Vault-13

SCHWAB STRATEGIC TR SCHA

US SML CAP ETF · ETP · CUSIP 808524607

1,172 institutional holders +98 vs Q3 2024
258,445,939258.4m shares reported held*
$6.7bnreported value*
77 new 417 added 455 reduced 49 sold out net bought ≈ $64.4m (-9.9m shares)

Q3 2024 share counts are adjusted for a 2-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.97. Options: 5 managers hold calls ($7.7m notional), 1 hold puts ($15.5k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 871Q4 22: 945Q1 23: 933Q2 23: 962Q3 23: 948Q4 23: 1,062Q1 24: 1,053Q2 24: 1,057Q3 24: 1,074Q4 24: 1,1721,172Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022871
Q4 2022945
Q1 2023933
Q2 2023962
Q3 2023948
Q4 20231,062
Q1 20241,053
Q2 20241,057
Q3 20241,074
Q4 20241,172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ1 23: 406 bought or addedQ1 23: 447 cut or sold outQ2 23: 446 bought or addedQ2 23: 426 cut or sold outQ2 23Q3 23: 448 bought or addedQ3 23: 407 cut or sold outQ4 23: 498 bought or addedQ4 23: 408 cut or sold outQ4 23Q1 24: 473 bought or addedQ1 24: 484 cut or sold outQ2 24: 442 bought or addedQ2 24: 476 cut or sold outQ2 24Q3 24: 517 bought or addedQ3 24: 432 cut or sold outQ4 24: 494 bought or addedQ4 24: 504 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023406447
Q2 2023446426
Q3 2023448407
Q4 2023498408
Q1 2024473484
Q2 2024442476
Q3 2024517432
Q4 2024494504

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 24 calls: $14.6mQ1 24 puts: $1.2mQ1 24P/C 0.08Q2 24 calls: $18.0mQ2 24 puts: $1.4mQ2 24P/C 0.08Q3 24 calls: $8.9mQ3 24 puts: $293.6kQ3 24P/C 0.03Q4 24 calls: $7.7mQ4 24 puts: $15.5kQ4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$14.6m$1.2m0.08
Q2 2024$18.0m$1.4m0.08
Q3 2024$8.9m$293.6k0.03
Q4 2024$7.7m$15.5k0.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +2,318,864+2.3m
BANK OF AMERICA CORP /DE/ Added +2,073,271+2.1m
Focus Partners Wealth Added +830,875+830.9k
Empower Advisory Group, LLC Added +738,966+739.0k
Waterford Advisors, LLC New +626,777+626.8k
Tradewinds Capital Management, LLC Added +451,758+451.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +272,516+272.5k
MAI Capital Management Added +238,026+238.0k
BCS Wealth Management New +216,294+216.3k
Arax Advisory Partners Added +209,650+209.7k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -5,306,796-5.3m
MERCER GLOBAL ADVISORS INC /ADV Reduced -3,585,782-3.6m
GOLDMAN SACHS GROUP INC Reduced -2,447,914-2.4m
MONETA GROUP INVESTMENT ADVISORS LLC Reduced -1,399,814-1.4m
JPMORGAN CHASE & CO Reduced -968,348-968.3k
SEI INVESTMENTS CO Reduced -885,897-885.9k
Sanctuary Advisors, LLC Reduced -853,007-853.0k
Dynamic Advisor Solutions LLC Sold out -761,112-761.1k
Chicago Partners Investment Group LLC Reduced -425,043-425.0k
RAINEY & RANDALL WEALTH ADVISORS INC. Reduced -418,384-418.4k

Biggest calls

IMC-Chicago, LLC Added $5.8m213.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m48.8k shares
CITADEL ADVISORS LLC Reduced $403.4k15.6k shares
GROUP ONE TRADING LLC New $161.2k5.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $15.5k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 46,334,06746.3m $1.2bn $1.2bn 0.11% Added +2.1m +2,073,271
2 Empower Advisory Group, LLC 2.21% of their portfolio Greenwood Village, CO 25,335,42025.3m $655.2m $655.2m 2.21% Added +739.0k +738,966
3 SEI INVESTMENTS CO 0.46% of their portfolio OAKS, PA 13,755,83713.8m $355.7m $355.7m 0.46% Reduced -885.9k -885,897
4 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 6,306,5146.3m $163.1m $163.1m 0.05% Added +2.3m +2,318,864
5 Financial Engines Advisors L.L.C. 0.28% of their portfolio SANTA CLARA, CA 5,099,9915.1m $131.9m $131.9m 0.28% Reduced -152.0k -152,031
6 Cerity Partners LLC 0.26% of their portfolio NEW YORK, NY 4,646,7994.6m $120.2m $120.2m 0.26% Added +125.7k +125,685
7 Creative Planning 0.11% of their portfolio OVERLAND PARK, KS 4,524,5574.5m $117.0m $117.0m 0.11% Reduced -142.1k -142,063
8 Advisory Alpha, LLC 3.90% of their portfolio HOLLAND, MI 4,232,9654.2m $109.5m $109.5m 3.90% Reduced -85.9k -85,873
9 UBS Group AG 0.02% of their portfolio ZURICH, V8 3,674,8823.7m $95.0m $95.0m 0.02% Added +121.8k +121,846
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 3,429,8943.4m $88.7m $88.7m 0.07% Added +272.5k +272,516
11 Mariner, LLC 0.13% of their portfolio Overland Park, KS 2,944,4052.9m $76.1m $76.1m 0.13% Added +35.8k +35,831
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,918,9222.9m $75.5m $75.5m 0.01% Reduced -2.4m -2,447,914
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 2,854,8152.9m $73.8m $73.8m 0.14% Added +41.6k +41,589
14 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 2,616,5842.6m $67.7m $67.7m 0.09% Added +92.1k +92,084
15 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,405,2632.4m $62.2m $62.2m 0.03% Added +151.0k +150,999
16 MERCER GLOBAL ADVISORS INC /ADV 0.15% of their portfolio DENVER, CO 2,398,8662.4m $62.0m $62.0m 0.15% Reduced -3.6m -3,585,782
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,295,7642.3m $59.4m $59.4m 0.00% Reduced -16.3k -16,314
18 Marcum Wealth, LLC 4.69% of their portfolio CLEVELAND, OH 2,092,9262.1m $54.1m $54.1m 4.69% Reduced -120.1k -120,062
19 Focus Partners Wealth 0.09% of their portfolio ST LOUIS, MO 1,956,0532.0m $67.3m $67.3m 0.09% Added +830.9k +830,875
20 Savant Capital, LLC 0.38% of their portfolio ROCKFORD, IL 1,886,2041.9m $48.8m $48.8m 0.38% Reduced -162.6k -162,628
21 Steele Capital Management, Inc. 2.16% of their portfolio DUBUQUE, IA 1,607,2611.6m $41.6m $41.6m 2.16% Added +6.4k +6,435
22 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,438,7241.4m $36.1m $36.1m 0.08% Reduced -5.6k -5,554
23 MONETA GROUP INVESTMENT ADVISORS LLC 0.52% of their portfolio ST LOUIS, MO 1,435,1401.4m $37.1m $37.1m 0.52% Reduced -1.4m -1,399,814
24 SIMS INVESTMENT MANAGEMENT, LLC 20.67% of their portfolio CINCINNATI, OH 1,413,6101.4m $36.6m $36.6m 20.67% First filing
25 Gemmer Asset Management LLC 3.41% of their portfolio WALNUT CREEK, CA 1,341,6131.3m $34.7m $34.7m 3.41% Reduced -15.3k -15,315
26 RAINEY & RANDALL WEALTH ADVISORS INC. 6.39% of their portfolio Celebration, FL 1,246,1761.2m $32.2m $32.2m 6.39% Reduced -418.4k -418,384
27 KLINGENSTEIN FIELDS & CO LP 1.26% of their portfolio NEW YORK, NY 1,211,0201.2m $31.3m $31.3m 1.26% Reduced -115.9k -115,944
28 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 1,169,4391.2m $30.2m $30.2m 0.05% Reduced -14.9k -14,943
29 Mokosak Advisory Group, LLC 8.61% of their portfolio URBANDALE, IA 1,110,5231.1m $28.7m $28.7m 8.61% Added +2.7k +2,681
30 Summit Financial Strategies, Inc. 3.12% of their portfolio Columbus, OH 1,094,2461.1m $28.3m $28.3m 3.12% Reduced -9.8k -9,786
31 Legacy Wealth Management, LLC 1.79% of their portfolio MEMPHIS, TN 1,079,4341.1m $27.9m $27.9m 1.79% Reduced -21.8k -21,762
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,050,4961.1m $27.1m $27.1m 0.01% Added +3.9k +3,860
33 Kohmann Bosshard Financial Services, LLC 3.25% of their portfolio FAIRLAWN, OH 1,045,7161.0m $27.0m $27.0m 3.25% Added +189.9k +189,912
34 RKL Wealth Management LLC 2.34% of their portfolio LANCASTER, PA 1,017,6711.0m $26.3m $26.3m 2.34% Reduced -144.7k -144,679
35 Foundations Investment Advisors, LLC 0.47% of their portfolio PHOENIX, AZ 946,574946.6k $24.5m $24.5m 0.47% Added +31.7k +31,682
36 BlueSky Wealth Advisors, LLC 3.70% of their portfolio New Bern, NC 916,130916.1k $23.7m $23.7m 3.70% Added +28.8k +28,824
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 913,328913.3k $23.6m $23.6m 0.00% Reduced -968.3k -968,348
38 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 900,057900.1k $23.3m $23.3m 0.01% Reduced -3.0k -3,021
39 First International Bank & Trust 7.44% of their portfolio WATFORD CITY, ND 888,471888.5k $23.0m $23.0m 7.44% Added +31.0k +31,045
40 Beacon Pointe Advisors, LLC 0.25% of their portfolio NEWPORT BEACH, CA 886,128886.1k $22.9m $22.9m 0.25% Reduced -22.8k -22,812
41 Noble Family Wealth, LLC 6.17% of their portfolio Clearwater, FL 867,146867.1k $22.4m $22.4m 6.17% Added +15.3k +15,306
42 ForthRight Wealth Management, LLC 7.08% of their portfolio ALPHARETTA, GA 821,140821.1k $21.2m $21.2m 7.08% Added +14.1k +14,080
43 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 808,231808.2k $20.9m $20.9m 0.04% Added +26.4k +26,417
44 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 798,230798.2k $20.6m $20.6m 0.02% Added +106.7k +106,682
45 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 784,539784.5k $20.3m $20.3m 0.11% Reduced -95.5k -95,467
46 MARSHALL FINANCIAL GROUP INC /ADV 6.13% of their portfolio DOYLESTOWN, PA 775,429775.4k $20.1m $20.1m 6.13% Reduced -10.6k -10,635
47 CoreCap Advisors, LLC 0.91% of their portfolio SOUTHFIELD, MI 769,426769.4k $19.9m $19.9m 0.91% Added +90.7k +90,658
48 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 767,559767.6k $19.8m $19.8m 0.06% Added +31.0k +30,995
49 FIDELIS iM, LLC 9.70% of their portfolio MEDFORD, OR 764,326764.3k $19.8m $19.8m 9.70% Reduced -76.3k -76,268
50 Strategic Financial Planning, Inc. 13.41% of their portfolio PLANO, TX 760,942760.9k $19.7m $19.7m 13.41% Added +23.6k +23,562
51 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 728,474728.5k $18.8m $18.8m 0.01% First filing
52 White & Co Financial Planning Inc 15.30% of their portfolio SUNNYSIDE, WA 697,698697.7k $18.0m $18.0m 15.30% First filing
53 TruNorth Capital Management, LLC 4.85% of their portfolio KALAMAZOO, MI 685,790685.8k $17.7m $17.7m 4.85% Added +42.6k +42,588
54 Charles Schwab Trust Co 1.49% of their portfolio HENDERSON, NV 670,493670.5k $17.3m $17.3m 1.49% Added +11.3k +11,309
55 Joule Financial, LLC 6.10% of their portfolio Lexington, KY 667,432667.4k $17.3m $17.3m 6.10% Added +50.4k +50,364
56 SAGE FINANCIAL GROUP INC 1.38% of their portfolio W. CONSHOHOCKEN, PA 664,526664.5k $17.2m $17.2m 1.38% Reduced -16.7k -16,714
57 RIVERSEDGE ADVISORS, LLC 3.77% of their portfolio Wilmington, DE 645,618645.6k $16.7m $16.7m 3.77% Reduced -5.2k -5,150
58 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 643,183643.2k $16.6m $16.6m 0.06% Reduced -2.2k -2,161
59 Bangor Savings Bank 1.54% of their portfolio BANGOR, ME 635,493635.5k $16.4m $16.4m 1.54% Reduced -235 -235
60 Waterford Advisors, LLC 8.25% of their portfolio ORCHARD PARK, NY 626,777626.8k $16.2m $16.2m 8.25% New
61 Visionary Wealth Advisors 0.94% of their portfolio O'FALLON, IL 621,660621.7k $16.1m $16.1m 0.94% Reduced -71.4k -71,448
62 OLD NATIONAL BANCORP /IN/ 0.38% of their portfolio EVANSVILLE, IN 617,950618.0k $16.0m $16.0m 0.38% Reduced -13.0k -13,032
63 JOHNSON INVESTMENT COUNSEL INC 0.16% of their portfolio Cincinnati, OH 615,010615.0k $15.9m $15.9m 0.16% Added +6.8k +6,756
64 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 609,961610.0k $15.8m $15.8m 0.02% Added +8.1k +8,137
65 Ascension Capital Advisors, Inc. 6.85% of their portfolio Houston, TX 608,112608.1k $15.7m $15.7m 6.85% Added +18.1k +18,058
66 Burt Wealth Advisors 3.89% of their portfolio North Bethesda, MD 592,315592.3k $15.3m $15.3m 3.89% Added +2.4k +2,431
67 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.73% of their portfolio EAGLE, ID 590,903590.9k $15.3m $15.3m 4.73% Added +2.3k +2,339
68 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 585,883585.9k $15.2m $15.2m 0.05% Added +15.5k +15,511
69 OneDigital Investment Advisors LLC 0.17% of their portfolio OVERLAND PARK, KS 572,459572.5k $14.8m $14.8m 0.17% Added +8.7k +8,743
70 Sanctuary Advisors, LLC 0.10% of their portfolio INDIANAPOLIS, IN 558,501558.5k $15.1m $15.1m 0.10% Reduced -853.0k -853,007
71 Tradewinds Capital Management, LLC 3.79% of their portfolio BELLINGHAM, WA 554,960555.0k $14.4m $14.4m 3.79% Added +451.8k +451,758
72 Curi Capital, LLC 0.33% of their portfolio CHICAGO, IL 550,366550.4k $14.2m $14.2m 0.33% Added +9.8k +9,820
73 Prime Capital Investment Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 548,859548.9k $14.2m $14.2m 0.21% Reduced -19.7k -19,665
74 Clearwater Capital Advisors, LLC 1.37% of their portfolio HOFFMAN ESTATES, IL 542,868542.9k $14.0m $14.0m 1.37% Added +12.7k +12,654
75 Matrix Trust Co 2.39% of their portfolio DENVER, CO 532,878532.9k $13.8m $13.8m 2.39% Reduced -172 -172
76 Main Street Financial Solutions, LLC 1.34% of their portfolio NEWTOWN, PA 524,465524.5k $13.6m $13.6m 1.34% Added +22.2k +22,157
77 FIRST NATIONAL CORP /MA/ /ADV 3.07% of their portfolio ROCKLAND, MA 524,178524.2k $13.6m $13.6m 3.07% Added +22.0k +21,990
78 Buckingham Capital Management, Inc. 1.45% of their portfolio DAYTON, OH 490,214490.2k $12.7m $12.7m 1.45% Reduced -18.1k -18,130
79 Chicago Partners Investment Group LLC 0.42% of their portfolio CHICAGO, IL 488,433488.4k $12.7m $12.7m 0.42% Reduced -425.0k -425,043
80 MERIDIAN MANAGEMENT CO 3.30% of their portfolio LITTLE ROCK, AR 484,640484.6k $12.5m $12.5m 3.30% Reduced -80.9k -80,880
81 Tiller Private Wealth, Inc. 5.08% of their portfolio BETHLEHEM, PA 463,201463.2k $12.0m $12.0m 5.08% Added +11.5k +11,525
82 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 455,027455.0k $11.8m $11.8m 0.02% Added +4.6k +4,569
83 NORTH STAR ASSET MANAGEMENT INC 0.52% of their portfolio NEENAH, WI 454,963455.0k $11.8m $11.8m 0.52% Reduced -483 -483
84 IMA Advisory Services, Inc. 1.41% of their portfolio DENVER, CO 454,218454.2k $11.7m $11.7m 1.41% Added +6.8k +6,762
85 MAI Capital Management 0.09% of their portfolio INDEPENDENCE, OH 445,902445.9k $11.5m $11.5m 0.09% Added +238.0k +238,026
86 HHM Wealth Advisors, LLC 1.56% of their portfolio CHATTANOOGA, TN 444,827444.8k $11.5m $11.5m 1.56% Added +7.3k +7,281
87 Betterment LLC 0.03% of their portfolio NEW YORK, NY 443,404443.4k $11.5m $11.5m 0.03% Added +146.7k +146,690
88 Tradition Wealth Management, LLC 0.99% of their portfolio EDINA, MN 435,482435.5k $11.3m $11.3m 0.99% Added +118 +118
89 APPLETON PARTNERS INC/MA 0.83% of their portfolio BOSTON, MA 432,409432.4k $11.2m $11.2m 0.83% Added +5.1k +5,055
90 St. Johns Investment Management Company, LLC 5.16% of their portfolio JACKSONVILLE, FL 428,941428.9k $11.1m $11.1m 5.16% Reduced -185 -185
91 Christensen, King & Associates Investment Services, Inc. 5.22% of their portfolio RICHLAND, WA 424,716424.7k $11.1m $11.1m 5.22% Added +5.7k +5,744
92 Souders Financial Advisors 1.52% of their portfolio CINCINNATI, OH 421,280421.3k $10.9m $10.9m 1.52% Reduced -26.3k -26,330
93 New York Life Investment Management LLC 0.11% of their portfolio New York, NY 420,188420.2k $10.9m $10.9m 0.11% Reduced -80.1k -80,066
94 Sequoia Financial Advisors, LLC 0.10% of their portfolio Akron, OH 419,022419.0k $10.8m $10.8m 0.10% Added +3.5k +3,506
95 Focus Financial Network, Inc. 0.43% of their portfolio MINNEAPOLIS, MN 414,602414.6k $10.7m $10.7m 0.43% Reduced -6.0k -6,010
96 Essex LLC 2.22% of their portfolio DEER PARK, IL 408,079408.1k $10.6m $10.6m 2.22% Reduced -9.0k -9,035
97 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.28% of their portfolio Seattle, WA 402,867402.9k $10.4m $10.4m 0.28% Reduced -7.0k -6,969
98 Alliance Wealth Management Group 2.73% of their portfolio FLEMINGTON, NJ 394,651394.7k $10.2m $10.2m 2.73% Reduced -11.1k -11,111
99 Towercrest Capital Management 1.65% of their portfolio NEWTOWN, PA 394,651394.7k $10.2m $10.2m 1.65% Reduced -11.1k -11,111
100 American Financial Advisors, LLC 1.40% of their portfolio Marietta, GA 385,126385.1k $10.0m $10.0m 1.40% Added +6.2k +6,230