Vault-13

SCHWAB STRATEGIC TR SCHE

EMRG MKTEQ ETF · ETP · CUSIP 808524706

727 institutional holders +4 vs Q2 2024
140,965,951141.0m shares reported held*
$4.1bnreported value*
44 new 261 added 306 reduced 40 sold out net sold ≈ $2.8bn (-95.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($808.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.15. Options: 3 managers hold calls ($817.0k notional), 1 hold puts ($5.8k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 680Q4 22: 712Q1 23: 698Q2 23: 707Q3 23: 677Q4 23: 737Q1 24: 726Q2 24: 723Q3 24: 727727Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022680
Q4 2022712
Q1 2023698
Q2 2023707
Q3 2023677
Q4 2023737
Q1 2024726
Q2 2024723
Q3 2024727

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 357 bought or addedQ4 22: 318 cut or sold outQ1 23: 296 bought or addedQ1 23: 344 cut or sold outQ1 23Q2 23: 326 bought or addedQ2 23: 314 cut or sold outQ3 23: 266 bought or addedQ3 23: 362 cut or sold outQ3 23Q4 23: 316 bought or addedQ4 23: 339 cut or sold outQ1 24: 278 bought or addedQ1 24: 395 cut or sold outQ1 24Q2 24: 263 bought or addedQ2 24: 371 cut or sold outQ3 24: 305 bought or addedQ3 24: 346 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022357318
Q1 2023296344
Q2 2023326314
Q3 2023266362
Q4 2023316339
Q1 2024278395
Q2 2024263371
Q3 2024305346

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 23 calls: $746.2kQ4 23 puts: $22.3kQ4 23P/C 0.03Q1 24 calls: $656.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $361.2kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $817.0kQ3 24 puts: $5.8kQ3 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q4 2023$746.2k$22.3k0.03
Q1 2024$656.5k$00.00
Q2 2024$361.2k$00.00
Q3 2024$817.0k$5.8k0.01

Biggest buyers

US BANCORP \DE\ Added +3,781,621+3.8m
JPMORGAN CHASE & CO Added +803,886+803.9k
BENJAMIN EDWARDS INC Added +752,771+752.8k
HighTower Advisors, LLC Added +544,339+544.3k
Sanctuary Advisors, LLC Added +385,002+385.0k
Tidal Investments LLC New +362,318+362.3k
Cerity Partners LLC Added +354,392+354.4k
Focus Partners Wealth New +304,838+304.8k
Rakuten Investment Management, Inc. Added +298,400+298.4k
AVALON CAPITAL MANAGEMENT New +258,083+258.1k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -99,202,459-99.2m
Creative Planning Reduced -909,617-909.6k
Tradewinds Capital Management, LLC Reduced -622,834-622.8k
OLD MISSION CAPITAL LLC Sold out -459,328-459.3k
Financial Engines Advisors L.L.C. Reduced -379,741-379.7k
SageView Advisory Group, LLC Reduced -365,699-365.7k
MATHER GROUP, LLC. Reduced -364,871-364.9k
Strategic Financial Concepts, LLC Reduced -349,885-349.9k
JANE STREET GROUP, LLC Reduced -308,175-308.2k
Callan Capital, LLC Reduced -290,682-290.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $665.3k22.8k shares
CITADEL ADVISORS LLC Added $151.7k5.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $5.8k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.61% of their portfolio OVERLAND PARK, KS 21,228,17921.2m $619.4m $619.4m 0.61% Reduced -909.6k -909,617
2 Financial Engines Advisors L.L.C. 1.17% of their portfolio SANTA CLARA, CA 19,207,84819.2m $560.5m $560.5m 1.17% Reduced -379.7k -379,741
3 HighTower Advisors, LLC 0.33% of their portfolio CHICAGO, IL 7,807,7897.8m $227.8m $227.8m 0.33% Added +544.3k +544,339
4 US BANCORP \DE\ 0.14% of their portfolio MINNEAPOLIS, MN 3,812,6993.8m $111.3m $111.3m 0.14% Added +3.8m +3,781,621
5 SageView Advisory Group, LLC 4.21% of their portfolio Newport Beach, CA 2,843,4922.8m $83.0m $83.0m 4.21% Reduced -365.7k -365,699
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,432,9882.4m $71.0m $71.0m 0.02% Reduced -84.1k -84,093
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 2,314,5722.3m $67.5m $67.5m 0.15% Reduced -75.5k -75,528
8 REBALANCE, LLC 4.39% of their portfolio PALO ALTO, CA 2,055,4152.1m $60.0m $60.0m 4.39% Added +102.0k +101,963
9 MATHER GROUP, LLC. 0.76% of their portfolio CHICAGO, IL 2,035,1062.0m $59.4m $59.4m 0.76% Reduced -364.9k -364,871
10 MERCER GLOBAL ADVISORS INC /ADV 0.13% of their portfolio DENVER, CO 1,924,0281.9m $56.6m $56.6m 0.13% Reduced -18.1k -18,150
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,910,3911.9m $55.7m $55.7m 0.00% Reduced -154.3k -154,324
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,853,4361.9m $54.1m $54.1m 0.05% Reduced -4.6k -4,643
13 Orgel Wealth Management, LLC 1.25% of their portfolio ALTOONA, WI 1,706,5211.7m $49.8m $49.8m 1.25% Added +75.4k +75,392
14 Rakuten Investment Management, Inc. 0.29% of their portfolio TOKYO, M0 1,667,9801.7m $49.2m $49.2m 0.29% Added +298.4k +298,400
15 FMR LLC 0.00% of their portfolio BOSTON, MA 1,552,1611.6m $45.3m $45.3m 0.00% Added +97.5k +97,458
16 MONETA GROUP INVESTMENT ADVISORS LLC 0.65% of their portfolio ST LOUIS, MO 1,527,5411.5m $44.6m $44.6m 0.65% Added +151.5k +151,484
17 Heartwood Wealth Advisors LLC 4.85% of their portfolio RICHMOND, VA 1,501,3041.5m $43.8m $43.8m 4.85% Added +8.4k +8,441
18 McAdam, LLC 2.14% of their portfolio Philadelphia, PA 1,304,5051.3m $38.1m $38.1m 2.14% Reduced -78.6k -78,597
19 Krilogy Financial LLC 2.59% of their portfolio ST. LOUIS, MO 1,290,1701.3m $37.6m $37.6m 2.59% Reduced -25.0k -24,963
20 COOPER/HAIMS ADVISORS, LLC 19.68% of their portfolio VICTOR, NY 1,226,4131.2m $35.8m $35.8m 19.68% Added +19.2k +19,223
21 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,173,8721.2m $34.3m $34.3m 0.01% Added +169.5k +169,549
22 Mariner, LLC 0.06% of their portfolio Overland Park, KS 1,144,2961.1m $33.4m $33.4m 0.06% Reduced -6.7k -6,655
23 BlueSky Wealth Advisors, LLC 5.12% of their portfolio New Bern, NC 1,130,6651.1m $33.0m $33.0m 5.12% Added +45.8k +45,759
24 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 1,066,7571.1m $31.2m $31.2m 0.03% Added +9.8k +9,844
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,053,7521.1m $30.7m $30.7m 0.00% Added +803.9k +803,886
26 KLINGENSTEIN FIELDS & CO LP 1.15% of their portfolio NEW YORK, NY 995,072995.1k $29.0m $29.0m 1.15% Reduced -49.1k -49,120
27 RAINEY & RANDALL WEALTH ADVISORS INC. 6.15% of their portfolio Celebration, FL 981,067981.1k $28.6m $28.6m 6.15% Reduced -1.5k -1,481
28 JMG Financial Group, Ltd. 0.93% of their portfolio DOWNERS GROVE, IL 931,405931.4k $27.2m $27.2m 0.93% Added +45.1k +45,101
29 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 910,048910.0k $26.6m $26.6m 0.04% Added +7.6k +7,590
30 Wealthspire Advisors, LLC 0.27% of their portfolio NEW YORK, NY 899,039899.0k $26.2m $26.2m 0.27% Added +37.5k +37,506
31 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 841,663841.7k $24.6m $24.6m 0.05% Added +354.4k +354,392
32 BENJAMIN EDWARDS INC 0.32% of their portfolio Clayton, MO 762,735762.7k $22.3m $22.3m 0.32% Added +752.8k +752,771
33 Ballentine Partners, LLC 0.37% of their portfolio Waltham, MA 736,243736.2k $21.5m $21.5m 0.37% Reduced -10.5k -10,497
34 UBS Group AG 0.01% of their portfolio ZURICH, V8 725,279725.3k $21.2m $21.2m 0.01% Added +9.3k +9,276
35 Sanctuary Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 679,738679.7k $18.8m $18.8m 0.12% Added +385.0k +385,002
36 Clearwater Capital Advisors, LLC 1.91% of their portfolio HOFFMAN ESTATES, IL 671,161671.2k $19.6m $19.6m 1.91% Added +28.3k +28,335
37 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 653,625653.6k $19.1m $19.1m 0.04% Added +10.2k +10,203
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 629,686629.7k $18.4m $18.4m 0.00% Reduced -29.9k -29,887
39 SCS Capital Management LLC 0.37% of their portfolio BOSTON, MA 629,559629.6k $18.4m $18.4m 0.37% Reduced -58.6k -58,553
40 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.46% of their portfolio Seattle, WA 563,307563.3k $16.4m $16.4m 0.46% Added +42.2k +42,214
41 HBK Sorce Advisory LLC 0.50% of their portfolio ERIE, PA 562,108562.1k $16.4m $16.4m 0.50% Reduced -2.9k -2,897
42 Charles Schwab Trust Co 1.32% of their portfolio HENDERSON, NV 525,239525.2k $15.3m $15.3m 1.32% Added +66.7k +66,678
43 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.89% of their portfolio EAGLE, ID 525,175525.2k $15.3m $15.3m 4.89% Added +14.0k +14,007
44 LAKE STREET ADVISORS GROUP, LLC 0.69% of their portfolio PORTSMOUTH, NH 508,858508.9k $14.8m $14.8m 0.69% Added +33.8k +33,848
45 Alliance Wealth Management Group 3.84% of their portfolio FLEMINGTON, NJ 494,504494.5k $14.4m $14.4m 3.84% Reduced -20.7k -20,748
46 Towercrest Capital Management 2.33% of their portfolio NEWTOWN, PA 494,504494.5k $14.4m $14.4m 2.33% Reduced -20.7k -20,748
47 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 483,408483.4k $14.1m $14.1m 0.01% Added +12.8k +12,838
48 PURE PORTFOLIOS HOLDINGS LLC 5.20% of their portfolio LAKE OSWEGO, OR 472,198472.2k $13.8m $13.8m 5.20% First filing
49 Invst, LLC 1.64% of their portfolio INDIANAPOLIS, IN 464,527464.5k $13.6m $13.6m 1.64% Reduced -69.6k -69,628
50 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 2.83% of their portfolio GLASTONBURY, CT 454,799454.8k $13.3m $13.3m 2.83% Added +2.6k +2,602
51 Pathstone Holdings, LLC 0.06% of their portfolio ENGLEWOOD, NJ 453,228453.2k $13.2m $13.2m 0.06% Added +977 +977
52 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 436,310436.3k $12.7m $12.7m 0.05% Reduced -124.7k -124,699
53 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 423,832423.8k $12.4m $12.4m 0.02% Added +83.1k +83,065
54 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 422,253422.3k $12.3m $12.3m 0.03% Reduced -34.6k -34,576
55 NAPLES GLOBAL ADVISORS, LLC 1.07% of their portfolio NAPLES, FL 393,306393.3k $11.5m $11.5m 1.07% Added +10.5k +10,519
56 Prime Capital Investment Advisors, LLC 0.16% of their portfolio OVERLAND PARK, KS 380,180380.2k $11.1m $11.1m 0.16% Reduced -23.4k -23,427
57 SigFig Wealth Management, LLC 0.21% of their portfolio SAN FRANCISCO, CA 374,242374.2k $5.7m $5.7m 0.21% Added +15.6k +15,555
58 Tidal Investments LLC 0.12% of their portfolio Milwaukee, WI 362,318362.3k $10.6m $10.6m 0.12% New
59 ADAMSBROWN WEALTH CONSULTANTS LLC 3.62% of their portfolio WICHITA, KS 357,859357.9k $10.4m $10.4m 3.62% Added +10.8k +10,814
60 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 355,797355.8k $10.4m $10.4m 0.03% Added +84.8k +84,754
61 CABOT WEALTH MANAGEMENT INC 1.27% of their portfolio BEVERLY, MA 349,397349.4k $10.2m $10.2m 1.27% Added +5.3k +5,255
62 HANTZ FINANCIAL SERVICES, INC. 0.18% of their portfolio SOUTHFIELD, MI 348,003348.0k $10.2m $10.2m 0.18% Reduced -22.8k -22,839
63 Fund Evaluation Group, LLC 0.56% of their portfolio CINCINNATI, OH 345,130345.1k $10.1m $10.1m 0.56% Reduced -3.0k -3,035
64 NORTH STAR ASSET MANAGEMENT INC 0.45% of their portfolio NEENAH, WI 344,368344.4k $10.0m $10.0m 0.45% Reduced -5.4k -5,377
65 Steele Capital Management, Inc. 0.52% of their portfolio DUBUQUE, IA 341,049341.0k $10.0m $10.0m 0.52% Reduced -5.4k -5,380
66 Garde Capital, Inc. 0.65% of their portfolio SEATTLE, WA 340,834340.8k $9.9m $9.9m 0.65% Reduced -32.6k -32,637
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 336,317336.3k $9.8m $9.8m 0.02% Added +215.6k +215,569
68 Red Tortoise LLC 4.94% of their portfolio ATLANTA, GA 335,965336.0k $9.8m $9.8m 4.94% Reduced -7.8k -7,811
69 HC Advisors, LLC 7.86% of their portfolio SANDY SPRINGS, GA 327,443327.4k $9.6m $9.6m 7.86% Added +27.1k +27,122
70 Visionary Wealth Advisors 0.57% of their portfolio O'FALLON, IL 323,767323.8k $9.4m $9.4m 0.57% Reduced -6.9k -6,861
71 RKL Wealth Management LLC 0.85% of their portfolio LANCASTER, PA 321,785321.8k $9.4m $9.4m 0.85% Reduced -19.5k -19,541
72 MorganRosel Wealth Management, LLC 3.08% of their portfolio HIGHLANDS RANCH, CO 319,659319.7k $9.3m $9.3m 3.08% Added +365 +365
73 Apriem Advisors 1.09% of their portfolio IRVINE, CA 319,049319.0k $9.3m $9.3m 1.09% Reduced -13.0k -12,955
74 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 304,838304.8k $8.9m $8.9m 0.03% New
75 Brand Asset Management Group, Inc. 3.43% of their portfolio CHESTERFIELD, MO 299,919299.9k $8.8m $8.8m 3.43% Reduced -2.5k -2,549
76 Waverly Advisors, LLC 0.16% of their portfolio BIRMINGHAM, AL 296,386296.4k $8.6m $8.6m 0.16% Reduced -17.0k -16,985
77 TruNorth Capital Management, LLC 2.49% of their portfolio KALAMAZOO, MI 287,989288.0k $8.4m $8.4m 2.49% Added +16.2k +16,154
78 Seneca Financial Advisors LLC 4.03% of their portfolio ROCHESTER, NY 284,120284.1k $8.3m $8.3m 4.03% Added +156 +156
79 ZACKS INVESTMENT MANAGEMENT 0.07% of their portfolio Chicago, IL 269,500269.5k $7.9m $7.9m 0.07% Added +38.2k +38,245
80 Wedmont Private Capital 0.46% of their portfolio WEST CHESTER, PA 267,512267.5k $8.1m $8.1m 0.46% Added +5.3k +5,334
81 BALLAST ADVISORS LLC 2.38% of their portfolio WOODBURY, MN 263,619263.6k $7.7m $7.7m 2.38% Reduced -6.7k -6,662
82 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 262,972263.0k $7.7m $7.7m 0.03% Added +18.7k +18,685
83 Buckingham Capital Management, Inc. 0.86% of their portfolio DAYTON, OH 258,826258.8k $7.6m $7.6m 0.86% Reduced -1.2k -1,168
84 Callan Capital, LLC 0.53% of their portfolio LA JOLLA, CA 258,198258.2k $7.5m $7.5m 0.53% Reduced -290.7k -290,682
85 AVALON CAPITAL MANAGEMENT 2.28% of their portfolio Port Of Redwood City, CA 258,083258.1k $7.5m $7.5m 2.28% New
86 OLIO Financial Planning 2.57% of their portfolio MCLEAN, VA 246,945246.9k $6.1m $6.1m 2.57% Added +783 +783
87 Holistic Financial Partners 3.44% of their portfolio INDIANAPOLIS, IN 245,216245.2k $7.2m $7.2m 3.44% Added +2.6k +2,648
88 Geneos Wealth Management Inc. 0.27% of their portfolio ENGLEWOOD, CO 241,684241.7k $7.1m $7.1m 0.27% Reduced -16.3k -16,255
89 Boltwood Capital Management 2.08% of their portfolio WALNUT CREEK, CA 240,689240.7k $7.0m $7.0m 2.08% Reduced -7.8k -7,840
90 Main Street Financial Solutions, LLC 0.64% of their portfolio NEWTOWN, PA 239,746239.7k $7.0m $7.0m 0.64% Added +5.9k +5,887
91 ARKANSAS FINANCIAL GROUP, INC. 1.11% of their portfolio LITTLE ROCK, AR 232,141232.1k $6.8m $6.8m 1.11% Reduced -6.8k -6,848
92 Ackerman Capital Advisors, LLC 1.73% of their portfolio DALLAS, TX 229,973230.0k $6.7m $6.7m 1.73% Reduced -4.9k -4,906
93 Freedom Investment Management, Inc. 0.53% of their portfolio SOUTH WINDSOR, CT 229,842229.8k $6.7m $6.7m 0.53% Reduced -2.9k -2,943
94 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 222,551222.6k $6.5m $6.5m 0.01% Reduced -24.9k -24,911
95 St. Louis Trust Co 0.90% of their portfolio SAINT LOUIS, MO 220,000220.0k $6.4m $6.4m 0.90% Unchanged
96 Courage Miller Partners, LLC 2.16% of their portfolio NORFOLK, VA 219,778219.8k $6.4m $6.4m 2.16% Reduced -1.5k -1,503
97 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 213,951214.0k $6.2m $6.2m 0.08% Added +5.1k +5,051
98 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.45% of their portfolio CEDAR RAPIDS, IA 211,280211.3k $6.2m $6.2m 0.45% Added +1.7k +1,744
99 Boyd Wealth Management, LLC 3.11% of their portfolio SACRAMENTO, CA 210,215210.2k $6.1m $6.1m 3.11% Reduced -181.3k -181,312
100 Cornerstone Wealth Advisors, Inc. 1.70% of their portfolio EDINA, MN 209,380209.4k $6.1m $6.1m 1.70% Added +2.9k +2,917