Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

935 institutional holders +48 vs Q3 2024
273,178,302273.2m shares reported held*
$7.6bnreported value*
49 new 336 added 360 reduced 43 sold out net sold ≈ $107.8m (-42.6m shares)

Q3 2024 share counts are adjusted for a 3-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.75. Options: 4 managers hold calls ($11.0m notional), 1 hold puts ($30.5k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785Q3 23: 779Q4 23: 856Q1 24: 862Q2 24: 861Q3 24: 887Q4 24: 935935Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785
Q3 2023779
Q4 2023856
Q1 2024862
Q2 2024861
Q3 2024887
Q4 2024935

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q1 23: 325 bought or addedQ1 23: 362 cut or sold outQ2 23: 356 bought or addedQ2 23: 353 cut or sold outQ2 23Q3 23: 338 bought or addedQ3 23: 342 cut or sold outQ4 23: 361 bought or addedQ4 23: 354 cut or sold outQ4 23Q1 24: 370 bought or addedQ1 24: 401 cut or sold outQ2 24: 323 bought or addedQ2 24: 402 cut or sold outQ2 24Q3 24: 391 bought or addedQ3 24: 374 cut or sold outQ4 24: 385 bought or addedQ4 24: 403 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023325362
Q2 2023356353
Q3 2023338342
Q4 2023361354
Q1 2024370401
Q2 2024323402
Q3 2024391374
Q4 2024385403

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 24 calls: $11.4mQ1 24 puts: $48.9kQ1 24P/C 0.00Q2 24 calls: $10.4mQ2 24 puts: $233.5kQ2 24P/C 0.02Q3 24 calls: $16.2mQ3 24 puts: $299.1kQ3 24P/C 0.02Q4 24 calls: $11.0mQ4 24 puts: $30.5kQ4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$11.4m$48.9k0.00
Q2 2024$10.4m$233.5k0.02
Q3 2024$16.2m$299.1k0.02
Q4 2024$11.0m$30.5k0.00

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +469,572+469.6k
Advocacy Wealth Management, LLC Added +428,448+428.4k
Compass Advisory Group LLC Added +401,262+401.3k
MAI Capital Management Added +394,477+394.5k
Focus Partners Wealth Added +371,862+371.9k
JONES FINANCIAL COMPANIES LLLP Added +357,338+357.3k
ENVESTNET ASSET MANAGEMENT INC Added +331,819+331.8k
HighTower Advisors, LLC Added +302,577+302.6k
Farther Finance Advisors, LLC Added +211,758+211.8k
OneAscent Financial Services LLC New +163,711+163.7k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -18,386,364-18.4m
MONETA GROUP INVESTMENT ADVISORS LLC Reduced -14,071,316-14.1m
MERCER GLOBAL ADVISORS INC /ADV Reduced -3,828,795-3.8m
Chicago Partners Investment Group LLC Reduced -1,192,773-1.2m
Dynamic Advisor Solutions LLC Sold out -984,420-984.4k
Tradewinds Capital Management, LLC Reduced -966,260-966.3k
Creative Planning Reduced -897,199-897.2k
Trinity Legacy Partners, LLC Reduced -861,453-861.5k
JPMORGAN CHASE & CO Reduced -585,944-585.9k
Kestra Advisory Services, LLC Reduced -546,924-546.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $10.6m396.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $329.7k11.9k shares
CITADEL ADVISORS LLC Reduced $80.4k2.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $30.5k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.46% of their portfolio SANTA CLARA, CA 59,401,53959.4m $1.6bn $1.6bn 3.46% Reduced -18.4m -18,386,364
2 Creative Planning 0.77% of their portfolio OVERLAND PARK, KS 28,594,73928.6m $792.4m $792.4m 0.77% Reduced -897.2k -897,199
3 HighTower Advisors, LLC 0.38% of their portfolio CHICAGO, IL 10,077,57010.1m $279.2m $279.2m 0.38% Added +302.6k +302,577
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.18% of their portfolio MILWAUKEE, WI 7,584,8017.6m $210.2m $210.2m 0.18% Added +469.6k +469,572
5 MONETA GROUP INVESTMENT ADVISORS LLC 2.90% of their portfolio ST LOUIS, MO 7,481,1827.5m $207.3m $207.3m 2.90% Reduced -14.1m -14,071,316
6 Cerity Partners LLC 0.40% of their portfolio NEW YORK, NY 6,714,2926.7m $186.1m $186.1m 0.40% Reduced -80.0k -80,015
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.32% of their portfolio PLYMOUTH, MN 6,089,2806.1m $168.7m $168.7m 0.32% Reduced -37.9k -37,866
8 Advisory Alpha, LLC 5.64% of their portfolio HOLLAND, MI 5,718,8285.7m $158.5m $158.5m 5.64% Reduced -90.6k -90,561
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 4,342,0934.3m $120.3m $120.3m 0.03% Reduced -115.8k -115,796
10 Legacy Wealth Management, LLC 7.44% of their portfolio MEMPHIS, TN 4,180,0104.2m $115.8m $115.8m 7.44% Added +54.2k +54,185
11 Fragasso Financial Advisors Inc 7.07% of their portfolio SEWICKLEY, PA 3,345,1753.3m $92.7m $92.7m 7.07% Added +13.2k +13,207
12 JMG Financial Group, Ltd. 2.72% of their portfolio DOWNERS GROVE, IL 2,881,7712.9m $79.9m $79.9m 2.72% Reduced -30.6k -30,566
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,592,1062.6m $71.8m $71.8m 0.02% Added +331.8k +331,819
14 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 2,419,7502.4m $67.1m $67.1m 0.02% First filing
15 Mariner, LLC 0.10% of their portfolio Overland Park, KS 2,161,1812.2m $59.9m $59.9m 0.10% Added +41.1k +41,063
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,127,1392.1m $58.9m $58.9m 0.02% Reduced -78.1k -78,128
17 Prime Capital Investment Advisors, LLC 0.84% of their portfolio OVERLAND PARK, KS 2,090,7772.1m $57.9m $57.9m 0.84% Reduced -89.4k -89,392
18 Summit Financial Strategies, Inc. 5.93% of their portfolio Columbus, OH 1,939,9981.9m $53.8m $53.8m 5.93% Reduced -33.5k -33,507
19 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 1,685,8631.7m $49.6m $49.6m 0.10% Reduced -66.6k -66,629
20 Advocacy Wealth Management, LLC 3.52% of their portfolio ATLANTA, GA 1,668,6421.7m $46.2m $46.2m 3.52% Added +428.4k +428,448
21 Beacon Pointe Advisors, LLC 0.50% of their portfolio NEWPORT BEACH, CA 1,640,2411.6m $45.5m $45.5m 0.50% Reduced -56.4k -56,445
22 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,630,2571.6m $45.2m $45.2m 0.02% Added +11.3k +11,286
23 MERCER GLOBAL ADVISORS INC /ADV 0.11% of their portfolio DENVER, CO 1,600,7881.6m $44.4m $44.4m 0.11% Reduced -3.8m -3,828,795
24 Gemmer Asset Management LLC 4.14% of their portfolio WALNUT CREEK, CA 1,516,7091.5m $42.0m $42.0m 4.14% Added +48.5k +48,542
25 RKL Wealth Management LLC 3.63% of their portfolio LANCASTER, PA 1,470,8401.5m $40.8m $40.8m 3.63% Reduced -248.0k -247,977
26 DAVENPORT & Co LLC 0.24% of their portfolio RICHMOND, VA 1,458,4351.5m $40.4m $40.4m 0.24% Added +71.0k +70,965
27 BLB&B Advisors, LLC 1.98% of their portfolio MONTGOMERYVILLE, PA 1,399,5001.4m $38.8m $38.8m 1.98% Reduced -22.3k -22,266
28 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 1,289,2941.3m $35.7m $35.7m 0.03% Added +357.3k +357,338
29 Summit Asset Management, LLC 5.99% of their portfolio MEMPHIS, TN 1,229,8421.2m $34.1m $34.1m 5.99% Added +38.2k +38,212
30 EXENCIAL WEALTH ADVISORS, LLC 1.13% of their portfolio OKLAHOMA CITY, OK 1,109,3171.1m $30.7m $30.7m 1.13% Added +55.8k +55,753
31 Buckingham Capital Management, Inc. 3.39% of their portfolio DAYTON, OH 1,065,4421.1m $29.5m $29.5m 3.39% Reduced -19.7k -19,685
32 Elwood & Goetz Wealth Advisory Group, LLC 7.17% of their portfolio ATHENS, GA 1,060,7631.1m $29.4m $29.4m 7.17% Added +37.9k +37,943
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,055,6861.1m $29.3m $29.3m 0.00% Added +28.9k +28,858
34 OneDigital Investment Advisors LLC 0.33% of their portfolio OVERLAND PARK, KS 1,034,3611.0m $28.7m $28.7m 0.33% Reduced -103.3k -103,347
35 Mokosak Advisory Group, LLC 8.56% of their portfolio URBANDALE, IA 1,029,5641.0m $28.5m $28.5m 8.56% Added +2.5k +2,541
36 Curi Capital, LLC 0.66% of their portfolio CHICAGO, IL 1,026,9041.0m $28.5m $28.5m 0.66% Added +8.4k +8,437
37 Focus Partners Wealth 0.05% of their portfolio ST LOUIS, MO 998,613998.6k $35.5m $35.5m 0.05% Added +371.9k +371,862
38 Campbell Wealth Management 2.30% of their portfolio ALEXANDRIA, VA 922,911922.9k $25.6m $25.6m 2.30% Added +38.0k +37,986
39 Modera Wealth Management, LLC 0.30% of their portfolio WESTWOOD, NJ 911,294911.3k $25.3m $25.3m 0.30% Reduced -17.4k -17,371
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 893,092893.1k $24.7m $24.7m 0.00% Added +135.0k +135,046
41 SAGE FINANCIAL GROUP INC 1.86% of their portfolio W. CONSHOHOCKEN, PA 831,800831.8k $23.0m $23.0m 1.86% Added +3.3k +3,254
42 High Note Wealth, LLC 5.94% of their portfolio DEEPHAVEN, MN 823,692823.7k $22.8m $22.8m 5.94% Added +27.2k +27,198
43 MANCHESTER FINANCIAL INC 4.98% of their portfolio Westlake Village, CA 820,699820.7k $22.7m $22.7m 4.98% Reduced -61.5k -61,547
44 Northeast Financial Group, Inc. 8.23% of their portfolio Allentown, PA 777,252777.3k $21.5m $21.5m 8.23% Reduced -7.6k -7,563
45 IFP Advisors, Inc 0.70% of their portfolio TAMPA, FL 769,708769.7k $21.3m $21.3m 0.70% Added +9.6k +9,571
46 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 704,399704.4k $19.5m $19.5m 0.07% Reduced -6.3k -6,301
47 SALEM INVESTMENT COUNSELORS INC 0.61% of their portfolio WINSTON-SALEM, NC 674,447674.4k $18.7m $18.7m 0.61% Reduced -44.3k -44,293
48 Noble Family Wealth, LLC 5.11% of their portfolio Clearwater, FL 670,807670.8k $18.6m $18.6m 5.11% Reduced -61.7k -61,736
49 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 668,506668.5k $18.5m $18.5m 0.03% Added +28.7k +28,726
50 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 663,609663.6k $18.4m $18.4m 0.03% Reduced -164.4k -164,397
51 MAI Capital Management 0.14% of their portfolio INDEPENDENCE, OH 657,349657.3k $18.2m $18.2m 0.14% Added +394.5k +394,477
52 Chicago Partners Investment Group LLC 0.61% of their portfolio CHICAGO, IL 654,216654.2k $18.3m $18.3m 0.61% Reduced -1.2m -1,192,773
53 Koshinski Asset Management, Inc. 1.53% of their portfolio DECATUR, IL 644,951645.0k $17.9m $17.9m 1.53% Added +19.3k +19,268
54 MARSHALL FINANCIAL GROUP INC /ADV 5.43% of their portfolio DOYLESTOWN, PA 641,834641.8k $17.8m $17.8m 5.43% Added +317 +317
55 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.86% of their portfolio WILKES BARRE, PA 623,369623.4k $18.2m $18.2m 0.86% Added +22.7k +22,658
56 Bangor Savings Bank 1.62% of their portfolio BANGOR, ME 623,035623.0k $17.3m $17.3m 1.62% Added +1.2k +1,210
57 Compass Advisory Group LLC 6.10% of their portfolio MELVILLE, NY 615,069615.1k $17.0m $17.0m 6.10% Added +401.3k +401,262
58 Essex LLC 3.39% of their portfolio DEER PARK, IL 582,375582.4k $16.1m $16.1m 3.39% Added +1.3k +1,263
59 Denver PWM, LLC 6.10% of their portfolio DENVER, CO 568,894568.9k $15.8m $15.8m 6.10% Reduced -44.5k -44,486
60 Lutz Financial Services LLC 1.27% of their portfolio OMAHA, NE 565,267565.3k $15.7m $15.7m 1.27% Added +1.8k +1,828
61 JOHNSON INVESTMENT COUNSEL INC 0.15% of their portfolio Cincinnati, OH 563,106563.1k $15.6m $15.6m 0.15% Added +11.5k +11,478
62 Asset Management Group, Inc. 2.76% of their portfolio STAMFORD, CT 560,380560.4k $15.5m $15.5m 2.76% Reduced -1.4k -1,373
63 FAS Wealth Partners, Inc. 1.24% of their portfolio LEAWOOD, KS 534,134534.1k $14.8m $14.8m 1.24% Reduced -19.3k -19,318
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 533,200533.2k $14.8m $14.8m 0.00% Reduced -585.9k -585,944
65 Curbstone Financial Management Corp 3.06% of their portfolio MANCHESTER, NH 522,289522.3k $14.5m $14.5m 3.06% Reduced -7.3k -7,262
66 Bleakley Financial Group, LLC 0.43% of their portfolio PARSIPPANY, NJ 518,409518.4k $14.4m $14.4m 0.43% Reduced -54.0k -53,973
67 HHM Wealth Advisors, LLC 1.95% of their portfolio CHATTANOOGA, TN 516,278516.3k $14.3m $14.3m 1.95% Reduced -2.8k -2,788
68 FIRST NATIONAL CORP /MA/ /ADV 3.20% of their portfolio ROCKLAND, MA 509,400509.4k $14.1m $14.1m 3.20% Added +29.3k +29,298
69 Savant Capital, LLC 0.11% of their portfolio ROCKFORD, IL 508,035508.0k $14.1m $14.1m 0.11% Reduced -16.6k -16,587
70 Triangle Securities Wealth Management 3.59% of their portfolio RALEIGH, NC 505,792505.8k $14.0m $14.0m 3.59% Reduced -5.6k -5,600
71 Sherwood Financial Partners, LLC 13.80% of their portfolio WESTLAKE VILLAGE, CA 501,581501.6k $13.9m $13.9m 13.80% First filing
72 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 494,520494.5k $13.7m $13.7m 0.03% Added +21.1k +21,147
73 PITTENGER & ANDERSON INC 0.50% of their portfolio LINCOLN, NE 494,039494.0k $13.7m $13.7m 0.50% Added +1.2k +1,196
74 Harbor Group, Inc. 3.03% of their portfolio BEDFORD, NH 485,841485.8k $13.5m $13.5m 3.03% Reduced -6.2k -6,162
75 Richardson Capital Management LLC 8.53% of their portfolio MENOMONEE FALLS, WI 483,959484.0k $13.4m $13.4m 8.53% Reduced -27.2k -27,169
76 TRUST POINT INC. 0.93% of their portfolio LA CROSSE, WI 482,688482.7k $13.4m $13.4m 0.93% Reduced -195.6k -195,597
77 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 480,129480.1k $13.3m $13.3m 0.00% Reduced -122.5k -122,502
78 ProVise Management Group, LLC 1.13% of their portfolio CLEARWATER, FL 475,136475.1k $13.2m $13.2m 1.13% Reduced -60.3k -60,289
79 Pacific Sage Partners, LLC 2.95% of their portfolio EDMONDS, WA 466,248466.2k $12.9m $12.9m 2.95% Added +10.6k +10,563
80 Waverly Advisors, LLC 0.20% of their portfolio BIRMINGHAM, AL 459,414459.4k $12.7m $12.7m 0.20% Added +15.1k +15,105
81 HBK Sorce Advisory LLC 0.38% of their portfolio ERIE, PA 456,559456.6k $12.7m $12.7m 0.38% Reduced -32.0k -32,027
82 Seneca Financial Advisors LLC 6.23% of their portfolio ROCHESTER, NY 452,693452.7k $12.5m $12.5m 6.23% Reduced -3.3k -3,340
83 Focus Financial Network, Inc. 0.50% of their portfolio MINNEAPOLIS, MN 451,341451.3k $12.5m $12.5m 0.50% Reduced -48.5k -48,528
84 IMA Advisory Services, Inc. 1.50% of their portfolio DENVER, CO 450,975451.0k $12.5m $12.5m 1.50% Added +10.1k +10,140
85 Trinity Legacy Partners, LLC 3.20% of their portfolio HOUSTON, TX 448,665448.7k $12.4m $12.4m 3.20% Reduced -861.5k -861,453
86 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 447,569447.6k $12.4m $12.4m 0.00% Reduced -37.9k -37,915
87 Larson Financial Group LLC 0.64% of their portfolio ST LOUIS, MO 443,600443.6k $12.3m $12.3m 0.64% Reduced -22.6k -22,597
88 Spinnaker Investment Group, LLC 2.93% of their portfolio Newport Beach, CA 437,643437.6k $12.1m $12.1m 2.93% Added +8.0k +7,956
89 White & Co Financial Planning Inc 10.06% of their portfolio SUNNYSIDE, WA 427,943427.9k $11.9m $11.9m 10.06% First filing
90 Womack Financial LLC 10.48% of their portfolio DALLAS, TX 426,272426.3k $11.8m $11.8m 10.48% First filing
91 Courage Miller Partners, LLC 3.96% of their portfolio NORFOLK, VA 417,704417.7k $11.6m $11.6m 3.96% Added +440 +440
92 LEAVELL INVESTMENT MANAGEMENT, INC. 0.55% of their portfolio MOBILE, AL 406,905406.9k $11.3m $11.3m 0.55% Reduced -16.2k -16,227
93 Omega Financial Group, LLC 4.26% of their portfolio Santa Barbara, CA 406,585406.6k $11.3m $11.3m 4.26% Reduced -32.7k -32,684
94 Clearwater Capital Advisors, LLC 1.10% of their portfolio HOFFMAN ESTATES, IL 405,798405.8k $11.2m $11.2m 1.10% Added +14.9k +14,904
95 St. Johns Investment Management Company, LLC 5.22% of their portfolio JACKSONVILLE, FL 405,097405.1k $11.2m $11.2m 5.22% Reduced -359 -359
96 VALLEY NATIONAL ADVISERS INC 2.01% of their portfolio BETHLEHEM, PA 404,244404.2k $11.2m $11.2m 2.01% Added +31.0k +31,017
97 Fifth Third Securities, Inc. 0.95% of their portfolio Cincinnati, OH 402,253402.3k $11.1m $11.1m 0.95% Reduced -34.8k -34,823
98 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 400,243400.2k $11.1m $11.1m 0.04% Reduced -12.4k -12,425
99 Milestone Investment Advisors LLC 3.01% of their portfolio MIDDLETON, WI 400,108400.1k $11.1m $11.1m 3.01% Reduced -10.6k -10,610
100 ARBOR TRUST WEALTH ADVISORS, LLC 5.13% of their portfolio ANN ARBOR, MI 395,345395.3k $11.0m $11.0m 5.13% Added +12.7k +12,674