Vault-13

SCHWAB STRATEGIC TR SCHQ

LONG TERM US · ETP · CUSIP 808524680

90 institutional holders -5 vs Q4 2023
13,418,63613.4m shares reported held*
$452.5mreported value*
10 new 33 added 39 reduced 14 sold out net sold ≈ $10.4m (-309.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.72.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 24Q4 22: 25Q1 23: 33Q2 23: 51Q3 23: 59Q4 23: 95Q1 24: 9090Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202224
Q4 202225
Q1 202333
Q2 202351
Q3 202359
Q4 202395
Q1 202490

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 12 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 44 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 53 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221216
Q1 20232013
Q2 20233912
Q3 20234422
Q4 20237316
Q1 20244353

Biggest buyers

Mirae Asset Global Investments Co., Ltd. New +211,294+211.3k
MORGAN STANLEY Added +100,659+100.7k
NewEdge Advisors, LLC Added +70,184+70.2k
COLLECTIVE FAMILY OFFICE LLC Added +63,303+63.3k
AMERIPRISE FINANCIAL INC Added +52,473+52.5k
Thrivent Financial for Lutherans New +35,812+35.8k
ENVESTNET ASSET MANAGEMENT INC Added +34,533+34.5k
MML INVESTORS SERVICES, LLC Added +30,283+30.3k
LINCOLN NATIONAL CORP Added +29,841+29.8k
Galvin, Gaustad & Stein, LLC Added +29,445+29.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -282,185-282.2k
OSAIC HOLDINGS, INC. Reduced -188,474-188.5k
TRUST POINT INC. Reduced -167,595-167.6k
BlackRock Inc. Reduced -148,046-148.0k
ROYAL BANK OF CANADA Reduced -60,977-61.0k
Smart Money Group LLC Sold out -50,306-50.3k
CWM, LLC Reduced -43,231-43.2k
JPMORGAN CHASE & CO Reduced -42,084-42.1k
Bryn Mawr Trust Advisors, LLC Reduced -31,098-31.1k
Claro Advisors Inc. Reduced -24,526-24.5k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TOTAL INVESTMENT MANAGEMENT INC 10.74% of their portfolio SCOTTSDALE, AZ 2,530,9902.5m $85.4m $85.4m 10.74% Added +20.1k +20,120
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,351,8532.4m $79.3m $79.3m 0.01% Reduced -282.2k -282,185
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,657,2631.7m $55.9m $55.9m 0.02% Added +34.5k +34,533
4 SFMG, LLC 1.86% of their portfolio PLANO, TX 641,609641.6k $21.6m $21.6m 1.86% Reduced -13.4k -13,420
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 636,378636.4k $21.5m $21.5m 0.00% Reduced -42.1k -42,084
6 Northwest Capital Management Inc 5.39% of their portfolio Lake Oswego, OR 499,232499.2k $16.8m $16.8m 5.39% Reduced -7.3k -7,310
7 CWM, LLC 0.08% of their portfolio OMAHA, NE 457,641457.6k $15.4m $15.4m 0.08% Reduced -43.2k -43,231
8 Faithward Advisors, LLC 2.55% of their portfolio LANCASTER, PA 417,022417.0k $14.1m $14.1m 2.55% Added +3.6k +3,603
9 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 409,663409.7k $13.8m $13.8m 0.06% Added +30.3k +30,283
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 311,763311.8k $10.5m $10.5m 0.00% Reduced -4.4k -4,449
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 292,520292.5k $9.9m $9.9m 0.01% Added +19.6k +19,595
12 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 234,831234.8k $7.9m $7.9m 0.03% Added +28.0k +27,953
13 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 211,294211.3k $7.1m $7.1m 0.02% New
14 PRINCIPAL SECURITIES, INC. 0.20% of their portfolio DES MOINES, IA 189,474189.5k $6.4m $6.4m 0.20% Added +21.0k +20,996
15 Stokes Family Office, LLC 0.66% of their portfolio NEW ORLEANS, LA 156,315156.3k $5.3m $5.3m 0.66% Reduced -19.0k -18,976
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 148,383148.4k $5.0m $5.0m 0.00% Added +100.7k +100,659
17 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 143,422143.4k $4.8m $4.8m 0.04% Added +70.2k +70,184
18 Beacon Bridge Wealth Partners, LLC 1.88% of their portfolio LOWER GWYNEDD, PA 118,273118.3k $4.0m $4.0m 1.88% Added +12.6k +12,627
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.25% of their portfolio BIRMINGHAM, AL 113,156113.2k $3.8m $3.8m 0.25% Reduced -10.0k -9,983
20 Galvin, Gaustad & Stein, LLC 0.35% of their portfolio Scottsdale, AZ 112,939112.9k $3.8m $3.8m 0.35% Added +29.4k +29,445
21 Kaizen Financial Strategies 2.40% of their portfolio CAMPBELL, CA 104,859104.9k $3.5m $3.5m 2.40% Added +10.9k +10,917
22 COLLECTIVE FAMILY OFFICE LLC 1.12% of their portfolio YORK, PA 102,028102.0k $3.4m $3.4m 1.12% Added +63.3k +63,303
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 100,096100.1k $3.4m $3.4m 0.00% Reduced -61.0k -60,977
24 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 93,00393.0k $3.1m $3.1m 0.04% Reduced -8.9k -8,869
25 WBH ADVISORY INC 0.29% of their portfolio BALTIMORE, MD 83,70883.7k $2.8m $2.8m 0.29% Reduced -16.1k -16,125
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 83,48583.5k $2.8m $2.8m 0.00% Added +52.5k +52,473
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 82,47782.5k $2.8m $2.8m 0.01% Added +24.0k +23,963
28 Clear Creek Financial Management, LLC 0.35% of their portfolio SILVERDALE, WA 82,21382.2k $2.8m $2.8m 0.35% Reduced -1.2k -1,164
29 Stratos Wealth Advisors, LLC 0.16% of their portfolio BEACHWOOD, OH 79,73579.7k $2.7m $2.7m 0.16% Reduced -20.7k -20,743
30 Charles Schwab Trust Co 0.20% of their portfolio HENDERSON, NV 62,71662.7k $2.1m $2.1m 0.20% Added +20.2k +20,186
31 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 52,39952.4k $1.8m $1.8m 0.00% Reduced -3.2k -3,177
32 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 51,98752.0k $1.8m $1.8m 0.03% Added +29.8k +29,841
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,00042.0k $1.4m $1.4m 0.00% Reduced -188.5k -188,474
34 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 41,98442.0k $1.4m $1.4m 0.05% Added +10.6k +10,552
35 Bryn Mawr Trust Advisors, LLC 0.08% of their portfolio PHILADELPHIA, PA 40,84140.8k $1.4m $1.4m 0.08% Reduced -31.1k -31,098
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,01539.0k $1.3m $1.3m 0.00% Added +22.7k +22,678
37 Family Asset Management, LLC 0.78% of their portfolio CHARLESTON, SC 36,93236.9k $1.2m $1.2m 0.78% Reduced -6.9k -6,930
38 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 35,81235.8k $1.2m $1.2m 0.00% New
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,03135.0k $1.2m $1.2m 0.00% Added +3.0k +2,951
40 Acorn Wealth Advisors, LLC 0.60% of their portfolio Grand Blanc, MI 34,20234.2k $1.2m $1.2m 0.60% Added +4.6k +4,593
41 GREENUP STREET WEALTH MANAGEMENT LLC 0.29% of their portfolio OVERLAND PARK, KS 33,94733.9k $1.1m $1.1m 0.29% Added +8.8k +8,809
42 Barden Capital Management, Inc. 1.09% of their portfolio AUSTIN, TX 33,30533.3k $1.1m $1.1m 1.09% Reduced -4.6k -4,554
43 TRUST POINT INC. 0.08% of their portfolio LA CROSSE, WI 31,94331.9k $1.1m $1.1m 0.08% Reduced -167.6k -167,595
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,04529.0k $980.0k $980.0k 0.00% Added +5.3k +5,343
45 VAN STRUM & TOWNE INC. 0.33% of their portfolio SAN FRANCISCO, CA 27,11727.1k $914.7k $914.7k 0.33% Reduced -1.2k -1,200
46 OneAscent Wealth Management LLC 0.34% of their portfolio BIRMINGHAM, AL 25,90025.9k $874.0k $874.0k 0.34% Reduced -5.5k -5,529
47 Claro Advisors Inc. 0.13% of their portfolio BOSTON, MA 21,74621.7k $733.5k $733.5k 0.13% Reduced -24.5k -24,526
48 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 19,05319.1k $605.5k $605.5k 0.03% First filing
49 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 18,91118.9k $607.6k $607.6k 0.01% Reduced -8.4k -8,383
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,65918.7k $629.4k $629.4k 0.00% New
51 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 18,32718.3k $618.2k $618.2k 0.01% Reduced -4.8k -4,799
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,12917.1k $577.8k $577.8k 0.00% New
53 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 15,76715.8k $531.8k $531.8k 0.04% New
54 Invst, LLC 0.06% of their portfolio INDIANAPOLIS, IN 14,34814.3k $474.1k $474.1k 0.06% Added +3.0k +3,002
55 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,50712.5k $421.9k $421.9k 0.00% Added +5.6k +5,566
56 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 11,74211.7k $396.0k $396.0k 0.00% Added +1.4k +1,402
57 TSA Wealth Managment LLC 0.17% of their portfolio HOUSTON, TX 11,72611.7k $395.5k $395.5k 0.17% Unchanged
58 Magnus Financial Group LLC 0.05% of their portfolio NEW YORK, NY 11,64211.6k $392.7k $392.7k 0.05% Reduced -373 -373
59 EXENCIAL WEALTH ADVISORS, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 10,54410.5k $355.6k $355.6k 0.01% Added +4.5k +4,544
60 Hayek Kallen Investment Management 0.13% of their portfolio FAIRHOPE, AL 10,25010.2k $346.0k $346.0k 0.13% Added +400 +400
61 SILVERLAKE WEALTH MANAGEMENT LLC 0.17% of their portfolio WILLISTON, VT 9,9459.9k $335.4k $335.4k 0.17% Added +466 +466
62 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 9,8589.9k $332.5k $332.5k 0.01% New
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,4339.4k $318.2k $318.2k 0.00% Reduced -3.7k -3,730
64 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,1459.1k $308.5k $308.5k 0.00% New
65 RDA Financial Network 0.10% of their portfolio AKRON, IA 8,8568.9k $298.7k $298.7k 0.10% Reduced -747 -747
66 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,6228.6k $290.8k $290.8k 0.01% Added +4.9k +4,949
67 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,6168.6k $290.6k $290.6k 0.01% Reduced -1.3k -1,278
68 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 7,8267.8k $264.0k $264.0k 0.02% Added +338 +338
69 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,9305.9k $200.0k $200.0k 0.00% New
70 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 5,8995.9k $199.0k $199.0k 0.02% Added +2.4k +2,374
71 Smartleaf Asset Management LLC 0.03% of their portfolio BOSTON, MA 4,4044.4k $148.6k $148.6k 0.03% Added +4.2k +4,220
72 Pacific Capital Wealth Advisors, Inc. 0.03% of their portfolio CORONA, CA 3,9824.0k $134.3k $134.3k 0.03% Unchanged
73 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 3,3953.4k $114.5k $114.5k 0.00% Reduced -88 -88
74 Park Place Capital Corp 0.02% of their portfolio Homewood, AL 1,6431.6k $55.4k $55.4k 0.02% Reduced -1.1k -1,145
75 Spectrum Wealth Counsel, LLC 0.01% of their portfolio INDIANAPOLIS, IN 1,4121.4k $47.6k $47.6k 0.01% Unchanged
76 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 1,3001.3k $43.8k $43.8k 0.00% Unchanged
77 CARDIFF PARK ADVISORS, LLC 0.00% of their portfolio SAN MARCOS, CA 1,1391.1k $38.4k $38.4k 0.00% Unchanged
78 BlackRock Inc. 0.00% of their portfolio New York, NY 1,0621.1k $35.8k $35.8k 0.00% Reduced -148.0k -148,046
79 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 960960 $32.4k $32.4k 0.00% Reduced -1.4k -1,440
80 Horizons Wealth Management 0.02% of their portfolio ASHEVILLE, NC 777777 $27.3k $27.3k 0.02% Unchanged
81 SILVER OAK SECURITIES, INCORPORATED 0.00% of their portfolio JACKSON, TN 645645 $21.8k $21.8k 0.00% Reduced -6.8k -6,822
82 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 538538 $18.1k $18.1k 0.00% Unchanged
83 Pineridge Advisors LLC 0.01% of their portfolio ST. CHARLES, MO 513513 $17.3k $17.3k 0.01% Reduced -1.7k -1,722
84 LGT Financial Advisors LLC 0.01% of their portfolio DALLAS, TX 350350 $11.8k $11.8k 0.01% Reduced -54 -54
85 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 9595 $3.2k $3.2k 0.00% New
86 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 6363 $2.1k $2.1k 0.00% Reduced -3.4k -3,386
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5151 $1.7k $1.7k 0.00% New
88 FMR LLC 0.00% of their portfolio BOSTON, MA 2323 $776 $776 0.00% Reduced -13 -13
89 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 22 $66 $66 0.00% Reduced -2.1k -2,058
90 Kozak & Associates, Inc. 0.00% of their portfolio HIGHLANDS RANCH, CO 00 $0 $0 0.00% Reduced -231 -231