Vault-13

SCHWAB STRATEGIC TR SCHI

5 10YR CORP BD · ETP · CUSIP 808524698

53 institutional holders -1 vs Q4 2022
108,479,350108.5m shares reported held*
$4.8bnreported value*
11 new 15 added 15 reduced 10 sold out net bought ≈ $4.6bn (+104.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($756.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.65.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 58Q4 22: 54Q1 23: 5353Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202258
Q4 202254
Q1 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222440
Q1 20232625

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +104,113,264+104.1m
OLD MISSION CAPITAL LLC Added +35,770+35.8k
Advisory Services Network, LLC Added +14,583+14.6k
WestHill Financial Advisors, Inc. Added +12,706+12.7k
Citizens National Bank Trust Department Added +12,307+12.3k
Campbell Wealth Management Added +10,774+10.8k
Vident Investment Advisory, LLC New +7,781+7.8k
TimeScale Financial, Inc. New +7,509+7.5k
Wedmont Private Capital New +5,626+5.6k
Bristlecone Advisors, LLC New +4,660+4.7k

Biggest sellers

JANE STREET GROUP, LLC Sold out -69,208-69.2k
CITADEL ADVISORS LLC Sold out -26,295-26.3k
Adams Wealth Management Reduced -22,730-22.7k
Charles Schwab Trust Co Reduced -16,370-16.4k
MORGAN STANLEY Reduced -13,627-13.6k
Main Street Financial Solutions, LLC Sold out -8,111-8.1k
TOWNSQUARE CAPITAL LLC Sold out -5,405-5.4k
CLIENT 1ST ADVISORY GROUP, LLC Sold out -5,225-5.2k
Midwest Heritage Bank, FSB Sold out -5,176-5.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -4,721-4.7k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 7.41% of their portfolio SAN FRANCISCO, CA 104,136,838104.1m $4.6bn $4.6bn 7.41% Added +104.1m +104,113,264
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 3,276,0783.3m $146.3m $146.3m 0.04% Added +3.8k +3,800
3 Campbell Wealth Management 1.66% of their portfolio ALEXANDRIA, VA 297,579297.6k $13.3m $13.3m 1.66% Added +10.8k +10,774
4 WestHill Financial Advisors, Inc. 3.02% of their portfolio San Rafael, CA 225,998226.0k $10.1m $10.1m 3.02% Added +12.7k +12,706
5 Charles Schwab Trust Co 0.79% of their portfolio HENDERSON, NV 146,688146.7k $6.5m $6.5m 0.79% Reduced -16.4k -16,370
6 DecisionPoint Financial, LLC 2.01% of their portfolio MESA, AZ 77,90577.9k $3.5m $3.5m 2.01% Reduced -174 -174
7 Citizens National Bank Trust Department 0.62% of their portfolio MERIDIAN, MS 49,65249.7k $2.2m $2.2m 0.62% Added +12.3k +12,307
8 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 49,34749.3k $2.2m $2.2m 0.07% Added +35.8k +35,770
9 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 46,24746.2k $2.1m $2.1m 0.06% Added +14.6k +14,583
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,35028.4k $1.3m $1.3m 0.00% Added +2.1k +2,080
11 Adams Wealth Management 0.40% of their portfolio LOGAN, UT 27,64627.6k $1.2m $1.2m 0.40% Reduced -22.7k -22,730
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,64920.6k $921.0k $921.0k 0.00% Reduced -4.7k -4,721
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,69010.7k $477.3k $477.3k 0.00% Reduced -164 -164
14 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 8,1338.1k $363.1k $363.1k 0.02% Reduced -882 -882
15 FC Advisory LLC 0.16% of their portfolio WEST CHESTER, PA 8,0428.0k $359.1k $359.1k 0.16% Unchanged
16 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 7,7817.8k $347.4k $347.4k 0.01% New
17 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 7,5417.5k $336.7k $336.7k 0.01% Added +32 +32
18 TimeScale Financial, Inc. 0.08% of their portfolio DANVERS, MA 7,5097.5k $335.2k $335.2k 0.08% New
19 Ridgewood Investments LLC 0.20% of their portfolio SPRINGFIELD, NJ 7,2507.2k $323.7k $323.7k 0.20% Unchanged
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,1367.1k $319.0k $319.0k 0.00% Reduced -249 -249
21 VAN STRUM & TOWNE INC. 0.11% of their portfolio SAN FRANCISCO, CA 5,6305.6k $251.4k $251.4k 0.11% Added +325 +325
22 Wedmont Private Capital 0.03% of their portfolio WEST CHESTER, PA 5,6265.6k $252.0k $252.0k 0.03% New
23 Rockbridge Investment Management, LCC 0.04% of their portfolio Syracuse, NY 5,4065.4k $241.4k $241.4k 0.04% Reduced -600 -600
24 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 5,3275.3k $237.8k $237.8k 0.03% Reduced -1.5k -1,457
25 Bristlecone Advisors, LLC 0.02% of their portfolio BELLEVUE, WA 4,6604.7k $208.0k $208.0k 0.02% New
26 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 4,5974.6k $205.2k $205.2k 0.00% New
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,9093.9k $175.0k $175.0k 0.00% New
28 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,0553.1k $136.4k $136.4k 0.01% Added +57 +57
29 Bangor Savings Bank 0.01% of their portfolio BANGOR, ME 2,7802.8k $124.1k $124.1k 0.01% Reduced -237 -237
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,9982.0k $89.2k $89.2k 0.00% Reduced -153 -153
31 MilWealth Group LLC 0.03% of their portfolio MILWAUKEE, WI 1,5591.6k $69.6k $69.6k 0.03% Unchanged
32 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 1,2631.3k $56.4k $56.4k 0.00% Reduced -27 -27
33 WR Wealth Planners, LLC 0.02% of their portfolio COLUMBIA, MO 836836 $37.3k $37.3k 0.02% Unchanged
34 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 396396 $17.7k $17.7k 0.00% Added +95 +95
35 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 354354 $15.8k $15.8k 0.00% Added +2 +2
36 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 320320 $14.0k $14.0k 0.01% Unchanged
37 BROWN, LISLE/CUMMINGS, INC. 0.01% of their portfolio PROVIDENCE, RI 310310 $13.8k $13.8k 0.01% Unchanged
38 Clearview Wealth Advisors LLC 0.01% of their portfolio SALEM, OR 240240 $10.7k $10.7k 0.01% Reduced -1.6k -1,632
39 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 226226 $11.3k $11.3k 0.00% Unchanged
40 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 198198 $8.8k $8.8k 0.00% New
41 TILIA FIDUCIARY PARTNERS, INC. 0.00% of their portfolio WILMINGTON, NC 116116 $5.2k $5.2k 0.00% Unchanged
42 New England Capital Financial Advisors LLC 0.00% of their portfolio MERIDEN, CT 9191 $4.1k $4.1k 0.00% Unchanged
43 Fortis Advisors, LLC 0.00% of their portfolio WAYNE, PA 7676 $3.4k $3.4k 0.00% Added +1 +1
44 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 6363 $3.0k $3.0k 0.00% New
45 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 4141 $1.8k $1.8k 0.00% New
46 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 4040 $1.8k $1.8k 0.00% Unchanged
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3535 $1.6k $1.6k 0.00% Reduced -13.6k -13,627
48 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2525 $1.1k $1.1k 0.00% New
49 Global Wealth Strategies & Associates 0.00% of their portfolio DENVER, CO 2323 $1.0k $1.0k 0.00% New
50 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1818 $803 $803 0.00% Unchanged
51 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 33 $134 $134 0.00% Added +1 +1
52 Aspire Wealth Management Corp 0.00% of their portfolio WALTHAM, MA 33 $136 $136 0.00% Reduced -169 -169
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged