Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

862 institutional holders +6 vs Q4 2023
94,075,25294.1m shares reported held*
$7.7bnreported value*
55 new 315 added 357 reduced 44 sold out net bought ≈ $96.3m (-16.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.45. Options: 5 managers hold calls ($11.4m notional), 1 hold puts ($48.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785Q3 23: 779Q4 23: 856Q1 24: 862862Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785
Q3 2023779
Q4 2023856
Q1 2024862

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 376 bought or addedQ4 22: 289 cut or sold outQ4 22Q1 23: 325 bought or addedQ1 23: 362 cut or sold outQ1 23Q2 23: 356 bought or addedQ2 23: 353 cut or sold outQ2 23Q3 23: 338 bought or addedQ3 23: 342 cut or sold outQ3 23Q4 23: 361 bought or addedQ4 23: 354 cut or sold outQ4 23Q1 24: 370 bought or addedQ1 24: 401 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022376289
Q1 2023325362
Q2 2023356353
Q3 2023338342
Q4 2023361354
Q1 2024370401

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $9.4mQ2 23 puts: $376.5kQ2 23P/C 0.04Q3 23 calls: $14.6mQ3 23 puts: $13.5kQ3 23P/C 0.00Q4 23 calls: $21.3mQ4 23 puts: $233.5kQ4 23P/C 0.01Q1 24 calls: $11.4mQ1 24 puts: $48.9kQ1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$9.4m$376.5k0.04
Q3 2023$14.6m$13.5k0.00
Q4 2023$21.3m$233.5k0.01
Q1 2024$11.4m$48.9k0.00

Biggest buyers

MORGAN STANLEY Added +391,193+391.2k
Curi Capital, LLC New +334,170+334.2k
Cetera Investment Advisers Added +289,099+289.1k
AMERIPRISE FINANCIAL INC Added +227,188+227.2k
Tradewinds Capital Management, LLC New +212,905+212.9k
Simplicity Wealth,LLC Added +200,822+200.8k
Koshinski Asset Management, Inc. Added +189,107+189.1k
Advisory Alpha, LLC Added +183,375+183.4k
Richardson Capital Management LLC Added +166,513+166.5k
MONETA GROUP INVESTMENT ADVISORS LLC Added +162,808+162.8k

Biggest sellers

Cerity Partners LLC Reduced -16,958,953-17.0m
SHEETS SMITH WEALTH MANAGEMENT Reduced -423,596-423.6k
HHM Wealth Advisors, LLC Reduced -352,203-352.2k
Curi Wealth Management, LLC Sold out -329,941-329.9k
Cetera Advisor Networks LLC Sold out -253,891-253.9k
LPL Financial LLC Reduced -186,165-186.2k
FINANCIAL CONSULATE, INC Reduced -163,789-163.8k
Opal Wealth Advisors, LLC Reduced -137,876-137.9k
Creative Planning Reduced -131,012-131.0k
Meridian Wealth Management, LLC Sold out -79,880-79.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $10.8m139.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $570.0k7.0k shares
CITADEL ADVISORS LLC Reduced $65.1k800 shares
Cutler Group LLC / CA Reduced $1.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $48.9k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.87% of their portfolio SANTA CLARA, CA 21,068,82221.1m $1.7bn $1.7bn 3.87% Reduced -65.2k -65,243
2 Creative Planning 0.91% of their portfolio OVERLAND PARK, KS 10,128,21610.1m $824.7m $824.7m 0.91% Reduced -131.0k -131,012
3 HighTower Advisors, LLC 0.49% of their portfolio CHICAGO, IL 3,693,8673.7m $300.8m $300.8m 0.49% Added +58.4k +58,352
4 MONETA GROUP INVESTMENT ADVISORS LLC 2.86% of their portfolio ST LOUIS, MO 2,158,6732.2m $175.8m $175.8m 2.86% Added +162.8k +162,808
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.45% of their portfolio PLYMOUTH, MN 2,140,0922.1m $174.3m $174.3m 0.45% Reduced -50.1k -50,116
6 Cerity Partners LLC 0.43% of their portfolio NEW YORK, NY 1,984,3662.0m $161.6m $161.6m 0.43% Reduced -17.0m -16,958,953
7 Prime Capital Investment Advisors, LLC 2.09% of their portfolio OVERLAND PARK, KS 1,837,2061.8m $149.6m $149.6m 2.09% Added +118.4k +118,428
8 Advisory Alpha, LLC 5.73% of their portfolio HOLLAND, MI 1,713,5351.7m $139.5m $139.5m 5.73% Added +183.4k +183,375
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 1,707,8981.7m $139.1m $139.1m 0.14% Added +121.3k +121,339
10 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,555,4181.6m $126.7m $126.7m 0.04% Reduced -15.6k -15,563
11 Legacy Wealth Management, LLC 8.09% of their portfolio MEMPHIS, TN 1,347,8941.3m $109.8m $109.8m 8.09% Reduced -53.4k -53,390
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,069,2571.1m $87.1m $87.1m 0.00% Added +391.2k +391,193
13 JMG Financial Group, Ltd. 3.03% of their portfolio DOWNERS GROVE, IL 975,900975.9k $79.5m $79.5m 3.03% Reduced -27.7k -27,745
14 Fragasso Financial Advisors Inc 6.62% of their portfolio SEWICKLEY, PA 960,390960.4k $78.2m $78.2m 6.62% Added +3.9k +3,920
15 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 915,839915.8k $74.6m $74.6m 0.02% Added +227.2k +227,188
16 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 782,553782.6k $63.7m $63.7m 0.02% Added +46.5k +46,547
17 Mariner, LLC 0.12% of their portfolio Overland Park, KS 690,084690.1k $56.2m $56.2m 0.12% Added +11.4k +11,351
18 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 635,152635.2k $51.7m $51.7m 0.08% Reduced -470 -470
19 Summit Financial Strategies, Inc. 7.01% of their portfolio Columbus, OH 617,408617.4k $50.3m $50.3m 7.01% Added +10.1k +10,085
20 Beacon Pointe Advisors, LLC 0.55% of their portfolio NEWPORT BEACH, CA 601,654601.7k $49.0m $49.0m 0.55% Added +30.2k +30,237
21 RKL Wealth Management LLC 4.76% of their portfolio LANCASTER, PA 590,402590.4k $48.1m $48.1m 4.76% Added +3.2k +3,191
22 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 544,545544.5k $44.3m $44.3m 0.09% Added +103.4k +103,386
23 BLB&B Advisors, LLC 2.47% of their portfolio MONTGOMERYVILLE, PA 536,952537.0k $43.7m $43.7m 2.47% Reduced -25.4k -25,363
24 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 518,558518.6k $42.2m $42.2m 0.02% Reduced -186.2k -186,165
25 MERCER GLOBAL ADVISORS INC /ADV 0.15% of their portfolio DENVER, CO 508,929508.9k $51.3m $51.3m 0.15% Reduced -11.0k -10,990
26 Gemmer Asset Management LLC 4.40% of their portfolio WALNUT CREEK, CA 465,248465.2k $37.9m $37.9m 4.40% Reduced -1.3k -1,252
27 DAVENPORT & Co LLC 0.21% of their portfolio RICHMOND, VA 418,439418.4k $34.1m $34.1m 0.21% Added +26.5k +26,503
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 404,254404.3k $32.9m $32.9m 0.00% Added +9.3k +9,318
29 OneDigital Investment Advisors LLC 0.52% of their portfolio OVERLAND PARK, KS 403,977404.0k $32.9m $32.9m 0.52% Reduced -32.8k -32,761
30 Advocacy Wealth Management, LLC 2.82% of their portfolio ATLANTA, GA 403,274403.3k $32.8m $32.8m 2.82% Added +46.2k +46,158
31 Moisand Fitzgerald Tamayo, LLC 4.71% of their portfolio ORLANDO, FL 377,757377.8k $30.8m $30.8m 4.71% Added +18.9k +18,888
32 Summit Asset Management, LLC 6.46% of their portfolio MEMPHIS, TN 369,826369.8k $30.1m $30.1m 6.46% Added +15.2k +15,250
33 Buckingham Capital Management, Inc. 3.60% of their portfolio DAYTON, OH 360,250360.2k $29.3m $29.3m 3.60% Added +56 +56
34 Curi Capital, LLC 0.62% of their portfolio CHICAGO, IL 334,170334.2k $27.2m $27.2m 0.62% New
35 EXENCIAL WEALTH ADVISORS, LLC 1.01% of their portfolio OKLAHOMA CITY, OK 331,433331.4k $27.0m $27.0m 1.01% Added +28.0k +28,012
36 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 325,438325.4k $26.5m $26.5m 0.06% Added +289.1k +289,099
37 Mokosak Advisory Group, LLC 8.72% of their portfolio URBANDALE, IA 324,417324.4k $26.4m $26.4m 8.72% Added +10.2k +10,188
38 Modera Wealth Management, LLC 0.40% of their portfolio WESTWOOD, NJ 319,502319.5k $26.0m $26.0m 0.40% Reduced -5.6k -5,607
39 Elwood & Goetz Wealth Advisory Group, LLC 6.16% of their portfolio ATHENS, GA 311,913311.9k $25.4m $25.4m 6.16% Added +6.9k +6,866
40 MANCHESTER FINANCIAL INC 6.35% of their portfolio Westlake Village, CA 299,023299.0k $24.3m $24.3m 6.35% Added +8.9k +8,855
41 Noble Family Wealth, LLC 6.87% of their portfolio Clearwater, FL 296,259296.3k $24.1m $24.1m 6.87% Reduced -40.7k -40,721
42 Campbell Wealth Management 2.20% of their portfolio ALEXANDRIA, VA 271,648271.6k $22.1m $22.1m 2.20% Added +10.7k +10,670
43 SAGE FINANCIAL GROUP INC 1.94% of their portfolio W. CONSHOHOCKEN, PA 265,276265.3k $21.6m $21.6m 1.94% Added +3.4k +3,439
44 Dynamic Advisor Solutions LLC 0.73% of their portfolio PHOENIX, AZ 263,711263.7k $21.5m $21.5m 0.73% Reduced -13.4k -13,369
45 SALEM INVESTMENT COUNSELORS INC 0.67% of their portfolio WINSTON-SALEM, NC 250,866250.9k $20.4m $20.4m 0.67% Reduced -2.1k -2,110
46 IFP Advisors, Inc 0.89% of their portfolio TAMPA, FL 248,546248.5k $20.2m $20.2m 0.89% Reduced -8.5k -8,524
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 246,955247.0k $20.1m $20.1m 0.00% Reduced -11.7k -11,653
48 High Note Wealth, LLC 6.37% of their portfolio DEEPHAVEN, MN 240,447240.4k $19.6m $19.6m 6.37% Added +80.5k +80,455
49 ProVise Management Group, LLC 1.66% of their portfolio CLEARWATER, FL 235,340235.3k $19.2m $19.2m 1.66% Reduced -24.3k -24,311
50 Northeast Financial Group, Inc. 8.43% of their portfolio Allentown, PA 233,997234.0k $19.1m $19.1m 8.43% Added +25.0k +24,952
51 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 231,578231.6k $18.9m $18.9m 0.07% Added +8.8k +8,808
52 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 231,385231.4k $18.8m $18.8m 0.03% Added +310 +310
53 Newton One Investments LLC 8.27% of their portfolio NEWARK, DE 231,078231.1k $18.8m $18.8m 8.27% Added +4.1k +4,147
54 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 228,321228.3k $18.6m $18.6m 0.03% Added +11.6k +11,578
55 HBK Sorce Advisory LLC 0.63% of their portfolio ERIE, PA 217,410217.4k $17.7m $17.7m 0.63% Reduced -58.7k -58,748
56 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 216,850216.8k $17.7m $17.7m 0.03% Reduced -8.4k -8,448
57 TRUST POINT INC. 1.38% of their portfolio LA CROSSE, WI 216,113216.1k $17.6m $17.6m 1.38% Reduced -4.4k -4,404
58 Tradewinds Capital Management, LLC 4.79% of their portfolio BELLINGHAM, WA 212,905212.9k $17.3m $17.3m 4.79% New
59 Bangor Savings Bank 1.77% of their portfolio BANGOR, ME 212,468212.5k $17.3m $17.3m 1.77% Reduced -6.0k -6,038
60 Denver PWM, LLC 6.47% of their portfolio DENVER, CO 210,405210.4k $16.8m $16.8m 6.47% Added +669 +669
61 MARSHALL FINANCIAL GROUP INC /ADV 5.59% of their portfolio DOYLESTOWN, PA 208,115208.1k $16.9m $16.9m 5.59% Added +354 +354
62 Simplicity Wealth,LLC 0.40% of their portfolio SUMMIT, NJ 205,317205.3k $16.7m $16.7m 0.40% Added +200.8k +200,822
63 Koshinski Asset Management, Inc. 1.69% of their portfolio DECATUR, IL 203,092203.1k $16.5m $16.5m 1.69% Added +189.1k +189,107
64 Lutz Financial Services LLC 1.44% of their portfolio OMAHA, NE 202,144202.1k $16.5m $16.5m 1.44% Reduced -1.2k -1,228
65 HHM Wealth Advisors, LLC 2.70% of their portfolio CHATTANOOGA, TN 201,735201.7k $16.4m $16.4m 2.70% Reduced -352.2k -352,203
66 Bleakley Financial Group, LLC 0.47% of their portfolio PARSIPPANY, NJ 200,958201.0k $16.4m $16.4m 0.47% Added +3.9k +3,941
67 Asset Management Group, Inc. 2.94% of their portfolio STAMFORD, CT 192,377192.4k $15.7m $15.7m 2.94% Reduced -1.7k -1,662
68 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.82% of their portfolio WILKES BARRE, PA 189,147189.1k $15.4m $15.4m 0.82% Added +20.2k +20,202
69 Asset Advisors Investment Management, LLC 1.70% of their portfolio AUGUSTA, GA 186,200186.2k $15.2m $15.2m 1.70% Added +194 +194
70 Curbstone Financial Management Corp 3.23% of their portfolio MANCHESTER, NH 183,677183.7k $15.0m $15.0m 3.23% Added +700 +700
71 Savant Capital, LLC 0.17% of their portfolio ROCKFORD, IL 181,652181.7k $14.8m $14.8m 0.17% Reduced -3.1k -3,117
72 FAS Wealth Partners, Inc. 1.30% of their portfolio LEAWOOD, KS 180,122180.1k $14.7m $14.7m 1.30% Added +2.0k +1,971
73 Chicago Partners Investment Group LLC 0.59% of their portfolio CHICAGO, IL 179,860179.9k $13.9m $13.9m 0.59% Added +10.8k +10,759
74 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 178,407178.4k $14.5m $14.5m 0.00% Reduced -10.0k -10,002
75 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 177,019177.0k $14.4m $14.4m 0.01% Added +203 +203
76 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 175,158175.2k $14.3m $14.3m 0.00% Added +9.2k +9,224
77 Focus Financial Network, Inc. 0.64% of their portfolio MINNEAPOLIS, MN 173,649173.6k $13.1m $13.1m 0.64% First filing
78 Essex LLC 3.19% of their portfolio DEER PARK, IL 169,989170.0k $13.8m $13.8m 3.19% Added +12.4k +12,358
79 FIRST NATIONAL CORP /MA/ /ADV 3.13% of their portfolio ROCKLAND, MA 169,038169.0k $12.7m $12.7m 3.13% Reduced -774 -774
80 JOHNSON INVESTMENT COUNSEL INC 0.15% of their portfolio Cincinnati, OH 168,037168.0k $13.7m $13.7m 0.15% Added +8.8k +8,831
81 Harbor Group, Inc. 3.58% of their portfolio BEDFORD, NH 166,767166.8k $13.6m $13.6m 3.58% Reduced -686 -686
82 Richardson Capital Management LLC 11.09% of their portfolio MENOMONEE FALLS, WI 166,660166.7k $13.6m $13.6m 11.09% Added +166.5k +166,513
83 PITTENGER & ANDERSON INC 0.55% of their portfolio LINCOLN, NE 166,147166.1k $13.5m $13.5m 0.55% Added +1.7k +1,743
84 Larson Financial Group LLC 1.03% of their portfolio ST LOUIS, MO 164,372164.4k $13.4m $13.4m 1.03% Reduced -3.8k -3,814
85 Triangle Securities Wealth Management 3.79% of their portfolio RALEIGH, NC 163,091163.1k $13.3m $13.3m 3.79% Added +2.1k +2,091
86 Omega Financial Group, LLC 5.40% of their portfolio Santa Barbara, CA 161,977162.0k $13.2m $13.2m 5.40% Added +114 +114
87 MONEYWISE, INC. 7.15% of their portfolio FOREST, VA 161,577161.6k $13.2m $13.2m 7.15% Reduced -43.6k -43,608
88 LEAVELL INVESTMENT MANAGEMENT, INC. 0.72% of their portfolio MOBILE, AL 153,253153.3k $12.5m $12.5m 0.72% Reduced -5.8k -5,799
89 Kohmann Bosshard Financial Services, LLC 1.70% of their portfolio FAIRLAWN, OH 150,331150.3k $12.2m $12.2m 1.70% Reduced -13.4k -13,383
90 Seneca Financial Advisors LLC 6.52% of their portfolio ROCHESTER, NY 150,149150.1k $12.2m $12.2m 6.52% Reduced -2.1k -2,146
91 VALLEY NATIONAL ADVISERS INC 1.84% of their portfolio BETHLEHEM, PA 149,432149.4k $12.2m $12.2m 1.84% Added +5.4k +5,357
92 Milestone Investment Advisors LLC 3.28% of their portfolio MIDDLETON, WI 149,178149.2k $12.1m $12.1m 3.28% Reduced -6.6k -6,629
93 Vantage Financial Partners, LLC 3.21% of their portfolio ELM GROVE, WI 146,571146.6k $11.9m $11.9m 3.21% Added +2.7k +2,671
94 Fifth Third Securities, Inc. 1.15% of their portfolio Cincinnati, OH 145,851145.9k $11.9m $11.9m 1.15% Added +1.0k +1,011
95 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 143,939143.9k $11.7m $11.7m 0.03% Reduced -15.0k -14,968
96 Waverly Advisors, LLC 0.27% of their portfolio BIRMINGHAM, AL 142,209142.2k $11.6m $11.6m 0.27% New
97 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 139,288139.3k $11.3m $11.3m 0.05% Reduced -13.5k -13,540
98 St. Johns Investment Management Company, LLC 5.39% of their portfolio JACKSONVILLE, FL 138,073138.1k $11.2m $11.2m 5.39% Added +5.6k +5,617
99 Courage Miller Partners, LLC 3.87% of their portfolio NORFOLK, VA 137,522137.5k $11.2m $11.2m 3.87% Added +1.9k +1,921
100 Towercrest Capital Management 1.88% of their portfolio NEWTOWN, PA 136,643136.6k $11.1m $11.1m 1.88% Reduced -3.4k -3,442