Vault-13

SCHWAB STRATEGIC TR SCHY

INTERNL DIVID · ETP · CUSIP 808524672

105 institutional holders +17 vs Q3 2023
11,417,88611.4m shares reported held*
$283.2mreported value*
18 new 32 added 29 reduced 7 sold out net sold ≈ $3.8m (-153.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.80.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 45Q4 22: 75Q1 23: 80Q2 23: 85Q3 23: 88Q4 23: 105105Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202245
Q4 202275
Q1 202380
Q2 202385
Q3 202388
Q4 2023105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 29 cut or sold outQ2 23Q3 23: 47 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 36 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224813
Q1 20234326
Q2 20235229
Q3 20234738
Q4 20235036

Biggest buyers

JANE STREET GROUP, LLC Added +1,111,855+1.1m
CITADEL ADVISORS LLC New +172,959+173.0k
IRON Financial LLC New +97,547+97.5k
Waverly Advisors, LLC New +94,072+94.1k
Cresset Asset Management, LLC Added +86,036+86.0k
Redhawk Wealth Advisors, Inc. New +84,220+84.2k
Charles Schwab Trust Co Added +81,384+81.4k
OLD MISSION CAPITAL LLC New +76,146+76.1k
STIFEL FINANCIAL CORP Added +59,103+59.1k
JPMORGAN CHASE & CO New +38,898+38.9k

Biggest sellers

Strategic Investment Solutions, Inc. /IL Reduced -1,460,348-1.5m
McCarthy Asset Management, Inc. Sold out -231,890-231.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -150,893-150.9k
BANK OF AMERICA CORP /DE/ Reduced -105,507-105.5k
FIRST MERCHANTS CORP Reduced -48,910-48.9k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -48,614-48.6k
HARBOUR INVESTMENT MANAGEMENT LLC Sold out -45,815-45.8k
HighTower Advisors, LLC Reduced -45,030-45.0k
Integrated Wealth Concepts LLC Reduced -39,670-39.7k
D'Orazio & Associates, Inc. Reduced -24,434-24.4k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cresset Asset Management, LLC 0.25% of their portfolio Chicago, IL 1,677,4671.7m $41.2m $41.2m 0.25% Added +86.0k +86,036
2 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,222,8871.2m $30.1m $30.1m 0.04% Added +1.1m +1,111,855
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,082,9181.1m $26.6m $26.6m 0.01% Reduced -48.6k -48,614
4 Summit Asset Management, LLC 4.37% of their portfolio MEMPHIS, TN 742,336742.3k $18.3m $18.3m 4.37% Added +36.5k +36,458
5 Kohmann Bosshard Financial Services, LLC 2.11% of their portfolio FAIRLAWN, OH 564,317564.3k $13.9m $13.9m 2.11% Reduced -8.4k -8,377
6 Souders Financial Advisors 2.05% of their portfolio CINCINNATI, OH 485,950485.9k $11.9m $11.9m 2.05% Added +27.0k +26,992
7 Principle Wealth Partners LLC 0.77% of their portfolio MADISON, CT 361,413361.4k $8.9m $8.9m 0.77% Added +4.7k +4,713
8 Charles Schwab Trust Co 0.76% of their portfolio HENDERSON, NV 313,249313.2k $7.7m $7.7m 0.76% Added +81.4k +81,384
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 228,533228.5k $5.6m $5.6m 0.01% Added +26.7k +26,698
10 Tradition Wealth Management, LLC 0.78% of their portfolio EDINA, MN 205,409205.4k $7.5m $7.5m 0.78% Reduced -17.7k -17,708
11 Berkeley, Inc 3.16% of their portfolio Boise, ID 204,136204.1k $5.0m $5.0m 3.16% Added +22.9k +22,899
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 201,020201.0k $4.9m $4.9m 0.01% Added +59.1k +59,103
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 194,892194.9k $4.8m $4.8m 0.00% Added +7.4k +7,369
14 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 187,371187.4k $4.6m $4.6m 0.01% Reduced -45.0k -45,030
15 FIRST MERCHANTS CORP 0.37% of their portfolio Muncie, IN 183,181183.2k $4.5m $4.5m 0.37% Reduced -48.9k -48,910
16 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 182,600182.6k $4.5m $4.5m 0.07% Reduced -39.7k -39,670
17 Asset Advisors Investment Management, LLC 0.55% of their portfolio AUGUSTA, GA 181,730181.7k $4.5m $4.5m 0.55% Reduced -1.5k -1,520
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 172,959173.0k $4.3m $4.3m 0.00% New
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 137,307137.3k $3.4m $3.4m 0.00% Reduced -105.5k -105,507
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 134,510134.5k $3.3m $3.3m 0.00% Reduced -150.9k -150,893
21 CAROLINAS WEALTH CONSULTING LLC 0.67% of their portfolio CHARLOTTE, NC 125,189125.2k $3.1m $3.1m 0.67% Reduced -5.6k -5,611
22 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 124,368124.4k $3.1m $3.1m 0.02% First filing
23 ProVise Management Group, LLC 0.26% of their portfolio CLEARWATER, FL 122,980123.0k $3.0m $3.0m 0.26% Reduced -14.2k -14,187
24 Red Mountain Financial, LLC 3.73% of their portfolio FORT COLLINS, CO 98,05698.1k $2.4m $2.4m 3.73% First filing
25 IRON Financial LLC 1.36% of their portfolio NORTHBROOK, IL 97,54797.5k $2.4m $2.4m 1.36% New
26 EXENCIAL WEALTH ADVISORS, LLC 0.10% of their portfolio OKLAHOMA CITY, OK 96,03196.0k $2.4m $2.4m 0.10% Reduced -6.2k -6,171
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 95,41095.4k $2.3m $2.3m 0.01% Reduced -4.5k -4,493
28 Waverly Advisors, LLC 0.09% of their portfolio BIRMINGHAM, AL 94,07294.1k $2.3m $2.3m 0.09% New
29 Bryn Mawr Trust Advisors, LLC 0.14% of their portfolio PHILADELPHIA, PA 88,50488.5k $2.2m $2.2m 0.14% Reduced -20.4k -20,449
30 Redhawk Wealth Advisors, Inc. 0.40% of their portfolio MINNEAPOLIS, MN 84,22084.2k $2.1m $2.1m 0.40% New
31 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 76,14676.1k $1.9m $1.9m 0.05% New
32 Noble Family Wealth, LLC 0.55% of their portfolio Clearwater, FL 74,24674.2k $1.8m $1.8m 0.55% Added +1.7k +1,738
33 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 73,58573.6k $1.8m $1.8m 0.02% Added +2.2k +2,196
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 67,20767.2k $1.7m $1.7m 0.00% Added +12.5k +12,537
35 LongView Wealth Management 0.70% of their portfolio ATLANTA, GA 64,33864.3k $1.6m $1.6m 0.70% First filing
36 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 62,81862.8k $1.5m $1.5m 0.08% Reduced -12.9k -12,887
37 West Oak Capital, LLC 0.72% of their portfolio WESTLAKE VILLAGE, CA 62,39862.4k $1.5m $1.5m 0.72% Reduced -4.0k -3,967
38 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 59,54359.5k $1.5m $1.5m 0.05% Reduced -13.7k -13,656
39 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 1.67% of their portfolio SEATTLE, WA 59,15659.2k $1.5m $1.5m 1.67% Added +8.1k +8,076
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 57,59457.6k $1.4m $1.4m 0.00% Reduced -154 -154
41 Embree Financial Group 0.28% of their portfolio Chicago, IL 53,67553.7k $1.3m $1.3m 0.28% First filing
42 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 42,80742.8k $1.1m $1.1m 0.00% Unchanged
43 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.15% of their portfolio ALAMO, CA 40,69740.7k $1.0m $1.0m 0.15% Unchanged
44 Spinnaker Investment Group, LLC 0.30% of their portfolio Newport Beach, CA 39,61939.6k $974.2k $974.2k 0.30% Added +9.5k +9,505
45 CAHILL FINANCIAL ADVISORS INC 0.14% of their portfolio EDINA, MN 39,30039.3k $966.4k $966.4k 0.14% Added +13.5k +13,533
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 38,89838.9k $956.5k $956.5k 0.00% New
47 Wedmont Private Capital 0.08% of their portfolio WEST CHESTER, PA 38,30538.3k $943.8k $943.8k 0.08% Unchanged
48 D'Orazio & Associates, Inc. 0.17% of their portfolio VIENNA, VA 38,10838.1k $937.1k $937.1k 0.17% Reduced -24.4k -24,434
49 Strategic Investment Solutions, Inc. /IL 0.16% of their portfolio ORLAND PARK, IL 36,56936.6k $899.2k $899.2k 0.16% Reduced -1.5m -1,460,348
50 CAP Partners, LLC 0.87% of their portfolio FRANKLIN, TN 35,65035.6k $876.6k $876.6k 0.87% First filing
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,29934.3k $843.4k $843.4k 0.00% Reduced -1.3k -1,289
52 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,62632.6k $802.3k $802.3k 0.00% Added +3.0k +2,969
53 COWA, LLC 0.48% of their portfolio Tulsa, OK 31,09631.1k $764.8k $764.8k 0.48% Added +314 +314
54 Sharkey, Howes & Javer 0.13% of their portfolio DENVER, CO 30,59730.6k $752.4k $752.4k 0.13% Unchanged
55 Avidian Wealth Enterprises, LLC 0.04% of their portfolio Houston, TX 27,04727.0k $665.1k $665.1k 0.04% Reduced -6.7k -6,720
56 Cape Investment Advisory, Inc. 0.32% of their portfolio MCDONOUGH, GA 26,50726.5k $651.8k $651.8k 0.32% Added +26.4k +26,357
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 26,44726.4k $650.0k $650.0k 0.00% Added +8.4k +8,363
58 Per Stirling Capital Management, LLC. 0.11% of their portfolio AUSTIN, TX 25,44425.4k $625.7k $625.7k 0.11% Added +2.4k +2,357
59 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 24,37524.4k $599.4k $599.4k 0.01% Unchanged
60 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 23,00023.0k $566.0k $566.0k 0.01% Reduced -3.6k -3,600
61 Cambridge Advisors Inc. 0.14% of their portfolio OMAHA, NE 22,00022.0k $541.0k $541.0k 0.14% Reduced -451 -451
62 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,73521.7k $534.5k $534.5k 0.00% Reduced -7.4k -7,363
63 CVA Family Office, LLC 0.10% of their portfolio DENVER, CO 21,56721.6k $530.3k $530.3k 0.10% Reduced -4.0k -4,016
64 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 20,87020.9k $513.2k $513.2k 0.00% Unchanged
65 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 20,75220.8k $510.3k $510.3k 0.02% Added +2.6k +2,605
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,98920.0k $491.5k $491.5k 0.00% Added +4.2k +4,168
67 MYECFO, LLC 0.29% of their portfolio La Jolla, CA 18,47418.5k $454.3k $454.3k 0.29% Added +659 +659
68 HAMEL ASSOCIATES, INC. 0.14% of their portfolio Center Valley, PA 16,00016.0k $393.4k $393.4k 0.14% Unchanged
69 Clarity Capital Advisors, LLC 0.33% of their portfolio Lakewood Ranch, FL 15,55015.6k $382.4k $382.4k 0.33% First filing
70 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,24315.2k $376.0k $376.0k 0.00% Added +8.8k +8,764
71 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 14,50114.5k $356.6k $356.6k 0.01% Unchanged
72 Acorn Wealth Advisors, LLC 0.20% of their portfolio Grand Blanc, MI 13,70013.7k $336.9k $336.9k 0.20% Added +4.5k +4,487
73 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 12,83112.8k $315.5k $315.5k 0.01% First filing
74 Vawter Financial, Ltd. 0.24% of their portfolio COLUMBUS, OH 12,58212.6k $309.4k $309.4k 0.24% Added +418 +418
75 Asset Management Group, Inc. 0.06% of their portfolio STAMFORD, CT 12,03312.0k $295.9k $295.9k 0.06% Added +1.9k +1,880
76 Collaborative Wealth Managment Inc. 0.16% of their portfolio LAKE MARY, FL 11,96012.0k $294.1k $294.1k 0.16% Reduced -217 -217
77 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,05011.1k $271.7k $271.7k 0.00% Reduced -1.0k -1,000
78 BROGAN FINANCIAL, INC. 0.20% of their portfolio KNOXVILLE, TN 10,82010.8k $266.1k $266.1k 0.20% New
79 Balboa Wealth Partners 0.08% of their portfolio SCOTTSDALE, AZ 9,9399.9k $244.4k $244.4k 0.08% Unchanged
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,6019.6k $236.1k $236.1k 0.00% New
81 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,2289.2k $227.0k $227.0k 0.00% Added +4.6k +4,615
82 Red Door Wealth Management, LLC 0.05% of their portfolio Memphis, TN 8,5008.5k $209.0k $209.0k 0.05% New
83 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 8,2428.2k $202.7k $202.7k 0.00% New
84 Bruce G. Allen Investments, LLC 0.17% of their portfolio DENVER, CO 7,6397.6k $187.8k $187.8k 0.17% First filing
85 Milestone Investment Advisors LLC 0.05% of their portfolio MIDDLETON, WI 7,3337.3k $180.3k $180.3k 0.05% Unchanged
86 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,7055.7k $140.3k $140.3k 0.00% New
87 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 4,2004.2k $103.3k $103.3k 0.01% Reduced -10 -10
88 Parkside Financial Bank & Trust 0.02% of their portfolio SAINT LOUIS, MO 4,0004.0k $98.4k $98.4k 0.02% New
89 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,4233.4k $84.2k $84.2k 0.00% Unchanged
90 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,3843.4k $83.2k $83.2k 0.00% Added +3.1k +3,097
91 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 2,2992.3k $56.5k $56.5k 0.01% Added +167 +167
92 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,8061.8k $44.4k $44.4k 0.00% Added +736 +736
93 Scarborough Advisors, LLC 0.01% of their portfolio ANNAPOLIS, MD 1,6591.7k $40.8k $40.8k 0.01% New
94 TSFG, LLC 0.01% of their portfolio LAKE FOREST, IL 1,4001.4k $34.0k $34.0k 0.01% Unchanged
95 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,2701.3k $31.2k $31.2k 0.00% Unchanged
96 Providence Capital Advisors, LLC 0.01% of their portfolio CHARLOTTE, NC 985985 $24.2k $24.2k 0.01% New
97 C M BIDWELL & ASSOCIATES LTD 0.02% of their portfolio HONOLULU, HI 960960 $23.6k $23.6k 0.02% Unchanged
98 FMR LLC 0.00% of their portfolio BOSTON, MA 746746 $18.3k $18.3k 0.00% New
99 CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio SAUSALITO, CA 428428 $10.5k $10.5k 0.01% New
100 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 208208 $5.1k $5.1k 0.00% First filing