Vault-13

SCHWAB STRATEGIC TR SCHE

EMRG MKTEQ ETF · ETP · CUSIP 808524706

760 institutional holders +33 vs Q3 2024
139,417,917139.4m shares reported held*
$3.7bnreported value*
41 new 316 added 272 reduced 37 sold out net sold ≈ $22.9m (-897.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($913.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.62. Options: 3 managers hold calls ($641.8k notional), 1 hold puts ($8.0k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 680Q4 22: 712Q1 23: 698Q2 23: 707Q3 23: 677Q4 23: 737Q1 24: 726Q2 24: 723Q3 24: 727Q4 24: 760760Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022680
Q4 2022712
Q1 2023698
Q2 2023707
Q3 2023677
Q4 2023737
Q1 2024726
Q2 2024723
Q3 2024727
Q4 2024760

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 296 bought or addedQ1 23: 344 cut or sold outQ2 23: 326 bought or addedQ2 23: 314 cut or sold outQ2 23Q3 23: 266 bought or addedQ3 23: 362 cut or sold outQ4 23: 316 bought or addedQ4 23: 339 cut or sold outQ4 23Q1 24: 278 bought or addedQ1 24: 395 cut or sold outQ2 24: 263 bought or addedQ2 24: 371 cut or sold outQ2 24Q3 24: 305 bought or addedQ3 24: 346 cut or sold outQ4 24: 357 bought or addedQ4 24: 309 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023296344
Q2 2023326314
Q3 2023266362
Q4 2023316339
Q1 2024278395
Q2 2024263371
Q3 2024305346
Q4 2024357309

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 24 calls: $656.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $361.2kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $817.0kQ3 24 puts: $5.8kQ3 24P/C 0.01Q4 24 calls: $641.8kQ4 24 puts: $8.0kQ4 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q1 2024$656.5k$00.00
Q2 2024$361.2k$00.00
Q3 2024$817.0k$5.8k0.01
Q4 2024$641.8k$8.0k0.01

Biggest buyers

OLD MISSION CAPITAL LLC New +778,589+778.6k
JANE STREET GROUP, LLC Added +736,329+736.3k
SageView Advisory Group, LLC Added +634,282+634.3k
HighTower Advisors, LLC Added +559,276+559.3k
Focus Partners Wealth Added +383,535+383.5k
Mariner, LLC Added +369,614+369.6k
Boyd Wealth Management, LLC Added +256,497+256.5k
BANK OF AMERICA CORP /DE/ Added +221,308+221.3k
RENAISSANCE TECHNOLOGIES LLC New +184,200+184.2k
Johnson Financial Group, LLC Added +181,583+181.6k

Biggest sellers

US BANCORP \DE\ Reduced -2,923,974-2.9m
Creative Planning Reduced -794,379-794.4k
JPMORGAN CHASE & CO Reduced -544,660-544.7k
Bank of New York Mellon Corp Reduced -538,030-538.0k
Financial Engines Advisors L.L.C. Reduced -512,963-513.0k
KLINGENSTEIN FIELDS & CO LP Reduced -497,591-497.6k
AVALON CAPITAL MANAGEMENT Sold out -258,083-258.1k
OLIO Financial Planning Reduced -174,862-174.9k
Denver PWM, LLC Reduced -127,920-127.9k
Waverly Advisors, LLC Reduced -115,094-115.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $519.3k19.5k shares
CITADEL ADVISORS LLC Reduced $122.5k4.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $8.0k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.53% of their portfolio OVERLAND PARK, KS 20,433,80020.4m $544.2m $544.2m 0.53% Reduced -794.4k -794,379
2 Financial Engines Advisors L.L.C. 1.05% of their portfolio SANTA CLARA, CA 18,694,88518.7m $497.8m $497.8m 1.05% Reduced -513.0k -512,963
3 HighTower Advisors, LLC 0.30% of their portfolio CHICAGO, IL 8,367,0658.4m $222.8m $222.8m 0.30% Added +559.3k +559,276
4 SageView Advisory Group, LLC 3.99% of their portfolio Newport Beach, CA 3,477,7743.5m $92.6m $92.6m 3.99% Added +634.3k +634,282
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 2,343,2332.3m $62.4m $62.4m 0.12% Added +28.7k +28,661
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,332,3412.3m $62.1m $62.1m 0.02% Reduced -100.6k -100,647
7 REBALANCE, LLC 4.21% of their portfolio PALO ALTO, CA 2,113,8972.1m $56.3m $56.3m 4.21% Added +58.5k +58,482
8 MATHER GROUP, LLC. 0.69% of their portfolio CHICAGO, IL 2,001,3162.0m $53.3m $53.3m 0.69% Reduced -33.8k -33,790
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 1,955,5572.0m $52.1m $52.1m 0.04% Added +102.1k +102,121
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,950,5092.0m $51.9m $51.9m 0.00% Added +40.1k +40,118
11 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 1,863,8391.9m $49.6m $49.6m 0.12% Reduced -60.2k -60,189
12 Orgel Wealth Management, LLC 1.24% of their portfolio ALTOONA, WI 1,789,8691.8m $47.7m $47.7m 1.24% Added +83.3k +83,348
13 FMR LLC 0.00% of their portfolio BOSTON, MA 1,593,1041.6m $42.4m $42.4m 0.00% Added +40.9k +40,943
14 MONETA GROUP INVESTMENT ADVISORS LLC 0.59% of their portfolio ST LOUIS, MO 1,581,6821.6m $42.1m $42.1m 0.59% Added +54.1k +54,141
15 Heartwood Wealth Advisors LLC 4.54% of their portfolio RICHMOND, VA 1,514,6201.5m $40.3m $40.3m 4.54% Added +13.3k +13,316
16 Mariner, LLC 0.07% of their portfolio Overland Park, KS 1,513,9101.5m $40.3m $40.3m 0.07% Added +369.6k +369,614
17 Krilogy Financial LLC 2.33% of their portfolio ST. LOUIS, MO 1,310,1911.3m $34.9m $34.9m 2.33% Added +20.0k +20,021
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,257,5731.3m $33.5m $33.5m 0.01% Added +83.7k +83,701
19 COOPER/HAIMS ADVISORS, LLC 18.46% of their portfolio VICTOR, NY 1,222,0131.2m $32.5m $32.5m 18.46% Reduced -4.4k -4,400
20 McAdam, LLC 1.77% of their portfolio Philadelphia, PA 1,217,6311.2m $32.4m $32.4m 1.77% Reduced -86.9k -86,874
21 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 1,156,7321.2m $30.8m $30.8m 0.03% Added +90.0k +89,975
22 BlueSky Wealth Advisors, LLC 4.67% of their portfolio New Bern, NC 1,122,5281.1m $29.9m $29.9m 4.67% Reduced -8.1k -8,137
23 RAINEY & RANDALL WEALTH ADVISORS INC. 5.48% of their portfolio Celebration, FL 1,038,0851.0m $27.6m $27.6m 5.48% Added +57.0k +57,018
24 JMG Financial Group, Ltd. 0.86% of their portfolio DOWNERS GROVE, IL 952,101952.1k $25.4m $25.4m 0.86% Added +20.7k +20,696
25 Wealthspire Advisors, LLC 0.25% of their portfolio NEW YORK, NY 939,135939.1k $25.0m $25.0m 0.25% Added +40.1k +40,096
26 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 901,317901.3k $24.0m $24.0m 0.04% Reduced -8.7k -8,731
27 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 888,725888.7k $23.7m $23.7m 0.03% Reduced -2.9m -2,923,974
28 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 868,964869.0k $23.2m $23.2m 0.05% Added +27.3k +27,301
29 BENJAMIN EDWARDS INC 0.30% of their portfolio Clayton, MO 796,887796.9k $21.2m $21.2m 0.30% Added +34.2k +34,152
30 OLD MISSION CAPITAL LLC 0.48% of their portfolio CHICAGO, IL 778,589778.6k $20.7m $20.7m 0.48% New
31 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 743,319743.3k $19.8m $19.8m 0.03% Added +736.3k +736,329
32 HBK Sorce Advisory LLC 0.58% of their portfolio ERIE, PA 720,550720.5k $19.2m $19.2m 0.58% Added +158.4k +158,442
33 Ballentine Partners, LLC 0.33% of their portfolio Waltham, MA 715,382715.4k $19.1m $19.1m 0.33% Reduced -20.9k -20,861
34 Sanctuary Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 701,798701.8k $19.1m $19.1m 0.12% Added +22.1k +22,060
35 Clearwater Capital Advisors, LLC 1.81% of their portfolio HOFFMAN ESTATES, IL 693,214693.2k $18.5m $18.5m 1.81% Added +22.1k +22,053
36 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 688,373688.4k $20.8m $20.8m 0.03% Added +383.5k +383,535
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 684,200684.2k $18.2m $18.2m 0.00% Reduced -41.1k -41,079
38 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 663,405663.4k $17.7m $17.7m 0.04% Added +9.8k +9,780
39 SCS Capital Management LLC 0.33% of their portfolio BOSTON, MA 605,892605.9k $16.1m $16.1m 0.33% Reduced -23.7k -23,667
40 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.43% of their portfolio Seattle, WA 588,477588.5k $15.7m $15.7m 0.43% Added +25.2k +25,170
41 Charles Schwab Trust Co 1.28% of their portfolio HENDERSON, NV 557,903557.9k $14.9m $14.9m 1.28% Added +32.7k +32,664
42 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.39% of their portfolio EAGLE, ID 532,476532.5k $14.2m $14.2m 4.39% Added +7.3k +7,301
43 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 514,576514.6k $13.7m $13.7m 0.01% Added +31.2k +31,168
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 509,092509.1k $13.6m $13.6m 0.00% Reduced -544.7k -544,660
45 Alliance Wealth Management Group 3.57% of their portfolio FLEMINGTON, NJ 501,415501.4k $13.4m $13.4m 3.57% Added +6.9k +6,911
46 Towercrest Capital Management 2.16% of their portfolio NEWTOWN, PA 501,415501.4k $13.4m $13.4m 2.16% Added +6.9k +6,911
47 LAKE STREET ADVISORS GROUP, LLC 0.61% of their portfolio PORTSMOUTH, NH 500,412500.4k $13.3m $13.3m 0.61% Reduced -8.4k -8,446
48 Fund Evaluation Group, LLC 0.62% of their portfolio CINCINNATI, OH 499,949499.9k $13.3m $13.3m 0.62% Added +154.8k +154,819
49 KLINGENSTEIN FIELDS & CO LP 0.53% of their portfolio NEW YORK, NY 497,481497.5k $13.2m $13.2m 0.53% Reduced -497.6k -497,591
50 PURE PORTFOLIOS HOLDINGS LLC 4.77% of their portfolio LAKE OSWEGO, OR 482,281482.3k $12.8m $12.8m 4.77% Added +10.1k +10,083
51 Invst, LLC 1.52% of their portfolio INDIANAPOLIS, IN 468,238468.2k $12.5m $12.5m 1.52% Added +3.7k +3,711
52 Boyd Wealth Management, LLC 6.13% of their portfolio SACRAMENTO, CA 466,712466.7k $12.4m $12.4m 6.13% Added +256.5k +256,497
53 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 2.66% of their portfolio GLASTONBURY, CT 459,415459.4k $12.2m $12.2m 2.66% Added +4.6k +4,616
54 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 446,589446.6k $11.9m $11.9m 0.02% Added +22.8k +22,757
55 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 428,059428.1k $11.4m $11.4m 0.00% Added +221.3k +221,308
56 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 425,493425.5k $11.3m $11.3m 0.05% Reduced -10.8k -10,817
57 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 425,195425.2k $10.5m $10.5m 0.02% Added +2.9k +2,942
58 NAPLES GLOBAL ADVISORS, LLC 1.00% of their portfolio NAPLES, FL 401,853401.9k $10.7m $10.7m 1.00% Added +8.5k +8,547
59 Tidal Investments LLC 0.09% of their portfolio Milwaukee, WI 400,000400.0k $10.7m $10.7m 0.09% Added +37.7k +37,682
60 SigFig Wealth Management, LLC 0.20% of their portfolio SAN FRANCISCO, CA 378,352378.4k $5.6m $5.6m 0.20% Added +4.1k +4,110
61 ADAMSBROWN WEALTH CONSULTANTS LLC 3.41% of their portfolio WICHITA, KS 375,430375.4k $10.0m $10.0m 3.41% Added +17.6k +17,571
62 Prime Capital Investment Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 371,422371.4k $9.9m $9.9m 0.14% Reduced -8.8k -8,758
63 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 370,954371.0k $9.9m $9.9m 0.04% Reduced -82.3k -82,274
64 HANTZ FINANCIAL SERVICES, INC. 0.16% of their portfolio SOUTHFIELD, MI 347,345347.3k $9.2m $9.2m 0.16% Reduced -658 -658
65 Steele Capital Management, Inc. 0.47% of their portfolio DUBUQUE, IA 340,548340.5k $9.1m $9.1m 0.47% Reduced -501 -501
66 NORTH STAR ASSET MANAGEMENT INC 0.39% of their portfolio NEENAH, WI 333,727333.7k $8.9m $8.9m 0.39% Reduced -10.6k -10,641
67 Red Tortoise LLC 4.65% of their portfolio ATLANTA, GA 332,717332.7k $8.9m $8.9m 4.65% Reduced -3.2k -3,248
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 330,229330.2k $8.8m $8.8m 0.01% Reduced -6.1k -6,088
69 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 329,299329.3k $8.8m $8.8m 0.03% Reduced -26.5k -26,498
70 TruNorth Capital Management, LLC 2.39% of their portfolio KALAMAZOO, MI 328,697328.7k $8.8m $8.8m 2.39% Added +40.7k +40,708
71 HC Advisors, LLC 6.96% of their portfolio SANDY SPRINGS, GA 325,571325.6k $8.7m $8.7m 6.96% Reduced -1.9k -1,872
72 Visionary Wealth Advisors 0.50% of their portfolio O'FALLON, IL 321,999322.0k $8.6m $8.6m 0.50% Reduced -1.8k -1,768
73 MorganRosel Wealth Management, LLC 2.81% of their portfolio HIGHLANDS RANCH, CO 321,393321.4k $8.6m $8.6m 2.81% Added +1.7k +1,734
74 Garde Capital, Inc. 0.56% of their portfolio SEATTLE, WA 317,270317.3k $8.4m $8.4m 0.56% Reduced -23.6k -23,564
75 Apriem Advisors 0.95% of their portfolio IRVINE, CA 312,635312.6k $8.3m $8.3m 0.95% Reduced -6.4k -6,414
76 Brand Asset Management Group, Inc. 3.28% of their portfolio CHESTERFIELD, MO 302,885302.9k $8.1m $8.1m 3.28% Added +3.0k +2,966
77 ZACKS INVESTMENT MANAGEMENT 0.07% of their portfolio Chicago, IL 297,978298.0k $7.9m $7.9m 0.07% Added +28.5k +28,478
78 Seneca Financial Advisors LLC 3.91% of their portfolio ROCHESTER, NY 295,854295.9k $7.9m $7.9m 3.91% Added +11.7k +11,734
79 RKL Wealth Management LLC 0.69% of their portfolio LANCASTER, PA 290,237290.2k $7.7m $7.7m 0.69% Reduced -31.5k -31,548
80 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 289,341289.3k $7.7m $7.7m 0.03% Added +26.4k +26,369
81 Callan Capital, LLC 0.55% of their portfolio LA JOLLA, CA 281,065281.1k $7.5m $7.5m 0.55% Added +22.9k +22,867
82 BALLAST ADVISORS LLC 2.29% of their portfolio WOODBURY, MN 278,751278.8k $7.4m $7.4m 2.29% Added +15.1k +15,132
83 Wedmont Private Capital 0.37% of their portfolio WEST CHESTER, PA 270,302270.3k $7.0m $7.0m 0.37% Added +2.8k +2,790
84 Buckingham Capital Management, Inc. 0.80% of their portfolio DAYTON, OH 263,093263.1k $7.0m $7.0m 0.80% Added +4.3k +4,267
85 CABOT WEALTH MANAGEMENT INC 0.87% of their portfolio BEVERLY, MA 256,860256.9k $6.8m $6.8m 0.87% Reduced -92.5k -92,537
86 SIERRA OCEAN, LLC 5.58% of their portfolio RIPON, CA 256,685256.7k $6.8m $6.8m 5.58% First filing
87 Main Street Financial Solutions, LLC 0.67% of their portfolio NEWTOWN, PA 255,790255.8k $6.8m $6.8m 0.67% Added +16.0k +16,044
88 Geneos Wealth Management Inc. 0.23% of their portfolio ENGLEWOOD, CO 247,111247.1k $6.6m $6.6m 0.23% Added +5.4k +5,427
89 Boltwood Capital Management 1.93% of their portfolio WALNUT CREEK, CA 238,329238.3k $6.3m $6.3m 1.93% Reduced -2.4k -2,360
90 Sherwood Financial Partners, LLC 6.14% of their portfolio WESTLAKE VILLAGE, CA 232,135232.1k $6.2m $6.2m 6.14% First filing
91 Freedom Investment Management, Inc. 0.51% of their portfolio SOUTH WINDSOR, CT 230,281230.3k $6.1m $6.1m 0.51% Added +439 +439
92 Ackerman Capital Advisors, LLC 1.59% of their portfolio DALLAS, TX 227,768227.8k $6.1m $6.1m 1.59% Reduced -2.2k -2,205
93 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 227,484227.5k $6.1m $6.1m 0.01% Added +4.9k +4,933
94 ARKANSAS FINANCIAL GROUP, INC. 0.97% of their portfolio LITTLE ROCK, AR 225,053225.1k $6.0m $6.0m 0.97% Reduced -7.1k -7,088
95 Gemmer Asset Management LLC 0.59% of their portfolio WALNUT CREEK, CA 224,897224.9k $6.0m $6.0m 0.59% Added +15.9k +15,902
96 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 221,378221.4k $5.9m $5.9m 0.07% Added +7.4k +7,427
97 Holistic Financial Partners 2.92% of their portfolio INDIANAPOLIS, IN 220,786220.8k $5.9m $5.9m 2.92% Reduced -24.4k -24,430
98 St. Louis Trust Co 0.84% of their portfolio SAINT LOUIS, MO 220,000220.0k $5.9m $5.9m 0.84% Unchanged
99 Courage Miller Partners, LLC 1.99% of their portfolio NORFOLK, VA 218,733218.7k $5.8m $5.8m 1.99% Reduced -1.0k -1,045
100 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.42% of their portfolio CEDAR RAPIDS, IA 216,134216.1k $5.8m $5.8m 0.42% Added +4.9k +4,854