Vault-13

SCHWAB STRATEGIC TR FNDC

FUNDAMENTAL INTL · ETP · CUSIP 808524748

201 institutional holders +5 vs Q4 2022
64,406,74164.4m shares reported held*
$2.1bnreported value*
27 new 63 added 52 reduced 22 sold out net sold ≈ $45.8m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.12. Options: 1 managers hold calls ($82.8k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 173Q4 22: 196Q1 23: 201201Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022173
Q4 2022196
Q1 2023201

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 92 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 74 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229270
Q1 20239074

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $82.8kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$82.8k$00.00

Biggest buyers

FLOW TRADERS U.S. LLC Added +330,773+330.8k
CITADEL ADVISORS LLC New +159,822+159.8k
ROYAL BANK OF CANADA Added +87,654+87.7k
OLD MISSION CAPITAL LLC New +68,918+68.9k
GHP Investment Advisors, Inc. Added +47,078+47.1k
Breakwater Capital Group Added +39,563+39.6k
ENVESTNET ASSET MANAGEMENT INC Added +32,915+32.9k
High Probability Advisors, LLC Added +28,441+28.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +27,389+27.4k
Dynamic Advisor Solutions LLC Added +26,376+26.4k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -1,251,834-1.3m
JANE STREET GROUP, LLC Reduced -592,879-592.9k
Synergy Asset Management, LLC Sold out -195,502-195.5k
MILESTONE ASSET MANAGEMENT, LLC Sold out -165,778-165.8k
UBS Group AG Reduced -65,039-65.0k
COLONY GROUP LLC Sold out -59,917-59.9k
Geneos Wealth Management Inc. Reduced -52,829-52.8k
AlphaStar Capital Management, LLC Sold out -20,789-20.8k
Brookstone Capital Management Sold out -17,086-17.1k
Fortis Capital Management LLC Sold out -17,000-17.0k

Biggest calls

CITADEL ADVISORS LLC New $82.8k2.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 2.87% of their portfolio SAN FRANCISCO, CA 54,409,78154.4m $1.8bn $1.8bn 2.87% Reduced -1.3m -1,251,834
2 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 1,002,2001.0m $33.2m $33.2m 0.04% Unchanged
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.15% of their portfolio IRVING, TX 789,566789.6k $26.2m $26.2m 0.15% Added +27.4k +27,389
4 EXENCIAL WEALTH ADVISORS, LLC 1.24% of their portfolio OKLAHOMA CITY, OK 720,243720.2k $23.9m $23.9m 1.24% Added +7.3k +7,339
5 Clarius Group, LLC 1.19% of their portfolio SEATTLE, WA 424,182424.2k $14.1m $14.1m 1.19% Reduced -2.5k -2,461
6 Merriman Wealth Management, LLC 0.69% of their portfolio SEATTLE, WA 404,137404.1k $13.4m $13.4m 0.69% Reduced -16.0k -15,951
7 FLOW TRADERS U.S. LLC 0.48% of their portfolio NEW YORK, NY 358,914358.9k $11.9m $11.9m 0.48% Added +330.8k +330,773
8 GHP Investment Advisors, Inc. 0.60% of their portfolio Denver, CO 286,873286.9k $9.5m $9.5m 0.60% Added +47.1k +47,078
9 LINCOLN NATIONAL CORP 0.19% of their portfolio RADNOR, PA 278,345278.3k $9.2m $9.2m 0.19% Added +19.3k +19,333
10 High Probability Advisors, LLC 2.14% of their portfolio Pittsford, NY 276,388276.4k $9.2m $9.2m 2.14% Added +28.4k +28,441
11 Geneos Wealth Management Inc. 0.55% of their portfolio ENGLEWOOD, CO 272,686272.7k $9.0m $9.0m 0.55% Reduced -52.8k -52,829
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 261,708261.7k $8.7m $8.7m 0.01% Reduced -592.9k -592,879
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 245,555245.6k $8.1m $8.1m 0.00% Added +15.0k +14,998
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 225,262225.3k $7.5m $7.5m 0.00% Reduced -65.0k -65,039
15 Resource Planning Group 5.04% of their portfolio ATLANTA, GA 187,346187.3k $6.2m $6.2m 5.04% Reduced -14.3k -14,348
16 Prairiewood Capital, LLC 3.93% of their portfolio FARGO, ND 174,862174.9k $5.8m $5.8m 3.93% Added +5.3k +5,340
17 Wade Financial Advisory, Inc 2.38% of their portfolio CAMPBELL, CA 170,871170.9k $5.7m $5.7m 2.38% Added +2.1k +2,142
18 COLLECTIVE FAMILY OFFICE LLC 2.20% of their portfolio YORK, PA 160,916160.9k $5.3m $5.3m 2.20% Added +5.8k +5,753
19 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 159,822159.8k $5.3m $5.3m 0.01% New
20 BUCKINGHAM STRATEGIC WEALTH, LLC 0.09% of their portfolio CLAYTON, MO 158,737158.7k $5.0m $5.0m 0.09% Unchanged
21 Composition Wealth, LLC 0.15% of their portfolio LOS ANGELES, CA 142,941142.9k $4.7m $4.7m 0.15% Reduced -668 -668
22 Shilanski & Associates, Inc. 2.05% of their portfolio ANCHORAGE, AK 138,115138.1k $4.5m $4.5m 2.05% Added +2.8k +2,788
23 Bell Investment Advisors, Inc 1.03% of their portfolio ORINDA, CA 133,494133.5k $4.4m $4.4m 1.03% Added +22.6k +22,617
24 Opes Wealth Management LLC 1.40% of their portfolio MENLO PARK, CA 130,663130.7k $4.3m $4.3m 1.40% Added +3.2k +3,223
25 Charles Schwab Trust Co 0.49% of their portfolio HENDERSON, NV 123,259123.3k $4.1m $4.1m 0.49% Added +7.7k +7,651
26 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 120,128120.1k $4.0m $4.0m 0.01% Added +5.9k +5,851
27 Dynamic Advisor Solutions LLC 0.22% of their portfolio PHOENIX, AZ 112,026112.0k $3.7m $3.7m 0.22% Added +26.4k +26,376
28 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 96,37796.4k $3.2m $3.2m 0.07% Added +4.3k +4,288
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,65492.7k $3.1m $3.1m 0.00% Added +87.7k +87,654
30 RF&L WEALTH MANAGEMENT, LLC 2.91% of their portfolio ACTON, MA 90,63790.6k $3.0m $3.0m 2.91% Added +1.3k +1,290
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 84,55284.6k $2.8m $2.8m 0.01% Added +5.8k +5,818
32 MOLLER WEALTH PARTNERS 0.83% of their portfolio NORTHFIELD, IL 80,76380.8k $2.7m $2.7m 0.83% Added +1.4k +1,368
33 Shakespeare Wealth Management, LLC 0.91% of their portfolio Pewaukee, WI 77,57677.6k $2.6m $2.6m 0.91% Reduced -8.3k -8,264
34 Sterling Financial Planning, Inc. 1.39% of their portfolio SPARTA, NJ 77,30677.3k $2.6m $2.6m 1.39% Reduced -1.6k -1,628
35 PrairieView Partners, LLC 0.34% of their portfolio ST. PAUL, MN 75,10175.1k $2.5m $2.5m 0.34% Reduced -3.2k -3,213
36 Kelman-Lazarov, Inc. 0.63% of their portfolio MEMPHIS, TN 73,43473.4k $2.4m $2.4m 0.63% Added +1.9k +1,853
37 Breakwater Capital Group 0.99% of their portfolio PARAMUS, NJ 71,20771.2k $2.4m $2.4m 0.99% Added +39.6k +39,563
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,61970.6k $2.3m $2.3m 0.00% Added +32.9k +32,915
39 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 68,91868.9k $2.3m $2.3m 0.07% New
40 Shore Point Advisors, LLC 1.64% of their portfolio BRIELLE, NJ 65,18265.2k $2.2m $2.2m 1.64% Added +2.9k +2,889
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 64,86164.9k $2.1m $2.1m 0.00% Added +8.8k +8,808
42 CABOT WEALTH MANAGEMENT INC 0.33% of their portfolio BEVERLY, MA 63,12563.1k $2.1m $2.1m 0.33% Reduced -351 -351
43 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 59,47659.5k $2.0m $2.0m 0.02% Added +15.3k +15,337
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 58,76158.8k $1.9m $1.9m 0.00% Added +145 +145
45 Asset Dedication, LLC 0.18% of their portfolio SAN FRANCISCO, CA 57,91557.9k $1.9m $1.9m 0.18% Reduced -492 -492
46 JANICZEK WEALTH MANAGEMENT, LLC 0.49% of their portfolio DENVER, CO 51,69251.7k $1.7m $1.7m 0.49% Reduced -1.8k -1,833
47 Waterfront Wealth Inc. 0.52% of their portfolio OVERLAND PARK, KS 47,71647.7k $1.6m $1.6m 0.52% Reduced -2.2k -2,240
48 Focus Partners Advisor Solutions, LLC 0.10% of their portfolio SAINT LOUIS, MO 45,26445.3k $1.5m $1.5m 0.10% Added +2.0k +1,953
49 CUTLER INVESTMENT COUNSEL LLC 0.22% of their portfolio Jacksonville, OR 42,23942.2k $1.4m $1.4m 0.22% Added +2.0k +2,044
50 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 40,65140.7k $1.3m $1.3m 0.00% Added +22.8k +22,751
51 NORTHWEST WEALTH MANAGEMENT, LLC 0.49% of their portfolio SPENCER, IA 38,82138.8k $1.3m $1.3m 0.49% Added +1.1k +1,054
52 LIBERTY WEALTH MANAGEMENT LLC 0.25% of their portfolio OAKLAND, CA 36,33636.3k $1.2m $1.2m 0.25% First filing
53 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 34,00834.0k $1.1m $1.1m 0.03% Added +2.9k +2,852
54 Seed Wealth Management, Inc. 1.21% of their portfolio EVANSTON, IL 32,29732.3k $1.1m $1.1m 1.21% Reduced -108 -108
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,49330.5k $1.0m $1.0m 0.00% Reduced -167 -167
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,91929.9k $991.0k $991.0k 0.00% Reduced -158 -158
57 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 26,08426.1k $864.1k $864.1k 0.01% Added +2.9k +2,937
58 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,12725.1k $832.5k $832.5k 0.00% Added +2.6k +2,599
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,68324.7k $817.9k $817.9k 0.00% Added +7.0k +6,971
60 Sensible Money, LLC 0.70% of their portfolio SCOTTSDALE, AZ 24,61024.6k $815.3k $815.3k 0.70% Reduced -62 -62
61 Jackson Creek Investment Advisors LLC 0.33% of their portfolio CASTLE ROCK, CO 23,74923.7k $787.0k $787.0k 0.33% Reduced -998 -998
62 Addison Advisors LLC 0.43% of their portfolio MIDDLEBURY, VT 23,17223.2k $767.7k $767.7k 0.43% Unchanged
63 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 22,85322.9k $757.0k $757.0k 0.00% Added +49 +49
64 Yoder Wealth Management, Inc. 0.61% of their portfolio WALNUT CREEK, CA 22,27922.3k $738.1k $738.1k 0.61% First filing
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 20,91820.9k $693.0k $693.0k 0.00% Added +17.8k +17,797
66 RHS Financial, LLC 0.52% of their portfolio SAN FRANCISCO, CA 20,66520.7k $684.6k $684.6k 0.52% Added +12.9k +12,935
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,63020.6k $683.5k $683.5k 0.00% Added +525 +525
68 Moran Wealth Management, LLC 0.03% of their portfolio NAPLES, FL 20,38120.4k $675.2k $675.2k 0.03% Reduced -4.4k -4,447
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,83019.8k $655.0k $655.0k 0.00% Reduced -2.6k -2,642
70 Vise Technologies, Inc. 0.17% of their portfolio NEW YORK, NY 19,61119.6k $649.7k $649.7k 0.17% Reduced -2.0k -1,981
71 Baker Ellis Asset Management LLC 0.11% of their portfolio Vancouver, WA 18,90018.9k $626.2k $626.2k 0.11% Unchanged
72 WMS Partners, LLC 0.05% of their portfolio TOWSON, MD 18,51318.5k $613.3k $613.3k 0.05% Reduced -1.0k -1,047
73 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,29817.3k $573.1k $573.1k 0.01% New
74 Alera Investment Advisors, LLC 0.13% of their portfolio DEERFIELD, IL 17,24617.2k $571.4k $571.4k 0.13% Unchanged
75 Financial Architects, Inc 0.09% of their portfolio MARLTON, NJ 17,19917.2k $569.8k $569.8k 0.09% Reduced -2.1k -2,107
76 1900 WEALTH MANAGEMENT LLC 0.05% of their portfolio SAN ANTONIO, TX 16,25116.3k $508.0k $508.0k 0.05% Unchanged
77 Relaxing Retirement Coach 0.17% of their portfolio WELLESLEY, MA 15,02215.0k $497.7k $497.7k 0.17% Reduced -418 -418
78 Solitude Financial Services 0.31% of their portfolio CHARLOTTESVILLE, VA 14,79514.8k $490.2k $490.2k 0.31% Reduced -212 -212
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,75314.8k $488.8k $488.8k 0.00% Added +719 +719
80 Annex Advisory Services, LLC 0.03% of their portfolio BROOKFIELD, WI 14,48114.5k $479.8k $479.8k 0.03% Reduced -1.5k -1,517
81 PFG Advisors 0.04% of their portfolio Phoenix, AZ 14,14214.1k $468.5k $468.5k 0.04% New
82 Aspire Wealth Management Corp 0.38% of their portfolio WALTHAM, MA 14,07614.1k $466.3k $466.3k 0.38% Added +2.1k +2,122
83 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 13,45713.5k $445.8k $445.8k 0.02% Added +954 +954
84 CARDIFF PARK ADVISORS, LLC 0.06% of their portfolio SAN MARCOS, CA 13,39013.4k $443.6k $443.6k 0.06% Unchanged
85 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 12,91212.9k $427.8k $427.8k 0.01% Added +912 +912
86 Keel Point, LLC 0.06% of their portfolio HUNTSVILLE, AL 12,13612.1k $402.1k $402.1k 0.06% Reduced -2 -2
87 KAVAR CAPITAL PARTNERS GROUP, LLC 0.09% of their portfolio LEAWOOD, KS 12,00012.0k $397.6k $397.6k 0.09% Unchanged
88 Princeton Global Asset Management LLC 0.10% of their portfolio PRINCETON, NJ 10,63710.6k $352.4k $352.4k 0.10% Added +102 +102
89 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 10,57310.6k $350.3k $350.3k 0.02% Reduced -263 -263
90 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,38110.4k $343.9k $343.9k 0.00% Reduced -175 -175
91 Upper Left Wealth Management, LLC 0.39% of their portfolio TAMPA, FL 10,36610.4k $343.4k $343.4k 0.39% Reduced -3.4k -3,439
92 ALTFEST L J & CO INC 0.05% of their portfolio NEW YORK, NY 10,22310.2k $339.0k $339.0k 0.05% Unchanged
93 MORRIS FINANCIAL CONCEPTS, INC. 0.23% of their portfolio MOUNT PLEASANT, SC 10,05610.1k $333.2k $333.2k 0.23% Reduced -266 -266
94 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 9,8259.8k $325.4k $325.4k 0.00% New
95 HHM Wealth Advisors, LLC 0.07% of their portfolio CHATTANOOGA, TN 9,7449.7k $322.8k $322.8k 0.07% Added +600 +600
96 Lauterbach Financial Advisors, LLC 0.25% of their portfolio EL PASO, TX 9,5259.5k $315.6k $315.6k 0.25% Unchanged
97 St. Louis Trust Co 0.06% of their portfolio SAINT LOUIS, MO 9,5059.5k $314.9k $314.9k 0.06% Unchanged
98 Stone Summit Wealth LLC 0.13% of their portfolio MIAMI, FL 8,8658.9k $293.7k $293.7k 0.13% Reduced -376 -376
99 Destiny Wealth Partners, LLC 0.06% of their portfolio TAVARES, FL 8,2328.2k $272.7k $272.7k 0.06% Reduced -55 -55
100 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,1698.2k $271.0k $271.0k 0.00% Added +151 +151