Vault-13

SCHWAB STRATEGIC TR SCHE

EMRG MKTEQ ETF · ETP · CUSIP 808524706

726 institutional holders -11 vs Q4 2023
240,046,159240.0m shares reported held*
$6.1bnreported value*
55 new 223 added 335 reduced 60 sold out net bought ≈ $27.1m (-8.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.24. Options: 4 managers hold calls ($656.5k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 680Q4 22: 712Q1 23: 698Q2 23: 707Q3 23: 677Q4 23: 737Q1 24: 726726Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022680
Q4 2022712
Q1 2023698
Q2 2023707
Q3 2023677
Q4 2023737
Q1 2024726

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 357 bought or addedQ4 22: 318 cut or sold outQ4 22Q1 23: 296 bought or addedQ1 23: 344 cut or sold outQ1 23Q2 23: 326 bought or addedQ2 23: 314 cut or sold outQ2 23Q3 23: 266 bought or addedQ3 23: 362 cut or sold outQ3 23Q4 23: 316 bought or addedQ4 23: 339 cut or sold outQ4 23Q1 24: 278 bought or addedQ1 24: 395 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022357318
Q1 2023296344
Q2 2023326314
Q3 2023266362
Q4 2023316339
Q1 2024278395

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $674.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.0mQ3 23 puts: $6.8kQ3 23P/C 0.01Q4 23 calls: $746.2kQ4 23 puts: $22.3kQ4 23P/C 0.03Q1 24 calls: $656.5kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$674.9k$00.00
Q3 2023$1.0m$6.8k0.01
Q4 2023$746.2k$22.3k0.03
Q1 2024$656.5k$00.00

Biggest buyers

JANE STREET GROUP, LLC Added +2,719,430+2.7m
MORGAN STANLEY Added +2,017,640+2.0m
Charles Schwab Investment Advisory, Inc. Added +1,381,789+1.4m
HighTower Advisors, LLC Added +1,336,611+1.3m
BANK OF MONTREAL /CAN/ Added +1,040,844+1.0m
OLD MISSION CAPITAL LLC Added +798,250+798.2k
Orgel Wealth Management, LLC Added +532,740+532.7k
FLOW TRADERS U.S. LLC Added +487,578+487.6k
Waverly Advisors, LLC New +303,046+303.0k
Callan Capital, LLC Added +294,922+294.9k

Biggest sellers

Cerity Partners LLC Reduced -9,218,309-9.2m
SageView Advisory Group, LLC Sold out -3,273,046-3.3m
Creative Planning Reduced -1,457,631-1.5m
BlueSky Wealth Advisors, LLC Sold out -993,881-993.9k
HANTZ FINANCIAL SERVICES, INC. Reduced -754,412-754.4k
Trilogy Capital Inc. Sold out -556,571-556.6k
Hamilton Capital, LLC Reduced -398,257-398.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -322,054-322.1k
Heartwood Wealth Advisors LLC Reduced -313,768-313.8k
FFT WEALTH MANAGEMENT LLC Reduced -303,756-303.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $621.1k24.6k shares
CITADEL ADVISORS LLC Reduced $35.4k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $0100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 2.96% of their portfolio SAN FRANCISCO, CA 85,303,27085.3m $2.2bn $2.2bn 2.96% Added +1.4m +1,381,789
2 Creative Planning 0.65% of their portfolio OVERLAND PARK, KS 23,343,89723.3m $589.4m $589.4m 0.65% Reduced -1.5m -1,457,631
3 Financial Engines Advisors L.L.C. 1.13% of their portfolio SANTA CLARA, CA 19,918,46619.9m $502.9m $502.9m 1.13% Reduced -72.5k -72,466
4 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.07% of their portfolio SAN FRANCISCO, CA 12,184,40412.2m $307.7m $307.7m 0.07% Added +187.2k +187,189
5 HighTower Advisors, LLC 0.24% of their portfolio CHICAGO, IL 5,833,1315.8m $147.3m $147.3m 0.24% Added +1.3m +1,336,611
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,617,4225.6m $141.8m $141.8m 0.00% Added +2.0m +2,017,640
7 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,809,0052.8m $70.9m $70.9m 0.03% Reduced -235.1k -235,073
8 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 2,769,6922.8m $69.9m $69.9m 0.09% Added +2.7m +2,719,430
9 MATHER GROUP, LLC. 0.99% of their portfolio CHICAGO, IL 2,520,6792.5m $62.5m $62.5m 0.99% Reduced -37.5k -37,480
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 2,428,4672.4m $61.3m $61.3m 0.16% Reduced -50.6k -50,641
11 MERCER GLOBAL ADVISORS INC /ADV 0.16% of their portfolio DENVER, CO 2,175,2802.2m $57.0m $57.0m 0.16% Reduced -322.1k -322,054
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,850,5041.9m $46.7m $46.7m 0.05% Reduced -62.5k -62,495
13 REBALANCE, LLC 3.69% of their portfolio PALO ALTO, CA 1,779,7871.8m $44.9m $44.9m 3.69% Added +43.4k +43,356
14 FMR LLC 0.00% of their portfolio BOSTON, MA 1,630,9971.6m $41.2m $41.2m 0.00% Reduced -106.5k -106,465
15 Heartwood Wealth Advisors LLC 4.61% of their portfolio RICHMOND, VA 1,482,2281.5m $37.4m $37.4m 4.61% Reduced -313.8k -313,768
16 Orgel Wealth Management, LLC 1.00% of their portfolio ALTOONA, WI 1,443,8721.4m $36.5m $36.5m 1.00% Added +532.7k +532,740
17 SCS Capital Management LLC 0.38% of their portfolio BOSTON, MA 1,411,0401.4m $35.6m $35.6m 0.38% Reduced -22.0k -21,962
18 Krilogy Financial LLC 2.57% of their portfolio ST. LOUIS, MO 1,325,1941.3m $33.5m $33.5m 2.57% Added +31.2k +31,178
19 MONETA GROUP INVESTMENT ADVISORS LLC 0.54% of their portfolio ST LOUIS, MO 1,304,4911.3m $32.9m $32.9m 0.54% Added +268.3k +268,251
20 Rakuten Investment Management, Inc. 0.23% of their portfolio TOKYO, M0 1,264,7401.3m $31.9m $31.9m 0.23% Added +147.7k +147,700
21 McAdam, LLC 2.03% of their portfolio Philadelphia, PA 1,252,2321.3m $31.6m $31.6m 2.03% Added +138.6k +138,586
22 Mariner, LLC 0.06% of their portfolio Overland Park, KS 1,209,9451.2m $30.6m $30.6m 0.06% Added +77.0k +77,017
23 COOPER/HAIMS ADVISORS, LLC 17.54% of their portfolio VICTOR, NY 1,194,9801.2m $30.2m $30.2m 17.54% Added +127.5k +127,517
24 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,078,7351.1m $27.2m $27.2m 0.01% Added +1.0m +1,040,844
25 KLINGENSTEIN FIELDS & CO LP 1.13% of their portfolio NEW YORK, NY 1,078,6791.1m $27.2m $27.2m 1.13% Reduced -3.6k -3,634
26 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 1,053,0741.1m $26.6m $26.6m 0.04% Reduced -33.4k -33,350
27 RAINEY & RANDALL WEALTH ADVISORS INC. 5.77% of their portfolio Celebration, FL 976,795976.8k $24.7m $24.7m 5.77% Added +24.5k +24,509
28 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 944,374944.4k $23.8m $23.8m 0.01% Added +152.6k +152,550
29 JMG Financial Group, Ltd. 0.89% of their portfolio DOWNERS GROVE, IL 926,686926.7k $23.4m $23.4m 0.89% Added +20.6k +20,550
30 OLD MISSION CAPITAL LLC 0.56% of their portfolio CHICAGO, IL 913,435913.4k $23.1m $23.1m 0.56% Added +798.2k +798,250
31 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 895,818895.8k $22.6m $22.6m 0.04% Added +4.0k +4,029
32 Wealthspire Advisors, LLC 0.29% of their portfolio NEW YORK, NY 866,440866.4k $21.9m $21.9m 0.29% Added +605 +605
33 BENJAMIN F. EDWARDS & COMPANY, INC. 0.36% of their portfolio ST. LOUIS, MO 774,727774.7k $19.6m $19.6m 0.36% Added +108.2k +108,195
34 UBS Group AG 0.01% of their portfolio ZURICH, V8 759,256759.3k $19.2m $19.2m 0.01% Reduced -29.8k -29,795
35 Ballentine Partners, LLC 0.36% of their portfolio Waltham, MA 753,787753.8k $19.0m $19.0m 0.36% Reduced -2.5k -2,468
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 655,220655.2k $16.5m $16.5m 0.00% Reduced -10.5k -10,480
37 Clearwater Capital Advisors, LLC 1.74% of their portfolio HOFFMAN ESTATES, IL 646,262646.3k $16.3m $16.3m 1.74% Added +42.3k +42,266
38 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 639,583639.6k $16.1m $16.1m 0.04% Added +96.1k +96,080
39 Invst, LLC 1.88% of their portfolio INDIANAPOLIS, IN 626,118626.1k $15.9m $15.9m 1.88% Added +36.7k +36,662
40 Cresset Asset Management, LLC 0.07% of their portfolio Chicago, IL 598,857598.9k $15.1m $15.1m 0.07% Added +14.9k +14,918
41 Prime Capital Investment Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 582,077582.1k $14.7m $14.7m 0.21% Added +104.1k +104,065
42 Callan Capital, LLC 0.64% of their portfolio LA JOLLA, CA 580,258580.3k $14.7m $14.7m 0.64% Added +294.9k +294,922
43 HBK Sorce Advisory LLC 0.50% of their portfolio ERIE, PA 564,373564.4k $14.3m $14.3m 0.50% Reduced -91.4k -91,361
44 FLOW TRADERS U.S. LLC 0.76% of their portfolio NEW YORK, NY 563,348563.3k $14.2m $14.2m 0.76% Added +487.6k +487,578
45 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 521,525521.5k $13.2m $13.2m 0.03% Reduced -9.2m -9,218,309
46 Alliance Wealth Management Group 3.74% of their portfolio FLEMINGTON, NJ 505,200505.2k $12.8m $12.8m 3.74% Added +22.3k +22,274
47 Towercrest Capital Management 2.15% of their portfolio NEWTOWN, PA 505,200505.2k $12.8m $12.8m 2.15% Added +22.3k +22,274
48 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.38% of their portfolio Seattle, WA 490,369490.4k $12.4m $12.4m 0.38% Added +49.7k +49,732
49 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 488,018488.0k $12.3m $12.3m 0.03% Added +39.5k +39,451
50 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.30% of their portfolio EAGLE, ID 477,267477.3k $12.1m $12.1m 4.30% Added +17.8k +17,829
51 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 475,596475.6k $12.0m $12.0m 0.01% Reduced -27.3k -27,315
52 LAKE STREET ADVISORS GROUP, LLC 0.56% of their portfolio PORTSMOUTH, NH 471,423471.4k $11.9m $11.9m 0.56% Reduced -12.0k -12,048
53 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 2.60% of their portfolio GLASTONBURY, CT 449,949449.9k $11.4m $11.4m 2.60% Added +18.3k +18,293
54 Pathstone Holdings, LLC 0.05% of their portfolio ENGLEWOOD, NJ 445,272445.3k $11.2m $11.2m 0.05% Added +10.6k +10,554
55 Charles Schwab Trust Co 1.06% of their portfolio HENDERSON, NV 443,597443.6k $11.2m $11.2m 1.06% Added +75.0k +75,003
56 Garde Capital, Inc. 0.78% of their portfolio SEATTLE, WA 441,245441.2k $11.1m $11.1m 0.78% Reduced -51.2k -51,225
57 HANTZ FINANCIAL SERVICES, INC. 0.20% of their portfolio SOUTHFIELD, MI 405,207405.2k $10.2m $10.2m 0.20% Reduced -754.4k -754,412
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 396,262396.3k $10.0m $10.0m 0.00% Reduced -35.0k -35,030
59 VALLEY NATIONAL ADVISERS INC 1.44% of their portfolio BETHLEHEM, PA 376,152376.2k $9.5m $9.5m 1.44% Added +11.3k +11,257
60 CABOT WEALTH MANAGEMENT INC 1.22% of their portfolio BEVERLY, MA 368,773368.8k $9.3m $9.3m 1.22% Reduced -915 -915
61 NAPLES GLOBAL ADVISORS, LLC 0.95% of their portfolio NAPLES, FL 368,074368.1k $9.3m $9.3m 0.95% Added +20.5k +20,529
62 NORTH STAR ASSET MANAGEMENT INC 0.43% of their portfolio NEENAH, WI 361,459361.5k $9.1m $9.1m 0.43% Reduced -37.0k -37,026
63 RKL Wealth Management LLC 0.88% of their portfolio LANCASTER, PA 351,685351.7k $8.9m $8.9m 0.88% Reduced -19.9k -19,870
64 Fund Evaluation Group, LLC 0.55% of their portfolio CINCINNATI, OH 349,069349.1k $8.8m $8.8m 0.55% Reduced -5.9k -5,862
65 Steele Capital Management, Inc. 0.51% of their portfolio DUBUQUE, IA 348,710348.7k $8.8m $8.8m 0.51% Reduced -13.6k -13,567
66 Red Tortoise LLC 4.82% of their portfolio ATLANTA, GA 341,699341.7k $8.6m $8.6m 4.82% Reduced -43.6k -43,618
67 Apriem Advisors 1.08% of their portfolio IRVINE, CA 340,732340.7k $8.6m $8.6m 1.08% Reduced -9.5k -9,506
68 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 339,067339.1k $8.6m $8.6m 0.01% Added +7.9k +7,853
69 SigFig Wealth Management, LLC 0.21% of their portfolio SAN FRANCISCO, CA 339,042339.0k $5.8m $5.8m 0.21% Added +16.9k +16,921
70 ADAMSBROWN WEALTH CONSULTANTS LLC 3.43% of their portfolio WICHITA, KS 335,548335.5k $8.5m $8.5m 3.43% Added +8.0k +7,955
71 Visionary Wealth Advisors 0.56% of their portfolio O'FALLON, IL 329,361329.4k $8.3m $8.3m 0.56% Reduced -47.4k -47,446
72 MorganRosel Wealth Management, LLC 2.80% of their portfolio HIGHLANDS RANCH, CO 311,076311.1k $7.9m $7.9m 2.80% Added +26.7k +26,746
73 Brand Asset Management Group, Inc. 3.34% of their portfolio CHESTERFIELD, MO 307,535307.5k $7.8m $7.8m 3.34% Added +10.7k +10,729
74 HC Advisors, LLC 3.70% of their portfolio SANDY SPRINGS, GA 307,461307.5k $7.8m $7.8m 3.70% Added +66.0k +65,997
75 Waverly Advisors, LLC 0.18% of their portfolio BIRMINGHAM, AL 303,046303.0k $7.7m $7.7m 0.18% New
76 Wedmont Private Capital 0.55% of their portfolio WEST CHESTER, PA 291,067291.1k $7.5m $7.5m 0.55% Added +6.5k +6,493
77 ARKANSAS FINANCIAL GROUP, INC. 1.29% of their portfolio LITTLE ROCK, AR 290,544290.5k $7.3m $7.3m 1.29% Reduced -9.3k -9,316
78 Seneca Financial Advisors LLC 3.84% of their portfolio ROCHESTER, NY 285,101285.1k $7.2m $7.2m 3.84% Reduced -9.6k -9,630
79 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 284,898284.9k $7.2m $7.2m 0.03% Added +26.6k +26,611
80 Marotta Asset Management 1.40% of their portfolio CHARLOTTESVILLE, VA 267,803267.8k $6.8m $6.8m 1.40% Reduced -31.0k -30,996
81 TruNorth Capital Management, LLC 2.30% of their portfolio KALAMAZOO, MI 263,792263.8k $6.7m $6.7m 2.30% First filing
82 BALLAST ADVISORS LLC 2.24% of their portfolio WOODBURY, MN 262,996263.0k $6.6m $6.6m 2.24% Added +26.3k +26,307
83 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 257,295257.3k $6.5m $6.5m 0.01% Reduced -146.0k -145,972
84 Boltwood Capital Management 2.00% of their portfolio WALNUT CREEK, CA 255,775255.8k $6.5m $6.5m 2.00% Added +10.3k +10,320
85 Holistic Financial Partners 3.28% of their portfolio INDIANAPOLIS, IN 255,411255.4k $6.4m $6.4m 3.28% Added +1.5k +1,528
86 Geneos Wealth Management Inc. 0.29% of their portfolio ENGLEWOOD, CO 251,698251.7k $6.4m $6.4m 0.29% Added +9.2k +9,212
87 Buckingham Capital Management, Inc. 0.77% of their portfolio DAYTON, OH 250,351250.4k $6.3m $6.3m 0.77% Added +8.7k +8,666
88 OLIO Financial Planning 2.57% of their portfolio MCLEAN, VA 246,945246.9k $6.1m $6.1m 2.57% Reduced -2.2k -2,186
89 Strid Group, LLC 1.09% of their portfolio NEWTOWN SQUARE, PA 240,288240.3k $6.1m $6.1m 1.09% Reduced -21.4k -21,439
90 Consilium Wealth Advisory, LLC 3.33% of their portfolio FRISCO, TX 234,552234.6k $5.9m $5.9m 3.33% Reduced -13.9k -13,910
91 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 234,391234.4k $5.9m $5.9m 0.02% Added +10.8k +10,757
92 Ackerman Capital Advisors, LLC 1.63% of their portfolio DALLAS, TX 234,369234.4k $5.9m $5.9m 1.63% Reduced -1.5k -1,467
93 Rockbridge Investment Management, LCC 0.85% of their portfolio Syracuse, NY 228,487228.5k $5.8m $5.8m 0.85% Reduced -1.7k -1,706
94 Bluespring Wealth Management, LLC 0.63% of their portfolio AUSTIN, TX 225,851225.9k $5.7m $5.7m 0.63% Reduced -15.7k -15,665
95 Courage Miller Partners, LLC 1.93% of their portfolio NORFOLK, VA 221,089221.1k $5.6m $5.6m 1.93% Added +3.1k +3,065
96 Sequoia Financial Advisors, LLC 0.07% of their portfolio Akron, OH 220,086220.1k $5.6m $5.6m 0.07% Reduced -17.8k -17,777
97 BUCKINGHAM STRATEGIC WEALTH, LLC 0.06% of their portfolio CLAYTON, MO 217,942217.9k $5.5m $5.5m 0.06% Added +4.8k +4,816
98 Main Street Financial Solutions, LLC 0.58% of their portfolio NEWTOWN, PA 216,826216.8k $5.5m $5.5m 0.58% Added +18.8k +18,814
99 Upper Left Wealth Management, LLC 4.98% of their portfolio TAMPA, FL 212,989213.0k $5.4m $5.4m 4.98% Added +11.5k +11,461
100 Freedom Investment Management, Inc. 0.42% of their portfolio SOUTH WINDSOR, CT 209,487209.5k $5.3m $5.3m 0.42% Reduced -7.3k -7,314