Vault-13

SCHWAB STRATEGIC TR SCHY

INTERNL DIVID · ETP · CUSIP 808524672

80 institutional holders +5 vs Q4 2022
9,480,3719.5m shares reported held*
$225.7mreported value*
12 new 31 added 19 reduced 7 sold out net bought ≈ $1.2m (+49.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($557.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.80.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 45Q4 22: 75Q1 23: 8080Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202245
Q4 202275
Q1 202380

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 48 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 26 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224813
Q1 20234326

Biggest buyers

J.P. Morgan Private Wealth Advisors LLC Added +844,375+844.4k
Veritable, L.P. New +295,682+295.7k
MAGNOLIA CAPITAL ADVISORS LLC New +258,070+258.1k
Souders Financial Advisors New +246,704+246.7k
ROYAL BANK OF CANADA Added +216,348+216.3k
Asset Advisors Investment Management, LLC New +166,027+166.0k
Strategic Investment Solutions, Inc. /IL Added +105,748+105.7k
BANK OF AMERICA CORP /DE/ Added +101,328+101.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +83,845+83.8k
West Oak Capital, LLC New +67,830+67.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -2,140,931-2.1m
FLOW TRADERS U.S. LLC Reduced -199,994-200.0k
OLD MISSION CAPITAL LLC Sold out -109,722-109.7k
CITADEL ADVISORS LLC Reduced -76,468-76.5k
Sowell Financial Services LLC Sold out -65,504-65.5k
MML INVESTORS SERVICES, LLC Reduced -59,655-59.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -56,218-56.2k
Astoria Portfolio Advisors LLC. Sold out -40,528-40.5k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -38,119-38.1k
Charles Schwab Trust Co Reduced -23,767-23.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,242,6251.2m $29.4m $29.4m 0.01% Reduced -38.1k -38,119
2 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 949,344949.3k $22.4m $22.4m 0.05% Added +844.4k +844,375
3 Summit Asset Management, LLC 4.41% of their portfolio MEMPHIS, TN 677,464677.5k $16.0m $16.0m 4.41% Added +50.5k +50,530
4 Kohmann Bosshard Financial Services, LLC 2.38% of their portfolio FAIRLAWN, OH 535,549535.5k $12.7m $12.7m 2.38% Added +7.7k +7,700
5 Veritable, L.P. 0.12% of their portfolio Newtown Square, PA 295,682295.7k $7.0m $7.0m 0.12% New
6 Principle Wealth Partners LLC 0.70% of their portfolio MADISON, CT 278,455278.5k $6.6m $6.6m 0.70% Added +56.9k +56,903
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 262,989263.0k $6.2m $6.2m 0.00% Added +101.3k +101,328
8 MAGNOLIA CAPITAL ADVISORS LLC 3.14% of their portfolio RIDGELAND, MS 258,070258.1k $6.1m $6.1m 3.14% New
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 257,127257.1k $6.1m $6.1m 0.01% Reduced -2.1m -2,140,931
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 251,149251.1k $5.9m $5.9m 0.01% Added +13.4k +13,367
11 Souders Financial Advisors 1.24% of their portfolio CINCINNATI, OH 246,704246.7k $5.8m $5.8m 1.24% New
12 McCarthy Asset Management, Inc. 3.95% of their portfolio REDWOOD SHORES, CA 246,021246.0k $5.8m $5.8m 3.95% Reduced -2.3k -2,256
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 244,454244.5k $5.8m $5.8m 0.00% Added +216.3k +216,348
14 FIRST MERCHANTS CORP 0.50% of their portfolio Muncie, IN 235,623235.6k $5.6m $5.6m 0.50% Added +7.3k +7,284
15 Charles Schwab Trust Co 0.62% of their portfolio HENDERSON, NV 218,761218.8k $5.2m $5.2m 0.62% Reduced -23.8k -23,767
16 Bryn Mawr Trust Advisors, LLC 0.53% of their portfolio PHILADELPHIA, PA 215,995216.0k $5.1m $5.1m 0.53% Reduced -910 -910
17 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 186,780186.8k $4.4m $4.4m 0.09% Added +60.0k +60,012
18 Asset Advisors Investment Management, LLC 0.51% of their portfolio AUGUSTA, GA 166,027166.0k $3.9m $3.9m 0.51% New
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 161,490161.5k $3.8m $3.8m 0.01% Added +39.4k +39,403
20 Tradition Wealth Management, LLC 0.66% of their portfolio EDINA, MN 154,330154.3k $5.3m $5.3m 0.66% Reduced -2.0k -2,002
21 Financial Architects, Inc 0.58% of their portfolio MARLTON, NJ 153,774153.8k $3.6m $3.6m 0.58% Reduced -2.1k -2,112
22 CAROLINAS WEALTH CONSULTING LLC 0.72% of their portfolio CHARLOTTE, NC 143,498143.5k $3.4m $3.4m 0.72% Reduced -19.1k -19,118
23 ProVise Management Group, LLC 0.32% of their portfolio CLEARWATER, FL 140,363140.4k $3.3m $3.3m 0.32% Reduced -6.8k -6,816
24 Berkeley, Inc 2.36% of their portfolio Boise, ID 137,602137.6k $3.3m $3.3m 2.36% Added +15.4k +15,408
25 Strategic Investment Solutions, Inc. /IL 0.62% of their portfolio ORLAND PARK, IL 134,148134.1k $3.2m $3.2m 0.62% Added +105.7k +105,748
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 118,455118.5k $2.8m $2.8m 0.00% Added +60.8k +60,772
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 114,893114.9k $2.7m $2.7m 0.01% Reduced -19.9k -19,933
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 96,37296.4k $2.3m $2.3m 0.01% Reduced -17.2k -17,228
29 Sharkey, Howes & Javer 0.48% of their portfolio DENVER, CO 95,01595.0k $2.2m $2.2m 0.48% Added +18.9k +18,867
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 83,84583.8k $2.0m $2.0m 0.00% New
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 80,45180.5k $1.9m $1.9m 0.00% Added +45.1k +45,069
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 78,93378.9k $1.9m $1.9m 0.00% Reduced -76.5k -76,468
33 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 77,00477.0k $1.8m $1.8m 0.07% Added +11.5k +11,500
34 Noble Family Wealth, LLC 0.58% of their portfolio Clearwater, FL 72,50872.5k $1.7m $1.7m 0.58% First filing
35 Bard Financial Services, Inc. 0.13% of their portfolio BRANFORD, CT 69,75069.8k $1.6m $1.6m 0.13% Added +19.8k +19,750
36 West Oak Capital, LLC 0.81% of their portfolio WESTLAKE VILLAGE, CA 67,83067.8k $1.6m $1.6m 0.81% New
37 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 1.73% of their portfolio SEATTLE, WA 54,11954.1k $1.3m $1.3m 1.73% New
38 AXXCESS WEALTH MANAGEMENT, LLC 0.10% of their portfolio CARLSBAD, CA 51,70351.7k $1.2m $1.2m 0.10% Added +22.6k +22,589
39 HARBOUR INVESTMENT MANAGEMENT LLC 0.60% of their portfolio EDMONDS, WA 46,01546.0k $1.1m $1.1m 0.60% Added +12.6k +12,550
40 Focus Financial Network, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 44,83544.8k $1.1m $1.1m 0.07% Added +7.2k +7,225
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 43,73443.7k $1.0m $1.0m 0.00% Added +18.4k +18,422
42 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.18% of their portfolio ALAMO, CA 41,66341.7k $984.5k $984.5k 0.18% Reduced -480 -480
43 Wedmont Private Capital 0.12% of their portfolio WEST CHESTER, PA 38,30538.3k $916.3k $916.3k 0.12% Unchanged
44 Spinnaker Investment Group, LLC 0.28% of their portfolio Newport Beach, CA 33,83933.8k $799.6k $799.6k 0.28% Added +13.1k +13,135
45 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 31,95832.0k $755.2k $755.2k 0.01% New
46 CVA Family Office, LLC 0.15% of their portfolio DENVER, CO 27,53027.5k $650.5k $650.5k 0.15% Unchanged
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 26,47126.5k $625.5k $625.5k 0.00% Added +1.9k +1,925
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,24026.2k $620.1k $620.1k 0.00% Reduced -56.2k -56,218
49 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 25,90025.9k $612.0k $612.0k 0.01% Added +3.3k +3,300
50 COWA, LLC 0.48% of their portfolio Tulsa, OK 25,89525.9k $611.9k $611.9k 0.48% Reduced -8.9k -8,940
51 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 25,10725.1k $593.3k $593.3k 0.01% Unchanged
52 Milestone Investment Advisors LLC 0.18% of their portfolio MIDDLETON, WI 24,43624.4k $577.4k $577.4k 0.18% Unchanged
53 Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio SAN FRANCISCO, CA 23,87123.9k $564.1k $564.1k 0.00% Reduced -20.5k -20,501
54 AJ WEALTH STRATEGIES, LLC 0.03% of their portfolio NEW YORK, NY 20,87020.9k $493.2k $493.2k 0.03% Unchanged
55 Per Stirling Capital Management, LLC. 0.09% of their portfolio AUSTIN, TX 17,96518.0k $424.5k $424.5k 0.09% Added +4.7k +4,747
56 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,84616.8k $398.0k $398.0k 0.00% Reduced -59.7k -59,655
57 Cambridge Advisors Inc. 0.10% of their portfolio OMAHA, NE 16,84016.8k $397.9k $397.9k 0.10% Unchanged
58 MYECFO, LLC 0.24% of their portfolio La Jolla, CA 13,69413.7k $323.6k $323.6k 0.24% Added +4.0k +3,964
59 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,45013.4k $317.8k $317.8k 0.00% Added +200 +200
60 Collaborative Wealth Managment Inc. 0.18% of their portfolio LAKE MARY, FL 12,03112.0k $284.3k $284.3k 0.18% Unchanged
61 Vawter Financial, Ltd. 0.28% of their portfolio COLUMBUS, OH 11,80011.8k $278.8k $278.8k 0.28% Unchanged
62 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 8,6278.6k $204.0k $204.0k 0.01% Reduced -200.0k -199,994
63 D'Orazio & Associates, Inc. 0.05% of their portfolio VIENNA, VA 8,6118.6k $203.5k $203.5k 0.05% Reduced -10.6k -10,563
64 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 4,0004.0k $94.5k $94.5k 0.01% Added +4.0k +3,996
65 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,5043.5k $82.8k $82.8k 0.00% Added +2.5k +2,504
66 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,4233.4k $80.9k $80.9k 0.00% New
67 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,2202.2k $52.5k $52.5k 0.00% Added +85 +85
68 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 2,0002.0k $47.3k $47.3k 0.00% Unchanged
69 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1,5301.5k $36.2k $36.2k 0.00% New
70 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4351.4k $33.9k $33.9k 0.00% Added +21 +21
71 TSFG, LLC 0.01% of their portfolio LAKE FOREST, IL 1,4001.4k $33.0k $33.0k 0.01% Unchanged
72 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,2701.3k $30.0k $30.0k 0.00% Unchanged
73 C M BIDWELL & ASSOCIATES LTD 0.02% of their portfolio HONOLULU, HI 960960 $22.7k $22.7k 0.02% Unchanged
74 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 200200 $4.7k $4.7k 0.00% Unchanged
75 Stonebridge Capital Advisors LLC 0.00% of their portfolio ST PAUL, MN 200200 $4.7k $4.7k 0.00% Unchanged
76 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 150150 $3.5k $3.5k 0.00% First filing
77 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 125125 $3.0k $3.0k 0.00% New
78 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8080 $1.9k $1.9k 0.00% New
79 Cassady Schiller Wealth Management, LLC 0.00% of their portfolio CINCINNATI, OH 2525 $591 $591 0.00% Unchanged
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged