Vault-13

SCHWAB STRATEGIC TR SCHJ

1 5YR CORP BD · ETP · CUSIP 808524714

77 institutional holders +3 vs Q2 2023
3,583,5073.6m shares reported held*
$169.4mreported value*
13 new 24 added 26 reduced 9 sold out net bought ≈ $6.2m (+133.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.28.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 84Q4 22: 94Q1 23: 77Q2 23: 74Q3 23: 7777Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202284
Q4 202294
Q1 202377
Q2 202374
Q3 202377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 51 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 35 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223751
Q1 20232749
Q2 20233440
Q3 20233735

Biggest buyers

HighTower Advisors, LLC New +92,572+92.6k
AlphaStar Capital Management, LLC New +51,252+51.3k
Cannon Financial Strategists, Inc. Added +18,839+18.8k
BANK OF AMERICA CORP /DE/ Added +11,328+11.3k
Cambridge Investment Research Advisors, Inc. Added +11,026+11.0k
AXXCESS WEALTH MANAGEMENT, LLC New +10,983+11.0k
Kades & Cheifetz LLC Added +10,847+10.8k
OSAIC HOLDINGS, INC. Added +10,139+10.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +10,063+10.1k
ENVESTNET ASSET MANAGEMENT INC Added +6,875+6.9k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -29,795-29.8k
JANE STREET GROUP, LLC Reduced -21,522-21.5k
Integrated Wealth Concepts LLC Reduced -17,438-17.4k
CLIENT 1ST ADVISORY GROUP, LLC Reduced -14,823-14.8k
Creative Planning Reduced -9,082-9.1k
Rosenberg Matthew Hamilton Reduced -5,201-5.2k
TNF LLC Sold out -5,104-5.1k
Cetera Advisor Networks LLC Sold out -4,840-4.8k
LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA Reduced -4,381-4.4k
Midwest Heritage Bank, FSB Reduced -2,704-2.7k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,076,7302.1m $97.5m $97.5m 0.03% Reduced -2.4k -2,362
2 TAP Consulting, LLC 2.29% of their portfolio KIRKWOOD, MO 189,133189.1k $8.9m $8.9m 2.29% Added +4.1k +4,126
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 124,077124.1k $5.8m $5.8m 0.00% Added +11.3k +11,328
4 Modera Wealth Management, LLC 0.09% of their portfolio WESTWOOD, NJ 98,61698.6k $4.6m $4.6m 0.09% Reduced -195 -195
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 94,55494.6k $4.4m $4.4m 0.01% Reduced -21.5k -21,522
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 92,57292.6k $4.3m $4.3m 0.01% New
7 HM PAYSON & CO 0.08% of their portfolio PORTLAND, ME 75,00075.0k $3.5m $3.5m 0.08% Unchanged
8 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 65,12865.1k $3.1m $3.1m 0.08% Reduced -1.1k -1,083
9 Kades & Cheifetz LLC 2.29% of their portfolio Berwyn, PA 61,54961.5k $2.9m $2.9m 2.29% Added +10.8k +10,847
10 Rosenberg Matthew Hamilton 0.87% of their portfolio GRAND JUNCTION, CO 55,91955.9k $2.6m $2.6m 0.87% Reduced -5.2k -5,201
11 AlphaStar Capital Management, LLC 0.30% of their portfolio CORNELIUS, NC 51,25251.3k $2.4m $2.4m 0.30% New
12 VAN STRUM & TOWNE INC. 0.92% of their portfolio SAN FRANCISCO, CA 46,46746.5k $2.2m $2.2m 0.92% Added +627 +627
13 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 44,64644.6k $2.1m $2.1m 0.04% Reduced -17.4k -17,438
14 CLIENT 1ST ADVISORY GROUP, LLC 0.69% of their portfolio DUNEDIN, FL 27,82227.8k $1.3m $1.3m 0.69% Reduced -14.8k -14,823
15 Cannon Financial Strategists, Inc. 0.32% of their portfolio ATHENS, GA 27,07827.1k $1.3m $1.3m 0.32% Added +18.8k +18,839
16 Charles Schwab Trust Co 0.14% of their portfolio HENDERSON, NV 26,69626.7k $1.3m $1.3m 0.14% Added +889 +889
17 Jackson Creek Investment Advisors LLC 0.49% of their portfolio CASTLE ROCK, CO 24,94524.9k $1.2m $1.2m 0.49% Added +24 +24
18 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 24,12424.1k $1.1m $1.1m 0.02% Unchanged
19 CAHILL FINANCIAL ADVISORS INC 0.19% of their portfolio EDINA, MN 24,09924.1k $1.1m $1.1m 0.19% Added +1.6k +1,613
20 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 24,08024.1k $1.1m $1.1m 0.01% Reduced -1.4k -1,400
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,87220.9k $980.4k $980.4k 0.00% Added +10.1k +10,139
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,48120.5k $962.0k $962.0k 0.00% Added +11.0k +11,026
23 Essex LLC 0.27% of their portfolio DEER PARK, IL 20,16520.2k $947.0k $947.0k 0.27% Reduced -130 -130
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 18,43018.4k $865.6k $865.6k 0.01% Reduced -1.4k -1,350
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,96417.0k $796.7k $796.7k 0.00% Added +3.1k +3,061
26 Compass Financial Group, INC/SD 0.20% of their portfolio Sioux Falls, SD 14,22314.2k $668.0k $668.0k 0.20% Added +3.9k +3,904
27 LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 0.53% of their portfolio LONG BEACH, CA 14,21014.2k $667.0k $667.0k 0.53% Reduced -4.4k -4,381
28 Roundview Capital LLC 0.06% of their portfolio PRINCETON, NJ 13,42913.4k $630.7k $630.7k 0.06% Unchanged
29 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 13,11813.1k $616.1k $616.1k 0.02% Reduced -322 -322
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,82112.8k $602.1k $602.1k 0.00% Added +6.9k +6,875
31 Financial Strategies Group, Inc. 0.18% of their portfolio OKEMOS, MI 11,93311.9k $556.4k $556.4k 0.18% Added +2.3k +2,261
32 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 11,87911.9k $557.9k $557.9k 0.02% Reduced -957 -957
33 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 11,84411.8k $556.3k $556.3k 0.06% Added +3.9k +3,880
34 Capital Asset Advisory Services LLC 0.04% of their portfolio Williamston, MI 10,98311.0k $515.5k $515.5k 0.04% Reduced -146 -146
35 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 10,98311.0k $515.8k $515.8k 0.02% New
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,06310.1k $472.6k $472.6k 0.00% New
37 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 9,4049.4k $441.6k $441.6k 0.02% Added +3 +3
38 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,6778.7k $407.5k $407.5k 0.00% Reduced -9.1k -9,082
39 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,2808.3k $388.9k $388.9k 0.00% Unchanged
40 Worth Asset Management, LLC 0.31% of their portfolio DALLAS, TX 8,2028.2k $385.2k $385.2k 0.31% Reduced -310 -310
41 Crescent Sterling, Ltd. 0.40% of their portfolio METAIRIE, LA 8,1408.1k $382.3k $382.3k 0.40% Added +123 +123
42 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 7,9688.0k $374.2k $374.2k 0.00% Reduced -123 -123
43 Lodestone Wealth Management LLC 0.25% of their portfolio SPOKANE, WA 7,6147.6k $357.6k $357.6k 0.25% Unchanged
44 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 7,3657.4k $345.9k $345.9k 0.01% Added +43 +43
45 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 7,2017.2k $338.2k $338.2k 0.02% Added +13 +13
46 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,7606.8k $317.5k $317.5k 0.00% Added +656 +656
47 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,6695.7k $266.2k $266.2k 0.00% Added +864 +864
48 GREENUP STREET WEALTH MANAGEMENT LLC 0.07% of their portfolio OVERLAND PARK, KS 4,5504.5k $213.7k $213.7k 0.07% New
49 Quaker Wealth Management, LLC 0.10% of their portfolio MOORESTOWN, NJ 4,4304.4k $208.1k $208.1k 0.10% Unchanged
50 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 4,3414.3k $203.9k $203.9k 0.01% Reduced -1.0k -1,000
51 Midwest Heritage Bank, FSB 0.15% of their portfolio WEST DES MOINES, IA 4,3084.3k $202.3k $202.3k 0.15% Reduced -2.7k -2,704
52 Cape Investment Advisory, Inc. 0.10% of their portfolio MCDONOUGH, GA 3,5823.6k $168.2k $168.2k 0.10% Added +6 +6
53 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1552.2k $101.2k $101.2k 0.00% Reduced -2.4k -2,385
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,8541.9k $87.0k $87.0k 0.00% Reduced -1.1k -1,060
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,8491.8k $86.9k $86.9k 0.00% New
56 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,7231.7k $80.9k $80.9k 0.00% Added +422 +422
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,2941.3k $60.8k $60.8k 0.00% Added +1.3k +1,294
58 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 722722 $33.9k $33.9k 0.00% Reduced -19 -19
59 Resurgent Financial Advisors LLC 0.02% of their portfolio ATLANTA, GA 679679 $31.9k $31.9k 0.02% New
60 WR Wealth Planners, LLC 0.01% of their portfolio COLUMBIA, MO 644644 $30.3k $30.3k 0.01% Reduced -47 -47
61 Family Asset Management, LLC 0.02% of their portfolio CHARLESTON, SC 617617 $29.0k $29.0k 0.02% New
62 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 416416 $19.5k $19.5k 0.00% New
63 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 350350 $16.4k $16.4k 0.00% Unchanged
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 253253 $11.9k $11.9k 0.00% Reduced -1.8k -1,770
65 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 250250 $11.7k $11.7k 0.00% Unchanged
66 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 250250 $11.7k $11.7k 0.00% Unchanged
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 238238 $11.2k $11.2k 0.00% New
68 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 202202 $9.0k $9.0k 0.00% First filing
69 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 164164 $7.7k $7.7k 0.00% New
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 162162 $8.0k $8.0k 0.00% Unchanged
71 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 104104 $4.9k $4.9k 0.00% New
72 Northwest Capital Management Inc 0.00% of their portfolio Lake Oswego, OR 8383 $3.9k $3.9k 0.00% Unchanged
73 BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio PROVIDENCE, RI 8181 $3.8k $3.8k 0.00% Unchanged
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7777 $3.6k $3.6k 0.00% Reduced -1 -1
75 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3737 $1.7k $1.7k 0.00% Reduced -168 -168
76 BlackRock Inc. 0.00% of their portfolio New York, NY 66 $282 $282 0.00% New
77 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 11 $47 $47 0.00% Unchanged