Vault-13

SCHWAB STRATEGIC TR SCHI

5 10YR CORP BD · ETP · CUSIP 808524698

184 institutional holders +17 vs Q4 2023
134,103,975134.1m shares reported held*
$6.0bnreported value*
55 new 67 added 42 reduced 39 sold out net bought ≈ $658.5m (+14.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.49.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 58Q4 22: 54Q1 23: 53Q2 23: 99Q3 23: 150Q4 23: 167Q1 24: 184184Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202258
Q4 202254
Q1 202353
Q2 202399
Q3 2023150
Q4 2023167
Q1 2024184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 24 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 116 bought or addedQ3 23: 44 cut or sold outQ3 23Q4 23: 117 bought or addedQ4 23: 52 cut or sold outQ4 23Q1 24: 122 bought or addedQ1 24: 81 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222440
Q1 20232625
Q2 20238018
Q3 202311644
Q4 202311752
Q1 202412281

Biggest buyers

RiverFront Investment Group, LLC New +3,863,892+3.9m
ENVESTNET ASSET MANAGEMENT INC Added +3,278,795+3.3m
Charles Schwab Investment Advisory, Inc. Added +3,069,445+3.1m
Campbell Wealth Management Added +1,772,793+1.8m
RAYMOND JAMES & ASSOCIATES New +767,453+767.5k
ROYAL BANK OF CANADA Added +672,516+672.5k
Janney Montgomery Scott LLC Added +474,815+474.8k
RATIONAL ADVISORS, INC. New +352,947+352.9k
Rockefeller Capital Management L.P. New +314,330+314.3k
JANE STREET GROUP, LLC New +174,453+174.5k

Biggest sellers

JPMORGAN CHASE & CO Reduced -417,290-417.3k
BlackRock Inc. Reduced -207,749-207.7k
Pinnacle Wealth Management Group, Inc. Reduced -121,741-121.7k
Horst & Graben Wealth Management LLC Reduced -88,226-88.2k
Cetera Advisor Networks LLC Sold out -78,522-78.5k
Austin Private Wealth, LLC Reduced -68,575-68.6k
One Wealth Advisors, LLC Reduced -50,340-50.3k
Vident Advisory, LLC Sold out -44,308-44.3k
West Wealth Group, LLC Sold out -40,044-40.0k
FFG RETIREMENT ADVISORS LLC Reduced -23,057-23.1k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.80% of their portfolio SAN FRANCISCO, CA 111,203,789111.2m $4.9bn $4.9bn 6.80% Added +3.1m +3,069,445
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 5,407,0075.4m $240.6m $240.6m 0.06% Added +14.3k +14,343
3 RiverFront Investment Group, LLC 4.84% of their portfolio RICHMOND, VA 3,863,8923.9m $171.9m $171.9m 4.84% New
4 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,297,5783.3m $146.7m $146.7m 0.05% Added +3.3m +3,278,795
5 Campbell Wealth Management 9.21% of their portfolio ALEXANDRIA, VA 2,083,6512.1m $92.7m $92.7m 9.21% Added +1.8m +1,772,793
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 789,907789.9k $35.1m $35.1m 0.01% Added +672.5k +672,516
7 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 767,453767.5k $34.1m $34.1m 0.02% New
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 513,782513.8k $22.9m $22.9m 0.00% Added +29.0k +29,018
9 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 480,300480.3k $21.4m $21.4m 0.06% Added +474.8k +474,815
10 OGOREK ANTHONY JOSEPH /NY/ /ADV 6.01% of their portfolio WILLIAMSVILLE, NY 388,708388.7k $17.3m $17.3m 6.01% Added +93.4k +93,351
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 374,610374.6k $16.7m $16.7m 0.00% Reduced -417.3k -417,290
12 Bouchey Financial Group, Ltd. 1.58% of their portfolio TROY, NY 361,769361.8k $16.1m $16.1m 1.58% Added +19.8k +19,786
13 RATIONAL ADVISORS, INC. 1.46% of their portfolio San Juan, PR 352,947352.9k $15.7m $15.7m 1.46% New
14 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 314,330314.3k $14.0m $14.0m 0.04% New
15 WestHill Financial Advisors, Inc. 2.69% of their portfolio San Rafael, CA 245,439245.4k $10.9m $10.9m 2.69% Added +11.9k +11,853
16 Charles Schwab Trust Co 0.75% of their portfolio HENDERSON, NV 177,645177.6k $7.9m $7.9m 0.75% Added +48.9k +48,863
17 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 174,453174.5k $7.8m $7.8m 0.01% New
18 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 161,818161.8k $7.2m $7.2m 0.01% New
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 160,676160.7k $7.1m $7.1m 0.02% Added +29.8k +29,802
20 BlackRock Inc. 0.00% of their portfolio New York, NY 146,436146.4k $6.5m $6.5m 0.00% Reduced -207.7k -207,749
21 Marmo Financial Group, LLC 3.80% of their portfolio Johnson City, TN 140,246140.2k $6.2m $6.2m 3.80% New
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 124,335124.3k $5.5m $5.5m 0.00% Added +110.7k +110,691
23 Semmax Financial Advisors Inc. 1.75% of their portfolio Winston Salem, NC 121,634121.6k $5.3m $5.3m 1.75% Added +18.6k +18,644
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 101,947101.9k $4.5m $4.5m 0.01% Added +67.5k +67,476
25 Kaizen Financial Strategies 2.96% of their portfolio CAMPBELL, CA 97,75097.8k $4.3m $4.3m 2.96% Added +34.8k +34,815
26 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 96,66996.7k $4.3m $4.3m 0.01% Added +87.7k +87,705
27 Mariner, LLC 0.01% of their portfolio Overland Park, KS 83,80283.8k $3.7m $3.7m 0.01% Added +10.2k +10,242
28 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 83,24383.2k $3.7m $3.7m 0.01% New
29 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 81,73881.7k $3.6m $3.6m 0.08% Added +6.6k +6,612
30 DecisionPoint Financial, LLC 1.31% of their portfolio MESA, AZ 76,24776.2k $3.3m $3.3m 1.31% Reduced -2.2k -2,215
31 SIGNET FINANCIAL MANAGEMENT, LLC 0.41% of their portfolio PARSIPPANY, NJ 67,11967.1k $3.0m $3.0m 0.41% Added +2.8k +2,838
32 FFG RETIREMENT ADVISORS LLC 1.96% of their portfolio CENTENNIAL, CO 62,41662.4k $2.8m $2.8m 1.96% Reduced -23.1k -23,057
33 AlphaStar Capital Management, LLC 0.28% of their portfolio CORNELIUS, NC 60,61460.6k $2.7m $2.7m 0.28% Added +5.7k +5,655
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 57,67457.7k $2.6m $2.6m 0.00% Added +46.0k +45,955
35 Citizens National Bank Trust Department 0.54% of their portfolio MERIDIAN, MS 52,50252.5k $2.3m $2.3m 0.54% Added +715 +715
36 Essex LLC 0.54% of their portfolio DEER PARK, IL 52,26052.3k $2.3m $2.3m 0.54% Added +200 +200
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 51,64751.6k $2.3m $2.3m 0.00% Added +37.5k +37,499
38 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 51,15551.2k $2.2m $2.2m 0.06% Reduced -3.4k -3,371
39 Horst & Graben Wealth Management LLC 0.46% of their portfolio PORTLAND, OR 50,94150.9k $2.3m $2.3m 0.46% Reduced -88.2k -88,226
40 Forthright Family Wealth Advisory LLC 1.41% of their portfolio HOUSTON, TX 47,19747.2k $2.1m $2.1m 1.41% Added +3.3k +3,279
41 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 41,64941.6k $1.9m $1.9m 0.06% Added +32.1k +32,146
42 Bank of New Hampshire 0.48% of their portfolio LACONIA, NH 40,80140.8k $1.8m $1.8m 0.48% Added +29.5k +29,499
43 Strategic Blueprint, LLC 0.12% of their portfolio ATLANTA, GA 38,47838.5k $1.7m $1.7m 0.12% Reduced -21.0k -20,952
44 Andina Capital Management, LLC 1.29% of their portfolio LOGAN, UT 37,21037.2k $1.7m $1.7m 1.29% New
45 Austin Private Wealth, LLC 0.19% of their portfolio Austin, TX 36,76036.8k $1.6m $1.6m 0.19% Reduced -68.6k -68,575
46 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 34,34034.3k $1.5m $1.5m 0.06% New
47 Source Financial Advisors LLC 0.46% of their portfolio NEW YORK, NY 34,34034.3k $1.5m $1.5m 0.46% New
48 Nilsine Partners, LLC 0.21% of their portfolio GREENWOOD VILLAGE, CO 34,29534.3k $1.5m $1.5m 0.21% Reduced -1.1k -1,084
49 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 33,60033.6k $1.5m $1.5m 0.00% Added +27 +27
50 Transform Wealth, LLC 0.13% of their portfolio GREENWOOD VILLAGE, CO 30,82530.8k $1.4m $1.4m 0.13% Added +1.3k +1,342
51 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 29,45429.5k $1.3m $1.3m 0.00% New
52 Beacon Bridge Wealth Partners, LLC 0.61% of their portfolio LOWER GWYNEDD, PA 28,94928.9k $1.3m $1.3m 0.61% Added +6.4k +6,425
53 NorthCrest Asset Manangement, LLC 0.04% of their portfolio PLYMOUTH, MN 28,85228.9k $1.3m $1.3m 0.04% Added +313 +313
54 CIBC WORLD MARKETS CORP 0.01% of their portfolio NEW YORK, NY 26,94226.9k $1.2m $1.2m 0.01% New
55 COMERICA BANK 0.01% of their portfolio DALLAS, TX 26,64626.6k $1.2m $1.2m 0.01% New
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,37625.4k $1.1m $1.1m 0.00% Added +8.3k +8,253
57 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 24,48724.5k $1.1m $1.1m 0.02% Added +1.4k +1,389
58 PFG Advisors 0.07% of their portfolio Phoenix, AZ 22,32322.3k $993.2k $993.2k 0.07% Reduced -4.9k -4,943
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,74921.7k $967.6k $967.6k 0.00% Reduced -9.8k -9,840
60 Gratus Capital, LLC 0.04% of their portfolio ATLANTA, GA 20,86120.9k $928.1k $928.1k 0.04% Reduced -1.4k -1,414
61 One Wealth Advisors, LLC 0.16% of their portfolio SAN FRANCISCO, CA 20,16520.2k $897.1k $897.1k 0.16% Reduced -50.3k -50,340
62 Adams Wealth Management 0.20% of their portfolio LOGAN, UT 18,23918.2k $811.5k $811.5k 0.20% Added +1.8k +1,818
63 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 18,09618.1k $805.0k $805.0k 0.00% Added +3.4k +3,396
64 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 17,09717.1k $761.0k $761.0k 0.03% New
65 TNF LLC 0.29% of their portfolio BILLINGS, MT 16,92516.9k $733.0k $733.0k 0.29% Reduced -13.0k -13,049
66 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 16,89816.9k $751.8k $751.8k 0.02% New
67 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 16,48716.5k $733.5k $733.5k 0.02% Added +5.4k +5,393
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,18816.2k $720.2k $720.2k 0.00% Added +2.7k +2,686
69 Prairiewood Capital, LLC 0.34% of their portfolio FARGO, ND 16,14716.1k $718.4k $718.4k 0.34% Added +6.3k +6,320
70 Arrowroot Family Office, LLC 0.45% of their portfolio MARINA DEL REY, CA 15,76115.8k $701.2k $701.2k 0.45% Added +3.8k +3,826
71 VAN STRUM & TOWNE INC. 0.24% of their portfolio SAN FRANCISCO, CA 15,06215.1k $670.1k $670.1k 0.24% Added +2.1k +2,115
72 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 14,96015.0k $665.6k $665.6k 0.01% Added +300 +300
73 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 14,96015.0k $665.6k $665.6k 0.01% Added +300 +300
74 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 14,58114.6k $648.7k $648.7k 0.06% Reduced -4.6k -4,629
75 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 13,44413.4k $598.1k $598.1k 0.02% Reduced -10.7k -10,748
76 Pinnacle Wealth Management Group, Inc. 0.43% of their portfolio PLYMOUTH, MI 12,94812.9k $576.1k $576.1k 0.43% Reduced -121.7k -121,741
77 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,77612.8k $568.4k $568.4k 0.00% New
78 Joule Financial, LLC 0.20% of their portfolio Lexington, KY 12,50712.5k $556.4k $556.4k 0.20% Unchanged
79 CLIENT 1ST ADVISORY GROUP, LLC 0.25% of their portfolio DUNEDIN, FL 12,26712.3k $545.8k $545.8k 0.25% Added +1.2k +1,155
80 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,85611.9k $527.5k $527.5k 0.00% New
81 WealthPLAN Partners, LLC 0.05% of their portfolio OMAHA, NE 11,80311.8k $525.1k $525.1k 0.05% Reduced -9.9k -9,889
82 Schaeffer Financial LLC 0.52% of their portfolio Rockville, MD 11,72811.7k $521.8k $521.8k 0.52% Added +1.2k +1,236
83 INTEGRAL INVESTMENT ADVISORS, INC. 0.21% of their portfolio TURLOCK, CA 11,39511.4k $507.7k $507.7k 0.21% New
84 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,30411.3k $503.0k $503.0k 0.00% Reduced -5.1k -5,089
85 Clearview Wealth Advisors LLC 0.50% of their portfolio SALEM, OR 11,04011.0k $491.1k $491.1k 0.50% Added +2.6k +2,584
86 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 10,17610.2k $452.7k $452.7k 0.01% Unchanged
87 Christensen, King & Associates Investment Services, Inc. 0.21% of their portfolio RICHLAND, WA 9,4359.4k $419.8k $419.8k 0.21% Reduced -106 -106
88 Emergent Wealth Advisors, LLC 0.35% of their portfolio WILLIAMSVILLE, NY 9,1339.1k $406.3k $406.3k 0.35% New
89 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,9168.9k $395.0k $395.0k 0.00% Added +511 +511
90 FC Advisory LLC 0.14% of their portfolio WEST CHESTER, PA 8,7428.7k $388.9k $388.9k 0.14% Added +11 +11
91 MEEDER ASSET MANAGEMENT INC 0.02% of their portfolio DUBLIN, OH 8,4628.5k $376.5k $376.5k 0.02% Reduced -602 -602
92 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 7,9157.9k $352.1k $352.1k 0.00% Reduced -1.0k -1,044
93 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 7,7137.7k $343.2k $343.2k 0.00% Added +1.8k +1,757
94 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,5307.5k $335.0k $335.0k 0.00% Reduced -22.9k -22,940
95 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 7,5277.5k $334.9k $334.9k 0.03% Added +7.3k +7,253
96 My Legacy Advisors, LLC 0.11% of their portfolio BEND, OR 7,2447.2k $322.3k $322.3k 0.11% Reduced -13.8k -13,778
97 Security Financial Services, INC. 0.07% of their portfolio Fort Wayne, IN 7,1167.1k $316.6k $316.6k 0.07% Reduced -21.4k -21,396
98 KICKSTAND VENTURES, LLC. 0.09% of their portfolio PITTSFORD, NY 7,0927.1k $315.5k $315.5k 0.09% Reduced -10.4k -10,437
99 Gen-Wealth Partners Inc 0.15% of their portfolio ZEELAND, MI 6,9897.0k $310.9k $310.9k 0.15% First filing
100 Range Financial Group LLC 0.15% of their portfolio TIGARD, OR 6,6856.7k $297.4k $297.4k 0.15% New