Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

916 institutional holders -19 vs Q4 2024
278,119,924278.1m shares reported held*
$7.3bnreported value*
41 new 332 added 387 reduced 55 sold out net bought ≈ $183.0m (+6.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.22. Options: 3 managers hold calls ($17.6m notional), 2 hold puts ($143.3k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785Q3 23: 779Q4 23: 856Q1 24: 862Q2 24: 861Q3 24: 887Q4 24: 935Q1 25: 916916Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785
Q3 2023779
Q4 2023856
Q1 2024862
Q2 2024861
Q3 2024887
Q4 2024935
Q1 2025916

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q2 23: 356 bought or addedQ2 23: 353 cut or sold outQ3 23: 338 bought or addedQ3 23: 342 cut or sold outQ3 23Q4 23: 361 bought or addedQ4 23: 354 cut or sold outQ1 24: 370 bought or addedQ1 24: 401 cut or sold outQ1 24Q2 24: 323 bought or addedQ2 24: 402 cut or sold outQ3 24: 391 bought or addedQ3 24: 374 cut or sold outQ3 24Q4 24: 385 bought or addedQ4 24: 403 cut or sold outQ1 25: 373 bought or addedQ1 25: 442 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023356353
Q3 2023338342
Q4 2023361354
Q1 2024370401
Q2 2024323402
Q3 2024391374
Q4 2024385403
Q1 2025373442

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 24 calls: $10.4mQ2 24 puts: $233.5kQ2 24P/C 0.02Q3 24 calls: $16.2mQ3 24 puts: $299.1kQ3 24P/C 0.02Q4 24 calls: $11.0mQ4 24 puts: $30.5kQ4 24P/C 0.00Q1 25 calls: $17.6mQ1 25 puts: $143.3kQ1 25P/C 0.01
Numbers
QuarterCallsPutsP/C
Q2 2024$10.4m$233.5k0.02
Q3 2024$16.2m$299.1k0.02
Q4 2024$11.0m$30.5k0.00
Q1 2025$17.6m$143.3k0.01

Biggest buyers

Advisory Alpha, LLC Added +1,581,924+1.6m
MONETA GROUP INVESTMENT ADVISORS LLC Added +1,384,076+1.4m
Waverly Advisors, LLC Added +1,346,564+1.3m
CAPTRUST FINANCIAL ADVISORS Added +979,845+979.8k
Dynamic Advisor Solutions LLC New +923,532+923.5k
Prime Capital Investment Advisors, LLC Added +882,107+882.1k
UBS Group AG Added +806,243+806.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +616,733+616.7k
MORGAN STANLEY Added +528,703+528.7k
JONES FINANCIAL COMPANIES LLLP Added +368,908+368.9k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -636,187-636.2k
RKL Wealth Management LLC Reduced -570,375-570.4k
Focus Partners Wealth Reduced -357,890-357.9k
Fragasso Financial Advisors Inc Reduced -344,266-344.3k
AMERIPRISE FINANCIAL INC Reduced -307,210-307.2k
OneDigital Investment Advisors LLC Reduced -202,957-203.0k
EWG Elevate Inc. Reduced -195,850-195.8k
MANCHESTER FINANCIAL INC Reduced -186,096-186.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -185,855-185.9k
Envestnet Portfolio Solutions, Inc. Sold out -185,819-185.8k

Biggest calls

SIMPLEX TRADING, LLC Added $16.4m594.8k shares
CITADEL ADVISORS LLC Added $1.2m45.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $138.9k5.3k shares
Quaker Wealth Management, LLC First filing $4.5k171 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.30% of their portfolio SANTA CLARA, CA 58,765,35258.8m $1.5bn $1.5bn 3.30% Reduced -636.2k -636,187
2 Creative Planning 0.71% of their portfolio OVERLAND PARK, KS 28,918,99328.9m $757.7m $757.7m 0.71% Added +324.3k +324,254
3 HighTower Advisors, LLC 0.36% of their portfolio CHICAGO, IL 10,041,55410.0m $263.1m $263.1m 0.36% Reduced -36.0k -36,016
4 MONETA GROUP INVESTMENT ADVISORS LLC 3.20% of their portfolio ST LOUIS, MO 8,865,2588.9m $232.3m $232.3m 3.20% Added +1.4m +1,384,076
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.18% of their portfolio MILWAUKEE, WI 8,201,5348.2m $214.9m $214.9m 0.18% Added +616.7k +616,733
6 Advisory Alpha, LLC 6.50% of their portfolio HOLLAND, MI 7,300,7527.3m $191.2m $191.2m 6.50% Added +1.6m +1,581,924
7 Cerity Partners LLC 0.37% of their portfolio NEW YORK, NY 6,908,2316.9m $181.0m $181.0m 0.37% Added +193.9k +193,939
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.30% of their portfolio PLYMOUTH, MN 5,903,4255.9m $154.7m $154.7m 0.30% Reduced -185.9k -185,855
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 5,148,3365.1m $134.9m $134.9m 0.03% Added +806.2k +806,243
10 Legacy Wealth Management, LLC 7.34% of their portfolio MEMPHIS, TN 4,203,0194.2m $110.1m $110.1m 7.34% Added +23.0k +23,009
11 Fragasso Financial Advisors Inc 5.84% of their portfolio SEWICKLEY, PA 3,000,9093.0m $78.6m $78.6m 5.84% Reduced -344.3k -344,266
12 Prime Capital Investment Advisors, LLC 0.91% of their portfolio OVERLAND PARK, KS 2,972,8843.0m $77.9m $77.9m 0.91% Added +882.1k +882,107
13 JMG Financial Group, Ltd. 2.54% of their portfolio DOWNERS GROVE, IL 2,875,0952.9m $75.3m $75.3m 2.54% Reduced -6.7k -6,676
14 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,452,4112.5m $64.3m $64.3m 0.02% Reduced -139.7k -139,695
15 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 2,415,5222.4m $63.3m $63.3m 0.02% Reduced -4.2k -4,228
16 Mariner, LLC 0.10% of their portfolio Overland Park, KS 2,187,6562.2m $57.3m $57.3m 0.10% Added +26.5k +26,475
17 Summit Financial Strategies, Inc. 4.99% of their portfolio Columbus, OH 1,886,6841.9m $49.4m $49.4m 4.99% Reduced -53.3k -53,314
18 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,819,9291.8m $47.7m $47.7m 0.01% Reduced -307.2k -307,210
19 Waverly Advisors, LLC 0.58% of their portfolio BIRMINGHAM, AL 1,805,9781.8m $47.3m $47.3m 0.58% Added +1.3m +1,346,564
20 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 1,658,2021.7m $43.4m $43.4m 0.04% Added +368.9k +368,908
21 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,648,8591.6m $43.2m $43.2m 0.02% Added +18.6k +18,602
22 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 1,611,0681.6m $47.5m $47.5m 0.10% Reduced -74.8k -74,795
23 MERCER GLOBAL ADVISORS INC /ADV 0.10% of their portfolio DENVER, CO 1,607,1511.6m $42.1m $42.1m 0.10% Added +6.4k +6,363
24 Beacon Pointe Advisors, LLC 0.47% of their portfolio NEWPORT BEACH, CA 1,595,1141.6m $41.8m $41.8m 0.47% Reduced -45.1k -45,127
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,584,3891.6m $41.5m $41.5m 0.00% Added +528.7k +528,703
26 Gemmer Asset Management LLC 4.07% of their portfolio WALNUT CREEK, CA 1,554,7461.6m $40.7m $40.7m 4.07% Added +38.0k +38,037
27 DAVENPORT & Co LLC 0.24% of their portfolio RICHMOND, VA 1,543,6301.5m $40.4m $40.4m 0.24% Added +85.2k +85,195
28 Advocacy Wealth Management, LLC 2.68% of their portfolio ATLANTA, GA 1,501,7651.5m $39.3m $39.3m 2.68% Reduced -166.9k -166,877
29 BLB&B Advisors, LLC 1.85% of their portfolio MONTGOMERYVILLE, PA 1,387,8511.4m $36.4m $36.4m 1.85% Reduced -11.6k -11,649
30 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 1,320,8221.3m $34.6m $34.6m 0.09% Added +979.8k +979,845
31 EXENCIAL WEALTH ADVISORS, LLC 1.21% of their portfolio OKLAHOMA CITY, OK 1,242,9931.2m $32.6m $32.6m 1.21% Added +133.7k +133,676
32 Summit Asset Management, LLC 5.63% of their portfolio MEMPHIS, TN 1,242,1881.2m $32.5m $32.5m 5.63% Added +12.3k +12,346
33 Elwood & Goetz Wealth Advisory Group, LLC 6.94% of their portfolio ATHENS, GA 1,083,9861.1m $28.4m $28.4m 6.94% Added +23.2k +23,223
34 Mokosak Advisory Group, LLC 8.50% of their portfolio URBANDALE, IA 1,050,9991.1m $27.5m $27.5m 8.50% Added +21.4k +21,435
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,041,2791.0m $27.3m $27.3m 0.00% Added +148.2k +148,187
36 SAGE FINANCIAL GROUP INC 2.05% of their portfolio W. CONSHOHOCKEN, PA 968,327968.3k $25.4m $25.4m 2.05% Added +136.5k +136,527
37 Curi Capital, LLC 0.60% of their portfolio CHICAGO, IL 932,112932.1k $24.4m $24.4m 0.60% Reduced -94.8k -94,792
38 Dynamic Advisor Solutions LLC 0.80% of their portfolio PHOENIX, AZ 923,532923.5k $24.2m $24.2m 0.80% New
39 RKL Wealth Management LLC 2.22% of their portfolio LANCASTER, PA 900,465900.5k $23.6m $23.6m 2.22% Reduced -570.4k -570,375
40 High Note Wealth, LLC 5.50% of their portfolio DEEPHAVEN, MN 847,296847.3k $22.2m $22.2m 5.50% Added +23.6k +23,604
41 Modera Wealth Management, LLC 0.30% of their portfolio WESTWOOD, NJ 841,413841.4k $22.0m $22.0m 0.30% Reduced -69.9k -69,881
42 OneDigital Investment Advisors LLC 0.26% of their portfolio OVERLAND PARK, KS 831,404831.4k $21.8m $21.8m 0.26% Reduced -203.0k -202,957
43 Northeast Financial Group, Inc. 8.02% of their portfolio Allentown, PA 820,667820.7k $21.5m $21.5m 8.02% Added +43.4k +43,415
44 IFP Advisors, Inc 0.62% of their portfolio TAMPA, FL 771,852771.9k $20.2m $20.2m 0.62% Added +2.1k +2,144
45 Chicago Partners Investment Group LLC 0.63% of their portfolio CHICAGO, IL 726,877726.9k $19.0m $19.0m 0.63% Added +72.7k +72,661
46 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 697,072697.1k $18.3m $18.3m 0.03% Added +28.6k +28,566
47 MAI Capital Management 0.14% of their portfolio INDEPENDENCE, OH 688,912688.9k $18.0m $18.0m 0.14% Added +31.6k +31,563
48 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 680,120680.1k $17.8m $17.8m 0.06% Reduced -24.3k -24,279
49 Koshinski Asset Management, Inc. 1.49% of their portfolio DECATUR, IL 668,724668.7k $17.5m $17.5m 1.49% Added +23.8k +23,773
50 SALEM INVESTMENT COUNSELORS INC 0.61% of their portfolio WINSTON-SALEM, NC 667,206667.2k $17.5m $17.5m 0.61% Reduced -7.2k -7,241
51 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.83% of their portfolio WILKES BARRE, PA 654,843654.8k $17.3m $17.3m 0.83% Added +31.5k +31,474
52 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 651,939651.9k $17.1m $17.1m 0.03% Reduced -11.7k -11,670
53 Compass Advisory Group LLC 5.94% of their portfolio MELVILLE, NY 650,988651.0k $17.1m $17.1m 5.94% Added +35.9k +35,919
54 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 640,723640.7k $16.8m $16.8m 0.04% Reduced -357.9k -357,890
55 MANCHESTER FINANCIAL INC 3.75% of their portfolio Westlake Village, CA 634,603634.6k $16.6m $16.6m 3.75% Reduced -186.1k -186,096
56 Bangor Savings Bank 1.56% of their portfolio BANGOR, ME 630,649630.6k $16.5m $16.5m 1.56% Added +7.6k +7,614
57 MARSHALL FINANCIAL GROUP INC /ADV 5.20% of their portfolio DOYLESTOWN, PA 630,291630.3k $16.5m $16.5m 5.20% Reduced -11.5k -11,543
58 Noble Family Wealth, LLC 4.49% of their portfolio Clearwater, FL 622,368622.4k $16.3m $16.3m 4.49% Reduced -48.4k -48,439
59 Denver PWM, LLC 5.85% of their portfolio DENVER, CO 620,349620.3k $16.3m $16.3m 5.85% Added +51.5k +51,455
60 JOHNSON INVESTMENT COUNSEL INC 0.15% of their portfolio Cincinnati, OH 594,465594.5k $15.6m $15.6m 0.15% Added +31.4k +31,359
61 Essex LLC 3.29% of their portfolio DEER PARK, IL 579,780579.8k $15.2m $15.2m 3.29% Reduced -2.6k -2,595
62 Asset Management Group, Inc. 2.69% of their portfolio STAMFORD, CT 556,210556.2k $14.6m $14.6m 2.69% Reduced -4.2k -4,170
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 552,692552.7k $14.5m $14.5m 0.00% Added +19.5k +19,492
64 Lutz Financial Services LLC 1.17% of their portfolio OMAHA, NE 546,684546.7k $14.3m $14.3m 1.17% Reduced -18.6k -18,583
65 FAS Wealth Partners, Inc. 1.17% of their portfolio LEAWOOD, KS 546,288546.3k $14.3m $14.3m 1.17% Added +12.2k +12,154
66 FIRST NATIONAL CORP /MA/ /ADV 3.07% of their portfolio ROCKLAND, MA 530,901530.9k $13.9m $13.9m 3.07% Added +21.5k +21,501
67 Bleakley Financial Group, LLC 0.44% of their portfolio PARSIPPANY, NJ 521,583521.6k $13.7m $13.7m 0.44% Added +3.2k +3,174
68 Curbstone Financial Management Corp 2.86% of their portfolio MANCHESTER, NH 517,989518.0k $13.6m $13.6m 2.86% Reduced -4.3k -4,300
69 Triangle Securities Wealth Management 3.45% of their portfolio RALEIGH, NC 511,700511.7k $13.4m $13.4m 3.45% Added +5.9k +5,908
70 Sherwood Financial Partners, LLC 12.97% of their portfolio WESTLAKE VILLAGE, CA 510,035510.0k $13.4m $13.4m 12.97% Added +8.5k +8,454
71 HHM Wealth Advisors, LLC 1.78% of their portfolio CHATTANOOGA, TN 505,859505.9k $13.3m $13.3m 1.78% Reduced -10.4k -10,419
72 PITTENGER & ANDERSON INC 0.48% of their portfolio LINCOLN, NE 499,519499.5k $13.1m $13.1m 0.48% Added +5.5k +5,480
73 Savant Capital, LLC 0.11% of their portfolio ROCKFORD, IL 497,632497.6k $13.0m $13.0m 0.11% Reduced -10.4k -10,403
74 Richardson Capital Management LLC 8.04% of their portfolio MENOMONEE FALLS, WI 492,330492.3k $12.9m $12.9m 8.04% Added +8.4k +8,371
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 490,051490.1k $12.8m $12.8m 0.00% Added +42.5k +42,482
76 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 485,546485.5k $12.7m $12.7m 0.02% Reduced -9.0k -8,974
77 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 485,015485.0k $12.7m $12.7m 0.00% Added +4.9k +4,886
78 TRUST POINT INC. 1.15% of their portfolio LA CROSSE, WI 483,146483.1k $12.7m $12.7m 1.15% Added +458 +458
79 Harbor Group, Inc. 2.53% of their portfolio BEDFORD, NH 482,545482.5k $12.6m $12.6m 2.53% Reduced -3.3k -3,296
80 BENJAMIN EDWARDS INC 0.17% of their portfolio Clayton, MO 475,255475.3k $12.5m $12.5m 0.17% Added +177.7k +177,731
81 Trinity Legacy Partners, LLC 3.26% of their portfolio HOUSTON, TX 467,830467.8k $12.9m $12.9m 3.26% Added +19.2k +19,165
82 Spinnaker Investment Group, LLC 2.75% of their portfolio Newport Beach, CA 464,416464.4k $12.2m $12.2m 2.75% Added +26.8k +26,773
83 Seneca Financial Advisors LLC 5.86% of their portfolio ROCHESTER, NY 461,254461.3k $12.1m $12.1m 5.86% Added +8.6k +8,561
84 Pacific Sage Partners, LLC 2.72% of their portfolio EDMONDS, WA 461,067461.1k $12.1m $12.1m 2.72% Reduced -5.2k -5,181
85 IMA Advisory Services, Inc. 1.38% of their portfolio DENVER, CO 443,103443.1k $11.6m $11.6m 1.38% Reduced -7.9k -7,872
86 Courage Miller Partners, LLC 3.84% of their portfolio NORFOLK, VA 432,841432.8k $11.3m $11.3m 3.84% Added +15.1k +15,137
87 Focus Financial Network, Inc. 0.46% of their portfolio MINNEAPOLIS, MN 431,494431.5k $11.3m $11.3m 0.46% Reduced -19.8k -19,847
88 HORIZON FINANCIAL SERVICES, LLC 6.30% of their portfolio WINSTON SALEM, NC 431,142431.1k $11.3m $11.3m 6.30% Added +121.1k +121,086
89 ProVise Management Group, LLC 0.96% of their portfolio CLEARWATER, FL 429,905429.9k $11.3m $11.3m 0.96% Reduced -45.2k -45,231
90 Larson Financial Group LLC 0.53% of their portfolio ST LOUIS, MO 428,532428.5k $11.2m $11.2m 0.53% Reduced -15.1k -15,068
91 Womack Financial LLC 10.25% of their portfolio DALLAS, TX 427,421427.4k $11.2m $11.2m 10.25% Added +1.1k +1,149
92 Clearwater Capital Advisors, LLC 1.08% of their portfolio HOFFMAN ESTATES, IL 424,693424.7k $11.1m $11.1m 1.08% Added +18.9k +18,895
93 White & Co Financial Planning Inc 9.54% of their portfolio SUNNYSIDE, WA 422,899422.9k $11.1m $11.1m 9.54% Reduced -5.0k -5,044
94 Fifth Third Securities, Inc. 0.91% of their portfolio Cincinnati, OH 412,589412.6k $10.8m $10.8m 0.91% Added +10.3k +10,336
95 HBK Sorce Advisory LLC 0.32% of their portfolio ERIE, PA 409,942409.9k $10.7m $10.7m 0.32% Reduced -46.6k -46,617
96 VALLEY NATIONAL ADVISERS INC 1.88% of their portfolio BETHLEHEM, PA 397,077397.1k $10.4m $10.4m 1.88% Reduced -7.2k -7,167
97 ARBOR TRUST WEALTH ADVISORS, LLC 4.84% of their portfolio ANN ARBOR, MI 394,082394.1k $10.3m $10.3m 4.84% Reduced -1.3k -1,263
98 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 392,622392.6k $10.3m $10.3m 0.03% Reduced -7.6k -7,621
99 Omega Financial Group, LLC 3.92% of their portfolio Santa Barbara, CA 389,579389.6k $10.2m $10.2m 3.92% Reduced -17.0k -17,006
100 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 386,980387.0k $10.1m $10.1m 0.02% Added +42.3k +42,294