Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

1,019 institutional holders +21 vs Q4 2025
278,778,365278.8m shares reported held*
$8.6bnreported value*
62 new 368 added 403 reduced 41 sold out net bought ≈ $12.2m (+224.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.01. Options: 1 managers hold calls ($11.6m notional), 0 hold puts (—).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785Q3 23: 779Q4 23: 856Q1 24: 862Q2 24: 861Q3 24: 887Q4 24: 935Q1 25: 916Q2 25: 947Q3 25: 946Q4 25: 998Q1 26: 1,0191,019Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785
Q3 2023779
Q4 2023856
Q1 2024862
Q2 2024861
Q3 2024887
Q4 2024935
Q1 2025916
Q2 2025947
Q3 2025946
Q4 2025998
Q1 20261,019

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q2 24: 323 bought or addedQ2 24: 402 cut or sold outQ3 24: 391 bought or addedQ3 24: 374 cut or sold outQ3 24Q4 24: 385 bought or addedQ4 24: 403 cut or sold outQ1 25: 373 bought or addedQ1 25: 442 cut or sold outQ1 25Q2 25: 406 bought or addedQ2 25: 428 cut or sold outQ3 25: 396 bought or addedQ3 25: 451 cut or sold outQ3 25Q4 25: 399 bought or addedQ4 25: 415 cut or sold outQ1 26: 430 bought or addedQ1 26: 444 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024323402
Q3 2024391374
Q4 2024385403
Q1 2025373442
Q2 2025406428
Q3 2025396451
Q4 2025399415
Q1 2026430444

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 25 calls: $13.0mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $14.2mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $13.0mQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $11.6mQ1 26 puts: $0Q1 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2025$13.0m$00.00
Q3 2025$14.2m$00.00
Q4 2025$13.0m$00.00
Q1 2026$11.6m$00.00

Biggest buyers

UBS Group AG Added +1,344,668+1.3m
JONES FINANCIAL COMPANIES LLLP Added +1,296,395+1.3m
CHOREO, LLC Added +809,389+809.4k
ENVESTNET ASSET MANAGEMENT INC Added +723,462+723.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +705,814+705.8k
BNP PARIBAS FINANCIAL MARKETS New +600,030+600.0k
MONETA GROUP INVESTMENT ADVISORS LLC Added +598,414+598.4k
Mariner, LLC Added +522,927+522.9k
Dynamic Advisor Solutions LLC Added +473,227+473.2k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +451,082+451.1k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -2,329,788-2.3m
Advisory Alpha, LLC Reduced -1,203,553-1.2m
Financial Engines Advisors L.L.C. Reduced -1,136,116-1.1m
Creative Planning Reduced -1,004,432-1.0m
Corient Private Wealth LP Reduced -911,031-911.0k
N.E.W. Advisory Services LLC Reduced -323,620-323.6k
TWO SIGMA INVESTMENTS, LP Sold out -293,000-293.0k
Summit Financial Strategies, Inc. Reduced -286,160-286.2k
AMERIPRISE FINANCIAL INC Reduced -219,779-219.8k
MERCER GLOBAL ADVISORS INC /ADV Reduced -195,964-196.0k

Biggest calls

SIMPLEX TRADING, LLC Reduced $11.6m381.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.57% of their portfolio SANTA CLARA, CA 56,835,61856.8m $1.8bn $1.8bn 3.57% Reduced -1.1m -1,136,116
2 Creative Planning 0.62% of their portfolio OVERLAND PARK, KS 29,432,01029.4m $911.2m $911.2m 0.62% Reduced -1.0m -1,004,432
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.22% of their portfolio MILWAUKEE, WI 11,638,44311.6m $360.3m $360.3m 0.22% Added +705.8k +705,814
4 MONETA GROUP INVESTMENT ADVISORS LLC 2.63% of their portfolio ST LOUIS, MO 11,267,84211.3m $348.9m $348.9m 2.63% Added +598.4k +598,414
5 Advisory Alpha, LLC 6.05% of their portfolio HOLLAND, MI 7,151,5277.2m $221.4m $221.4m 6.05% Reduced -1.2m -1,203,553
6 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 6,809,6706.8m $210.8m $210.8m 0.22% Reduced -141.2k -141,223
7 Cerity Partners LLC 0.24% of their portfolio NEW YORK, NY 5,510,8045.5m $170.9m $170.9m 0.24% Added +73.0k +72,960
8 JONES FINANCIAL COMPANIES LLLP 0.07% of their portfolio DES PERES, MO 4,791,0274.8m $145.5m $145.5m 0.07% Added +1.3m +1,296,395
9 Legacy Wealth Management, LLC 7.80% of their portfolio MEMPHIS, TN 4,320,0974.3m $133.8m $133.8m 7.80% Added +945 +945
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.24% of their portfolio PLYMOUTH, MN 3,418,8153.4m $107.3m $107.3m 0.24% Reduced -2.3m -2,329,788
11 JMG Financial Group, Ltd. 2.62% of their portfolio DOWNERS GROVE, IL 3,079,7003.1m $95.3m $95.3m 2.62% Reduced -69.1k -69,132
12 Fragasso Financial Advisors Inc 5.55% of their portfolio SEWICKLEY, PA 2,923,4732.9m $92.0m $92.0m 5.55% Reduced -57.0k -57,023
13 Mariner, LLC 0.10% of their portfolio Overland Park, KS 2,727,8902.7m $84.5m $84.5m 0.10% Added +522.9k +522,927
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,296,6052.3m $71.1m $71.1m 0.01% Added +1.3m +1,344,668
15 Thrivent Financial for Lutherans 0.13% of their portfolio Minneapolis, MN 2,138,5022.1m $66.2m $66.2m 0.13% Added +65.7k +65,664
16 EXENCIAL WEALTH ADVISORS, LLC 1.94% of their portfolio OKLAHOMA CITY, OK 2,011,0272.0m $62.3m $62.3m 1.94% Added +387.3k +387,282
17 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,926,8371.9m $59.7m $59.7m 0.02% Added +7.6k +7,597
18 Prime Capital Investment Advisors, LLC 0.67% of their portfolio OVERLAND PARK, KS 1,874,1931.9m $58.0m $58.0m 0.67% Added +230.2k +230,181
19 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,824,9191.8m $56.5m $56.5m 0.02% Added +5.7k +5,685
20 Waverly Advisors, LLC 0.40% of their portfolio BIRMINGHAM, AL 1,702,7811.7m $52.7m $52.7m 0.40% Reduced -39.0k -39,004
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,692,3861.7m $52.4m $52.4m 0.00% Reduced -120.4k -120,393
22 93 Financial Group, LLC 21.86% of their portfolio WOBURN, MA 1,583,1411.6m $49.0m $49.0m 21.86% Reduced -33.5k -33,537
23 Advocacy Wealth Management, LLC 2.16% of their portfolio ATLANTA, GA 1,581,2061.6m $49.0m $49.0m 2.16% Added +21.8k +21,781
24 Beacon Pointe Advisors, LLC 0.24% of their portfolio NEWPORT BEACH, CA 1,482,8501.5m $45.9m $45.9m 0.24% Added +107.2k +107,212
25 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,414,3281.4m $43.8m $43.8m 0.01% Added +723.5k +723,462
26 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 1,403,0651.4m $43.4m $43.4m 0.08% Reduced -9.0k -9,007
27 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 1,285,5701.3m $39.8m $39.8m 0.04% Added +111.9k +111,937
28 Summit Financial Strategies, Inc. 3.13% of their portfolio Columbus, OH 1,282,3741.3m $39.7m $39.7m 3.13% Reduced -286.2k -286,160
29 Financial Solutions Advisory Group, Inc. 5.48% of their portfolio CHICAGO, IL 1,279,5561.3m $39.6m $39.6m 5.48% First filing
30 Summit Asset Management, LLC 5.46% of their portfolio MEMPHIS, TN 1,268,8111.3m $39.3m $39.3m 5.46% Added +8.2k +8,217
31 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,242,5251.2m $38.5m $38.5m 0.01% Reduced -219.8k -219,779
32 BLB&B Advisors, LLC 1.56% of their portfolio MONTGOMERYVILLE, PA 1,217,6381.2m $37.7m $37.7m 1.56% Reduced -14.8k -14,778
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,184,7301.2m $36.7m $36.7m 0.01% Added +451.1k +451,082
34 Dynamic Advisor Solutions LLC 1.11% of their portfolio PHOENIX, AZ 1,139,2401.1m $35.3m $35.3m 1.11% Added +473.2k +473,227
35 Mokosak Advisory Group, LLC 8.80% of their portfolio URBANDALE, IA 1,135,5111.1m $35.2m $35.2m 8.80% Reduced -3.0k -2,970
36 Chicago Partners Investment Group LLC 0.77% of their portfolio CHICAGO, IL 1,016,8531.0m $34.3m $34.3m 0.77% Added +64.9k +64,931
37 SAGE FINANCIAL GROUP INC 1.98% of their portfolio W. CONSHOHOCKEN, PA 984,403984.4k $30.5m $30.5m 1.98% Added +10.4k +10,359
38 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 925,224925.2k $28.6m $28.6m 0.07% Added +65.7k +65,728
39 High Note Wealth, LLC 5.50% of their portfolio DEEPHAVEN, MN 903,908903.9k $28.0m $28.0m 5.50% Added +5.7k +5,661
40 CHOREO, LLC 0.34% of their portfolio ROCKFORD, IL 886,907886.9k $27.5m $27.5m 0.34% Added +809.4k +809,389
41 Gemmer Asset Management LLC 2.17% of their portfolio WALNUT CREEK, CA 885,367885.4k $27.4m $27.4m 2.17% Reduced -54.4k -54,427
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 869,673869.7k $26.9m $26.9m 0.00% Reduced -12.2k -12,166
43 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 865,348865.3k $26.8m $26.8m 0.04% Reduced -196.0k -195,964
44 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 840,847840.8k $26.0m $26.0m 0.03% Reduced -4.7k -4,709
45 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 828,191828.2k $25.6m $25.6m 0.04% Reduced -911.0k -911,031
46 Northeast Financial Group, Inc. 6.66% of their portfolio Allentown, PA 807,726807.7k $25.0m $25.0m 6.66% Reduced -82.7k -82,706
47 Curi Capital, LLC 0.44% of their portfolio CHICAGO, IL 798,817798.8k $24.7m $24.7m 0.44% Reduced -60.4k -60,391
48 IFP Advisors, Inc 0.50% of their portfolio TAMPA, FL 774,872774.9k $24.0m $24.0m 0.50% Reduced -3.4k -3,391
49 Seneca Financial Advisors LLC 6.90% of their portfolio ROCHESTER, NY 761,028761.0k $23.6m $23.6m 6.90% Added +28.9k +28,894
50 Koshinski Asset Management, Inc. 1.47% of their portfolio DECATUR, IL 759,197759.2k $23.5m $23.5m 1.47% Added +15.8k +15,785
51 Financial Planning Navigators CORP 10.12% of their portfolio MAPLE GROVE, MN 745,988746.0k $23.1m $23.1m 10.12% Added +5.5k +5,497
52 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.95% of their portfolio WILKES BARRE, PA 715,433715.4k $22.1m $22.1m 0.95% Added +33.2k +33,218
53 Modera Wealth Management, LLC 0.26% of their portfolio WESTWOOD, NJ 697,391697.4k $21.6m $21.6m 0.26% Reduced -31.5k -31,518
54 RKL Wealth Management LLC 1.94% of their portfolio LANCASTER, PA 695,554695.6k $21.5m $21.5m 1.94% Reduced -65.4k -65,446
55 Compass Advisory Group LLC 5.70% of their portfolio MELVILLE, NY 687,886687.9k $21.3m $21.3m 5.70% Reduced -23.1k -23,121
56 Lutz Financial Services LLC 1.41% of their portfolio OMAHA, NE 678,368678.4k $21.0m $21.0m 1.41% Added +8.1k +8,061
57 Noble Family Wealth, LLC 4.30% of their portfolio Clearwater, FL 672,657672.7k $20.8m $20.8m 4.30% Reduced -7.8k -7,785
58 Essex LLC 3.64% of their portfolio DEER PARK, IL 666,173666.2k $20.6m $20.6m 3.64% Added +9.5k +9,453
59 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 664,802664.8k $20.6m $20.6m 0.03% Added +29.0k +29,004
60 JOHNSON INVESTMENT COUNSEL INC 0.16% of their portfolio Cincinnati, OH 657,230657.2k $20.3m $20.3m 0.16% Reduced -38.6k -38,646
61 SALEM INVESTMENT COUNSELORS INC 0.59% of their portfolio WINSTON-SALEM, NC 645,860645.9k $20.0m $20.0m 0.59% Added +10.9k +10,864
62 Bleakley Financial Group, LLC 0.31% of their portfolio PARSIPPANY, NJ 642,913642.9k $19.9m $19.9m 0.31% Reduced -8.3k -8,322
63 FAS Wealth Partners, Inc. 1.21% of their portfolio LEAWOOD, KS 627,188627.2k $19.4m $19.4m 1.21% Added +22.8k +22,838
64 BlackRock, Inc. 0.00% of their portfolio New York, NY 609,081609.1k $18.9m $18.9m 0.00% Added +183.7k +183,690
65 Plante Moran Financial Advisors, LLC 1.21% of their portfolio SOUTHFIELD, MI 604,751604.8k $18.7m $18.7m 1.21% Reduced -23.7k -23,730
66 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 600,030600.0k $18.6m $18.6m 0.01% New
67 MAI Capital Management 0.10% of their portfolio INDEPENDENCE, OH 591,008591.0k $18.3m $18.3m 0.10% Added +43.9k +43,876
68 OneDigital Investment Advisors LLC 0.17% of their portfolio OVERLAND PARK, KS 570,755570.8k $17.7m $17.7m 0.17% Reduced -138.3k -138,301
69 Bangor Savings Bank 1.39% of their portfolio BANGOR, ME 559,777559.8k $17.3m $17.3m 1.39% Reduced -67.1k -67,128
70 Triangle Securities Wealth Management 3.74% of their portfolio RALEIGH, NC 532,039532.0k $16.5m $16.5m 3.74% Added +15.2k +15,208
71 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 527,718527.7k $16.3m $16.3m 0.00% Added +14.6k +14,587
72 Curbstone Financial Management Corp 3.05% of their portfolio MANCHESTER, NH 515,319515.3k $16.0m $16.0m 3.05% Added +17.4k +17,370
73 Denver PWM, LLC 6.08% of their portfolio DENVER, CO 509,213509.2k $17.7m $17.7m 6.08% Reduced -141.8k -141,800
74 Asset Management Group, Inc. 2.54% of their portfolio STAMFORD, CT 507,857507.9k $15.7m $15.7m 2.54% Reduced -17.9k -17,909
75 Sherwood Financial Partners, LLC 13.57% of their portfolio WESTLAKE VILLAGE, CA 495,543495.5k $15.3m $15.3m 13.57% Reduced -22.3k -22,325
76 Trinity Legacy Partners, LLC 3.53% of their portfolio HOUSTON, TX 493,096493.1k $16.3m $16.3m 3.53% Added +8.6k +8,641
77 Womack Financial LLC 11.17% of their portfolio DALLAS, TX 490,392490.4k $15.2m $15.2m 11.17% Added +12.8k +12,826
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 488,745488.7k $14.6m $14.6m 0.00% Reduced -113.3k -113,272
79 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 488,650488.6k $15.1m $15.1m 0.01% Added +142.4k +142,449
80 Fortis Capital Management LLC 2.02% of their portfolio BELLEVUE, WA 487,153487.2k $15.1m $15.1m 2.02% Added +49.9k +49,891
81 Focus Financial Network, Inc. 0.54% of their portfolio MINNEAPOLIS, MN 485,586485.6k $15.0m $15.0m 0.54% Added +58.6k +58,632
82 HHM Wealth Advisors, LLC 1.73% of their portfolio CHATTANOOGA, TN 483,483483.5k $15.0m $15.0m 1.73% Reduced -3.6k -3,571
83 Savant Capital, LLC 0.07% of their portfolio ROCKFORD, IL 479,148479.1k $14.8m $14.8m 0.07% Reduced -365 -365
84 Harbor Group, Inc. 2.13% of their portfolio BEDFORD, NH 475,237475.2k $14.7m $14.7m 2.13% Reduced -3.6k -3,635
85 Clearwater Capital Advisors, LLC 1.18% of their portfolio HOFFMAN ESTATES, IL 473,011473.0k $14.6m $14.6m 1.18% Added +16.3k +16,319
86 LODESTAR PRIVATE ASSET MANAGEMENT LLC 1.44% of their portfolio ALAMO, CA 472,201472.2k $14.6m $14.6m 1.44% Added +22.5k +22,462
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 469,633469.6k $14.5m $14.5m 0.00% Reduced -44.3k -44,286
88 IMA Advisory Services, Inc. 1.42% of their portfolio DENVER, CO 468,821468.8k $14.5m $14.5m 1.42% Added +8.5k +8,497
89 PITTENGER & ANDERSON INC 0.57% of their portfolio LINCOLN, NE 461,014461.0k $14.3m $14.3m 0.57% Reduced -13.9k -13,889
90 Schneider Downs Wealth Management Advisors, LP 1.57% of their portfolio Pittsburgh, PA 460,298460.3k $14.3m $14.3m 1.57% Added +11.8k +11,821
91 Courage Miller Partners, LLC 4.02% of their portfolio NORFOLK, VA 460,109460.1k $14.2m $14.2m 4.02% Added +1.1k +1,132
92 Farther Finance Advisors, LLC 0.13% of their portfolio SAN FRANCISCO, CA 439,619439.6k $13.7m $13.7m 0.13% Reduced -99.2k -99,207
93 White & Co Financial Planning Inc 9.51% of their portfolio SUNNYSIDE, WA 436,832436.8k $13.5m $13.5m 9.51% Added +4.5k +4,476
94 Fifth Third Securities, Inc. 0.87% of their portfolio Cincinnati, OH 434,295434.3k $13.4m $13.4m 0.87% Added +1.1k +1,074
95 Cannon Capital Management, Inc. 10.89% of their portfolio SALT LAKE CITY, UT 432,843432.8k $13.4m $13.4m 10.89% Reduced -3.0k -3,012
96 Clear Creek Financial Management, LLC 1.02% of their portfolio SILVERDALE, WA 430,017430.0k $13.3m $13.3m 1.02% Added +62.4k +62,371
97 Pacific Sage Partners, LLC 2.04% of their portfolio EDMONDS, WA 418,915418.9k $13.0m $13.0m 2.04% Added +6.7k +6,704
98 Spinnaker Investment Group, LLC 2.63% of their portfolio Newport Beach, CA 417,462417.5k $12.9m $12.9m 2.63% Reduced -34.1k -34,146
99 DAVENPORT & Co LLC 0.07% of their portfolio RICHMOND, VA 412,608412.6k $12.8m $12.8m 0.07% Added +36.7k +36,729
100 BENJAMIN EDWARDS INC 0.13% of their portfolio Clayton, MO 406,632406.6k $12.6m $12.6m 0.13% Reduced -150.8k -150,807