Vault-13

SCHWAB STRATEGIC TR SCHK

1000 INDEX ETF · ETP · CUSIP 808524722

135 institutional holders +3 vs Q2 2023
38,032,44038.0m shares reported held*
$1.6bnreported value*
10 new 57 added 31 reduced 7 sold out net bought ≈ $36.6m (+946.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.30. Options: 1 managers hold calls ($305.6k notional), 1 hold puts ($24.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 134Q1 23: 129Q2 23: 132Q3 23: 135135Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022122
Q4 2022134
Q1 2023129
Q2 2023132
Q3 2023135

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 70 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 38 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226536
Q1 20235847
Q2 20237040
Q3 20236738

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 22 calls: $110.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $94.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $89.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $305.6kQ3 23 puts: $24.8kQ3 23P/C 0.08
Numbers
QuarterCallsPutsP/C
Q4 2022$110.8k$00.00
Q1 2023$94.9k$00.00
Q2 2023$89.9k$00.00
Q3 2023$305.6k$24.8k0.08

Biggest buyers

Financial Engines Advisors L.L.C. Added +791,222+791.2k
PENSION & WEALTH MANAGEMENT ADVISORS, INC. Added +173,438+173.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +42,582+42.6k
JANE STREET GROUP, LLC Added +25,033+25.0k
ARMSTRONG ADVISORY GROUP, INC Added +23,186+23.2k
Strategic Investment Solutions, Inc. /IL Added +10,292+10.3k
RENAISSANCE TECHNOLOGIES LLC Added +9,900+9.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +8,873+8.9k
WADDELL & ASSOCIATES, LLC Added +8,682+8.7k
GOLDMAN SACHS GROUP INC New +8,178+8.2k

Biggest sellers

Legacy Wealth Management, LLC Reduced -49,049-49.0k
Cerity Partners LLC Sold out -42,635-42.6k
Prime Capital Investment Advisors, LLC Reduced -39,615-39.6k
IFP Advisors, Inc Reduced -32,723-32.7k
WESPAC Advisors, LLC Sold out -10,595-10.6k
COLONY GROUP LLC Reduced -7,167-7.2k
Mariner, LLC Reduced -6,988-7.0k
Laidlaw Wealth Management LLC Sold out -6,636-6.6k
Focus Financial Network, Inc. Reduced -6,354-6.4k
UBS Group AG Reduced -4,374-4.4k

Biggest calls

CITADEL ADVISORS LLC Added $305.6k7.4k shares

Biggest puts

CITADEL ADVISORS LLC New $24.8k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.69% of their portfolio SANTA CLARA, CA 24,787,43124.8m $1.0bn $1.0bn 2.69% Added +791.2k +791,222
2 Legacy Wealth Management, LLC 31.09% of their portfolio MEMPHIS, TN 8,613,1258.6m $355.7m $355.7m 31.09% Reduced -49.0k -49,049
3 ARMSTRONG ADVISORY GROUP, INC 5.53% of their portfolio NEEDHAM, MA 1,225,5651.2m $50.6m $50.6m 5.53% Added +23.2k +23,186
4 WADDELL & ASSOCIATES, LLC 5.93% of their portfolio MEMPHIS, TN 981,993982.0k $40.6m $40.6m 5.93% Added +8.7k +8,682
5 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 9.70% of their portfolio WALTHAM, MA 325,965326.0k $13.5m $13.5m 9.70% Added +173.4k +173,438
6 COLONY GROUP LLC 0.18% of their portfolio Boston, MA 288,221288.2k $11.9m $11.9m 0.18% Reduced -7.2k -7,167
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 251,280251.3k $10.4m $10.4m 0.00% Added +7.9k +7,860
8 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,875102.9k $4.2m $4.2m 0.01% Reduced -7.0k -6,988
9 Cedar Brook Financial Partners, LLC 1.03% of their portfolio CLEVELAND, OH 95,44895.4k $3.9m $3.9m 1.03% Added +1.3k +1,268
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 86,24086.2k $3.6m $3.6m 0.01% Added +42.6k +42,582
11 HBK Sorce Advisory LLC 0.12% of their portfolio ERIE, PA 68,24768.2k $2.8m $2.8m 0.12% Reduced -430 -430
12 Parkside Advisors LLC 0.83% of their portfolio BERKELEY, CA 64,30064.3k $2.7m $2.7m 0.83% Unchanged
13 MADISON WEALTH MANAGEMENT 0.53% of their portfolio CINCINNATI, OH 61,32061.3k $2.5m $2.5m 0.53% Unchanged
14 Donor Advised Charitable Giving, Inc. 0.15% of their portfolio LONE TREE, CO 60,14460.1k $2.5m $2.5m 0.15% Unchanged
15 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 58,21058.2k $2.4m $2.4m 0.00% Reduced -3.2k -3,188
16 Cassady Schiller Wealth Management, LLC 1.04% of their portfolio CINCINNATI, OH 45,32845.3k $1.9m $1.9m 1.04% Added +4.1k +4,088
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,47341.5k $1.7m $1.7m 0.00% Added +25.0k +25,033
18 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.60% of their portfolio BETHLEHEM, PA 36,55436.6k $1.5m $1.5m 0.60% Unchanged
19 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 36,34736.3k $1.5m $1.5m 0.00% Added +6.3k +6,304
20 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 34,88734.9k $1.4m $1.4m 0.01% Added +295 +295
21 Kohmann Bosshard Financial Services, LLC 0.22% of their portfolio FAIRLAWN, OH 30,31530.3k $1.3m $1.3m 0.22% Unchanged
22 COLLECTIVE FAMILY OFFICE LLC 0.43% of their portfolio YORK, PA 26,53126.5k $1.1m $1.1m 0.43% Added +2.0k +2,050
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,54825.5k $1.1m $1.1m 0.00% Added +3.2k +3,216
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,73923.7k $980.4k $980.4k 0.00% Added +6.9k +6,914
25 Kaizen Financial Strategies 0.75% of their portfolio CAMPBELL, CA 21,52821.5k $889.1k $889.1k 0.75% Reduced -825 -825
26 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 19,62919.6k $810.7k $810.7k 0.04% Reduced -32.7k -32,723
27 Red Tortoise LLC 0.53% of their portfolio ATLANTA, GA 19,04719.0k $786.6k $786.6k 0.53% Added +2.8k +2,808
28 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.20% of their portfolio COLUMBIA, SC 16,96417.0k $700.6k $700.6k 0.20% Reduced -1.8k -1,750
29 Everhart Financial Group, Inc. 0.27% of their portfolio Dublin, OH 15,41715.4k $636.7k $636.7k 0.27% Unchanged
30 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 15,32915.3k $633.1k $633.1k 0.05% Reduced -151 -151
31 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 15,24815.2k $629.7k $629.7k 0.01% Added +543 +543
32 Evanson Asset Management, LLC 0.06% of their portfolio CARMEL, CA 15,18115.2k $627.0k $627.0k 0.06% Added +4 +4
33 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 14,83014.8k $612.5k $612.5k 0.02% Added +2.8k +2,760
34 GUARDIAN WEALTH ADVISORS, LLC / NC 0.10% of their portfolio RALEIGH, NC 14,83014.8k $612.5k $612.5k 0.10% Added +3.3k +3,268
35 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,80014.8k $611.0k $611.0k 0.00% Added +9.9k +9,900
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,58914.6k $602.5k $602.5k 0.00% Added +982 +982
37 Avant Capital LLC 0.65% of their portfolio LAFAYETTE, LA 13,84313.8k $571.7k $571.7k 0.65% Added +143 +143
38 Column Capital Advisors, LLC 0.08% of their portfolio INDIANAPOLIS, IN 13,44813.4k $555.4k $555.4k 0.08% Added +3 +3
39 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 13,35813.4k $551.7k $551.7k 0.01% Added +2.5k +2,463
40 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 13,18313.2k $544.5k $544.5k 0.01% Unchanged
41 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,72612.7k $525.6k $525.6k 0.01% Added +2.3k +2,311
42 SMI Advisory Services, LLC 0.19% of their portfolio COLUMBUS, IN 12,11512.1k $513.3k $513.3k 0.19% First filing
43 Red Door Wealth Management, LLC 0.12% of their portfolio Memphis, TN 11,73411.7k $484.6k $484.6k 0.12% Added +703 +703
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,59611.6k $478.9k $478.9k 0.00% Reduced -1.8k -1,822
45 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 11,47711.5k $474.0k $474.0k 0.01% Added +3.2k +3,158
46 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,27411.3k $466.0k $466.0k 0.00% Added +6.4k +6,448
47 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 10,54210.5k $435.4k $435.4k 0.01% Added +791 +791
48 Strategic Investment Solutions, Inc. /IL 0.01% of their portfolio ORLAND PARK, IL 10,45810.5k $449.2k $449.2k 0.01% Added +10.3k +10,292
49 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 10,44010.4k $431.2k $431.2k 0.03% Added +5.2k +5,234
50 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 10,07510.1k $416.1k $416.1k 0.01% Reduced -39.6k -39,615
51 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 10,00110.0k $413.0k $413.0k 0.03% Added +115 +115
52 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 9,99010.0k $413.0k $413.0k 0.03% Reduced -2.5k -2,455
53 Crewe Advisors LLC 0.07% of their portfolio SALT LAKE CITY, UT 9,8539.9k $406.9k $406.9k 0.07% Added +563 +563
54 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 9,6349.6k $397.9k $397.9k 0.01% Reduced -410 -410
55 SOL Capital Management CO 0.06% of their portfolio ROCKVILLE, MD 9,5009.5k $392.0k $392.0k 0.06% Reduced -2.4k -2,395
56 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,1649.2k $378.5k $378.5k 0.00% Reduced -93 -93
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,1409.1k $377.5k $377.5k 0.00% Reduced -311 -311
58 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 9,1089.1k $376.2k $376.2k 0.02% Added +24 +24
59 Vise Technologies, Inc. 0.09% of their portfolio NEW YORK, NY 8,9929.0k $371.4k $371.4k 0.09% Reduced -140 -140
60 Omega Financial Group, LLC 0.18% of their portfolio Santa Barbara, CA 8,9118.9k $368.0k $368.0k 0.18% Reduced -667 -667
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,8738.9k $366.5k $366.5k 0.00% New
62 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,3368.3k $344.3k $344.3k 0.00% Added +740 +740
63 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 8,3308.3k $344.0k $344.0k 0.02% Reduced -6.4k -6,354
64 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,1788.2k $337.8k $337.8k 0.00% New
65 Welch Group, LLC 0.02% of their portfolio BIRMINGHAM, AL 8,1448.1k $336.4k $336.4k 0.02% Unchanged
66 Pinion Investment Advisors, LLC 0.21% of their portfolio WICHITA, KS 7,9508.0k $328.3k $328.3k 0.21% Added +29 +29
67 Associated Banc-Corp 0.01% of their portfolio Green Bay, WI 7,9197.9k $327.1k $327.1k 0.01% Unchanged
68 Alamar Capital Management, LLC 0.31% of their portfolio SANTA BARBARA, CA 7,8917.9k $325.9k $325.9k 0.31% Added +18 +18
69 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.08% of their portfolio BLUE BELL, PA 7,3937.4k $305.3k $305.3k 0.08% Reduced -70 -70
70 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 7,3047.3k $295.8k $295.8k 0.02% Reduced -2 -2
71 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 7,0007.0k $289.1k $289.1k 0.00% Unchanged
72 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 6,8096.8k $281.2k $281.2k 0.01% Reduced -889 -889
73 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 6,6766.7k $275.7k $275.7k 0.01% Added +661 +661
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,4706.5k $267.2k $267.2k 0.00% Added +1.3k +1,279
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,3276.3k $261.3k $261.3k 0.00% Added +289 +289
76 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 6,1956.2k $255.9k $255.9k 0.00% Unchanged
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,9516.0k $245.8k $245.8k 0.00% Added +5 +5
78 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 5,8835.9k $243.0k $243.0k 0.01% Added +1 +1
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,6545.7k $233.5k $233.5k 0.00% Added +136 +136
80 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,5045.5k $227.0k $227.0k 0.00% Reduced -160 -160
81 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 5,2985.3k $218.8k $218.8k 0.03% Reduced -440 -440
82 Peachtree Investment Partners, LLC 0.11% of their portfolio INDIAN RIVER SHORES,, FL 5,2265.2k $215.9k $215.9k 0.11% Added +18 +18
83 Acorn Wealth Advisors, LLC 0.14% of their portfolio Grand Blanc, MI 5,2235.2k $215.7k $215.7k 0.14% New
84 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 4,8564.9k $200.6k $200.6k 0.01% Unchanged
85 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 4,4424.4k $183.5k $183.5k 0.02% Added +16 +16
86 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 4,3574.4k $179.9k $179.9k 0.00% Reduced -2.6k -2,587
87 Element Wealth, LLC 0.11% of their portfolio RIDGELAND, MS 3,5123.5k $145.0k $145.0k 0.11% Reduced -711 -711
88 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 2,5302.5k $104.5k $104.5k 0.00% Reduced -470 -470
89 Pflug Koory, LLC 0.06% of their portfolio OMAHA, NE 2,4182.4k $99.9k $99.9k 0.06% Unchanged
90 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 1,9221.9k $79.4k $79.4k 0.01% Added +274 +274
91 RE Dickinson Investment Advisors, LLC 0.05% of their portfolio COUNCIL BLUFFS, IA 1,8971.9k $78.0k $78.0k 0.05% Added +9 +9
92 McIlrath & Eck, LLC 0.02% of their portfolio ARLINGTON, WA 1,8691.9k $77.2k $77.2k 0.02% Unchanged
93 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,8011.8k $74.4k $74.4k 0.00% Reduced -2.3k -2,309
94 ATLAS CAPITAL ADVISORS INC. 0.01% of their portfolio JACKSON, WY 1,4881.5k $61.5k $61.5k 0.01% Unchanged
95 Resurgent Financial Advisors LLC 0.04% of their portfolio ATLANTA, GA 1,4601.5k $60.3k $60.3k 0.04% Unchanged
96 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,4221.4k $58.7k $58.7k 0.00% Added +1 +1
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 851851 $36.8k $36.8k 0.00% Reduced -358 -358
98 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 800800 $33.0k $33.0k 0.01% Unchanged
99 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 792792 $34.0k $34.0k 0.00% New
100 FMR LLC 0.00% of their portfolio BOSTON, MA 774774 $32.0k $32.0k 0.00% Added +29 +29