Vault-13

SCHWAB STRATEGIC TR SCHA

US SML CAP ETF · ETP · CUSIP 808524607

1,074 institutional holders +17 vs Q2 2024
132,249,280132.2m shares reported held*
$6.5bnreported value*
74 new 443 added 373 reduced 59 sold out net sold ≈ $4.5bn (-81.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.05. Options: 4 managers hold calls ($8.9m notional), 2 hold puts ($293.6k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 871Q4 22: 945Q1 23: 933Q2 23: 962Q3 23: 948Q4 23: 1,062Q1 24: 1,053Q2 24: 1,057Q3 24: 1,0741,074Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022871
Q4 2022945
Q1 2023933
Q2 2023962
Q3 2023948
Q4 20231,062
Q1 20241,053
Q2 20241,057
Q3 20241,074

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 470 bought or addedQ4 22: 366 cut or sold outQ1 23: 406 bought or addedQ1 23: 447 cut or sold outQ1 23Q2 23: 446 bought or addedQ2 23: 426 cut or sold outQ3 23: 448 bought or addedQ3 23: 407 cut or sold outQ3 23Q4 23: 498 bought or addedQ4 23: 408 cut or sold outQ1 24: 473 bought or addedQ1 24: 484 cut or sold outQ1 24Q2 24: 442 bought or addedQ2 24: 476 cut or sold outQ3 24: 517 bought or addedQ3 24: 432 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022470366
Q1 2023406447
Q2 2023446426
Q3 2023448407
Q4 2023498408
Q1 2024473484
Q2 2024442476
Q3 2024517432

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 23 calls: $146.7mQ4 23 puts: $1.6mQ4 23P/C 0.01Q1 24 calls: $14.6mQ1 24 puts: $1.2mQ1 24P/C 0.08Q2 24 calls: $18.0mQ2 24 puts: $1.4mQ2 24P/C 0.08Q3 24 calls: $8.9mQ3 24 puts: $293.6kQ3 24P/C 0.03
Numbers
QuarterCallsPutsP/C
Q4 2023$146.7m$1.6m0.01
Q1 2024$14.6m$1.2m0.08
Q2 2024$18.0m$1.4m0.08
Q3 2024$8.9m$293.6k0.03

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +2,652,856+2.7m
MERCER GLOBAL ADVISORS INC /ADV Added +1,533,638+1.5m
MONETA GROUP INVESTMENT ADVISORS LLC Added +726,804+726.8k
Sanctuary Advisors, LLC Added +488,969+489.0k
Focus Partners Wealth Added +415,917+415.9k
Empower Advisory Group, LLC Added +348,995+349.0k
CoreCap Advisors, LLC New +339,384+339.4k
Cerity Partners LLC Added +321,166+321.2k
DIVERSIFY WEALTH MANAGEMENT, LLC Added +284,736+284.7k
Chicago Partners Investment Group LLC Added +241,485+241.5k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -87,060,710-87.1m
OSAIC HOLDINGS, INC. Reduced -1,054,378-1.1m
Tradewinds Capital Management, LLC Reduced -564,891-564.9k
Waterford Advisors, LLC Sold out -299,281-299.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -232,426-232.4k
VCI Wealth Management LLC Sold out -211,853-211.9k
Berger Financial Group, Inc Reduced -195,991-196.0k
Capital Investment Counsel, LLC Reduced -179,114-179.1k
DRAVO BAY LLC Sold out -162,889-162.9k
Denver PWM, LLC Reduced -153,910-153.9k

Biggest calls

IMC-Chicago, LLC Added $6.1m72.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.1m40.2k shares
CITADEL ADVISORS LLC Added $690.1k13.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $247.2k4.8k shares
CITADEL ADVISORS LLC Reduced $46.4k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 22,130,39822.1m $1.1bn $1.1bn 0.10% Added +31.7k +31,711
2 Empower Advisory Group, LLC 2.14% of their portfolio Greenwood Village, CO 12,298,22712.3m $633.4m $633.4m 2.14% Added +349.0k +348,995
3 SEI INVESTMENTS CO 0.49% of their portfolio OAKS, PA 7,320,8677.3m $377.0m $377.0m 0.49% Reduced -38.6k -38,591
4 MERCER GLOBAL ADVISORS INC /ADV 0.18% of their portfolio DENVER, CO 2,992,3243.0m $76.4m $76.4m 0.18% Added +1.5m +1,533,638
5 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,683,4182.7m $138.2m $138.2m 0.03% Added +22.3k +22,309
6 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio ORLANDO, FL 2,653,3982.7m $43.0k $43.0k 0.12% Added +2.7m +2,652,856
7 Financial Engines Advisors L.L.C. 0.28% of their portfolio SANTA CLARA, CA 2,626,0112.6m $133.7m $133.7m 0.28% Added +38.3k +38,298
8 Creative Planning 0.12% of their portfolio OVERLAND PARK, KS 2,333,3102.3m $120.2m $120.2m 0.12% Reduced -32.2k -32,203
9 Cerity Partners LLC 0.26% of their portfolio NEW YORK, NY 2,260,5572.3m $116.4m $116.4m 0.26% Added +321.2k +321,166
10 Advisory Alpha, LLC 3.95% of their portfolio HOLLAND, MI 2,159,4192.2m $111.2m $111.2m 3.95% Added +68.0k +67,987
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,993,8252.0m $102.7m $102.7m 0.03% Reduced -232.4k -232,426
12 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,776,5181.8m $91.5m $91.5m 0.03% Added +44.2k +44,197
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 1,578,6891.6m $81.3m $81.3m 0.07% Added +51.7k +51,710
14 Mariner, LLC 0.13% of their portfolio Overland Park, KS 1,454,2871.5m $74.9m $74.9m 0.13% Added +9.1k +9,060
15 MONETA GROUP INVESTMENT ADVISORS LLC 0.53% of their portfolio ST LOUIS, MO 1,417,4771.4m $36.5m $36.5m 0.53% Added +726.8k +726,804
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 1,406,6131.4m $72.4m $72.4m 0.16% Added +2.7k +2,696
17 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 1,262,2501.3m $65.1m $65.1m 0.09% Reduced -115.7k -115,660
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,156,0391.2m $59.5m $59.5m 0.00% Added +3.1k +3,101
19 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,127,1321.1m $58.0m $58.0m 0.03% Reduced -52.3k -52,251
20 Marcum Wealth, LLC 5.29% of their portfolio CLEVELAND, OH 1,106,4941.1m $57.0m $57.0m 5.29% Reduced -20.2k -20,213
21 Savant Capital, LLC 0.44% of their portfolio ROCKFORD, IL 1,024,4161.0m $52.8m $52.8m 0.44% Reduced -83.9k -83,862
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 940,838940.8k $48.5m $48.5m 0.00% Added +51.6k +51,622
23 RAINEY & RANDALL WEALTH ADVISORS INC. 9.20% of their portfolio Celebration, FL 832,280832.3k $42.9m $42.9m 9.20% Reduced -23.3k -23,272
24 Steele Capital Management, Inc. 2.16% of their portfolio DUBUQUE, IA 800,413800.4k $41.3m $41.3m 2.16% Added +82.4k +82,366
25 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 722,139722.1k $37.2m $37.2m 0.08% Reduced -1.1m -1,054,378
26 Sanctuary Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 705,754705.8k $19.7m $19.7m 0.12% Added +489.0k +488,969
27 Gemmer Asset Management LLC 3.50% of their portfolio WALNUT CREEK, CA 678,464678.5k $34.9m $34.9m 3.50% Added +7.9k +7,914
28 KLINGENSTEIN FIELDS & CO LP 1.36% of their portfolio NEW YORK, NY 663,482663.5k $34.2m $34.2m 1.36% Reduced -31.5k -31,526
29 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 592,191592.2k $30.3m $30.3m 0.05% Added +31.8k +31,763
30 RKL Wealth Management LLC 2.71% of their portfolio LANCASTER, PA 581,175581.2k $29.9m $29.9m 2.71% Reduced -17.6k -17,596
31 Focus Partners Wealth 0.09% of their portfolio ST LOUIS, MO 562,589562.6k $29.0m $29.0m 0.09% Added +415.9k +415,917
32 Mokosak Advisory Group, LLC 8.56% of their portfolio URBANDALE, IA 553,921553.9k $28.5m $28.5m 8.56% Added +23.9k +23,889
33 Summit Financial Strategies, Inc. 3.20% of their portfolio Columbus, OH 552,016552.0k $28.4m $28.4m 3.20% Added +31.7k +31,715
34 Legacy Wealth Management, LLC 1.84% of their portfolio MEMPHIS, TN 550,598550.6k $28.4m $28.4m 1.84% Reduced -7.3k -7,258
35 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 523,318523.3k $27.0m $27.0m 0.01% Added +18.8k +18,819
36 Foundations Investment Advisors, LLC 0.50% of their portfolio PHOENIX, AZ 457,446457.4k $23.6m $23.6m 0.50% Added +32.8k +32,755
37 Chicago Partners Investment Group LLC 0.42% of their portfolio CHICAGO, IL 456,738456.7k $11.7m $11.7m 0.42% Added +241.5k +241,485
38 Beacon Pointe Advisors, LLC 0.27% of their portfolio NEWPORT BEACH, CA 454,470454.5k $23.4m $23.4m 0.27% Reduced -30.7k -30,701
39 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 451,539451.5k $23.3m $23.3m 0.01% Added +11.0k +11,038
40 BlueSky Wealth Advisors, LLC 3.55% of their portfolio New Bern, NC 443,653443.7k $22.8m $22.8m 3.55% Added +24.2k +24,184
41 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 440,003440.0k $22.7m $22.7m 0.12% Reduced -17.6k -17,573
42 First International Bank & Trust 7.08% of their portfolio WATFORD CITY, ND 428,713428.7k $22.1m $22.1m 7.08% Reduced -3.2k -3,246
43 Kohmann Bosshard Financial Services, LLC 2.74% of their portfolio FAIRLAWN, OH 427,902427.9k $22.0m $22.0m 2.74% Added +34.1k +34,125
44 Noble Family Wealth, LLC 5.90% of their portfolio Clearwater, FL 425,920425.9k $21.9m $21.9m 5.90% Added +3.8k +3,763
45 FIDELIS iM, LLC 9.82% of their portfolio MEDFORD, OR 420,297420.3k $21.6m $21.6m 9.82% Added +15.8k +15,839
46 ForthRight Wealth Management, LLC 6.92% of their portfolio ALPHARETTA, GA 403,530403.5k $20.8m $20.8m 6.92% Added +10.9k +10,856
47 MARSHALL FINANCIAL GROUP INC /ADV 6.11% of their portfolio DOYLESTOWN, PA 393,032393.0k $20.2m $20.2m 6.11% Reduced -5.0k -4,951
48 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 390,907390.9k $20.1m $20.1m 0.04% Added +11.7k +11,698
49 Dynamic Advisor Solutions LLC 0.59% of their portfolio PHOENIX, AZ 380,556380.6k $19.6m $19.6m 0.59% Reduced -24.6k -24,637
50 Strategic Financial Planning, Inc. 12.55% of their portfolio PLANO, TX 368,690368.7k $19.0m $19.0m 12.55% Reduced -11.3k -11,341
51 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 368,282368.3k $19.0m $19.0m 0.06% Added +7.2k +7,158
52 Visionary Wealth Advisors 1.09% of their portfolio O'FALLON, IL 346,554346.6k $17.8m $17.8m 1.09% Reduced -15.2k -15,192
53 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 345,774345.8k $17.8m $17.8m 0.02% Added +16.0k +15,976
54 SAGE FINANCIAL GROUP INC 1.43% of their portfolio W. CONSHOHOCKEN, PA 340,620340.6k $17.5m $17.5m 1.43% Added +569 +569
55 CoreCap Advisors, LLC 0.82% of their portfolio SOUTHFIELD, MI 339,384339.4k $17.5m $17.5m 0.82% New
56 Charles Schwab Trust Co 1.47% of their portfolio HENDERSON, NV 329,592329.6k $17.0m $17.0m 1.47% Added +38.5k +38,461
57 RIVERSEDGE ADVISORS, LLC 3.80% of their portfolio Wilmington, DE 325,384325.4k $16.8m $16.8m 3.80% Added +5.3k +5,327
58 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 322,672322.7k $16.6m $16.6m 0.06% Added +4.1k +4,089
59 TruNorth Capital Management, LLC 4.91% of their portfolio KALAMAZOO, MI 321,601321.6k $16.6m $16.6m 4.91% Added +10.4k +10,423
60 Bangor Savings Bank 1.54% of their portfolio BANGOR, ME 317,864317.9k $16.4m $16.4m 1.54% Reduced -1.7k -1,744
61 OLD NATIONAL BANCORP /IN/ 0.38% of their portfolio EVANSVILLE, IN 315,491315.5k $16.2m $16.2m 0.38% Added +43.2k +43,240
62 Joule Financial, LLC 5.78% of their portfolio Lexington, KY 308,534308.5k $15.9m $15.9m 5.78% Added +2.7k +2,670
63 JOHNSON INVESTMENT COUNSEL INC 0.15% of their portfolio Cincinnati, OH 304,127304.1k $15.7m $15.7m 0.15% Added +8.2k +8,220
64 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 300,912300.9k $15.5m $15.5m 0.02% Added +20.3k +20,292
65 Ascension Capital Advisors, Inc. 7.09% of their portfolio Houston, TX 295,027295.0k $15.2m $15.2m 7.09% Added +18.9k +18,922
66 Burt Wealth Advisors 3.74% of their portfolio North Bethesda, MD 294,942294.9k $15.2m $15.2m 3.74% Reduced -5.4k -5,376
67 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.84% of their portfolio EAGLE, ID 294,282294.3k $15.2m $15.2m 4.84% Added +7.2k +7,200
68 DIVERSIFY WEALTH MANAGEMENT, LLC 0.72% of their portfolio SANDY, UT 291,963292.0k $7.5m $7.5m 0.72% Added +284.7k +284,736
69 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 290,938290.9k $15.0m $15.0m 0.02% Added +16.3k +16,322
70 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 285,186285.2k $14.7m $14.7m 0.05% Added +22.7k +22,711
71 Prime Capital Investment Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 284,262284.3k $14.6m $14.6m 0.21% Reduced -11.1k -11,093
72 MERIDIAN MANAGEMENT CO 3.70% of their portfolio LITTLE ROCK, AR 282,760282.8k $14.6m $14.6m 3.70% Reduced -11.2k -11,209
73 OneDigital Investment Advisors LLC 0.17% of their portfolio OVERLAND PARK, KS 281,858281.9k $14.5m $14.5m 0.17% Reduced -3.1k -3,146
74 Curi Capital, LLC 0.32% of their portfolio CHICAGO, IL 270,273270.3k $13.9m $13.9m 0.32% Reduced -4.0k -3,963
75 Matrix Trust Co 2.57% of their portfolio DENVER, CO 266,525266.5k $13.7m $13.7m 2.57% Added +80.8k +80,780
76 ZynergyRetirementPlanningLLC 9.64% of their portfolio RED BANK, NJ 265,573265.6k $13.7m $13.7m 9.64% Added +622 +622
77 Clearwater Capital Advisors, LLC 1.33% of their portfolio HOFFMAN ESTATES, IL 265,107265.1k $13.7m $13.7m 1.33% Added +6.4k +6,418
78 Buckingham Capital Management, Inc. 1.50% of their portfolio DAYTON, OH 254,172254.2k $13.1m $13.1m 1.50% Reduced -215 -215
79 Main Street Financial Solutions, LLC 1.19% of their portfolio NEWTOWN, PA 251,154251.2k $12.9m $12.9m 1.19% Added +3.3k +3,317
80 FIRST NATIONAL CORP /MA/ /ADV 2.88% of their portfolio ROCKLAND, MA 251,094251.1k $12.9m $12.9m 2.88% Added +11.9k +11,904
81 New York Life Investment Management LLC 0.13% of their portfolio New York, NY 250,127250.1k $12.9m $12.9m 0.13% Reduced -66.7k -66,731
82 Dodds Wealth, LLC 1.99% of their portfolio GREENWOOD VILLAGE, CO 234,981235.0k $6.0m $6.0m 1.99% Added +120.3k +120,268
83 NORTH STAR ASSET MANAGEMENT INC 0.53% of their portfolio NEENAH, WI 227,723227.7k $11.7m $11.7m 0.53% Added +990 +990
84 Tiller Private Wealth, Inc. 4.82% of their portfolio BETHLEHEM, PA 225,838225.8k $11.6m $11.6m 4.82% Added +6.9k +6,942
85 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 225,229225.2k $11.6m $11.6m 0.01% Reduced -3.2k -3,220
86 Souders Financial Advisors 1.61% of their portfolio CINCINNATI, OH 223,805223.8k $11.5m $11.5m 1.61% Added +6.6k +6,630
87 IMA Advisory Services, Inc. 2.51% of their portfolio DENVER, CO 223,728223.7k $11.5m $11.5m 2.51% New
88 HHM Wealth Advisors, LLC 1.60% of their portfolio CHATTANOOGA, TN 218,773218.8k $11.3m $11.3m 1.60% Reduced -10.6k -10,553
89 Tradition Wealth Management, LLC 1.00% of their portfolio EDINA, MN 217,682217.7k $11.2m $11.2m 1.00% Reduced -385 -385
90 Meridian Wealth Management, LLC 0.55% of their portfolio LEXINGTON, KY 217,567217.6k $11.2m $11.2m 0.55% New
91 NORTHWEST INVESTMENT COUNSELORS, LLC 2.52% of their portfolio Lake Oswego, OR 216,223216.2k $11.1m $11.1m 2.52% Reduced -252 -252
92 St. Johns Investment Management Company, LLC 5.19% of their portfolio JACKSONVILLE, FL 214,563214.6k $11.0m $11.0m 5.19% Reduced -2.3k -2,306
93 APPLETON PARTNERS INC/MA 0.81% of their portfolio BOSTON, MA 213,677213.7k $11.0m $11.0m 0.81% Added +1.4k +1,449
94 Focus Financial Network, Inc. 0.44% of their portfolio MINNEAPOLIS, MN 210,306210.3k $10.8m $10.8m 0.44% Reduced -4.8k -4,798
95 Christensen, King & Associates Investment Services, Inc. 5.08% of their portfolio RICHLAND, WA 209,486209.5k $10.8m $10.8m 5.08% Reduced -4.7k -4,699
96 Essex LLC 2.20% of their portfolio DEER PARK, IL 208,557208.6k $10.7m $10.7m 2.20% Added +15.9k +15,863
97 Sequoia Financial Advisors, LLC 0.11% of their portfolio Akron, OH 207,758207.8k $10.7m $10.7m 0.11% Added +9.0k +9,040
98 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.30% of their portfolio Seattle, WA 204,918204.9k $10.6m $10.6m 0.30% Added +939 +939
99 Alliance Wealth Management Group 2.78% of their portfolio FLEMINGTON, NJ 202,881202.9k $10.4m $10.4m 2.78% Added +9.3k +9,266
100 Towercrest Capital Management 1.68% of their portfolio NEWTOWN, PA 202,881202.9k $10.4m $10.4m 1.68% Added +9.3k +9,266