Vault-13

SCHWAB STRATEGIC TR SCHQ

LONG TERM US · ETP · CUSIP 808524680

51 institutional holders +18 vs Q1 2023
5,398,1395.4m shares reported held*
$193.4mreported value*
20 new 19 added 10 reduced 2 sold out net bought ≈ $78.1m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.78.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 24Q4 22: 25Q1 23: 33Q2 23: 5151Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202224
Q4 202225
Q1 202333
Q2 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 12 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221216
Q1 20232013
Q2 20233912

Biggest buyers

JANE STREET GROUP, LLC Added +412,597+412.6k
ENVESTNET ASSET MANAGEMENT INC New +412,159+412.2k
Faithward Advisors, LLC Added +349,868+349.9k
Raymond James Financial Services Advisors, Inc. New +233,661+233.7k
CWM, LLC New +232,288+232.3k
BANK OF MONTREAL /CAN/ New +124,500+124.5k
MML INVESTORS SERVICES, LLC New +101,746+101.7k
SILVER OAK SECURITIES, INCORPORATED Added +64,219+64.2k
OSAIC HOLDINGS, INC. Added +56,023+56.0k
Northern Capital Management, Inc. Added +53,386+53.4k

Biggest sellers

AVALON CAPITAL MANAGEMENT Reduced -141,080-141.1k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -60,156-60.2k
FLOW TRADERS U.S. LLC Reduced -59,868-59.9k
MORGAN STANLEY Reduced -50,593-50.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -27,886-27.9k
IMC-Chicago, LLC Sold out -17,967-18.0k
CITADEL ADVISORS LLC Reduced -13,793-13.8k
Barden Capital Management, Inc. Reduced -9,917-9.9k
Northwest Capital Management Inc Reduced -7,506-7.5k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -4,014-4.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Faithward Advisors, LLC 8.56% of their portfolio LANCASTER, PA 1,094,4611.1m $37.1m $37.1m 8.56% Added +349.9k +349,868
2 TOTAL INVESTMENT MANAGEMENT INC 4.13% of their portfolio SCOTTSDALE, AZ 876,567876.6k $31.8m $31.8m 4.13% Added +28.3k +28,340
3 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 470,493470.5k $17.1m $17.1m 0.02% Added +412.6k +412,597
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 412,159412.2k $15.0m $15.0m 0.01% New
5 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 310,584310.6k $11.3m $11.3m 0.00% Reduced -4.0k -4,014
6 Northwest Capital Management Inc 3.65% of their portfolio Lake Oswego, OR 239,648239.6k $8.7m $8.7m 3.65% Reduced -7.5k -7,506
7 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 233,661233.7k $8.5m $8.5m 0.01% New
8 CWM, LLC 0.05% of their portfolio OMAHA, NE 232,288232.3k $8.4m $8.4m 0.05% New
9 Northern Capital Management, Inc. 4.37% of their portfolio SPOKANE, WA 158,433158.4k $5.7m $5.7m 4.37% Added +53.4k +53,386
10 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 124,500124.5k $4.7m $4.7m 0.00% New
11 SevenOneSeven Capital Management 8.92% of their portfolio LANCASTER, PA 117,189117.2k $4.0m $4.0m 8.92% Added +41.7k +41,748
12 Stokes Family Office, LLC 0.47% of their portfolio NEW ORLEANS, LA 111,664111.7k $4.1m $4.1m 0.47% Reduced -2.2k -2,215
13 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 101,746101.7k $3.7m $3.7m 0.02% New
14 SILVER OAK SECURITIES, INCORPORATED 0.50% of their portfolio JACKSON, TN 85,35585.4k $3.1m $3.1m 0.50% Added +64.2k +64,219
15 Clear Creek Financial Management, LLC 0.53% of their portfolio SILVERDALE, WA 85,06985.1k $3.1m $3.1m 0.53% Added +1.5k +1,517
16 AVALON CAPITAL MANAGEMENT 1.15% of their portfolio Port Of Redwood City, CA 67,95868.0k $2.5m $2.5m 1.15% Reduced -141.1k -141,080
17 Kaizen Financial Strategies 2.01% of their portfolio CAMPBELL, CA 65,95066.0k $2.3m $2.3m 2.01% Added +3.9k +3,925
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 59,46659.5k $2.2m $2.2m 0.00% Added +4.4k +4,377
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 56,12356.1k $2.0m $2.0m 0.00% Added +56.0k +56,023
20 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 51,67351.7k $1.9m $1.9m 0.13% New
21 Galvin, Gaustad & Stein, LLC 0.17% of their portfolio Scottsdale, AZ 49,21949.2k $1.8m $1.8m 0.17% Added +37.3k +37,349
22 WBH ADVISORY INC 0.20% of their portfolio BALTIMORE, MD 47,16447.2k $1.7m $1.7m 0.20% New
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 43,69843.7k $1.6m $1.6m 0.01% New
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.12% of their portfolio BIRMINGHAM, AL 41,71641.7k $1.5m $1.5m 0.12% Added +41.7k +41,716
25 Charles Schwab Trust Co 0.14% of their portfolio HENDERSON, NV 31,62631.6k $1.2m $1.2m 0.14% Added +695 +695
26 Family Asset Management, LLC 0.74% of their portfolio CHARLESTON, SC 30,13530.1k $1.1m $1.1m 0.74% New
27 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 29,96330.0k $1.1m $1.1m 0.02% New
28 Barden Capital Management, Inc. 1.13% of their portfolio AUSTIN, TX 28,29128.3k $1.0m $1.0m 1.13% Reduced -9.9k -9,917
29 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 27,83727.8k $1.0m $1.0m 0.01% New
30 VAN STRUM & TOWNE INC. 0.42% of their portfolio SAN FRANCISCO, CA 27,74227.7k $1.0m $1.0m 0.42% Added +20.8k +20,842
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,63125.6k $930.0k $930.0k 0.00% Added +23.2k +23,224
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,10625.1k $911.1k $911.1k 0.00% Reduced -13.8k -13,793
33 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 23,58923.6k $856.0k $856.0k 0.09% Added +1.5k +1,466
34 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 20,41620.4k $740.9k $740.9k 0.04% New
35 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 19,65719.7k $713.0k $713.0k 0.03% Reduced -59.9k -59,868
36 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 19,56519.6k $710.0k $710.0k 0.03% New
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,68613.7k $496.4k $496.4k 0.00% New
38 Claro Advisors Inc. 0.12% of their portfolio BOSTON, MA 13,40913.4k $486.6k $486.6k 0.12% New
39 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 10,17910.2k $369.4k $369.4k 0.01% Reduced -105 -105
40 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 8,4138.4k $305.3k $305.3k 0.03% Added +1.6k +1,648
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,0768.1k $293.1k $293.1k 0.00% Reduced -27.9k -27,886
42 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 6,5196.5k $236.6k $236.6k 0.03% Added +696 +696
43 Roger Wittlin Investment Advisory, LLC 0.16% of their portfolio San Francisco, CA 5,5455.5k $201.2k $201.2k 0.16% Added +48 +48
44 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 1,2001.2k $43.5k $43.5k 0.00% New
45 Horizons Wealth Management 0.02% of their portfolio ASHEVILLE, NC 777777 $27.9k $27.9k 0.02% Unchanged
46 Worth Asset Management, LLC 0.02% of their portfolio DALLAS, TX 588588 $21.3k $21.3k 0.02% New
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 274274 $9.9k $9.9k 0.00% Unchanged
48 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 100100 $3.6k $3.6k 0.00% Reduced -50.6k -50,593
49 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 8989 $3.2k $3.2k 0.00% New
50 BlackRock Inc. 0.00% of their portfolio New York, NY 8282 $3.0k $3.0k 0.00% New
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4949 $1.8k $1.8k 0.00% New