Vault-13

SCHWAB STRATEGIC TR SCHI

5 10YR CORP BD · ETP · CUSIP 808524698

150 institutional holders +51 vs Q2 2023
111,823,705111.8m shares reported held*
$4.7bnreported value*
71 new 45 added 21 reduced 23 sold out net bought ≈ $13.8m (+328.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.20.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 58Q4 22: 54Q1 23: 53Q2 23: 99Q3 23: 150150Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202258
Q4 202254
Q1 202353
Q2 202399
Q3 2023150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 24 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 116 bought or addedQ3 23: 44 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222440
Q1 20232625
Q2 20238018
Q3 202311644

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,826,354+1.8m
BANK OF AMERICA CORP /DE/ Added +452,657+452.7k
JPMORGAN CHASE & CO Added +385,073+385.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +261,759+261.8k
OGOREK ANTHONY JOSEPH /NY/ /ADV New +199,434+199.4k
JANE STREET GROUP, LLC Added +143,857+143.9k
Pinnacle Wealth Management Group, Inc. New +130,107+130.1k
Horst & Graben Wealth Management LLC New +123,785+123.8k
BlackRock Inc. Added +113,983+114.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +96,258+96.3k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -4,361,606-4.4m
VALICENTI ADVISORY SERVICES INC Sold out -59,135-59.1k
Vident Investment Advisory, LLC Sold out -54,191-54.2k
RED CEDAR INVESTMENT MANAGEMENT, LLC Sold out -20,436-20.4k
OneDigital Investment Advisors LLC Sold out -7,346-7.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -7,188-7.2k
FMR LLC Reduced -6,742-6.7k
MERCER GLOBAL ADVISORS INC /ADV Sold out -6,140-6.1k
Wedmont Private Capital Sold out -5,666-5.7k
NICOLET BANKSHARES INC Sold out -5,610-5.6k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.78% of their portfolio SAN FRANCISCO, CA 101,715,661101.7m $4.3bn $4.3bn 6.78% Reduced -4.4m -4,361,606
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 5,101,0555.1m $215.3m $215.3m 0.06% Added +1.8m +1,826,354
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 466,083466.1k $19.7m $19.7m 0.00% Added +452.7k +452,657
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 416,072416.1k $17.6m $17.6m 0.00% Added +385.1k +385,073
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 307,371307.4k $13.0m $13.0m 0.02% Added +261.8k +261,759
6 Campbell Wealth Management 1.57% of their portfolio ALEXANDRIA, VA 305,855305.9k $12.9m $12.9m 1.57% Reduced -4.4k -4,416
7 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 239,735239.7k $10.1m $10.1m 0.02% Added +143.9k +143,857
8 WestHill Financial Advisors, Inc. 2.92% of their portfolio San Rafael, CA 237,259237.3k $10.0m $10.0m 2.92% Added +5.7k +5,672
9 BlackRock Inc. 0.00% of their portfolio New York, NY 200,341200.3k $8.5m $8.5m 0.00% Added +114.0k +113,983
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 199,824199.8k $8.4m $8.4m 0.00% Added +62.3k +62,295
11 OGOREK ANTHONY JOSEPH /NY/ /ADV 3.32% of their portfolio WILLIAMSVILLE, NY 199,434199.4k $8.4m $8.4m 3.32% New
12 Charles Schwab Trust Co 0.77% of their portfolio HENDERSON, NV 161,154161.2k $6.8m $6.8m 0.77% Added +18.2k +18,219
13 Pinnacle Wealth Management Group, Inc. 5.00% of their portfolio PLYMOUTH, MI 130,107130.1k $5.5m $5.5m 5.00% New
14 Horst & Graben Wealth Management LLC 1.28% of their portfolio PORTLAND, OR 123,785123.8k $5.2m $5.2m 1.28% New
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 100,936100.9k $4.3m $4.3m 0.01% Added +96.3k +96,258
16 Austin Private Wealth, LLC 0.56% of their portfolio Austin, TX 91,97192.0k $3.9m $3.9m 0.56% New
17 DecisionPoint Financial, LLC 1.74% of their portfolio MESA, AZ 78,76578.8k $3.3m $3.3m 1.74% Reduced -927 -927
18 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 75,42675.4k $3.2m $3.2m 0.02% Added +5.0k +4,981
19 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 74,61274.6k $3.1m $3.1m 0.08% Reduced -845 -845
20 One Wealth Advisors, LLC 0.62% of their portfolio SAN FRANCISCO, CA 66,16966.2k $2.8m $2.8m 0.62% New
21 Kaizen Financial Strategies 2.12% of their portfolio CAMPBELL, CA 59,42959.4k $2.5m $2.5m 2.12% New
22 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 58,99559.0k $2.5m $2.5m 0.08% Added +32.7k +32,720
23 SIGNET FINANCIAL MANAGEMENT, LLC 0.41% of their portfolio PARSIPPANY, NJ 58,59158.6k $2.5m $2.5m 0.41% New
24 Citizens National Bank Trust Department 0.60% of their portfolio MERIDIAN, MS 52,16752.2k $2.2m $2.2m 0.60% Reduced -1.7k -1,681
25 FFG RETIREMENT ADVISORS LLC 1.81% of their portfolio CENTENNIAL, CO 51,81651.8k $2.2m $2.2m 1.81% New
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 51,66251.7k $2.2m $2.2m 0.00% Added +30.4k +30,450
27 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 51,15551.2k $2.2m $2.2m 0.06% New
28 AlphaStar Capital Management, LLC 0.27% of their portfolio CORNELIUS, NC 50,45750.5k $2.1m $2.1m 0.27% New
29 KICKSTAND VENTURES, LLC. 0.63% of their portfolio PITTSFORD, NY 48,46748.5k $2.0m $2.0m 0.63% First filing
30 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 47,18147.2k $2.0m $2.0m 0.01% Added +14.2k +14,171
31 Vident Advisory, LLC 0.06% of their portfolio Alpharetta, GA 43,94443.9k $1.9m $1.9m 0.06% First filing
32 West Wealth Group, LLC 0.72% of their portfolio Irvine, CA 39,24439.2k $1.7m $1.7m 0.72% New
33 Nilsine Partners, LLC 0.22% of their portfolio GREENWOOD VILLAGE, CO 34,79534.8k $1.5m $1.5m 0.22% Reduced -608 -608
34 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 33,57333.6k $1.4m $1.4m 0.00% New
35 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 31,51331.5k $1.3m $1.3m 0.01% New
36 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 28,86428.9k $1.2m $1.2m 0.11% New
37 NorthCrest Asset Manangement, LLC 0.05% of their portfolio PLYMOUTH, MN 28,68528.7k $1.2m $1.2m 0.05% New
38 TNF LLC 0.52% of their portfolio BILLINGS, MT 27,35027.4k $1.1m $1.1m 0.52% New
39 Security Financial Services, INC. 0.31% of their portfolio Fort Wayne, IN 26,20526.2k $1.1m $1.1m 0.31% New
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,76225.8k $1.1m $1.1m 0.00% Added +14.7k +14,708
41 Transform Wealth, LLC 0.11% of their portfolio GREENWOOD VILLAGE, CO 25,53625.5k $1.1m $1.1m 0.11% Added +166 +166
42 Focus Financial Network, Inc. 0.06% of their portfolio MINNEAPOLIS, MN 24,87224.9k $1.0m $1.0m 0.06% New
43 Adams Wealth Management 0.32% of their portfolio LOGAN, UT 22,66622.7k $956.5k $956.5k 0.32% Reduced -3.8k -3,762
44 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 22,36022.4k $943.6k $943.6k 0.00% Unchanged
45 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 21,93321.9k $926.0k $926.0k 0.02% Added +4.7k +4,696
46 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 21,92921.9k $925.4k $925.4k 0.00% First filing
47 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 21,41921.4k $903.9k $903.9k 0.05% Added +14.8k +14,837
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.07% of their portfolio BIRMINGHAM, AL 20,89920.9k $881.9k $881.9k 0.07% Added +4.7k +4,706
49 My Legacy Advisors, LLC 0.32% of their portfolio BEND, OR 19,35719.4k $792.8k $792.8k 0.32% New
50 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 19,17219.2k $809.1k $809.1k 0.05% Reduced -1.2k -1,166
51 WealthPLAN Partners, LLC 0.09% of their portfolio OMAHA, NE 18,88918.9k $797.1k $797.1k 0.09% Added +9.4k +9,447
52 Apeiron RIA LLC 0.23% of their portfolio Dallas, TX 15,73215.7k $663.9k $663.9k 0.23% New
53 WBH ADVISORY INC 0.08% of their portfolio BALTIMORE, MD 15,07215.1k $636.0k $636.0k 0.08% Added +3.3k +3,292
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,57114.6k $615.0k $615.0k 0.00% Reduced -7.2k -7,188
55 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 13,57213.6k $572.7k $572.7k 0.01% New
56 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 13,38513.4k $565.0k $565.0k 0.01% New
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,16913.2k $555.7k $555.7k 0.00% Added +7.9k +7,921
58 Mayflower Financial Advisors, LLC 0.08% of their portfolio BOSTON, MA 13,10613.1k $553.1k $553.1k 0.08% New
59 PFG Advisors 0.05% of their portfolio Phoenix, AZ 12,69012.7k $535.5k $535.5k 0.05% New
60 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,10312.1k $510.7k $510.7k 0.00% Added +1.4k +1,403
61 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 12,09112.1k $510.2k $510.2k 0.06% Added +5.8k +5,842
62 Avidian Wealth Enterprises, LLC 0.03% of their portfolio Houston, TX 11,69911.7k $493.7k $493.7k 0.03% New
63 CLIENT 1ST ADVISORY GROUP, LLC 0.26% of their portfolio DUNEDIN, FL 11,43411.4k $482.5k $482.5k 0.26% New
64 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 10,17610.2k $429.4k $429.4k 0.04% New
65 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 10,12810.1k $427.4k $427.4k 0.01% Unchanged
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,9159.9k $418.4k $418.4k 0.00% Reduced -1.6k -1,607
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,6909.7k $409.0k $409.0k 0.00% Added +3.0k +3,027
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,5099.5k $401.3k $401.3k 0.00% New
69 VAN STRUM & TOWNE INC. 0.17% of their portfolio SAN FRANCISCO, CA 9,3209.3k $393.3k $393.3k 0.17% Reduced -315 -315
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,1229.1k $385.0k $385.0k 0.00% Added +803 +803
71 FC Advisory LLC 0.15% of their portfolio WEST CHESTER, PA 8,7098.7k $367.5k $367.5k 0.15% Added +661 +661
72 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 8,5008.5k $359.0k $359.0k 0.00% New
73 MARIPAU WEALTH MANAGEMENT LLC 0.31% of their portfolio FORT WAYNE, IN 7,9758.0k $336.6k $336.6k 0.31% New
74 Ridgewood Investments LLC 0.20% of their portfolio SPRINGFIELD, NJ 7,2507.2k $305.9k $305.9k 0.20% Unchanged
75 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 7,0117.0k $295.9k $295.9k 0.00% New
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,8966.9k $289.0k $289.0k 0.00% Reduced -1.0k -1,043
77 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,8616.9k $289.5k $289.5k 0.00% New
78 Clearview Wealth Advisors LLC 0.36% of their portfolio SALEM, OR 6,8156.8k $287.6k $287.6k 0.36% Added +6.6k +6,573
79 FIRETHORN WEALTH PARTNERS, LLC 0.22% of their portfolio AUGUSTA, GA 6,7396.7k $284.4k $284.4k 0.22% New
80 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 6,6606.7k $281.1k $281.1k 0.03% New
81 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,5336.5k $275.7k $275.7k 0.00% New
82 Bristlecone Advisors, LLC 0.03% of their portfolio BELLEVUE, WA 6,4066.4k $270.4k $270.4k 0.03% Added +80 +80
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,1306.1k $258.7k $258.7k 0.00% Added +4.3k +4,274
84 SUTTON PLACE INVESTORS LLC 0.34% of their portfolio ARMONK, NY 6,1096.1k $257.8k $257.8k 0.34% New
85 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 5,9706.0k $252.0k $252.0k 0.01% Added +161 +161
86 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 5,8915.9k $248.6k $248.6k 0.00% New
87 Claro Advisors Inc. 0.06% of their portfolio BOSTON, MA 5,7945.8k $244.5k $244.5k 0.06% Reduced -1.9k -1,945
88 LexAurum Advisors, LLC 0.07% of their portfolio OVERLAND PARK, KS 5,7075.7k $240.8k $240.8k 0.07% New
89 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,6685.7k $239.0k $239.0k 0.00% Added +993 +993
90 W.H. Cornerstone Investments Inc. 0.21% of their portfolio KINGSTON, MA 5,5945.6k $236.0k $236.0k 0.21% New
91 Western Financial Corp/CA 0.17% of their portfolio SAN DIEGO, CA 5,5645.6k $234.8k $234.8k 0.17% New
92 Rockbridge Investment Management, LCC 0.04% of their portfolio Syracuse, NY 5,4365.4k $229.4k $229.4k 0.04% Added +18 +18
93 Truadvice, LLC 0.09% of their portfolio SARASOTA, FL 5,3435.3k $225.4k $225.4k 0.09% Added +481 +481
94 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 5,2735.3k $222.5k $222.5k 0.01% Reduced -1.0k -1,033
95 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 5,2605.3k $222.0k $222.0k 0.05% New
96 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,2495.2k $218.5k $218.5k 0.01% Added +5.2k +5,208
97 Beacon Bridge Wealth Partners, LLC 0.11% of their portfolio LOWER GWYNEDD, PA 5,0015.0k $211.0k $211.0k 0.11% New
98 Spectrum Planning & Advisory Services Inc. 0.33% of their portfolio SAN DIEGO, CA 4,9925.0k $210.7k $210.7k 0.33% New
99 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 4,9785.0k $210.1k $210.1k 0.00% Reduced -3.1k -3,125
100 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,8204.8k $203.4k $203.4k 0.00% Reduced -798 -798