWSON, MD 18,51318.5k $656.7k $656.7k 0.05% Unchanged
72 Alera Investment Advisors, LLC 0.08% of their portfolio DEERFIELD, IL 17,24617.2k $611.7k $611.7k 0.08% Unchanged
73 Addison Advisors LLC 0.20% of their portfolio MIDDLEBURY, VT 16,04116.0k $569.0k $569.0k 0.20% Reduced -287 -287
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 15,09915.1k $535.9k $535.9k 0.00% Added +589 +589
75 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 14,99915.0k $532.0k $532.0k 0.00% Added +7.3k +7,326
76 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 13,69913.7k $485.9k $485.9k 0.02% Added +3.2k +3,220
77 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,69513.7k $486.4k $486.4k 0.00% Added +1.6k +1,599
78 Keel Point, LLC 0.04% of their portfolio HUNTSVILLE, AL 11,78611.8k $418.0k $418.0k 0.04% Reduced -3.5k -3,469
79 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,50011.5k $408.0k $408.0k 0.00% New
80 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,16311.2k $396.0k $396.0k 0.00% Reduced -1.2k -1,229
81 Paragon Capital Management Ltd 0.07% of their portfolio DENVER, CO 10,75310.8k $381.4k $381.4k 0.07% New
82 Wealthspire Retirement, LLC 0.03% of their portfolio ALISO VIEJO, CA 10,61510.6k $376.5k $376.5k 0.03% Added +1.1k +1,115
83 Baker Ellis Asset Management LLC 0.06% of their portfolio Vancouver, WA 10,55010.6k $374.2k $374.2k 0.06% Unchanged
84 Stone Summit Wealth LLC 0.12% of their portfolio MIAMI, FL 10,12610.1k $359.2k $359.2k 0.12% Added +1.8k +1,765
85 Annex Advisory Services, LLC 0.01% of their portfolio BROOKFIELD, WI 9,97410.0k $353.8k $353.8k 0.01% Reduced -983 -983
86 ALTFEST L J & CO INC 0.05% of their portfolio NEW YORK, NY 9,9069.9k $351.0k $351.0k 0.05% Unchanged
87 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,7469.7k $346.0k $346.0k 0.00% Added +1.3k +1,320
88 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,5669.6k $339.3k $339.3k 0.00% Reduced -5.7k -5,661
89 St. Louis Trust Co 0.05% of their portfolio SAINT LOUIS, MO 9,5059.5k $325.8k $325.8k 0.05% Unchanged
90 MORRIS FINANCIAL CONCEPTS, INC. 0.17% of their portfolio MOUNT PLEASANT, SC 9,3099.3k $330.2k $330.2k 0.17% Reduced -1.2k -1,161
91 Lauterbach Financial Advisors, LLC 0.21% of their portfolio EL PASO, TX 8,8668.9k $314.5k $314.5k 0.21% Unchanged
92 Upper Left Wealth Management, LLC 0.29% of their portfolio TAMPA, FL 8,7338.7k $309.8k $309.8k 0.29% Reduced -1.2k -1,159
93 APPLETON PARTNERS INC/MA 0.02% of their portfolio BOSTON, MA 8,6008.6k $305.0k $305.0k 0.02% New
94 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,5618.6k $303.6k $303.6k 0.00% New
95 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,3578.4k $296.0k $296.0k 0.00% Added +1.2k +1,225
96 FMR LLC 0.00% of their portfolio BOSTON, MA 8,2668.3k $293.2k $293.2k 0.00% Added +1.1k +1,146
97 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 8,2378.2k $292.1k $292.1k 0.00% Reduced -1.5k -1,476
98 Lakewood Asset Management LLC 0.20% of their portfolio NAPERVILLE, IL 8,2028.2k $290.9k $290.9k 0.20% Added +435 +435
99 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.04% of their portfolio ALAMO, CA 8,1208.1k $288.0k $288.0k 0.04% Added +28 +28
100 HHM Wealth Advisors, LLC 0.05% of their portfolio CHATTANOOGA, TN 7,9197.9k $280.9k $280.9k 0.05% Reduced -1.7k -1,725