Vault-13

SCHWAB STRATEGIC TR SCHI

5 10YR CORP BD · ETP · CUSIP 808524698

167 institutional holders +17 vs Q3 2023
119,328,584119.3m shares reported held*
$5.4bnreported value*
34 new 83 added 26 reduced 26 sold out net bought ≈ $335.9m (+7.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($180.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.94.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 58Q4 22: 54Q1 23: 53Q2 23: 99Q3 23: 150Q4 23: 167167Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202258
Q4 202254
Q1 202353
Q2 202399
Q3 2023150
Q4 2023167

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 24 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 116 bought or addedQ3 23: 44 cut or sold outQ3 23Q4 23: 117 bought or addedQ4 23: 52 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222440
Q1 20232625
Q2 20238018
Q3 202311644
Q4 202311752

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +6,418,683+6.4m
JPMORGAN CHASE & CO Added +375,828+375.8k
Bouchey Financial Group, Ltd. New +341,983+342.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +291,609+291.6k
BlackRock Inc. Added +153,844+153.8k
ROYAL BANK OF CANADA Added +116,376+116.4k
Semmax Financial Advisors Inc. Added +102,677+102.7k
OGOREK ANTHONY JOSEPH /NY/ /ADV Added +95,923+95.9k
Essex LLC New +52,060+52.1k
Mariner, LLC Added +47,798+47.8k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -295,652-295.7k
JANE STREET GROUP, LLC Sold out -239,735-239.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -181,041-181.0k
OLD MISSION CAPITAL LLC Reduced -47,901-47.9k
Charles Schwab Trust Co Reduced -32,372-32.4k
AE Wealth Management LLC Sold out -31,513-31.5k
KICKSTAND VENTURES, LLC. Reduced -30,938-30.9k
STATE OF WISCONSIN INVESTMENT BOARD Sold out -22,360-22.4k
Envestnet Portfolio Solutions, Inc. Sold out -21,929-21.9k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -20,736-20.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.98% of their portfolio SAN FRANCISCO, CA 108,134,344108.1m $4.9bn $4.9bn 6.98% Added +6.4m +6,418,683
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 5,392,6645.4m $242.3m $242.3m 0.06% Added +291.6k +291,609
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 791,900791.9k $35.6m $35.6m 0.00% Added +375.8k +375,828
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 484,764484.8k $21.8m $21.8m 0.00% Added +18.7k +18,681
5 BlackRock Inc. 0.00% of their portfolio New York, NY 354,185354.2k $15.9m $15.9m 0.00% Added +153.8k +153,844
6 Bouchey Financial Group, Ltd. 1.65% of their portfolio TROY, NY 341,983342.0k $15.4m $15.4m 1.65% New
7 Campbell Wealth Management 1.66% of their portfolio ALEXANDRIA, VA 310,858310.9k $14.0m $14.0m 1.66% Added +5.0k +5,003
8 OGOREK ANTHONY JOSEPH /NY/ /ADV 4.82% of their portfolio WILLIAMSVILLE, NY 295,357295.4k $13.3m $13.3m 4.82% Added +95.9k +95,923
9 WestHill Financial Advisors, Inc. 2.78% of their portfolio San Rafael, CA 233,586233.6k $10.5m $10.5m 2.78% Reduced -3.7k -3,673
10 Horst & Graben Wealth Management LLC 1.37% of their portfolio PORTLAND, OR 139,167139.2k $6.3m $6.3m 1.37% Added +15.4k +15,382
11 Pinnacle Wealth Management Group, Inc. 4.97% of their portfolio PLYMOUTH, MI 134,689134.7k $6.1m $6.1m 4.97% Added +4.6k +4,582
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 130,874130.9k $5.9m $5.9m 0.02% Added +29.9k +29,938
13 Charles Schwab Trust Co 0.57% of their portfolio HENDERSON, NV 128,782128.8k $5.8m $5.8m 0.57% Reduced -32.4k -32,372
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 117,391117.4k $5.3m $5.3m 0.00% Added +116.4k +116,376
15 Austin Private Wealth, LLC 0.60% of their portfolio Austin, TX 105,335105.3k $4.7m $4.7m 0.60% Added +13.4k +13,364
16 Semmax Financial Advisors Inc. 1.64% of their portfolio Winston Salem, NC 102,990103.0k $4.5m $4.5m 1.64% Added +102.7k +102,677
17 FFG RETIREMENT ADVISORS LLC 2.97% of their portfolio CENTENNIAL, CO 85,47385.5k $3.8m $3.8m 2.97% Added +33.7k +33,657
18 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 78,52278.5k $3.5m $3.5m 0.02% Added +3.1k +3,096
19 DecisionPoint Financial, LLC 1.51% of their portfolio MESA, AZ 78,46278.5k $3.5m $3.5m 1.51% Reduced -303 -303
20 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 75,12675.1k $3.4m $3.4m 0.08% Added +514 +514
21 Mariner, LLC 0.01% of their portfolio Overland Park, KS 73,56073.6k $3.3m $3.3m 0.01% Added +47.8k +47,798
22 One Wealth Advisors, LLC 0.61% of their portfolio SAN FRANCISCO, CA 70,50570.5k $3.2m $3.2m 0.61% Added +4.3k +4,336
23 SIGNET FINANCIAL MANAGEMENT, LLC 0.43% of their portfolio PARSIPPANY, NJ 64,28164.3k $2.9m $2.9m 0.43% Added +5.7k +5,690
24 Kaizen Financial Strategies 2.15% of their portfolio CAMPBELL, CA 62,93562.9k $2.8m $2.8m 2.15% Added +3.5k +3,506
25 Strategic Blueprint, LLC 0.22% of their portfolio ATLANTA, GA 59,43059.4k $2.7m $2.7m 0.22% Added +30.6k +30,566
26 AlphaStar Capital Management, LLC 0.23% of their portfolio CORNELIUS, NC 54,95955.0k $2.5m $2.5m 0.23% Added +4.5k +4,502
27 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 54,52654.5k $2.5m $2.5m 0.07% Added +3.4k +3,371
28 Essex LLC 0.58% of their portfolio DEER PARK, IL 52,06052.1k $2.3m $2.3m 0.58% New
29 Citizens National Bank Trust Department 0.59% of their portfolio MERIDIAN, MS 51,78751.8k $2.3m $2.3m 0.59% Reduced -380 -380
30 Vident Advisory, LLC 0.05% of their portfolio Alpharetta, GA 44,30844.3k $2.0m $2.0m 0.05% Added +364 +364
31 Forthright Family Wealth Advisory LLC 1.55% of their portfolio HOUSTON, TX 43,91843.9k $2.0m $2.0m 1.55% First filing
32 West Wealth Group, LLC 0.71% of their portfolio Irvine, CA 40,04440.0k $1.8m $1.8m 0.71% Added +800 +800
33 Nilsine Partners, LLC 0.24% of their portfolio GREENWOOD VILLAGE, CO 35,37935.4k $1.6m $1.6m 0.24% Added +584 +584
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 34,47134.5k $1.5m $1.5m 0.00% New
35 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 33,57333.6k $1.5m $1.5m 0.00% Unchanged
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,58931.6k $1.4m $1.4m 0.00% Reduced -20.1k -20,073
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 30,47030.5k $1.4m $1.4m 0.00% Added +18.4k +18,367
38 TNF LLC 0.53% of their portfolio BILLINGS, MT 29,97430.0k $1.3m $1.3m 0.53% Added +2.6k +2,624
39 Transform Wealth, LLC 0.13% of their portfolio GREENWOOD VILLAGE, CO 29,48329.5k $1.3m $1.3m 0.13% Added +3.9k +3,947
40 NorthCrest Asset Manangement, LLC 0.05% of their portfolio PLYMOUTH, MN 28,53928.5k $1.3m $1.3m 0.05% Reduced -146 -146
41 Security Financial Services, INC. 0.31% of their portfolio Fort Wayne, IN 28,51228.5k $1.3m $1.3m 0.31% Added +2.3k +2,307
42 PFG Advisors 0.10% of their portfolio Phoenix, AZ 27,26627.3k $1.2m $1.2m 0.10% Added +14.6k +14,576
43 FOCUS FINANCIAL NETWORK INC /ADV 0.04% of their portfolio Minneapolis, MN 25,95726.0k $1.2m $1.2m 0.04% First filing
44 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 24,19224.2k $1.1m $1.1m 0.05% Added +2.8k +2,773
45 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 23,09823.1k $1.0m $1.0m 0.02% Added +1.2k +1,165
46 Mayflower Financial Advisors, LLC 0.14% of their portfolio BOSTON, MA 22,92222.9k $1.0m $1.0m 0.14% Added +9.8k +9,816
47 Beacon Bridge Wealth Partners, LLC 0.51% of their portfolio LOWER GWYNEDD, PA 22,52422.5k $1.0m $1.0m 0.51% Added +17.5k +17,523
48 Gratus Capital, LLC 0.06% of their portfolio ATLANTA, GA 22,27522.3k $1.0m $1.0m 0.06% New
49 WealthPLAN Partners, LLC 0.10% of their portfolio OMAHA, NE 21,69221.7k $974.8k $974.8k 0.10% Added +2.8k +2,803
50 My Legacy Advisors, LLC 0.34% of their portfolio BEND, OR 21,02221.0k $942.0k $942.0k 0.34% Added +1.7k +1,665
51 CREATIVE FINANCIAL DESIGNS INC /ADV 0.09% of their portfolio KOKOMO, IN 19,21019.2k $863.3k $863.3k 0.09% Added +7.1k +7,119
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,78318.8k $844.1k $844.1k 0.00% Reduced -181.0k -181,041
53 KICKSTAND VENTURES, LLC. 0.23% of their portfolio PITTSFORD, NY 17,52917.5k $787.8k $787.8k 0.23% Reduced -30.9k -30,938
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,12317.1k $769.5k $769.5k 0.00% Added +7.2k +7,208
55 Adams Wealth Management 0.22% of their portfolio LOGAN, UT 16,42116.4k $738.0k $738.0k 0.22% Reduced -6.2k -6,245
56 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,39316.4k $737.0k $737.0k 0.00% Added +1.8k +1,822
57 Apeiron RIA LLC 0.23% of their portfolio Dallas, TX 16,37916.4k $736.1k $736.1k 0.23% Added +647 +647
58 AdvisorNet Financial, Inc 0.06% of their portfolio MINNETONKA, MN 15,49515.5k $696.3k $696.3k 0.06% Added +5.3k +5,319
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,70014.7k $661.0k $661.0k 0.00% Added +6.2k +6,200
60 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 14,66014.7k $653.1k $653.1k 0.01% New
61 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 14,66014.7k $653.1k $653.1k 0.01% New
62 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,14814.1k $635.8k $635.8k 0.00% Added +7.1k +7,137
63 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,64413.6k $613.2k $613.2k 0.00% Added +475 +475
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,50213.5k $606.8k $606.8k 0.00% Added +4.0k +3,993
65 VAN STRUM & TOWNE INC. 0.23% of their portfolio SAN FRANCISCO, CA 12,94712.9k $584.3k $584.3k 0.23% Added +3.6k +3,627
66 Joule Financial, LLC 0.26% of their portfolio Lexington, KY 12,50712.5k $562.1k $562.1k 0.26% New
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,99912.0k $539.0k $539.0k 0.00% New
68 Arrowroot Family Office, LLC 0.38% of their portfolio MARINA DEL REY, CA 11,93511.9k $536.4k $536.4k 0.38% New
69 Avidian Wealth Enterprises, LLC 0.03% of their portfolio Houston, TX 11,81211.8k $530.8k $530.8k 0.03% Added +113 +113
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,71911.7k $526.7k $526.7k 0.00% Reduced -295.7k -295,652
71 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 11,61011.6k $521.8k $521.8k 0.01% Added +5.1k +5,077
72 Bank of New Hampshire 0.14% of their portfolio LACONIA, NH 11,30211.3k $507.9k $507.9k 0.14% New
73 CLIENT 1ST ADVISORY GROUP, LLC 0.24% of their portfolio DUNEDIN, FL 11,11211.1k $499.4k $499.4k 0.24% Reduced -322 -322
74 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 11,09411.1k $498.6k $498.6k 0.01% Reduced -47.9k -47,901
75 Maia Wealth LLC 0.19% of their portfolio DENVER, CO 10,65710.7k $478.9k $478.9k 0.19% First filing
76 Schaeffer Financial LLC 0.50% of their portfolio Rockville, MD 10,49210.5k $471.5k $471.5k 0.50% First filing
77 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 10,17610.2k $457.3k $457.3k 0.01% Added +48 +48
78 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,95310.0k $447.0k $447.0k 0.00% Added +263 +263
79 Prairiewood Capital, LLC 0.23% of their portfolio FARGO, ND 9,8279.8k $441.6k $441.6k 0.23% New
80 Signal Advisors Wealth, LLC 0.15% of their portfolio DETROIT, MI 9,7949.8k $440.2k $440.2k 0.15% First filing
81 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 9,7019.7k $436.0k $436.0k 0.08% Added +4.4k +4,441
82 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 9,6039.6k $431.6k $431.6k 0.02% New
83 Christensen, King & Associates Investment Services, Inc. 0.23% of their portfolio RICHLAND, WA 9,5419.5k $428.8k $428.8k 0.23% First filing
84 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 9,5039.5k $427.1k $427.1k 0.01% New
85 MEEDER ASSET MANAGEMENT INC 0.03% of their portfolio DUBLIN, OH 9,0649.1k $407.3k $407.3k 0.03% New
86 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,9649.0k $402.9k $402.9k 0.00% Added +4.1k +4,144
87 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 8,9599.0k $402.6k $402.6k 0.00% Reduced -4.6k -4,613
88 FC Advisory LLC 0.15% of their portfolio WEST CHESTER, PA 8,7318.7k $392.4k $392.4k 0.15% Added +22 +22
89 Spectrum Planning & Advisory Services Inc. 0.55% of their portfolio SAN DIEGO, CA 8,7008.7k $391.0k $391.0k 0.55% Added +3.7k +3,708
90 Western Financial Corp/CA 0.26% of their portfolio SAN DIEGO, CA 8,5728.6k $385.2k $385.2k 0.26% Added +3.0k +3,008
91 Clearview Wealth Advisors LLC 0.44% of their portfolio SALEM, OR 8,4568.5k $380.0k $380.0k 0.44% Added +1.6k +1,641
92 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,4058.4k $380.0k $380.0k 0.00% Added +1.5k +1,509
93 MARIPAU WEALTH MANAGEMENT LLC 0.32% of their portfolio FORT WAYNE, IN 8,1078.1k $364.3k $364.3k 0.32% Added +132 +132
94 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 7,5097.5k $337.5k $337.5k 0.05% New
95 FIRETHORN WEALTH PARTNERS, LLC 0.22% of their portfolio AUGUSTA, GA 7,3357.3k $329.6k $329.6k 0.22% Added +596 +596
96 SUTTON PLACE INVESTORS LLC 0.23% of their portfolio ARMONK, NY 6,9577.0k $312.6k $312.6k 0.23% Added +848 +848
97 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 6,8266.8k $306.7k $306.7k 0.00% Added +856 +856
98 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,5736.6k $293.2k $293.2k 0.01% Added +1.3k +1,324
99 Bristlecone Advisors, LLC 0.03% of their portfolio BELLEVUE, WA 6,5166.5k $292.8k $292.8k 0.03% Added +110 +110
100 Redwood Investment Management, LLC 0.02% of their portfolio SCOTTSDALE, AZ 6,0816.1k $273.0k $273.0k 0.02% New