Vault-13

SCHWAB STRATEGIC TR SCHJ

1 5YR CORP BD · ETP · CUSIP 808524714

94 institutional holders +10 vs Q3 2022
4,218,8294.2m shares reported held*
$199.0mreported value*
18 new 19 added 37 reduced 14 sold out net bought ≈ $1.6m (+35.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($220.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.17.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 84Q4 22: 9494Q3 22Q4 22
Numbers
QuarterHolders
Q3 202284
Q4 202294

Biggest buyers

JANE STREET GROUP, LLC Added +201,537+201.5k
BANK OF AMERICA CORP /DE/ Added +91,261+91.3k
HM PAYSON & CO New +65,000+65.0k
OLD MISSION CAPITAL LLC New +35,195+35.2k
Integrated Wealth Concepts LLC Added +34,717+34.7k
Jackson Creek Investment Advisors LLC New +22,186+22.2k
Essex LLC New +21,380+21.4k
Columbus Macro, LLC Added +20,000+20.0k
Rosenberg Matthew Hamilton Added +17,367+17.4k
Capital Asset Advisory Services LLC New +12,428+12.4k

Biggest sellers

Atria Wealth Solutions, Inc. Reduced -102,697-102.7k
FLC Capital Advisors Sold out -96,804-96.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -56,770-56.8k
Copperleaf Capital, LLC Sold out -44,001-44.0k
Kaizen Financial Strategies Reduced -34,146-34.1k
Baldrige Asset Management LLC Reduced -31,085-31.1k
CLIENT 1ST ADVISORY GROUP, LLC Reduced -20,839-20.8k
Blume Capital Management, Inc. Reduced -19,900-19.9k
FIRST NATIONAL CORP /MA/ /ADV Sold out -17,771-17.8k
Cetera Investment Advisers Sold out -15,473-15.5k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,078,7622.1m $97.5m $97.5m 0.03% Added +2.9k +2,922
2 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 260,132260.1k $12.2m $12.2m 0.02% Added +201.5k +201,537
3 TAP Consulting, LLC 2.37% of their portfolio KIRKWOOD, MO 192,527192.5k $9.0m $9.0m 2.37% Added +2.1k +2,143
4 RFP Financial Group LLC 3.81% of their portfolio ATLANTA, GA 181,325181.3k $8.5m $8.5m 3.81% First filing
5 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 126,899126.9k $6.0m $6.0m 0.16% Added +34.7k +34,717
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 121,712121.7k $5.7m $5.7m 0.00% Added +91.3k +91,261
7 Baldrige Asset Management LLC 2.11% of their portfolio ALLENTOWN, PA 101,303101.3k $4.8m $4.8m 2.11% Reduced -31.1k -31,085
8 Financial Architects, Inc 0.66% of their portfolio MARLTON, NJ 84,64584.6k $4.0m $4.0m 0.66% Reduced -11.8k -11,838
9 Rosenberg Matthew Hamilton 1.26% of their portfolio GRAND JUNCTION, CO 79,54679.5k $3.7m $3.7m 1.26% Added +17.4k +17,367
10 CLIENT 1ST ADVISORY GROUP, LLC 1.94% of their portfolio DUNEDIN, FL 70,83570.8k $3.3m $3.3m 1.94% Reduced -20.8k -20,839
11 HM PAYSON & CO 0.08% of their portfolio PORTLAND, ME 65,00065.0k $3.0m $3.0m 0.08% New
12 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 62,36562.4k $2.9m $2.9m 0.08% Added +3.2k +3,166
13 Roundview Capital LLC 0.26% of their portfolio PRINCETON, NJ 48,75148.8k $2.3m $2.3m 0.26% Reduced -4.5k -4,532
14 VAN STRUM & TOWNE INC. 0.83% of their portfolio SAN FRANCISCO, CA 41,29041.3k $1.9m $1.9m 0.83% Added +290 +290
15 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 39,54639.5k $1.9m $1.9m 0.03% Reduced -102.7k -102,697
16 Kaizen Financial Strategies 1.81% of their portfolio CAMPBELL, CA 38,60238.6k $1.8m $1.8m 1.81% Reduced -34.1k -34,146
17 Columbus Macro, LLC 0.68% of their portfolio NEW CASTLE, PA 38,00038.0k $1.8m $1.8m 0.68% Added +20.0k +20,000
18 Kades & Cheifetz LLC 1.43% of their portfolio Berwyn, PA 36,55736.6k $1.7m $1.7m 1.43% First filing
19 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 35,19535.2k $1.7m $1.7m 0.07% New
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,88032.9k $1.5m $1.5m 0.00% Added +2.9k +2,864
21 Charles Schwab Trust Co 0.17% of their portfolio HENDERSON, NV 28,26628.3k $1.3m $1.3m 0.17% Added +646 +646
22 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 26,74726.7k $1.3m $1.3m 0.01% Added +135 +135
23 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 24,08024.1k $1.1m $1.1m 0.01% Reduced -2.2k -2,170
24 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 23,38423.4k $1.1m $1.1m 0.03% Added +1.5k +1,543
25 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 22,92822.9k $1.1m $1.1m 0.05% Reduced -2.0k -2,033
26 Jackson Creek Investment Advisors LLC 0.46% of their portfolio CASTLE ROCK, CO 22,18622.2k $1.0m $1.0m 0.46% New
27 LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 0.83% of their portfolio LONG BEACH, CA 21,59321.6k $1.0m $1.0m 0.83% Reduced -421 -421
28 Essex LLC 0.30% of their portfolio DEER PARK, IL 21,38021.4k $1.0m $1.0m 0.30% New
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 20,54220.5k $963.0k $963.0k 0.01% Reduced -497 -497
30 CAHILL FINANCIAL ADVISORS INC 0.13% of their portfolio EDINA, MN 14,38314.4k $674.4k $674.4k 0.13% Reduced -3.9k -3,947
31 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,22213.2k $620.0k $620.0k 0.00% Added +8.2k +8,205
32 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 13,14713.1k $616.5k $616.5k 0.07% Reduced -2.6k -2,644
33 FFG RETIREMENT ADVISORS LLC 0.56% of their portfolio CENTENNIAL, CO 12,99813.0k $609.5k $609.5k 0.56% First filing
34 Midwest Heritage Bank, FSB 0.57% of their portfolio WEST DES MOINES, IA 12,59812.6k $590.7k $590.7k 0.57% Reduced -1.4k -1,357
35 HERITAGE WEALTH MANAGEMENT, LLC 0.08% of their portfolio PHOENIX, AZ 12,54612.5k $588.3k $588.3k 0.08% Added +6.2k +6,206
36 Capital Asset Advisory Services LLC 0.05% of their portfolio Williamston, MI 12,42812.4k $582.7k $582.7k 0.05% New
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,41512.4k $582.0k $582.0k 0.00% Reduced -412 -412
38 Range Financial Group LLC 0.35% of their portfolio TIGARD, OR 11,08011.1k $519.5k $519.5k 0.35% Reduced -2.3k -2,268
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,60810.6k $497.4k $497.4k 0.00% New
40 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 9,4269.4k $442.0k $442.0k 0.03% Reduced -849 -849
41 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,4259.4k $441.9k $441.9k 0.00% Added +651 +651
42 Financial Strategies Group, Inc. 0.18% of their portfolio OKEMOS, MI 9,1749.2k $430.2k $430.2k 0.18% Reduced -5.0k -5,029
43 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,2808.3k $388.2k $388.2k 0.00% Reduced -2.5k -2,500
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,2398.2k $386.3k $386.3k 0.00% Reduced -56.8k -56,770
45 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 7,8387.8k $367.5k $367.5k 0.05% Reduced -1.5k -1,529
46 Lodestone Wealth Management LLC 0.29% of their portfolio SPOKANE, WA 7,6147.6k $357.0k $357.0k 0.29% First filing
47 Worth Asset Management, LLC 0.24% of their portfolio DALLAS, TX 7,4337.4k $348.5k $348.5k 0.24% New
48 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 7,1347.1k $334.5k $334.5k 0.01% New
49 Crescent Sterling, Ltd. 0.33% of their portfolio METAIRIE, LA 6,5616.6k $307.6k $307.6k 0.33% First filing
50 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 6,1016.1k $286.1k $286.1k 0.00% New
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,9265.9k $278.0k $278.0k 0.00% New
52 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,5335.5k $259.4k $259.4k 0.01% Reduced -4.7k -4,668
53 Horst & Graben Wealth Management LLC 0.07% of their portfolio PORTLAND, OR 5,4395.4k $255.0k $255.0k 0.07% New
54 TNF LLC 0.11% of their portfolio BILLINGS, MT 5,2905.3k $250.8k $250.8k 0.11% Reduced -183 -183
55 Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio SAN FRANCISCO, CA 4,9535.0k $232.2k $232.2k 0.00% Reduced -1.2k -1,219
56 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 4,8714.9k $228.4k $228.4k 0.02% Reduced -156 -156
57 Compass Financial Group, INC/SD 0.08% of their portfolio Sioux Falls, SD 4,7404.7k $222.0k $222.0k 0.08% First filing
58 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 4,4304.4k $207.7k $207.7k 0.02% Reduced -204 -204
59 Quaker Wealth Management, LLC 0.11% of their portfolio MOORESTOWN, NJ 4,4304.4k $208.0k $208.0k 0.11% Reduced -204 -204
60 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 4,3774.4k $205.2k $205.2k 0.01% Added +300 +300
61 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 4,3684.4k $204.8k $204.8k 0.01% Unchanged
62 Curi Wealth Management, LLC 0.03% of their portfolio Raleigh, NC 4,2764.3k $200.5k $200.5k 0.03% Reduced -643 -643
63 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 3,8023.8k $178.3k $178.3k 0.01% New
64 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,3273.3k $156.0k $156.0k 0.01% Reduced -38 -38
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,7522.8k $129.0k $129.0k 0.00% Reduced -9.9k -9,906
66 Red Cedar Capital, LLC 0.07% of their portfolio OMAHA, NE 2,3542.4k $110.0k $110.0k 0.07% Unchanged
67 Clearview Wealth Advisors LLC 0.08% of their portfolio SALEM, OR 2,2322.2k $104.7k $104.7k 0.08% Reduced -4.2k -4,234
68 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1292.1k $108.0k $108.0k 0.00% Added +14 +14
69 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.04% of their portfolio FLINT, MI 1,6151.6k $75.7k $75.7k 0.04% Added +114 +114
70 One Wealth Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 1,4241.4k $66.8k $66.8k 0.02% New
71 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1381.1k $53.4k $53.4k 0.00% Reduced -1.5k -1,489
72 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,0001.0k $46.9k $46.9k 0.00% Unchanged
73 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 1,0001.0k $46.9k $46.9k 0.01% Unchanged
74 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 940940 $44.1k $44.1k 0.00% Unchanged
75 WR Wealth Planners, LLC 0.03% of their portfolio COLUMBIA, MO 910910 $42.7k $42.7k 0.03% Reduced -165 -165
76 Zullo Investment Group, Inc. 0.02% of their portfolio SCRANTON, PA 847847 $39.7k $39.7k 0.02% Reduced -406 -406
77 ATLAS CAPITAL ADVISORS INC. 0.01% of their portfolio JACKSON, WY 780780 $36.6k $36.6k 0.01% Reduced -780 -780
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 755755 $35.4k $35.4k 0.00% New
79 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 500500 $23.4k $23.4k 0.01% Unchanged
80 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 350350 $16.4k $16.4k 0.00% Unchanged
81 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 299299 $14.0k $14.0k 0.00% Unchanged
82 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 249249 $12.0k $12.0k 0.00% New
83 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 205205 $9.6k $9.6k 0.00% First filing
84 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 194194 $9.0k $9.0k 0.00% Unchanged
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 104104 $4.9k $4.9k 0.00% New
86 Blume Capital Management, Inc. 0.00% of their portfolio BERKELEY, CA 100100 $4.7k $4.7k 0.00% Reduced -19.9k -19,900
87 Iron Horse Wealth Management, LLC 0.00% of their portfolio JOHSTON, IA 9797 $5.0k $5.0k 0.00% New
88 BlackRock Inc. 0.00% of their portfolio New York, NY 8484 $3.9k $3.9k 0.00% New
89 BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio PROVIDENCE, RI 8181 $3.8k $3.8k 0.00% Unchanged
90 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5858 $2.7k $2.7k 0.00% Reduced -135 -135
91 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1111 $515 $515 0.00% Reduced -26 -26
92 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 55 $242 $242 0.00% Unchanged
93 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 11 $47 $47 0.00% Unchanged
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged