Vault-13

SCHWAB STRATEGIC TR SCMB

MUN BD ETF · ETP · CUSIP 808524649

30 institutional holders +3 vs Q2 2023
1,336,2701.3m shares reported held*
$66.1mreported value*
8 new 8 added 9 reduced 5 sold out net bought ≈ $11.1m (+223.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.47.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q4 22: 19Q1 23: 26Q2 23: 27Q3 23: 3030Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q4 202219
Q1 202326
Q2 202327
Q3 202330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 18 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 7 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 14 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q1 20231811
Q2 2023167
Q3 20231614

Biggest buyers

Pallas Capital Advisors LLC New +114,291+114.3k
Charles Schwab Trust Co New +87,860+87.9k
MYECFO, LLC Added +16,880+16.9k
RWA WEALTH PARTNERS, LLC Added +15,719+15.7k
JANE STREET GROUP, LLC Added +15,697+15.7k
BANK OF AMERICA CORP /DE/ Added +13,057+13.1k
Balboa Wealth Partners New +9,000+9.0k
Gleason Group, Inc. New +7,458+7.5k
AdvisorNet Financial, Inc Added +5,509+5.5k
B. Riley Wealth Advisors, Inc. New +4,575+4.6k

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -33,558-33.6k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -20,491-20.5k
Koshinski Asset Management, Inc. Sold out -6,592-6.6k
Thrivent Financial for Lutherans Sold out -3,962-4.0k
Sequoia Financial Advisors, LLC Reduced -3,680-3.7k
Wedmont Private Capital Reduced -3,159-3.2k
UBS Group AG Reduced -1,584-1.6k
CVA Family Office, LLC Sold out -843-843
Cetera Advisor Networks LLC Reduced -406-406
SALEM INVESTMENT COUNSELORS INC Sold out -400-400

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 642,018642.0k $31.8m $31.8m 0.01% Reduced -20.5k -20,491
2 Pallas Capital Advisors LLC 0.34% of their portfolio BRAINTREE, MA 114,291114.3k $5.6m $5.6m 0.34% New
3 Wedmont Private Capital 0.56% of their portfolio WEST CHESTER, PA 112,619112.6k $5.5m $5.5m 0.56% Reduced -3.2k -3,159
4 Charles Schwab Trust Co 0.49% of their portfolio HENDERSON, NV 87,86087.9k $4.4m $4.4m 0.49% New
5 MYECFO, LLC 2.92% of their portfolio La Jolla, CA 85,06085.1k $4.2m $4.2m 2.92% Added +16.9k +16,880
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 48,09748.1k $2.4m $2.4m 0.00% Added +15.7k +15,697
7 O'ROURKE & COMPANY, Inc 1.20% of their portfolio BOSTON, MA 33,25233.3k $1.6m $1.6m 1.20% Reduced -380 -380
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,73428.7k $1.4m $1.4m 0.00% Reduced -8 -8
9 TrinityPoint Wealth, LLC 0.24% of their portfolio MILFORD, CT 24,50524.5k $1.2m $1.2m 0.24% Reduced -312 -312
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 23,05723.1k $1.1m $1.1m 0.00% Added +13.1k +13,057
11 RWA WEALTH PARTNERS, LLC 0.02% of their portfolio BOSTON, MA 19,98920.0k $991.0k $991.0k 0.02% Added +15.7k +15,719
12 Sequoia Financial Advisors, LLC 0.02% of their portfolio Akron, OH 19,96120.0k $989.6k $989.6k 0.02% Reduced -3.7k -3,680
13 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 15,87415.9k $787.0k $787.0k 0.07% Added +5.5k +5,509
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 15,21115.2k $754.1k $754.1k 0.01% Added +63 +63
15 Column Capital Advisors, LLC 0.10% of their portfolio INDIANAPOLIS, IN 13,87613.9k $687.9k $687.9k 0.10% Unchanged
16 Balboa Wealth Partners 0.17% of their portfolio SCOTTSDALE, AZ 9,0009.0k $446.2k $446.2k 0.17% New
17 Gleason Group, Inc. 0.10% of their portfolio PROSPECT, KY 7,4587.5k $369.7k $369.7k 0.10% New
18 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,3147.3k $362.6k $362.6k 0.01% Added +338 +338
19 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 5,4545.5k $270.4k $270.4k 0.00% Reduced -406 -406
20 Columbus Macro, LLC 0.10% of their portfolio NEW CASTLE, PA 4,7514.8k $235.5k $235.5k 0.10% Reduced -3 -3
21 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,5754.6k $226.8k $226.8k 0.01% New
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,4763.5k $172.3k $172.3k 0.00% New
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,3493.3k $166.0k $166.0k 0.00% New
24 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 2,6302.6k $130.4k $130.4k 0.02% Added +1.0k +1,000
25 Element Wealth, LLC 0.08% of their portfolio RIDGELAND, MS 2,2402.2k $111.0k $111.0k 0.08% Unchanged
26 VitalStone Financial, LLC 0.03% of their portfolio SHAVANO PARK, TX 676676 $34.0k $34.0k 0.03% Unchanged
27 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $24.8k $24.8k 0.00% New
28 EPG Wealth Management LLC 0.01% of their portfolio ATLANTA, GA 375375 $18.6k $18.6k 0.01% Unchanged
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 6868 $3.4k $3.4k 0.00% Reduced -1.6k -1,584
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged