Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

887 institutional holders +26 vs Q2 2024
104,318,454104.3m shares reported held*
$7.6bnreported value*
56 new 335 added 341 reduced 33 sold out net bought ≈ $73.2m (+12.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.70. Options: 4 managers hold calls ($16.2m notional), 2 hold puts ($299.1k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785Q3 23: 779Q4 23: 856Q1 24: 862Q2 24: 861Q3 24: 887887Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785
Q3 2023779
Q4 2023856
Q1 2024862
Q2 2024861
Q3 2024887

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 376 bought or addedQ4 22: 289 cut or sold outQ1 23: 325 bought or addedQ1 23: 362 cut or sold outQ1 23Q2 23: 356 bought or addedQ2 23: 353 cut or sold outQ3 23: 338 bought or addedQ3 23: 342 cut or sold outQ3 23Q4 23: 361 bought or addedQ4 23: 354 cut or sold outQ1 24: 370 bought or addedQ1 24: 401 cut or sold outQ1 24Q2 24: 323 bought or addedQ2 24: 402 cut or sold outQ3 24: 391 bought or addedQ3 24: 374 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022376289
Q1 2023325362
Q2 2023356353
Q3 2023338342
Q4 2023361354
Q1 2024370401
Q2 2024323402
Q3 2024391374

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 23 calls: $21.3mQ4 23 puts: $233.5kQ4 23P/C 0.01Q1 24 calls: $11.4mQ1 24 puts: $48.9kQ1 24P/C 0.00Q2 24 calls: $10.4mQ2 24 puts: $233.5kQ2 24P/C 0.02Q3 24 calls: $16.2mQ3 24 puts: $299.1kQ3 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q4 2023$21.3m$233.5k0.01
Q1 2024$11.4m$48.9k0.00
Q2 2024$10.4m$233.5k0.02
Q3 2024$16.2m$299.1k0.02

Biggest buyers

MONETA GROUP INVESTMENT ADVISORS LLC Added +4,953,414+5.0m
Financial Engines Advisors L.L.C. Added +4,708,031+4.7m
MERCER GLOBAL ADVISORS INC /ADV Added +1,309,517+1.3m
Chicago Partners Investment Group LLC Added +421,888+421.9k
Tradewinds Capital Management, LLC Added +333,201+333.2k
Trinity Legacy Partners, LLC Added +299,153+299.2k
Campbell Wealth Management New +294,975+295.0k
Cerity Partners LLC Added +287,937+287.9k
Newman Dignan & Sheerar, Inc. Added +181,779+181.8k
Focus Partners Wealth Added +165,251+165.3k

Biggest sellers

Moisand Fitzgerald Tamayo, LLC Reduced -289,120-289.1k
Creative Planning Reduced -213,904-213.9k
Simplicity Wealth,LLC Sold out -213,519-213.5k
Apollon Wealth Management, LLC Reduced -213,054-213.1k
Cetera Investment Advisers Reduced -154,211-154.2k
Berger Financial Group, Inc Reduced -119,284-119.3k
Vantage Financial Partners, LLC Reduced -112,674-112.7k
New York Life Investment Management LLC Reduced -77,404-77.4k
Pillar Wealth Advisors, LLC Reduced -60,912-60.9k
MONEYWISE, INC. Reduced -49,899-49.9k

Biggest calls

SIMPLEX TRADING, LLC Added $15.5m228.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $565.0k6.8k shares
CITADEL ADVISORS LLC Added $91.4k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $207.7k2.5k shares
CITADEL ADVISORS LLC Reduced $91.4k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.49% of their portfolio SANTA CLARA, CA 25,929,30125.9m $1.7bn $1.7bn 3.49% Added +4.7m +4,708,031
2 Creative Planning 0.81% of their portfolio OVERLAND PARK, KS 9,830,6469.8m $816.8m $816.8m 0.81% Reduced -213.9k -213,904
3 MONETA GROUP INVESTMENT ADVISORS LLC 2.89% of their portfolio ST LOUIS, MO 7,184,1667.2m $199.0m $199.0m 2.89% Added +5.0m +4,953,414
4 HighTower Advisors, LLC 0.39% of their portfolio CHICAGO, IL 3,258,3313.3m $270.7m $270.7m 0.39% Added +82.4k +82,365
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.18% of their portfolio MILWAUKEE, WI 2,371,7432.4m $197.1m $197.1m 0.18% Added +89.4k +89,370
6 Cerity Partners LLC 0.42% of their portfolio NEW YORK, NY 2,264,7692.3m $188.2m $188.2m 0.42% Added +287.9k +287,937
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.37% of their portfolio PLYMOUTH, MN 2,042,3822.0m $169.7m $169.7m 0.37% Reduced -28.4k -28,436
8 Advisory Alpha, LLC 5.72% of their portfolio HOLLAND, MI 1,936,4631.9m $160.9m $160.9m 5.72% Added +99.2k +99,151
9 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 1,809,8611.8m $50.1m $50.1m 0.12% Added +1.3m +1,309,517
10 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,485,9631.5m $123.5m $123.5m 0.03% Reduced -28.4k -28,408
11 Legacy Wealth Management, LLC 7.40% of their portfolio MEMPHIS, TN 1,375,2751.4m $114.3m $114.3m 7.40% Added +30.3k +30,294
12 Fragasso Financial Advisors Inc 7.09% of their portfolio SEWICKLEY, PA 1,110,6561.1m $92.3m $92.3m 7.09% Added +86.2k +86,185
13 JMG Financial Group, Ltd. 2.76% of their portfolio DOWNERS GROVE, IL 970,779970.8k $80.7m $80.7m 2.76% Added +1.5k +1,494
14 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 753,429753.4k $62.6m $62.6m 0.02% Reduced -20.6k -20,594
15 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 735,089735.1k $63.1m $63.1m 0.02% Reduced -8.0k -7,952
16 Prime Capital Investment Advisors, LLC 0.86% of their portfolio OVERLAND PARK, KS 726,723726.7k $60.4m $60.4m 0.86% Reduced -38.5k -38,527
17 Mariner, LLC 0.10% of their portfolio Overland Park, KS 706,706706.7k $58.7m $58.7m 0.10% Added +11.2k +11,175
18 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 659,628659.6k $54.8m $54.8m 0.07% Added +14.5k +14,509
19 Summit Financial Strategies, Inc. 6.15% of their portfolio Columbus, OH 657,835657.8k $54.7m $54.7m 6.15% Added +15.7k +15,719
20 Chicago Partners Investment Group LLC 0.61% of their portfolio CHICAGO, IL 615,663615.7k $17.0m $17.0m 0.61% Added +421.9k +421,888
21 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 584,164584.2k $48.5m $48.5m 0.09% Reduced -3.2k -3,200
22 RKL Wealth Management LLC 4.31% of their portfolio LANCASTER, PA 572,939572.9k $47.6m $47.6m 4.31% Reduced -17.5k -17,543
23 Beacon Pointe Advisors, LLC 0.54% of their portfolio NEWPORT BEACH, CA 565,562565.6k $47.0m $47.0m 0.54% Reduced -35.1k -35,140
24 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 539,657539.7k $44.8m $44.8m 0.02% Added +23.7k +23,678
25 Gemmer Asset Management LLC 4.08% of their portfolio WALNUT CREEK, CA 489,389489.4k $40.7m $40.7m 4.08% Added +8.0k +8,011
26 BLB&B Advisors, LLC 2.01% of their portfolio MONTGOMERYVILLE, PA 473,922473.9k $39.4m $39.4m 2.01% Reduced -27.8k -27,790
27 DAVENPORT & Co LLC 0.23% of their portfolio RICHMOND, VA 462,490462.5k $38.4m $38.4m 0.23% Added +20.2k +20,161
28 Trinity Legacy Partners, LLC 3.16% of their portfolio HOUSTON, TX 436,706436.7k $12.3m $12.3m 3.16% Added +299.2k +299,153
29 Advocacy Wealth Management, LLC 2.70% of their portfolio ATLANTA, GA 413,398413.4k $34.3m $34.3m 2.70% Reduced -3.2k -3,152
30 Summit Asset Management, LLC 6.20% of their portfolio MEMPHIS, TN 397,210397.2k $33.0m $33.0m 6.20% Added +12.8k +12,790
31 OneDigital Investment Advisors LLC 0.36% of their portfolio OVERLAND PARK, KS 379,236379.2k $31.5m $31.5m 0.36% Reduced -13.5k -13,512
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 373,048373.0k $31.0m $31.0m 0.00% Reduced -26.0k -26,008
33 Buckingham Capital Management, Inc. 3.44% of their portfolio DAYTON, OH 361,709361.7k $30.1m $30.1m 3.44% Reduced -849 -849
34 EXENCIAL WEALTH ADVISORS, LLC 1.05% of their portfolio OKLAHOMA CITY, OK 351,188351.2k $29.2m $29.2m 1.05% Added +20.2k +20,171
35 Tradewinds Capital Management, LLC 7.65% of their portfolio BELLINGHAM, WA 344,046344.0k $28.6m $28.6m 7.65% Added +333.2k +333,201
36 Mokosak Advisory Group, LLC 8.53% of their portfolio URBANDALE, IA 342,341342.3k $28.4m $28.4m 8.53% Added +16.3k +16,254
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 342,276342.3k $28.4m $28.4m 0.00% Reduced -1.4k -1,405
38 Elwood & Goetz Wealth Advisory Group, LLC 7.01% of their portfolio ATHENS, GA 340,940340.9k $28.3m $28.3m 7.01% Added +17.1k +17,146
39 Curi Capital, LLC 0.64% of their portfolio CHICAGO, IL 339,489339.5k $28.2m $28.2m 0.64% Reduced -93 -93
40 Dynamic Advisor Solutions LLC 0.82% of their portfolio PHOENIX, AZ 328,140328.1k $27.3m $27.3m 0.82% Added +17.0k +16,955
41 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 310,652310.7k $25.8m $25.8m 0.03% Added +21.7k +21,680
42 Modera Wealth Management, LLC 0.33% of their portfolio WESTWOOD, NJ 309,555309.6k $25.7m $25.7m 0.33% Reduced -6.0k -5,991
43 Campbell Wealth Management 2.18% of their portfolio ALEXANDRIA, VA 294,975295.0k $24.5m $24.5m 2.18% New
44 MANCHESTER FINANCIAL INC 5.30% of their portfolio Westlake Village, CA 294,082294.1k $24.4m $24.4m 5.30% Reduced -8.4k -8,440
45 SAGE FINANCIAL GROUP INC 1.87% of their portfolio W. CONSHOHOCKEN, PA 276,182276.2k $22.9m $22.9m 1.87% Added +3.1k +3,144
46 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 276,002276.0k $22.9m $22.9m 0.04% Added +88.8k +88,796
47 Newman Dignan & Sheerar, Inc. 1.79% of their portfolio PROVIDENCE, RI 268,081268.1k $7.5m $7.5m 1.79% Added +181.8k +181,779
48 High Note Wealth, LLC 6.31% of their portfolio DEEPHAVEN, MN 265,498265.5k $22.1m $22.1m 6.31% Added +6.6k +6,570
49 Northeast Financial Group, Inc. 8.37% of their portfolio Allentown, PA 261,605261.6k $21.7m $21.7m 8.37% Added +18.0k +18,042
50 IFP Advisors, Inc 0.76% of their portfolio TAMPA, FL 253,379253.4k $21.1m $21.1m 0.76% Added +3.0k +3,015
51 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 252,682252.7k $21.0m $21.0m 0.00% Reduced -4.2k -4,221
52 Noble Family Wealth, LLC 5.46% of their portfolio Clearwater, FL 244,181244.2k $20.3m $20.3m 5.46% Reduced -13.2k -13,180
53 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 240,103240.1k $20.0m $20.0m 0.11% Reduced -24.8k -24,775
54 SALEM INVESTMENT COUNSELORS INC 0.60% of their portfolio WINSTON-SALEM, NC 239,580239.6k $19.9m $19.9m 0.60% Reduced -1.5k -1,547
55 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 236,900236.9k $19.7m $19.7m 0.07% Added +19.5k +19,515
56 Newton One Investments LLC 7.77% of their portfolio NEWARK, DE 233,256233.3k $19.4m $19.4m 7.77% Added +2.4k +2,370
57 TRUST POINT INC. 1.41% of their portfolio LA CROSSE, WI 226,095226.1k $18.8m $18.8m 1.41% Added +6.6k +6,611
58 MARSHALL FINANCIAL GROUP INC /ADV 5.37% of their portfolio DOYLESTOWN, PA 213,839213.8k $17.8m $17.8m 5.37% Added +2.6k +2,561
59 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 213,260213.3k $17.7m $17.7m 0.03% Reduced -731 -731
60 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 208,917208.9k $17.4m $17.4m 0.06% Added +165.3k +165,251
61 Koshinski Asset Management, Inc. 1.50% of their portfolio DECATUR, IL 208,561208.6k $17.3m $17.3m 1.50% Added +5.8k +5,799
62 Bangor Savings Bank 1.62% of their portfolio BANGOR, ME 207,275207.3k $17.2m $17.2m 1.62% Reduced -3.5k -3,550
63 Denver PWM, LLC 6.45% of their portfolio DENVER, CO 204,460204.5k $17.0m $17.0m 6.45% Added +5.6k +5,553
64 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 200,877200.9k $16.7m $16.7m 0.00% Added +44.0k +44,034
65 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.79% of their portfolio WILKES BARRE, PA 200,237200.2k $15.6m $15.6m 0.79% Unchanged
66 Essex LLC 3.30% of their portfolio DEER PARK, IL 193,704193.7k $16.1m $16.1m 3.30% Added +18.0k +18,012
67 Bleakley Financial Group, LLC 0.48% of their portfolio PARSIPPANY, NJ 190,794190.8k $15.9m $15.9m 0.48% Reduced -18.9k -18,857
68 Lutz Financial Services LLC 1.27% of their portfolio OMAHA, NE 187,813187.8k $15.6m $15.6m 1.27% Reduced -2.0k -2,023
69 Asset Management Group, Inc. 2.72% of their portfolio STAMFORD, CT 187,251187.3k $15.6m $15.6m 2.72% Reduced -2.9k -2,886
70 FAS Wealth Partners, Inc. 1.22% of their portfolio LEAWOOD, KS 184,484184.5k $15.3m $15.3m 1.22% Added +1.5k +1,492
71 JOHNSON INVESTMENT COUNSEL INC 0.15% of their portfolio Cincinnati, OH 183,876183.9k $15.3m $15.3m 0.15% Added +5.6k +5,597
72 ProVise Management Group, LLC 1.17% of their portfolio CLEARWATER, FL 178,475178.5k $14.8m $14.8m 1.17% Reduced -20.7k -20,675
73 Curbstone Financial Management Corp 3.14% of their portfolio MANCHESTER, NH 176,517176.5k $14.7m $14.7m 3.14% Reduced -7.5k -7,490
74 Savant Capital, LLC 0.12% of their portfolio ROCKFORD, IL 174,874174.9k $14.5m $14.5m 0.12% Reduced -1.7k -1,749
75 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 174,372174.4k $14.5m $14.5m 0.01% Added +9.2k +9,243
76 HHM Wealth Advisors, LLC 2.04% of their portfolio CHATTANOOGA, TN 173,022173.0k $14.4m $14.4m 2.04% Reduced -5.1k -5,099
77 Triangle Securities Wealth Management 3.66% of their portfolio RALEIGH, NC 170,464170.5k $14.2m $14.2m 3.66% Added +4.7k +4,731
78 Richardson Capital Management LLC 9.89% of their portfolio MENOMONEE FALLS, WI 170,376170.4k $14.2m $14.2m 9.89% Added +2.9k +2,948
79 Focus Financial Network, Inc. 0.57% of their portfolio MINNEAPOLIS, MN 166,623166.6k $13.8m $13.8m 0.57% Reduced -6.8k -6,814
80 PITTENGER & ANDERSON INC 0.51% of their portfolio LINCOLN, NE 164,281164.3k $13.7m $13.7m 0.51% Reduced -113 -113
81 Harbor Group, Inc. 3.15% of their portfolio BEDFORD, NH 164,001164.0k $13.6m $13.6m 3.15% Reduced -869 -869
82 HBK Sorce Advisory LLC 0.41% of their portfolio ERIE, PA 162,862162.9k $13.5m $13.5m 0.41% Reduced -13.9k -13,917
83 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 161,828161.8k $13.4m $13.4m 0.00% Reduced -4.4k -4,420
84 FIRST NATIONAL CORP /MA/ /ADV 2.96% of their portfolio ROCKLAND, MA 160,034160.0k $13.3m $13.3m 2.96% Added +7.4k +7,368
85 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 157,791157.8k $13.1m $13.1m 0.03% Reduced -154.2k -154,211
86 Larson Financial Group LLC 0.73% of their portfolio ST LOUIS, MO 155,399155.4k $12.9m $12.9m 0.73% Reduced -3.2k -3,164
87 DIVERSIFY WEALTH MANAGEMENT, LLC 0.41% of their portfolio SANDY, UT 153,951154.0k $4.3m $4.3m 0.41% New
88 Seneca Financial Advisors LLC 6.14% of their portfolio ROCHESTER, NY 152,011152.0k $12.6m $12.6m 6.14% Added +2.3k +2,296
89 Pacific Sage Partners, LLC 3.00% of their portfolio EDMONDS, WA 151,895151.9k $12.6m $12.6m 3.00% Added +9.4k +9,406
90 Waverly Advisors, LLC 0.23% of their portfolio BIRMINGHAM, AL 148,103148.1k $12.3m $12.3m 0.23% Reduced -11.3k -11,308
91 IMA Advisory Services, Inc. 2.66% of their portfolio DENVER, CO 146,945146.9k $12.2m $12.2m 2.66% New
92 Omega Financial Group, LLC 4.61% of their portfolio Santa Barbara, CA 146,423146.4k $12.2m $12.2m 4.61% Reduced -10.0k -9,986
93 Fifth Third Securities, Inc. 1.15% of their portfolio Cincinnati, OH 145,692145.7k $12.1m $12.1m 1.15% Reduced -4.2k -4,163
94 Spinnaker Investment Group, LLC 2.91% of their portfolio Newport Beach, CA 143,229143.2k $11.9m $11.9m 2.91% Added +5.4k +5,378
95 LEAVELL INVESTMENT MANAGEMENT, INC. 0.58% of their portfolio MOBILE, AL 141,044141.0k $11.7m $11.7m 0.58% Reduced -5.8k -5,823
96 Courage Miller Partners, LLC 3.89% of their portfolio NORFOLK, VA 139,088139.1k $11.6m $11.6m 3.89% Added +1.8k +1,834
97 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 137,556137.6k $11.4m $11.4m 0.04% Added +560 +560
98 Milestone Investment Advisors LLC 3.19% of their portfolio MIDDLETON, WI 136,906136.9k $11.4m $11.4m 3.19% Reduced -6.2k -6,170
99 St. Johns Investment Management Company, LLC 5.28% of their portfolio JACKSONVILLE, FL 135,152135.2k $11.2m $11.2m 5.28% Reduced -484 -484
100 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 130,821130.8k $10.9m $10.9m 0.02% Added +8.0k +7,979