Vault-13

SCHWAB STRATEGIC TR SCHJ

1 5YR CORP BD · ETP · CUSIP 808524714

77 institutional holders -17 vs Q4 2022
3,715,5643.7m shares reported held*
$177.9mreported value*
6 new 21 added 29 reduced 20 sold out net sold ≈ $23.5m (-493.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.87.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 84Q4 22: 94Q1 23: 7777Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202284
Q4 202294
Q1 202377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 51 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 49 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223751
Q1 20232749

Biggest buyers

Kades & Cheifetz LLC Added +13,589+13.6k
CITADEL ADVISORS LLC Added +13,442+13.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC New +8,316+8.3k
Cannon Financial Strategists, Inc. New +8,239+8.2k
Financial Architects, Inc Added +7,770+7.8k
Gladstone Institutional Advisory LLC New +5,823+5.8k
BANK OF AMERICA CORP /DE/ Added +5,796+5.8k
Focus Financial Network, Inc. New +5,279+5.3k
UBS Group AG Added +4,221+4.2k
Jackson Creek Investment Advisors LLC Added +2,460+2.5k

Biggest sellers

RFP Financial Group LLC Reduced -179,470-179.5k
JANE STREET GROUP, LLC Reduced -144,328-144.3k
Kaizen Financial Strategies Sold out -38,602-38.6k
Roundview Capital LLC Reduced -34,568-34.6k
OLD MISSION CAPITAL LLC Reduced -21,021-21.0k
CLIENT 1ST ADVISORY GROUP, LLC Reduced -19,477-19.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -15,024-15.0k
Strategic Blueprint, LLC Sold out -13,147-13.1k
FFG RETIREMENT ADVISORS LLC Sold out -12,998-13.0k
Cambridge Investment Research Advisors, Inc. Reduced -12,840-12.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,079,1342.1m $98.9m $98.9m 0.03% Added +372 +372
2 TAP Consulting, LLC 2.19% of their portfolio KIRKWOOD, MO 187,790187.8k $8.9m $8.9m 2.19% Reduced -4.7k -4,737
3 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 129,083129.1k $6.1m $6.1m 0.13% Added +2.2k +2,184
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 127,508127.5k $6.1m $6.1m 0.00% Added +5.8k +5,796
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 115,804115.8k $5.5m $5.5m 0.01% Reduced -144.3k -144,328
6 Baldrige Asset Management LLC 1.99% of their portfolio ALLENTOWN, PA 102,217102.2k $4.9m $4.9m 1.99% Added +914 +914
7 Financial Architects, Inc 0.71% of their portfolio MARLTON, NJ 92,41592.4k $4.4m $4.4m 0.71% Added +7.8k +7,770
8 Rosenberg Matthew Hamilton 1.23% of their portfolio GRAND JUNCTION, CO 80,20380.2k $3.8m $3.8m 1.23% Added +657 +657
9 HM PAYSON & CO 0.07% of their portfolio PORTLAND, ME 65,00065.0k $3.1m $3.1m 0.07% Unchanged
10 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 63,89963.9k $3.0m $3.0m 0.08% Added +1.5k +1,534
11 CLIENT 1ST ADVISORY GROUP, LLC 1.32% of their portfolio DUNEDIN, FL 51,35851.4k $2.4m $2.4m 1.32% Reduced -19.5k -19,477
12 Kades & Cheifetz LLC 1.88% of their portfolio Berwyn, PA 50,14650.1k $2.4m $2.4m 1.88% Added +13.6k +13,589
13 VAN STRUM & TOWNE INC. 0.84% of their portfolio SAN FRANCISCO, CA 41,29041.3k $2.0m $2.0m 0.84% Unchanged
14 Columbus Macro, LLC 0.67% of their portfolio NEW CASTLE, PA 38,00038.0k $1.8m $1.8m 0.67% Unchanged
15 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 36,93536.9k $1.8m $1.8m 0.03% Reduced -2.6k -2,611
16 Charles Schwab Trust Co 0.15% of their portfolio HENDERSON, NV 25,69525.7k $1.2m $1.2m 0.15% Reduced -2.6k -2,571
17 Jackson Creek Investment Advisors LLC 0.49% of their portfolio CASTLE ROCK, CO 24,64624.6k $1.2m $1.2m 0.49% Added +2.5k +2,460
18 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 24,08024.1k $1.1m $1.1m 0.01% Unchanged
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,05024.1k $1.1m $1.1m 0.00% Added +13.4k +13,442
20 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 24,03924.0k $1.1m $1.1m 0.02% Added +655 +655
21 Essex LLC 0.30% of their portfolio DEER PARK, IL 21,38021.4k $1.0m $1.0m 0.30% Unchanged
22 LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 0.78% of their portfolio LONG BEACH, CA 21,31121.3k $1.0m $1.0m 0.78% Reduced -282 -282
23 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 19,34019.3k $919.9k $919.9k 0.04% Reduced -3.6k -3,588
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,85617.9k $849.3k $849.3k 0.00% Reduced -15.0k -15,024
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,96915.0k $712.0k $712.0k 0.00% Added +1.7k +1,747
26 Roundview Capital LLC 0.07% of their portfolio PRINCETON, NJ 14,18314.2k $674.6k $674.6k 0.07% Reduced -34.6k -34,568
27 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 14,17414.2k $674.2k $674.2k 0.02% Reduced -21.0k -21,021
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,90713.9k $661.0k $661.0k 0.00% Reduced -12.8k -12,840
29 CAHILL FINANCIAL ADVISORS INC 0.11% of their portfolio EDINA, MN 13,02213.0k $619.4k $619.4k 0.11% Reduced -1.4k -1,361
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,76111.8k $559.5k $559.5k 0.00% Reduced -654 -654
31 Capital Asset Advisory Services LLC 0.04% of their portfolio Williamston, MI 11,37711.4k $541.1k $541.1k 0.04% Reduced -1.1k -1,051
32 Financial Strategies Group, Inc. 0.20% of their portfolio OKEMOS, MI 10,75710.8k $511.7k $511.7k 0.20% Added +1.6k +1,583
33 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,7529.8k $463.9k $463.9k 0.00% Added +327 +327
34 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 9,4009.4k $447.1k $447.1k 0.02% Reduced -26 -26
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,7178.7k $415.0k $415.0k 0.00% Reduced -11.8k -11,825
36 Midwest Heritage Bank, FSB 0.33% of their portfolio WEST DES MOINES, IA 8,6378.6k $410.8k $410.8k 0.33% Reduced -4.0k -3,961
37 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 8,3228.3k $395.8k $395.8k 0.05% Added +484 +484
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 8,3168.3k $395.6k $395.6k 0.00% New
39 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,2808.3k $393.8k $393.8k 0.00% Unchanged
40 Cannon Financial Strategists, Inc. 0.13% of their portfolio ATHENS, GA 8,2398.2k $391.9k $391.9k 0.13% New
41 Crescent Sterling, Ltd. 0.36% of their portfolio METAIRIE, LA 7,7777.8k $369.9k $369.9k 0.36% Added +1.2k +1,216
42 Lodestone Wealth Management LLC 0.28% of their portfolio SPOKANE, WA 7,6147.6k $362.2k $362.2k 0.28% Unchanged
43 Worth Asset Management, LLC 0.25% of their portfolio DALLAS, TX 6,9567.0k $330.9k $330.9k 0.25% Reduced -477 -477
44 Compass Financial Group, INC/SD 0.10% of their portfolio Sioux Falls, SD 6,3026.3k $299.8k $299.8k 0.10% Added +1.6k +1,562
45 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 5,8235.8k $277.0k $277.0k 0.02% New
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,6035.6k $266.5k $266.5k 0.00% Reduced -323 -323
47 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,3595.4k $254.9k $254.9k 0.00% Added +4.2k +4,221
48 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 5,2985.3k $252.0k $252.0k 0.00% Reduced -803 -803
49 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 5,2795.3k $251.1k $251.1k 0.02% New
50 TNF LLC 0.11% of their portfolio BILLINGS, MT 5,1045.1k $243.5k $243.5k 0.11% Reduced -186 -186
51 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 4,8714.9k $231.7k $231.7k 0.01% Unchanged
52 Quaker Wealth Management, LLC 0.10% of their portfolio MOORESTOWN, NJ 4,4304.4k $210.7k $210.7k 0.10% Unchanged
53 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 4,2594.3k $202.6k $202.6k 0.01% Reduced -2.9k -2,875
54 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 3,9293.9k $186.9k $186.9k 0.01% Reduced -448 -448
55 Cape Investment Advisory, Inc. 0.11% of their portfolio MCDONOUGH, GA 3,8713.9k $184.1k $184.1k 0.11% First filing
56 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,2153.2k $153.0k $153.0k 0.01% Reduced -112 -112
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,7522.8k $131.0k $131.0k 0.00% Unchanged
58 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1382.1k $106.9k $106.9k 0.00% Added +9 +9
59 Clearview Wealth Advisors LLC 0.09% of their portfolio SALEM, OR 1,9241.9k $91.5k $91.5k 0.09% Reduced -308 -308
60 RFP Financial Group LLC 0.10% of their portfolio ATLANTA, GA 1,8551.9k $89.4k $89.4k 0.10% Reduced -179.5k -179,470
61 TimeScale Financial, Inc. 0.01% of their portfolio DANVERS, MA 1,0871.1k $51.7k $51.7k 0.01% New
62 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,0001.0k $47.6k $47.6k 0.00% Unchanged
63 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 1,0001.0k $47.6k $47.6k 0.01% Unchanged
64 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 944944 $44.9k $44.9k 0.00% Added +750 +750
65 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 940940 $44.7k $44.7k 0.00% Unchanged
66 WR Wealth Planners, LLC 0.02% of their portfolio COLUMBIA, MO 869869 $41.3k $41.3k 0.02% Reduced -41 -41
67 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 864864 $41.1k $41.1k 0.00% Reduced -3.6k -3,566
68 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 522522 $24.8k $24.8k 0.00% Added +418 +418
69 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 350350 $16.6k $16.6k 0.00% Unchanged
70 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 243243 $11.6k $11.6k 0.00% Reduced -56 -56
71 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 205205 $9.8k $9.8k 0.00% Unchanged
72 Iron Horse Wealth Management, LLC 0.00% of their portfolio JOHSTON, IA 9797 $4.6k $4.6k 0.00% Unchanged
73 BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio PROVIDENCE, RI 8181 $3.9k $3.9k 0.00% Unchanged
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 7979 $4.0k $4.0k 0.00% New
75 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1111 $523 $523 0.00% Unchanged
76 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 11 $48 $48 0.00% Unchanged
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged