Vault-13

SCHWAB STRATEGIC TR SCHY

INTERNL DIVID · ETP · CUSIP 808524672

85 institutional holders +5 vs Q1 2023
10,382,80810.4m shares reported held*
$250.9mreported value*
13 new 39 added 21 reduced 8 sold out net bought ≈ $21.3m (+890.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($285.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.17.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 45Q4 22: 75Q1 23: 80Q2 23: 8585Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202245
Q4 202275
Q1 202380
Q2 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 29 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224813
Q1 20234326
Q2 20235229

Biggest buyers

Cresset Asset Management, LLC New +1,509,641+1.5m
Souders Financial Advisors Added +159,186+159.2k
EXENCIAL WEALTH ADVISORS, LLC New +117,522+117.5k
Sowell Financial Services LLC New +86,797+86.8k
Veritable, L.P. Added +81,560+81.6k
Tradition Wealth Management, LLC Added +63,809+63.8k
D'Orazio & Associates, Inc. Added +54,795+54.8k
LPL Financial LLC Added +52,026+52.0k
Principle Wealth Partners LLC Added +42,411+42.4k
OSAIC HOLDINGS, INC. Added +40,561+40.6k

Biggest sellers

J.P. Morgan Private Wealth Advisors LLC Reduced -881,729-881.7k
ROYAL BANK OF CANADA Reduced -244,153-244.2k
Strategic Investment Solutions, Inc. /IL Reduced -94,794-94.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -83,845-83.8k
CITADEL ADVISORS LLC Reduced -70,377-70.4k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -60,274-60.3k
Bryn Mawr Trust Advisors, LLC Reduced -42,049-42.0k
HighTower Advisors, LLC Reduced -29,911-29.9k
BANK OF AMERICA CORP /DE/ Reduced -19,381-19.4k
Sharkey, Howes & Javer Reduced -15,653-15.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cresset Asset Management, LLC 0.26% of their portfolio Chicago, IL 1,509,6411.5m $36.1m $36.1m 0.26% New
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,182,3511.2m $28.3m $28.3m 0.01% Reduced -60.3k -60,274
3 Summit Asset Management, LLC 4.40% of their portfolio MEMPHIS, TN 697,470697.5k $16.7m $16.7m 4.40% Added +20.0k +20,006
4 Kohmann Bosshard Financial Services, LLC 2.28% of their portfolio FAIRLAWN, OH 552,664552.7k $13.2m $13.2m 2.28% Added +17.1k +17,115
5 Souders Financial Advisors 1.86% of their portfolio CINCINNATI, OH 405,890405.9k $9.7m $9.7m 1.86% Added +159.2k +159,186
6 Veritable, L.P. 0.15% of their portfolio Newtown Square, PA 377,242377.2k $9.0m $9.0m 0.15% Added +81.6k +81,560
7 Principle Wealth Partners LLC 0.77% of their portfolio MADISON, CT 320,866320.9k $7.7m $7.7m 0.77% Added +42.4k +42,411
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 279,787279.8k $6.7m $6.7m 0.01% Added +22.7k +22,660
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 260,916260.9k $6.2m $6.2m 0.01% Added +9.8k +9,767
10 McCarthy Asset Management, Inc. 4.06% of their portfolio REDWOOD SHORES, CA 248,823248.8k $6.0m $6.0m 4.06% Added +2.8k +2,802
11 MAGNOLIA CAPITAL ADVISORS LLC 2.98% of their portfolio RIDGELAND, MS 248,205248.2k $5.9m $5.9m 2.98% Reduced -9.9k -9,865
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 243,608243.6k $5.8m $5.8m 0.00% Reduced -19.4k -19,381
13 FIRST MERCHANTS CORP 0.49% of their portfolio Muncie, IN 243,208243.2k $5.8m $5.8m 0.49% Added +7.6k +7,585
14 Charles Schwab Trust Co 0.62% of their portfolio HENDERSON, NV 220,378220.4k $5.1m $5.1m 0.62% Added +1.6k +1,617
15 Tradition Wealth Management, LLC 0.90% of their portfolio EDINA, MN 218,139218.1k $7.7m $7.7m 0.90% Added +63.8k +63,809
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 202,051202.1k $4.8m $4.8m 0.01% Added +40.6k +40,561
17 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 199,961200.0k $4.8m $4.8m 0.08% Added +13.2k +13,181
18 Asset Advisors Investment Management, LLC 0.56% of their portfolio AUGUSTA, GA 183,430183.4k $4.4m $4.4m 0.56% Added +17.4k +17,403
19 Bryn Mawr Trust Advisors, LLC 0.39% of their portfolio PHILADELPHIA, PA 173,946173.9k $4.2m $4.2m 0.39% Reduced -42.0k -42,049
20 Financial Architects, Inc 0.55% of their portfolio MARLTON, NJ 151,616151.6k $3.6m $3.6m 0.55% Reduced -2.2k -2,158
21 CAROLINAS WEALTH CONSULTING LLC 0.69% of their portfolio CHARLOTTE, NC 145,413145.4k $3.5m $3.5m 0.69% Added +1.9k +1,915
22 Berkeley, Inc 2.28% of their portfolio Boise, ID 141,338141.3k $3.4m $3.4m 2.28% Added +3.7k +3,736
23 ProVise Management Group, LLC 0.30% of their portfolio CLEARWATER, FL 138,692138.7k $3.3m $3.3m 0.30% Reduced -1.7k -1,671
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 132,477132.5k $3.2m $3.2m 0.00% Added +52.0k +52,026
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 122,548122.5k $2.9m $2.9m 0.00% Added +4.1k +4,093
26 EXENCIAL WEALTH ADVISORS, LLC 0.13% of their portfolio OKLAHOMA CITY, OK 117,522117.5k $2.8m $2.8m 0.13% New
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 101,600101.6k $2.4m $2.4m 0.01% Added +5.2k +5,228
28 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 86,79786.8k $2.1m $2.1m 0.12% New
29 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 86,79786.8k $2.1m $2.1m 0.08% Added +9.8k +9,793
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 84,98285.0k $2.0m $2.0m 0.00% Reduced -29.9k -29,911
31 Sharkey, Howes & Javer 0.36% of their portfolio DENVER, CO 79,36279.4k $1.9m $1.9m 0.36% Reduced -15.7k -15,653
32 Noble Family Wealth, LLC 0.56% of their portfolio Clearwater, FL 72,50872.5k $1.7m $1.7m 0.56% Unchanged
33 Bard Financial Services, Inc. 0.13% of their portfolio BRANFORD, CT 72,25072.2k $1.7m $1.7m 0.13% Added +2.5k +2,500
34 West Oak Capital, LLC 0.79% of their portfolio WESTLAKE VILLAGE, CA 67,97068.0k $1.6m $1.6m 0.79% Added +140 +140
35 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 67,61567.6k $1.6m $1.6m 0.01% Reduced -881.7k -881,729
36 Focus Financial Network, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 66,17366.2k $1.6m $1.6m 0.09% Added +21.3k +21,338
37 D'Orazio & Associates, Inc. 0.35% of their portfolio VIENNA, VA 63,40663.4k $1.5m $1.5m 0.35% Added +54.8k +54,795
38 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 61,77461.8k $1.5m $1.5m 0.02% Added +29.8k +29,816
39 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 1.72% of their portfolio SEATTLE, WA 54,80654.8k $1.3m $1.3m 1.72% Added +687 +687
40 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 50,43550.4k $1.2m $1.2m 0.09% Reduced -1.3k -1,268
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 48,69048.7k $1.2m $1.2m 0.00% Added +5.0k +4,956
42 HARBOUR INVESTMENT MANAGEMENT LLC 0.58% of their portfolio EDMONDS, WA 45,91545.9k $1.1m $1.1m 0.58% Reduced -100 -100
43 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.16% of their portfolio ALAMO, CA 41,00241.0k $981.6k $981.6k 0.16% Reduced -661 -661
44 Strategic Investment Solutions, Inc. /IL 0.19% of their portfolio ORLAND PARK, IL 39,35439.4k $927.6k $927.6k 0.19% Reduced -94.8k -94,794
45 Wedmont Private Capital 0.10% of their portfolio WEST CHESTER, PA 38,30538.3k $939.2k $939.2k 0.10% Unchanged
46 Spinnaker Investment Group, LLC 0.25% of their portfolio Newport Beach, CA 32,27432.3k $772.6k $772.6k 0.25% Reduced -1.6k -1,565
47 COWA, LLC 0.51% of their portfolio Tulsa, OK 32,16232.2k $770.1k $770.1k 0.51% Added +6.3k +6,267
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,80731.8k $761.5k $761.5k 0.00% Added +5.6k +5,567
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,73527.7k $664.0k $664.0k 0.00% Added +1.3k +1,264
50 CVA Family Office, LLC 0.14% of their portfolio DENVER, CO 27,58327.6k $660.3k $660.3k 0.14% Added +53 +53
51 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 25,90025.9k $620.0k $620.0k 0.01% Unchanged
52 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 24,60724.6k $589.1k $589.1k 0.01% Reduced -500 -500
53 AJ WEALTH STRATEGIES, LLC 0.02% of their portfolio NEW YORK, NY 20,87020.9k $499.6k $499.6k 0.02% Unchanged
54 Per Stirling Capital Management, LLC. 0.09% of their portfolio AUSTIN, TX 18,47918.5k $442.4k $442.4k 0.09% Added +514 +514
55 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,40218.4k $440.5k $440.5k 0.00% New
56 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,90717.9k $429.0k $429.0k 0.00% Added +1.1k +1,061
57 Cambridge Advisors Inc. 0.10% of their portfolio OMAHA, NE 17,05317.1k $408.2k $408.2k 0.10% Added +213 +213
58 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 13,84513.8k $326.2k $326.2k 0.01% New
59 Milestone Investment Advisors LLC 0.10% of their portfolio MIDDLETON, WI 13,45313.5k $322.1k $322.1k 0.10% Reduced -11.0k -10,983
60 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,17013.2k $315.3k $315.3k 0.00% Reduced -280 -280
61 Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio SAN FRANCISCO, CA 12,50812.5k $299.5k $299.5k 0.00% Reduced -11.4k -11,363
62 MYECFO, LLC 0.21% of their portfolio La Jolla, CA 12,22712.2k $292.7k $292.7k 0.21% Reduced -1.5k -1,467
63 Collaborative Wealth Managment Inc. 0.17% of their portfolio LAKE MARY, FL 12,17712.2k $291.5k $291.5k 0.17% Added +146 +146
64 Vawter Financial, Ltd. 0.25% of their portfolio COLUMBUS, OH 12,13712.1k $290.6k $290.6k 0.25% Added +337 +337
65 Canvas Wealth Advisors, LLC 0.11% of their portfolio SHAWNEE, KS 11,65211.7k $287.4k $287.4k 0.11% New
66 Balboa Wealth Partners 0.08% of their portfolio SCOTTSDALE, AZ 9,1399.1k $218.8k $218.8k 0.08% New
67 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 8,6548.7k $207.2k $207.2k 0.01% New
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,5568.6k $204.8k $204.8k 0.00% Reduced -70.4k -70,377
69 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,6444.6k $111.2k $111.2k 0.00% Added +1.1k +1,140
70 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 4,2044.2k $100.6k $100.6k 0.01% Added +204 +204
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,4233.4k $81.9k $81.9k 0.00% Unchanged
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,8202.8k $67.5k $67.5k 0.00% New
73 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 1,7741.8k $42.5k $42.5k 0.01% Added +244 +244
74 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4351.4k $34.4k $34.4k 0.00% Unchanged
75 TSFG, LLC 0.01% of their portfolio LAKE FOREST, IL 1,4001.4k $34.0k $34.0k 0.01% Unchanged
76 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,2701.3k $30.4k $30.4k 0.00% Unchanged
77 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1271.1k $27.0k $27.0k 0.00% New
78 C M BIDWELL & ASSOCIATES LTD 0.02% of their portfolio HONOLULU, HI 960960 $23.0k $23.0k 0.02% Unchanged
79 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 810810 $19.4k $19.4k 0.00% New
80 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 301301 $7.0k $7.0k 0.00% Reduced -244.2k -244,153
81 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 150150 $3.6k $3.6k 0.00% Unchanged
82 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 125125 $3.0k $3.0k 0.00% Unchanged
83 Moss Adams Wealth Advisors LLC 0.00% of their portfolio SEATTLE, WA 6464 $1.5k $1.5k 0.00% New
84 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $24 $24 0.00% New
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged