Vault-13

SCHWAB STRATEGIC TR FNDC

FUNDAMENTAL INTL · ETP · CUSIP 808524748

219 institutional holders +28 vs Q3 2023
67,236,80267.2m shares reported held*
$2.3bnreported value*
28 new 72 added 59 reduced 17 sold out net bought ≈ $65.4m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.85. Options: 1 managers hold calls ($90.6k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 173Q4 22: 196Q1 23: 201Q2 23: 204Q3 23: 191Q4 23: 219219Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022173
Q4 2022196
Q1 2023201
Q2 2023204
Q3 2023191
Q4 2023219

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 92 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 86 bought or addedQ3 23: 75 cut or sold outQ3 23Q4 23: 100 bought or addedQ4 23: 76 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229270
Q1 20239074
Q2 20238578
Q3 20238675
Q4 202310076

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ1 23 calls: $82.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $3.2kQ3 23 puts: $96.4kQ3 23P/C 30.00Q4 23 calls: $90.6kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$82.8k$00.00
Q2 2023$0$0—
Q3 2023$3.2k$96.4k30.00
Q4 2023$90.6k$00.00

Biggest buyers

JANE STREET GROUP, LLC New +1,554,694+1.6m
CITADEL ADVISORS LLC Added +511,486+511.5k
MORGAN STANLEY Added +209,039+209.0k
Meridian Wealth Management, LLC New +80,618+80.6k
MERCER GLOBAL ADVISORS INC /ADV Added +76,466+76.5k
Dynamic Advisor Solutions LLC Added +70,529+70.5k
Charles Schwab Trust Co Added +42,807+42.8k
JPMORGAN CHASE & CO Added +33,843+33.8k
RAYMOND JAMES & ASSOCIATES Added +32,518+32.5k
GHP Investment Advisors, Inc. Added +31,181+31.2k

Biggest sellers

UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -558,113-558.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -109,978-110.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -73,945-73.9k
Resource Planning Group Reduced -54,178-54.2k
Wade Financial Advisory, Inc Reduced -32,097-32.1k
AVANTAX ADVISORY SERVICES, INC. Sold out -31,217-31.2k
Composition Wealth, LLC Reduced -29,139-29.1k
AMERIPRISE FINANCIAL INC Reduced -21,510-21.5k
CWM, LLC Reduced -18,488-18.5k
OLD MISSION CAPITAL LLC Sold out -16,968-17.0k

Biggest calls

CITADEL ADVISORS LLC Added $90.6k2.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 2.76% of their portfolio SAN FRANCISCO, CA 55,099,84255.1m $1.9bn $1.9bn 2.76% Added +10.8k +10,803
2 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,554,6941.6m $54.2m $54.2m 0.07% New
3 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 1,002,2001.0m $34.9m $34.9m 0.04% Unchanged
4 EXENCIAL WEALTH ADVISORS, LLC 1.07% of their portfolio OKLAHOMA CITY, OK 749,877749.9k $26.1m $26.1m 1.07% Added +2.3k +2,328
5 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 519,200519.2k $18.1m $18.1m 0.02% Added +511.5k +511,486
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 448,838448.8k $15.6m $15.6m 0.00% Added +209.0k +209,039
7 GHP Investment Advisors, Inc. 0.83% of their portfolio Denver, CO 441,952442.0k $15.4m $15.4m 0.83% Added +31.2k +31,181
8 Clarius Group, LLC 1.20% of their portfolio SEATTLE, WA 416,172416.2k $14.5m $14.5m 1.20% Reduced -3.8k -3,805
9 Merriman Wealth Management, LLC 0.64% of their portfolio SEATTLE, WA 379,756379.8k $13.2m $13.2m 0.64% Reduced -5.1k -5,117
10 High Probability Advisors, LLC 2.07% of their portfolio Pittsford, NY 294,312294.3k $10.3m $10.3m 2.07% Added +1.2k +1,225
11 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 286,411286.4k $10.0m $10.0m 0.03% Added +76.5k +76,466
12 LINCOLN NATIONAL CORP 0.17% of their portfolio RADNOR, PA 271,721271.7k $9.5m $9.5m 0.17% Added +624 +624
13 Dynamic Advisor Solutions LLC 0.31% of their portfolio PHOENIX, AZ 248,152248.2k $8.4m $8.4m 0.31% Added +70.5k +70,529
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 232,688232.7k $8.1m $8.1m 0.07% Reduced -558.1k -558,113
15 Geneos Wealth Management Inc. 0.40% of their portfolio ENGLEWOOD, CO 230,554230.6k $8.0m $8.0m 0.40% Reduced -2.9k -2,877
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 221,611221.6k $7.7m $7.7m 0.00% Added +2.4k +2,386
17 Prairiewood Capital, LLC 3.83% of their portfolio FARGO, ND 211,627211.6k $7.4m $7.4m 3.83% Added +29.5k +29,475
18 COLLECTIVE FAMILY OFFICE LLC 2.30% of their portfolio YORK, PA 187,988188.0k $6.6m $6.6m 2.30% Reduced -123 -123
19 Bell Investment Advisors, Inc 1.29% of their portfolio ORINDA, CA 180,075180.1k $6.3m $6.3m 1.29% Added +17.1k +17,113
20 Charles Schwab Trust Co 0.60% of their portfolio HENDERSON, NV 175,971176.0k $6.1m $6.1m 0.60% Added +42.8k +42,807
21 Cherry Tree Wealth Management, LLC 1.62% of their portfolio MINNETONKA, MN 173,987174.0k $6.1m $6.1m 1.62% Added +6.5k +6,482
22 Opes Wealth Management LLC 1.38% of their portfolio MENLO PARK, CA 164,608164.6k $5.7m $5.7m 1.38% Added +4.5k +4,488
23 Shilanski & Associates, Inc. 2.07% of their portfolio ANCHORAGE, AK 156,278156.3k $5.4m $5.4m 2.07% Added +8.9k +8,852
24 BUCKINGHAM STRATEGIC WEALTH, LLC 0.06% of their portfolio CLAYTON, MO 155,022155.0k $5.4m $5.4m 0.06% Reduced -3.3k -3,300
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 154,199154.2k $5.4m $5.4m 0.00% Reduced -73.9k -73,945
26 Wade Financial Advisory, Inc 1.95% of their portfolio CAMPBELL, CA 148,061148.1k $5.2m $5.2m 1.95% Reduced -32.1k -32,097
27 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 137,518137.5k $4.8m $4.8m 0.01% Added +5.9k +5,911
28 Resource Planning Group 2.79% of their portfolio ATLANTA, GA 125,997126.0k $4.4m $4.4m 2.79% Reduced -54.2k -54,178
29 Breakwater Capital Group 1.06% of their portfolio PARAMUS, NJ 110,990111.0k $3.7m $3.7m 1.06% Reduced -76 -76
30 Shore Point Advisors, LLC 2.27% of their portfolio BRIELLE, NJ 105,146105.1k $3.7m $3.7m 2.27% Added +29.9k +29,891
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 104,331104.3k $3.6m $3.6m 0.00% Added +32.5k +32,518
32 Kelman-Lazarov, Inc. 0.76% of their portfolio MEMPHIS, TN 101,236101.2k $3.5m $3.5m 0.76% Added +19.4k +19,375
33 Capital Investment Counsel, LLC 1.30% of their portfolio DENVER, CO 98,76098.8k $3.4m $3.4m 1.30% First filing
34 RF&L WEALTH MANAGEMENT, LLC 2.85% of their portfolio ACTON, MA 98,46798.5k $3.4m $3.4m 2.85% Added +2.0k +2,015
35 MOLLER WEALTH PARTNERS 0.85% of their portfolio NORTHFIELD, IL 86,25586.3k $3.0m $3.0m 0.85% Added +6.1k +6,099
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 85,86485.9k $3.0m $3.0m 0.01% Added +292 +292
37 Meridian Wealth Management, LLC 0.18% of their portfolio LEXINGTON, KY 80,61880.6k $2.8m $2.8m 0.18% New
38 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 80,27980.3k $2.8m $2.8m 0.05% Added +780 +780
39 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 80,08680.1k $2.8m $2.8m 0.01% Reduced -383 -383
40 Shakespeare Wealth Management, LLC 0.79% of their portfolio Pewaukee, WI 73,13373.1k $2.5m $2.5m 0.79% Added +1.3k +1,278
41 Sterling Financial Planning, Inc. 1.10% of their portfolio SPARTA, NJ 72,70972.7k $2.5m $2.5m 1.10% Reduced -2.5k -2,475
42 PrairieView Partners, LLC 0.30% of their portfolio ST. PAUL, MN 68,66868.7k $2.4m $2.4m 0.30% Reduced -1.2k -1,215
43 CABOT WEALTH MANAGEMENT INC 0.31% of their portfolio BEVERLY, MA 62,95663.0k $2.2m $2.2m 0.31% Added +804 +804
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 57,76057.8k $2.0m $2.0m 0.00% Added +33.8k +33,843
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 54,42254.4k $1.9m $1.9m 0.00% Added +3.2k +3,161
46 RHS Financial, LLC 1.11% of their portfolio SAN FRANCISCO, CA 50,13250.1k $1.7m $1.7m 1.11% Added +6.0k +5,989
47 JPL Wealth Management, LLC 1.25% of their portfolio GREENWOOD VILLAGE, CO 49,67049.7k $1.7m $1.7m 1.25% First filing
48 JANICZEK WEALTH MANAGEMENT, LLC 0.41% of their portfolio DENVER, CO 48,64648.6k $1.7m $1.7m 0.41% Reduced -2.5k -2,523
49 CUTLER INVESTMENT COUNSEL LLC 0.23% of their portfolio Jacksonville, OR 46,91946.9k $1.6m $1.6m 0.23% Added +2.8k +2,804
50 Asset Dedication, LLC 0.12% of their portfolio SAN FRANCISCO, CA 44,09444.1k $1.5m $1.5m 0.12% Reduced -4.1k -4,146
51 Waterfront Wealth Inc. 0.42% of their portfolio OVERLAND PARK, KS 41,33141.3k $1.4m $1.4m 0.42% Added +326 +326
52 Composition Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 41,15641.2k $1.4m $1.4m 0.04% Reduced -29.1k -29,139
53 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 41,03241.0k $1.4m $1.4m 0.01% Added +15.9k +15,920
54 Fortitude Family Office, LLC 1.06% of their portfolio SCOTTSDALE, AZ 40,86140.9k $1.4m $1.4m 1.06% First filing
55 Valued Wealth Advisors LLC 1.12% of their portfolio HOLLADAY, UT 37,66537.7k $1.2m $1.2m 1.12% First filing
56 NORTHWEST WEALTH MANAGEMENT, LLC 0.39% of their portfolio SPENCER, IA 37,55937.6k $1.3m $1.3m 0.39% Reduced -203 -203
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,17335.2k $1.2m $1.2m 0.00% Reduced -2.8k -2,796
58 Seed Wealth Management, Inc. 1.12% of their portfolio EVANSTON, IL 32,17732.2k $1.1m $1.1m 1.12% Unchanged
59 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 31,65531.7k $1.1m $1.1m 0.00% Added +1.1k +1,141
60 Vise Technologies, Inc. 0.21% of their portfolio NEW YORK, NY 28,23628.2k $984.3k $984.3k 0.21% Added +57 +57
61 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 26,51326.5k $924.2k $924.2k 0.00% Reduced -6.7k -6,707
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 26,20626.2k $913.5k $913.5k 0.00% Added +2.2k +2,233
63 Aspire Wealth Management Corp 0.56% of their portfolio WALTHAM, MA 23,83623.8k $830.9k $830.9k 0.56% Reduced -340 -340
64 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 23,40923.4k $816.0k $816.0k 0.01% Added +444 +444
65 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 23,22123.2k $809.5k $809.5k 0.00% Added +1.3k +1,342
66 PFG Advisors 0.06% of their portfolio Phoenix, AZ 22,94722.9k $799.9k $799.9k 0.06% Added +1.3k +1,295
67 Jackson Creek Investment Advisors LLC 0.30% of their portfolio CASTLE ROCK, CO 22,23222.2k $775.0k $775.0k 0.30% Reduced -27 -27
68 Northland Capital Management LLC 0.49% of their portfolio VIRGINIA, MN 21,11221.1k $735.9k $735.9k 0.49% Added +360 +360
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,84020.8k $726.5k $726.5k 0.00% Reduced -5.8k -5,816
70 Moran Wealth Management, LLC 0.03% of their portfolio NAPLES, FL 20,39020.4k $710.8k $710.8k 0.03% Added +145 +145
71 Yoder Wealth Management, Inc. 0.50% of their portfolio WALNUT CREEK, CA 20,25820.3k $706.1k $706.1k 0.50% Reduced -665 -665
72 Sensible Money, LLC 0.41% of their portfolio SCOTTSDALE, AZ 19,75719.8k $688.7k $688.7k 0.41% Reduced -153 -153
73 WMS Partners, LLC 0.05% of their portfolio TOWSON, MD 18,51318.5k $645.4k $645.4k 0.05% Reduced -732 -732
74 Clark Capital Management Group, Inc. 0.01% of their portfolio PHILADELPHIA, PA 18,48718.5k $644.5k $644.5k 0.01% Reduced -10.6k -10,612
75 True North Advisors, LLC 0.16% of their portfolio Dallas, TX 18,40918.4k $641.7k $641.7k 0.16% Reduced -3.6k -3,555
76 Focus Partners Advisor Solutions, LLC 0.03% of their portfolio SAINT LOUIS, MO 17,64117.6k $615.0k $615.0k 0.03% Reduced -6.9k -6,929
77 Alera Investment Advisors, LLC 0.08% of their portfolio DEERFIELD, IL 17,24617.2k $601.2k $601.2k 0.08% Unchanged
78 Solitude Financial Services 0.33% of their portfolio CHARLOTTESVILLE, VA 17,15917.2k $598.2k $598.2k 0.33% Reduced -486 -486
79 Addison Advisors LLC 0.22% of their portfolio MIDDLEBURY, VT 16,32816.3k $569.2k $569.2k 0.22% Reduced -7.9k -7,903
80 Keel Point, LLC 0.06% of their portfolio HUNTSVILLE, AL 15,25515.3k $531.8k $531.8k 0.06% Added +5.2k +5,246
81 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 15,22715.2k $530.9k $530.9k 0.00% Reduced -10.0k -9,960
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,51014.5k $507.9k $507.9k 0.00% Reduced -66 -66
83 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 13,34113.3k $465.1k $465.1k 0.02% New
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 12,39212.4k $432.0k $432.0k 0.00% Reduced -18.5k -18,488
85 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,09612.1k $421.6k $421.6k 0.00% Reduced -21.5k -21,510
86 Annex Advisory Services, LLC 0.02% of their portfolio BROOKFIELD, WI 10,95711.0k $382.0k $382.0k 0.02% Unchanged
87 Baker Ellis Asset Management LLC 0.06% of their portfolio Vancouver, WA 10,55010.6k $367.8k $367.8k 0.06% Reduced -8.3k -8,350
88 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 10,47910.5k $365.3k $365.3k 0.01% Added +732 +732
89 MORRIS FINANCIAL CONCEPTS, INC. 0.21% of their portfolio MOUNT PLEASANT, SC 10,47010.5k $365.0k $365.0k 0.21% Added +174 +174
90 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 9,99410.0k $340.2k $340.2k 0.01% Added +204 +204
91 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 9,9509.9k $346.9k $346.9k 0.00% Added +4.3k +4,313
92 ALTFEST L J & CO INC 0.05% of their portfolio NEW YORK, NY 9,9069.9k $345.0k $345.0k 0.05% Unchanged
93 Upper Left Wealth Management, LLC 0.34% of their portfolio TAMPA, FL 9,8929.9k $344.8k $344.8k 0.34% Added +363 +363
94 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 9,7139.7k $338.8k $338.8k 0.00% New
95 HHM Wealth Advisors, LLC 0.06% of their portfolio CHATTANOOGA, TN 9,6449.6k $336.2k $336.2k 0.06% Reduced -100 -100
96 St. Louis Trust Co 0.06% of their portfolio SAINT LOUIS, MO 9,5059.5k $331.3k $331.3k 0.06% Unchanged
97 Wealthspire Retirement, LLC 0.06% of their portfolio ALISO VIEJO, CA 9,5009.5k $331.2k $331.2k 0.06% New
98 Lauterbach Financial Advisors, LLC 0.22% of their portfolio EL PASO, TX 8,8668.9k $309.1k $309.1k 0.22% Reduced -390 -390
99 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,4268.4k $294.0k $294.0k 0.00% Reduced -230 -230
100 Stone Summit Wealth LLC 0.11% of their portfolio MIAMI, FL 8,3618.4k $291.5k $291.5k 0.11% Reduced -592 -592