Vault-13

SCHWAB STRATEGIC TR SCHY

INTERNL DIVID · ETP · CUSIP 808524672

125 institutional holders +5 vs Q2 2024
9,268,8079.3m shares reported held*
$242.4mreported value*
16 new 46 added 41 reduced 12 sold out net sold ≈ $38.5m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.16.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 45Q4 22: 75Q1 23: 80Q2 23: 85Q3 23: 88Q4 23: 105Q1 24: 109Q2 24: 120Q3 24: 125125Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202245
Q4 202275
Q1 202380
Q2 202385
Q3 202388
Q4 2023105
Q1 2024109
Q2 2024120
Q3 2024125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 13 cut or sold outQ1 23: 43 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 29 cut or sold outQ3 23: 47 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 36 cut or sold outQ1 24: 65 bought or addedQ1 24: 40 cut or sold outQ1 24Q2 24: 57 bought or addedQ2 24: 47 cut or sold outQ3 24: 62 bought or addedQ3 24: 53 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224813
Q1 20234326
Q2 20235229
Q3 20234738
Q4 20235036
Q1 20246540
Q2 20245747
Q3 20246253

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $2.4kQ2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$2.4k—
Q3 2024$0$0—

Biggest buyers

Cresset Asset Management, LLC Added +230,868+230.9k
Modern Wealth Management, LLC New +131,889+131.9k
IRON Financial LLC Added +51,425+51.4k
LongView Wealth Management Added +28,624+28.6k
Sanctuary Advisors, LLC New +20,034+20.0k
ENVESTNET ASSET MANAGEMENT INC Added +15,726+15.7k
Summit Asset Management, LLC Added +13,536+13.5k
FSC Wealth Advisors, LLC New +12,504+12.5k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors New +10,321+10.3k
GREENLEAF TRUST New +10,210+10.2k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -1,048,521-1.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -227,130-227.1k
JANE STREET GROUP, LLC Reduced -205,440-205.4k
Berkeley, Inc Reduced -97,820-97.8k
CITADEL ADVISORS LLC Sold out -88,605-88.6k
GTS SECURITIES LLC Sold out -48,575-48.6k
FLOW TRADERS U.S. LLC Sold out -37,150-37.1k
MAGNOLIA CAPITAL ADVISORS LLC Reduced -27,635-27.6k
OLD MISSION CAPITAL LLC Sold out -27,122-27.1k
ROYAL BANK OF CANADA Reduced -24,208-24.2k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cresset Asset Management, LLC 0.20% of their portfolio Chicago, IL 1,980,7222.0m $51.8m $51.8m 0.20% Added +230.9k +230,868
2 Summit Asset Management, LLC 4.13% of their portfolio MEMPHIS, TN 841,247841.2k $22.0m $22.0m 4.13% Added +13.5k +13,536
3 Souders Financial Advisors 1.91% of their portfolio CINCINNATI, OH 525,047525.0k $13.7m $13.7m 1.91% Reduced -16.4k -16,370
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 327,786327.8k $8.6m $8.6m 0.00% Added +15.7k +15,726
5 Kohmann Bosshard Financial Services, LLC 1.01% of their portfolio FAIRLAWN, OH 309,856309.9k $8.1m $8.1m 1.01% Reduced -13.5k -13,502
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 256,617256.6k $6.7m $6.7m 0.02% Added +7.1k +7,061
7 Asset Advisors Investment Management, LLC 0.68% of their portfolio AUGUSTA, GA 249,734249.7k $6.5m $6.5m 0.68% Added +411 +411
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 214,884214.9k $5.6m $5.6m 0.00% Reduced -14.9k -14,857
9 MAGNOLIA CAPITAL ADVISORS LLC 2.73% of their portfolio RIDGELAND, MS 208,651208.7k $5.5m $5.5m 2.73% Reduced -27.6k -27,635
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 187,774187.8k $4.9m $4.9m 0.01% Reduced -20.0k -19,999
11 Principle Wealth Partners LLC 0.34% of their portfolio MADISON, CT 182,374182.4k $4.8m $4.8m 0.34% Reduced -18.0k -17,983
12 Charles Schwab Trust Co 0.41% of their portfolio HENDERSON, NV 179,533179.5k $4.7m $4.7m 0.41% Added +2.2k +2,151
13 IRON Financial LLC 2.47% of their portfolio NORTHBROOK, IL 173,521173.5k $4.5m $4.5m 2.47% Added +51.4k +51,425
14 FIRST MERCHANTS CORP 0.17% of their portfolio Muncie, IN 168,903168.9k $4.4m $4.4m 0.17% Added +7.7k +7,682
15 LongView Wealth Management 1.16% of their portfolio ATLANTA, GA 139,334139.3k $3.6m $3.6m 1.16% Added +28.6k +28,624
16 Modern Wealth Management, LLC 0.21% of their portfolio KANSAS CITY, MO 131,889131.9k $3.5m $3.5m 0.21% New
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 118,540118.5k $3.1m $3.1m 0.00% Reduced -8.3k -8,271
18 Red Mountain Financial, LLC 3.23% of their portfolio FORT COLLINS, CO 116,161116.2k $3.0m $3.0m 3.23% Added +6.3k +6,286
19 Robertson Stephens Wealth Management, LLC 0.11% of their portfolio San Francisco, CA 113,697113.7k $3.0m $3.0m 0.11% Added +8.6k +8,614
20 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 108,596108.6k $2.8m $2.8m 0.05% Added +5.7k +5,744
21 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 103,162103.2k $2.7m $2.7m 0.03% Reduced -375 -375
22 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 103,110103.1k $2.7m $2.7m 0.01% Unchanged
23 Berkeley, Inc 0.78% of their portfolio Boise, ID 102,894102.9k $2.7m $2.7m 0.78% Reduced -97.8k -97,820
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 102,236102.2k $2.7m $2.7m 0.00% Reduced -3.6k -3,606
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 101,856101.9k $2.7m $2.7m 0.00% Added +5.9k +5,880
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 99,05299.1k $2.6m $2.6m 0.00% Reduced -8.8k -8,800
27 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 97,09597.1k $2.5m $2.5m 0.03% Reduced -1.0k -1,004
28 EXENCIAL WEALTH ADVISORS, LLC 0.08% of their portfolio OKLAHOMA CITY, OK 85,88785.9k $2.2m $2.2m 0.08% Reduced -2.0k -2,022
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 82,07982.1k $2.1m $2.1m 0.00% Reduced -205.4k -205,440
30 Noble Family Wealth, LLC 0.53% of their portfolio Clearwater, FL 74,84774.8k $2.0m $2.0m 0.53% Unchanged
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 74,39774.4k $1.9m $1.9m 0.01% Reduced -634 -634
32 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 68,01568.0k $1.8m $1.8m 0.01% Added +3.5k +3,543
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 60,08260.1k $1.6m $1.6m 0.00% Reduced -20.1k -20,109
34 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 59,95860.0k $1.6m $1.6m 0.01% Reduced -21.9k -21,913
35 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 1.53% of their portfolio SEATTLE, WA 59,05059.0k $1.5m $1.5m 1.53% Reduced -1.6k -1,608
36 CAHILL FINANCIAL ADVISORS INC 0.20% of their portfolio EDINA, MN 56,83356.8k $1.5m $1.5m 0.20% Added +4.5k +4,528
37 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 56,72656.7k $1.5m $1.5m 0.07% Reduced -734 -734
38 Embree Financial Group 0.26% of their portfolio Chicago, IL 55,90355.9k $1.5m $1.5m 0.26% Added +782 +782
39 West Oak Capital, LLC 0.71% of their portfolio WESTLAKE VILLAGE, CA 54,32354.3k $1.4m $1.4m 0.71% Reduced -9.6k -9,625
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 54,22154.2k $1.4m $1.4m 0.00% Added +469 +469
41 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 48,80748.8k $1.2m $1.2m 0.04% Reduced -7.3k -7,283
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 47,69547.7k $1.2m $1.2m 0.00% Reduced -21.5k -21,506
43 Cape Investment Advisory, Inc. 0.47% of their portfolio MCDONOUGH, GA 43,95444.0k $1.2m $1.2m 0.47% Added +4.3k +4,275
44 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 42,80742.8k $1.1m $1.1m 0.00% Unchanged
45 BEACON FINANCIAL GROUP 0.12% of their portfolio DALLAS, TX 40,97741.0k $1.1m $1.1m 0.12% Added +1.3k +1,271
46 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.13% of their portfolio ALAMO, CA 40,41240.4k $1.1m $1.1m 0.13% Reduced -85 -85
47 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 40,34140.3k $1.1m $1.1m 0.00% Added +3.2k +3,175
48 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,10439.1k $1.0m $1.0m 0.00% Added +6.5k +6,518
49 Spinnaker Investment Group, LLC 0.25% of their portfolio Newport Beach, CA 38,65038.6k $1.0m $1.0m 0.25% Unchanged
50 Wedmont Private Capital 0.06% of their portfolio WEST CHESTER, PA 38,30538.3k $977.2k $977.2k 0.06% Unchanged
51 Bryn Mawr Trust Advisors, LLC 0.05% of their portfolio PHILADELPHIA, PA 38,08638.1k $996.7k $996.7k 0.05% Reduced -14.6k -14,578
52 ProVise Management Group, LLC 0.07% of their portfolio CLEARWATER, FL 36,16436.2k $946.4k $946.4k 0.07% Reduced -19.9k -19,879
53 COWA, LLC 0.42% of their portfolio Tulsa, OK 33,96334.0k $888.8k $888.8k 0.42% Reduced -1.4k -1,404
54 Acorn Wealth Advisors, LLC 0.38% of their portfolio Grand Blanc, MI 33,92333.9k $887.8k $887.8k 0.38% Added +2.5k +2,486
55 Avidian Wealth Enterprises, LLC 0.04% of their portfolio Houston, TX 32,91632.9k $861.4k $861.4k 0.04% Added +2.2k +2,184
56 HAMEL ASSOCIATES, INC. 0.24% of their portfolio Center Valley, PA 30,00030.0k $785.1k $785.1k 0.24% Unchanged
57 Per Stirling Capital Management, LLC. 0.10% of their portfolio AUSTIN, TX 28,63128.6k $749.3k $749.3k 0.10% Reduced -353 -353
58 Family Asset Management, LLC 0.38% of their portfolio CHARLESTON, SC 24,03524.0k $629.0k $629.0k 0.38% Reduced -786 -786
59 CAP Partners, LLC 0.44% of their portfolio FRANKLIN, TN 22,51722.5k $589.3k $589.3k 0.44% Reduced -15.8k -15,776
60 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 21,69621.7k $567.8k $567.8k 0.00% Reduced -820 -820
61 CVA Family Office, LLC 0.09% of their portfolio DENVER, CO 21,60321.6k $565.4k $565.4k 0.09% Added +29 +29
62 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 20,87020.9k $546.2k $546.2k 0.00% Unchanged
63 MYECFO, LLC 0.29% of their portfolio La Jolla, CA 20,67220.7k $541.0k $541.0k 0.29% Added +2.5k +2,460
64 Vawter Financial, Ltd. 0.33% of their portfolio COLUMBUS, OH 20,56120.6k $538.1k $538.1k 0.33% Added +68 +68
65 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 20,03420.0k $484.4k $484.4k 0.00% New
66 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 16,90016.9k $442.0k $442.0k 0.01% Reduced -2.5k -2,500
67 Clarity Capital Advisors, LLC 0.29% of their portfolio Lakewood Ranch, FL 15,55015.6k $406.9k $406.9k 0.29% Unchanged
68 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 15,00015.0k $392.6k $392.6k 0.01% Unchanged
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,95214.0k $365.1k $365.1k 0.00% Added +678 +678
70 Collaborative Wealth Managment Inc. 0.16% of their portfolio LAKE MARY, FL 13,83913.8k $362.2k $362.2k 0.16% Unchanged
71 Asset Management Group, Inc. 0.06% of their portfolio STAMFORD, CT 13,25313.3k $346.8k $346.8k 0.06% Added +325 +325
72 FSC Wealth Advisors, LLC 0.23% of their portfolio WAPPINGERS FALLS, NY 12,50412.5k $327.2k $327.2k 0.23% New
73 Strategic Investment Solutions, Inc. /IL 0.09% of their portfolio ORLAND PARK, IL 12,03712.0k $315.0k $315.0k 0.09% Reduced -1.1k -1,098
74 Sharkey, Howes & Javer 0.04% of their portfolio DENVER, CO 11,99912.0k $314.0k $314.0k 0.04% Reduced -1.2k -1,236
75 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 11,68111.7k $305.7k $305.7k 0.03% Added +1.3k +1,271
76 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 11,56411.6k $303.0k $303.0k 0.00% Added +1.1k +1,075
77 Balboa Wealth Partners 0.07% of their portfolio SCOTTSDALE, AZ 11,49211.5k $300.7k $300.7k 0.07% Added +1.6k +1,553
78 Canvas Wealth Advisors, LLC 0.08% of their portfolio SHAWNEE, KS 11,35511.4k $297.2k $297.2k 0.08% Reduced -50 -50
79 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,10011.1k $290.5k $290.5k 0.00% Added +130 +130
80 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 10,82410.8k $283.3k $283.3k 0.00% Added +860 +860
81 D'Orazio & Associates, Inc. 0.04% of their portfolio VIENNA, VA 10,81910.8k $283.1k $283.1k 0.04% Reduced -18.4k -18,351
82 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 10,32110.3k $270.1k $270.1k 0.02% New
83 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 10,21010.2k $267.2k $267.2k 0.00% New
84 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,96610.0k $260.8k $260.8k 0.00% New
85 Orcam Financial Group 0.25% of their portfolio ENCINITAS, CA 9,6829.7k $253.4k $253.4k 0.25% New
86 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 9,1439.1k $239.3k $239.3k 0.01% Reduced -1.3k -1,280
87 MOTCO 0.02% of their portfolio SAN ANTONIO, TX 9,0139.0k $235.9k $235.9k 0.02% Unchanged
88 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 8,8248.8k $230.9k $230.9k 0.00% Reduced -554 -554
89 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,6408.6k $227.0k $227.0k 0.00% Reduced -24.2k -24,208
90 Colonial Trust Co / SC 0.03% of their portfolio SPARTANBURG, SC 8,0268.0k $210.0k $210.0k 0.03% Added +176 +176
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,8616.9k $179.6k $179.6k 0.00% Added +317 +317
92 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,1446.1k $160.8k $160.8k 0.01% New
93 Red Tortoise LLC 0.08% of their portfolio ATLANTA, GA 5,7755.8k $151.1k $151.1k 0.08% Added +2.8k +2,780
94 Bruce G. Allen Investments, LLC 0.10% of their portfolio DENVER, CO 4,8504.8k $126.9k $126.9k 0.10% Added +83 +83
95 Hara Capital LLC 0.07% of their portfolio BELLEVUE, WA 4,3704.4k $114.4k $114.4k 0.07% New
96 Jaffetilchin Investment Partners, LLC 0.01% of their portfolio TAMPA, FL 3,7953.8k $99.3k $99.3k 0.01% New
97 FMR LLC 0.00% of their portfolio BOSTON, MA 3,7923.8k $99.2k $99.2k 0.00% Reduced -290 -290
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,4953.5k $91.5k $91.5k 0.00% Added +72 +72
99 CALDWELL SUTTER CAPITAL, INC. 0.03% of their portfolio SAUSALITO, CA 2,8102.8k $73.5k $73.5k 0.03% Added +50 +50
100 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4592.5k $64.4k $64.4k 0.00% New