Vault-13

SCHWAB STRATEGIC TR SCHK

1000 INDEX ETF · ETP · CUSIP 808524722

192 institutional holders +17 vs Q3 2024
72,566,33772.6m shares reported held*
$2.1bnreported value*
22 new 50 added 58 reduced 14 sold out net bought ≈ $11.7m (-8.6m shares)

Q3 2024 share counts are adjusted for a 2-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.31. Options: 1 managers hold calls ($110.4k notional), 1 hold puts ($195.3k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 122Q4 22: 134Q1 23: 129Q2 23: 132Q3 23: 135Q4 23: 140Q1 24: 155Q2 24: 165Q3 24: 175Q4 24: 192192Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022122
Q4 2022134
Q1 2023129
Q2 2023132
Q3 2023135
Q4 2023140
Q1 2024155
Q2 2024165
Q3 2024175
Q4 2024192

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 58 bought or addedQ1 23: 47 cut or sold outQ2 23: 70 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 38 cut or sold outQ4 23: 59 bought or addedQ4 23: 54 cut or sold outQ4 23Q1 24: 84 bought or addedQ1 24: 42 cut or sold outQ2 24: 66 bought or addedQ2 24: 52 cut or sold outQ2 24Q3 24: 88 bought or addedQ3 24: 53 cut or sold outQ4 24: 72 bought or addedQ4 24: 72 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235847
Q2 20237040
Q3 20236738
Q4 20235954
Q1 20248442
Q2 20246652
Q3 20248853
Q4 20247272

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $110.4kQ4 24 puts: $195.3kQ4 24P/C 1.77
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$110.4k$195.3k1.77

Biggest buyers

Focus Partners Wealth Added +500,184+500.2k
TWO SIGMA INVESTMENTS, LP New +438,200+438.2k
PENSION & WEALTH MANAGEMENT ADVISORS, INC. Added +215,342+215.3k
Warwick Investment Management, Inc. Added +192,378+192.4k
ARMSTRONG ADVISORY GROUP, INC Added +93,134+93.1k
RENAISSANCE TECHNOLOGIES LLC Added +46,000+46.0k
Mariner, LLC Added +36,243+36.2k
Fisher Asset Management, LLC New +15,314+15.3k
FIDUCIARY FINANCIAL GROUP, LLC New +14,200+14.2k
WADDELL & ASSOCIATES, LLC Added +13,606+13.6k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -9,485,284-9.5m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -215,244-215.2k
Legacy Wealth Management, LLC Reduced -214,944-214.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -108,494-108.5k
Windsor Advisory Group, LLC Reduced -31,855-31.9k
Plum Street Advisors, LLC Reduced -24,535-24.5k
MERCER GLOBAL ADVISORS INC /ADV Sold out -21,032-21.0k
BANK OF AMERICA CORP /DE/ Reduced -16,975-17.0k
Chicago Partners Investment Group LLC Reduced -15,027-15.0k
Focus Financial Network, Inc. Sold out -13,616-13.6k

Biggest calls

CITADEL ADVISORS LLC New $110.4k3.9k shares

Biggest puts

CITADEL ADVISORS LLC New $195.3k6.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.84% of their portfolio SANTA CLARA, CA 47,716,11047.7m $1.4bn $1.4bn 2.84% Reduced -9.5m -9,485,284
2 Legacy Wealth Management, LLC 12.67% of their portfolio MEMPHIS, TN 6,970,6747.0m $197.3m $197.3m 12.67% Reduced -214.9k -214,944
3 Warwick Investment Management, Inc. 25.60% of their portfolio BRYAN, TX 4,387,9484.4m $124.2m $124.2m 25.60% Added +192.4k +192,378
4 ARMSTRONG ADVISORY GROUP, INC 5.95% of their portfolio NEEDHAM, MA 2,633,2662.6m $74.5m $74.5m 5.95% Added +93.1k +93,134
5 WADDELL & ASSOCIATES, LLC 5.60% of their portfolio MEMPHIS, TN 1,939,0581.9m $54.9m $54.9m 5.60% Added +13.6k +13,606
6 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 14.51% of their portfolio WALTHAM, MA 1,282,9721.3m $36.3m $36.3m 14.51% Added +215.3k +215,342
7 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 1,004,2661.0m $28.4m $28.4m 0.04% Added +500.2k +500,184
8 Plum Street Advisors, LLC 10.20% of their portfolio NEW ORLEANS, LA 730,121730.1k $20.7m $20.7m 10.20% Reduced -24.5k -24,535
9 Blake Schutter Theil Wealth Advisors, LLC 18.57% of their portfolio DAYTON, OH 621,234621.2k $17.6m $17.6m 18.57% Unchanged
10 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 438,200438.2k $12.4m $12.4m 0.03% New
11 Lighthouse Wealth Management Inc. 8.74% of their portfolio ASHLAND, OH 337,288337.3k $9.5m $9.5m 8.74% First filing
12 Main Street Financial Solutions, LLC 0.85% of their portfolio NEWTOWN, PA 303,389303.4k $8.6m $8.6m 0.85% Added +11.9k +11,905
13 Mariner, LLC 0.01% of their portfolio Overland Park, KS 242,893242.9k $6.9m $6.9m 0.01% Added +36.2k +36,243
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 205,195205.2k $5.8m $5.8m 0.00% Reduced -17.0k -16,975
15 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 199,152199.2k $5.6m $5.6m 0.14% Reduced -292 -292
16 Cassady Schiller Wealth Management, LLC 1.42% of their portfolio CINCINNATI, OH 136,558136.6k $3.9m $3.9m 1.42% Added +7.8k +7,762
17 HBK Sorce Advisory LLC 0.11% of their portfolio ERIE, PA 134,140134.1k $3.8m $3.8m 0.11% Reduced -1.3k -1,278
18 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 123,142123.1k $3.5m $3.5m 0.00% Reduced -3.2k -3,208
19 Donor Advised Charitable Giving, Inc. 0.08% of their portfolio LONE TREE, CO 120,288120.3k $3.4m $3.4m 0.08% Unchanged
20 Parkside Advisors LLC 0.80% of their portfolio BERKELEY, CA 120,127120.1k $3.4m $3.4m 0.80% Reduced -1 -1
21 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 112,736112.7k $3.2m $3.2m 0.00% Added +9.9k +9,890
22 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 110,935110.9k $3.1m $3.1m 0.02% Added +155 +155
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 102,825102.8k $2.9m $2.9m 0.00% Added +5.0k +4,971
24 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 94,10894.1k $2.7m $2.7m 0.01% Added +80 +80
25 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 92,20092.2k $2.6m $2.6m 0.00% Added +46.0k +46,000
26 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 80,22280.2k $2.3m $2.3m 0.01% Added +8.4k +8,448
27 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 78,83278.8k $2.2m $2.2m 0.03% Added +5.0k +5,050
28 GUARDIAN WEALTH ADVISORS, LLC / NC 0.18% of their portfolio RALEIGH, NC 78,83278.8k $2.2m $2.2m 0.18% Added +5.0k +5,050
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 78,61778.6k $2.2m $2.2m 0.00% Reduced -1.1k -1,141
30 FMR LLC 0.00% of their portfolio BOSTON, MA 75,26175.3k $2.1m $2.1m 0.00% Added +135 +135
31 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 74,26074.3k $2.1m $2.1m 0.01% Added +1.4k +1,352
32 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.45% of their portfolio BETHLEHEM, PA 73,80373.8k $2.1m $2.1m 0.45% Added +241 +241
33 Bawa N Mallick Trust 0.87% of their portfolio FOREST HILLS, NY 69,78069.8k $2.0m $2.0m 0.87% First filing
34 NorthRock Partners, LLC 0.06% of their portfolio MINNEAPOLIS, MN 68,53068.5k $1.9m $1.9m 0.06% Reduced -190 -190
35 Blue Sky Capital Consultants Group, Inc. 1.10% of their portfolio Poway, CA 64,79964.8k $1.8m $1.8m 1.10% First filing
36 Richardson Capital Management LLC 1.12% of their portfolio MENOMONEE FALLS, WI 62,17462.2k $1.8m $1.8m 1.12% Reduced -368 -368
37 Kohmann Bosshard Financial Services, LLC 0.21% of their portfolio FAIRLAWN, OH 61,00861.0k $1.7m $1.7m 0.21% Unchanged
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 60,96661.0k $1.7m $1.7m 0.00% Reduced -6 -6
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 49,37749.4k $1.4m $1.4m 0.00% First filing
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 47,55547.6k $1.3m $1.3m 0.00% Reduced -1.2k -1,185
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,74146.7k $1.3m $1.3m 0.00% Added +1.4k +1,413
42 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.25% of their portfolio COLUMBIA, SC 44,38044.4k $1.3m $1.3m 0.25% Reduced -642 -642
43 Sherrill & Hutchins Financial Advisory, Inc 0.92% of their portfolio ATLANTA, GA 36,68436.7k $1.0m $1.0m 0.92% Reduced -916 -916
44 Red Tortoise LLC 0.52% of their portfolio ATLANTA, GA 34,90134.9k $988.0k $988.0k 0.52% Reduced -9.9k -9,903
45 COLLECTIVE FAMILY OFFICE LLC 0.25% of their portfolio YORK, PA 32,62432.6k $923.6k $923.6k 0.25% Unchanged
46 Windsor Advisory Group, LLC 1.05% of their portfolio COLUMBUS, OH 32,01732.0k $906.4k $906.4k 1.05% Reduced -31.9k -31,855
47 Evanson Asset Management, LLC 0.06% of their portfolio CARMEL, CA 31,56431.6k $893.6k $893.6k 0.06% Added +166 +166
48 Everhart Financial Group, Inc. 0.18% of their portfolio Dublin, OH 30,56830.6k $865.4k $865.4k 0.18% Unchanged
49 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 28,96529.0k $820.0k $820.0k 0.05% Reduced -961 -961
50 Avant Capital LLC 0.65% of their portfolio LAFAYETTE, LA 27,78227.8k $786.5k $786.5k 0.65% First filing
51 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 26,67326.7k $755.1k $755.1k 0.01% Added +4.7k +4,707
52 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 26,00026.0k $736.1k $736.1k 0.00% Unchanged
53 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 25,72225.7k $728.2k $728.2k 0.01% Added +1.7k +1,732
54 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,52323.5k $665.9k $665.9k 0.01% Added +13 +13
55 OLD NATIONAL BANCORP /IN/ 0.02% of their portfolio EVANSVILLE, IN 23,06423.1k $652.9k $652.9k 0.02% Unchanged
56 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 22,91622.9k $648.8k $648.8k 0.01% Reduced -3.5k -3,450
57 Kaizen Financial Strategies 0.36% of their portfolio CAMPBELL, CA 22,38322.4k $633.7k $633.7k 0.36% Reduced -3.2k -3,187
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,74420.7k $587.3k $587.3k 0.00% Added +1.6k +1,620
59 Crewe Advisors LLC 0.08% of their portfolio SALT LAKE CITY, UT 20,10820.1k $569.3k $569.3k 0.08% Added +24 +24
60 SMI Advisory Services, LLC 0.13% of their portfolio COLUMBUS, IN 20,04720.0k $563.9k $563.9k 0.13% Reduced -457 -457
61 Red Door Wealth Management, LLC 0.08% of their portfolio Memphis, TN 19,19419.2k $543.4k $543.4k 0.08% Added +2 +2
62 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,17819.2k $542.9k $542.9k 0.00% Added +1.8k +1,750
63 SOL Capital Management CO 0.06% of their portfolio ROCKVILLE, MD 19,00019.0k $538.0k $538.0k 0.06% Unchanged
64 GAMMA Investing LLC 0.04% of their portfolio FOSTER CITY, CA 18,36418.4k $519.9k $519.9k 0.04% Unchanged
65 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 18,06618.1k $511.5k $511.5k 0.02% Reduced -1.4k -1,358
66 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 17,88317.9k $506.3k $506.3k 0.03% Reduced -677 -677
67 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 17,86517.9k $505.8k $505.8k 0.01% Reduced -4.8k -4,833
68 D L CARLSON INVESTMENT GROUP INC 0.09% of their portfolio CONCORD, NH 17,74517.7k $502.4k $502.4k 0.09% Added +103 +103
69 Vise Technologies, Inc. 0.04% of their portfolio NEW YORK, NY 16,83416.8k $476.6k $476.6k 0.04% Reduced -434 -434
70 Pinion Investment Advisors, LLC 0.18% of their portfolio WICHITA, KS 16,31316.3k $461.8k $461.8k 0.18% Added +51 +51
71 Alamar Capital Management, LLC 0.25% of their portfolio SANTA BARBARA, CA 15,94415.9k $451.4k $451.4k 0.25% Added +32 +32
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,90115.9k $450.1k $450.1k 0.00% Reduced -1.1k -1,109
73 Associated Banc-Corp 0.01% of their portfolio Green Bay, WI 15,83815.8k $448.4k $448.4k 0.01% Unchanged
74 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 15,31415.3k $433.6k $433.6k 0.00% New
75 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 15,05815.1k $426.3k $426.3k 0.00% Added +14 +14
76 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 15,05515.1k $429.1k $429.1k 0.01% Reduced -15.0k -15,027
77 YHB Investment Advisors, Inc. 0.03% of their portfolio West Hartford, CT 14,61014.6k $414.2k $414.2k 0.03% Added +4.8k +4,772
78 Welch Group, LLC 0.02% of their portfolio BIRMINGHAM, AL 14,38014.4k $408.5k $408.5k 0.02% Unchanged
79 FIDUCIARY FINANCIAL GROUP, LLC 0.09% of their portfolio SAN RAFAEL, CA 14,20014.2k $398.7k $398.7k 0.09% New
80 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,11614.1k $399.6k $399.6k 0.00% Added +696 +696
81 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 14,01014.0k $396.6k $396.6k 0.00% Unchanged
82 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.08% of their portfolio BLUE BELL, PA 13,95414.0k $395.0k $395.0k 0.08% Reduced -40 -40
83 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 13,74013.7k $389.0k $389.0k 0.02% Reduced -200 -200
84 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 13,61813.6k $385.5k $385.5k 0.01% Unchanged
85 Verity & Verity, LLC 0.03% of their portfolio BEAUFORT, SC 13,49613.5k $382.1k $382.1k 0.03% Reduced -404 -404
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 13,27913.3k $390.0k $390.0k 0.00% Added +1.8k +1,761
87 BANK OF HAWAII 0.02% of their portfolio HONOLULU, HI 12,40012.4k $351.0k $351.0k 0.02% New
88 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,28112.3k $347.7k $347.7k 0.00% Reduced -11.4k -11,365
89 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,36711.4k $321.8k $321.8k 0.00% Reduced -405 -405
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,25111.3k $318.5k $318.5k 0.00% Reduced -11.5k -11,517
91 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,49710.5k $297.2k $297.2k 0.00% Reduced -731 -731
92 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 10,44710.4k $295.8k $295.8k 0.01% Reduced -1 -1
93 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,41310.4k $295.0k $295.0k 0.00% Reduced -263 -263
94 Peachtree Investment Partners, LLC 0.11% of their portfolio INDIAN RIVER SHORES,, FL 10,28510.3k $291.2k $291.2k 0.11% Reduced -157 -157
95 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 10,19210.2k $288.5k $288.5k 0.01% Reduced -238 -238
96 ARS Wealth Advisors Group, LLC 0.04% of their portfolio St. Petersburg, FL 9,9499.9k $281.7k $281.7k 0.04% Reduced -529 -529
97 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 9,7129.7k $274.9k $274.9k 0.01% Unchanged
98 BANNERMAN WEALTH MANAGEMENT GROUP, LLC 0.23% of their portfolio LEWISVILLE, TX 9,6839.7k $274.1k $274.1k 0.23% First filing
99 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,6109.6k $272.1k $272.1k 0.00% New
100 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,3009.3k $263.3k $263.3k 0.00% Added +4.1k +4,098