Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

779 institutional holders +57 vs Q3 2022
88,054,91488.1m shares reported held*
$5.8bnreported value*
64 new 312 added 260 reduced 29 sold out net bought ≈ $288.3m (+4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.69. Options: 4 managers hold calls ($10.9m notional), 1 hold puts ($223.1k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 722Q4 22: 779779Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022722
Q4 2022779

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $10.1mQ3 22 puts: $424.0kQ3 22P/C 0.04Q4 22 calls: $10.9mQ4 22 puts: $223.1kQ4 22P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$10.1m$424.0k0.04
Q4 2022$10.9m$223.1k0.02

Biggest buyers

Financial Engines Advisors L.L.C. Added +1,870,482+1.9m
Cerity Partners LLC New +963,417+963.4k
HBK Sorce Advisory LLC Added +724,325+724.3k
Creative Planning Added +587,030+587.0k
HighTower Advisors, LLC Added +167,285+167.3k
Larson Financial Group LLC Added +158,459+158.5k
Gleason Group, Inc. New +122,994+123.0k
JONES FINANCIAL COMPANIES LLLP Added +122,259+122.3k
JMG Financial Group, Ltd. Added +122,123+122.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +100,552+100.6k

Biggest sellers

American Trust Reduced -479,381-479.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -283,837-283.8k
APPLETON GROUP, LLC Reduced -131,651-131.7k
Aurora Private Wealth, Inc. Reduced -123,441-123.4k
Thrivent Financial for Lutherans Reduced -116,409-116.4k
Savant Capital, LLC Reduced -108,060-108.1k
UBS Group AG Reduced -90,126-90.1k
Legacy Wealth Management, LLC Reduced -89,333-89.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -86,089-86.1k
OneDigital Investment Advisors LLC Reduced -84,068-84.1k

Biggest calls

SIMPLEX TRADING, LLC Reduced $9.1m132.3k shares
CITADEL ADVISORS LLC Added $990.7k15.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $846.4k12.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $223.1k3.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.14% of their portfolio SANTA CLARA, CA 16,763,63616.8m $1.1bn $1.1bn 3.14% Added +1.9m +1,870,482
2 Creative Planning 1.06% of their portfolio OVERLAND PARK, KS 10,763,78910.8m $706.2m $706.2m 1.06% Added +587.0k +587,030
3 HighTower Advisors, LLC 0.44% of their portfolio CHICAGO, IL 2,950,2183.0m $193.5m $193.5m 0.44% Added +167.3k +167,285
4 Prime Capital Investment Advisors, LLC 4.26% of their portfolio OVERLAND PARK, KS 1,711,3281.7m $112.3m $112.3m 4.26% Added +64.7k +64,743
5 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,655,3801.7m $108.6m $108.6m 0.05% Reduced -90.1k -90,126
6 BLB&B Advisors, LLC 7.60% of their portfolio MONTGOMERYVILLE, PA 1,494,9831.5m $98.1m $98.1m 7.60% Added +9.1k +9,062
7 Advisory Alpha, LLC 6.38% of their portfolio HOLLAND, MI 1,373,8021.4m $90.1m $90.1m 6.38% Added +3.2k +3,232
8 Legacy Wealth Management, LLC 8.43% of their portfolio MEMPHIS, TN 1,344,0501.3m $88.2m $88.2m 8.43% Reduced -89.3k -89,333
9 HBK Sorce Advisory LLC 2.31% of their portfolio ERIE, PA 1,308,2621.3m $85.8m $85.8m 2.31% Added +724.3k +724,325
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 1,286,8911.3m $84.4m $84.4m 0.13% Added +100.6k +100,552
11 MONETA GROUP INVESTMENT ADVISORS LLC 2.32% of their portfolio ST LOUIS, MO 1,175,8831.2m $84.7m $84.7m 2.32% Added +50.1k +50,111
12 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,057,9081.1m $69.4m $69.4m 0.02% Reduced -67.9k -67,870
13 Gradient Investments LLC 2.13% of their portfolio ARDEN HILLS, MN 1,029,5051.0m $67.5m $67.5m 2.13% Added +3.4k +3,361
14 JMG Financial Group, Ltd. 3.65% of their portfolio DOWNERS GROVE, IL 1,014,9641.0m $66.6m $66.6m 3.65% Added +122.1k +122,123
15 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 964,633964.6k $63.3m $63.3m 0.03% Reduced -40.3k -40,262
16 Cerity Partners LLC 0.41% of their portfolio NEW YORK, NY 963,417963.4k $63.2m $63.2m 0.41% New
17 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 963,103963.1k $63.2m $63.2m 0.13% Added +72.4k +72,359
18 Fragasso Financial Advisors Inc 7.20% of their portfolio SEWICKLEY, PA 946,273946.3k $62.1m $62.1m 7.20% Reduced -35.6k -35,625
19 OneDigital Investment Advisors LLC 1.69% of their portfolio OVERLAND PARK, KS 886,205886.2k $58.1m $58.1m 1.69% Reduced -84.1k -84,068
20 Thrivent Financial for Lutherans 0.15% of their portfolio Minneapolis, MN 884,761884.8k $58.2m $58.2m 0.15% Reduced -116.4k -116,409
21 AJ WEALTH STRATEGIES, LLC 2.77% of their portfolio NEW YORK, NY 804,284804.3k $52.8m $52.8m 2.77% Added +85.2k +85,155
22 MERCER GLOBAL ADVISORS INC /ADV 0.23% of their portfolio DENVER, CO 686,248686.2k $45.0m $45.0m 0.23% Reduced -86.1k -86,089
23 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 653,310653.3k $42.9m $42.9m 0.04% Added +28.0k +28,026
24 Mariner, LLC 0.13% of their portfolio Overland Park, KS 620,674620.7k $40.7m $40.7m 0.13% Added +63.0k +63,026
25 RKL Wealth Management LLC 5.10% of their portfolio LANCASTER, PA 581,534581.5k $38.2m $38.2m 5.10% Added +28.7k +28,693
26 HHM Wealth Advisors, LLC 7.58% of their portfolio CHATTANOOGA, TN 505,595505.6k $33.2m $33.2m 7.58% Added +47.1k +47,133
27 Nadler Financial Group, Inc. 5.66% of their portfolio DEERFIELD, IL 494,136494.1k $32.4m $32.4m 5.66% Added +23.2k +23,182
28 Summit Financial Strategies, Inc. 6.78% of their portfolio Columbus, OH 479,997480.0k $31.5m $31.5m 6.78% Added +22.5k +22,471
29 Beacon Pointe Advisors, LLC 0.61% of their portfolio NEWPORT BEACH, CA 477,194477.2k $31.3m $31.3m 0.61% Reduced -22.0k -22,006
30 Brookstone Capital Management 0.61% of their portfolio WHEATON, IL 449,891449.9k $30.3m $30.3m 0.61% Reduced -32.1k -32,149
31 Cetera Advisor Networks LLC 0.23% of their portfolio EL SEGUNDO, CA 423,319423.3k $27.8m $27.8m 0.23% Added +22.2k +22,242
32 Gemmer Asset Management LLC 4.28% of their portfolio WALNUT CREEK, CA 412,513412.5k $27.1m $27.1m 4.28% Reduced -8.8k -8,805
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 390,242390.2k $25.6m $25.6m 0.00% Added +6.1k +6,075
34 ProVise Management Group, LLC 2.43% of their portfolio CLEARWATER, FL 366,250366.2k $24.0m $24.0m 2.43% Reduced -72.6k -72,554
35 Parsec Financial Management, Inc. 1.07% of their portfolio ASHEVILLE, NC 364,855364.9k $23.9m $23.9m 1.07% Reduced -10.4k -10,415
36 DAVENPORT & Co LLC 0.19% of their portfolio RICHMOND, VA 344,707344.7k $22.6m $22.6m 0.19% Added +14.6k +14,577
37 Summit Asset Management, LLC 6.53% of their portfolio MEMPHIS, TN 343,951344.0k $22.6m $22.6m 6.53% Reduced -2.3k -2,304
38 Buckingham Capital Management, Inc. 3.88% of their portfolio DAYTON, OH 340,073340.1k $22.3m $22.3m 3.88% Added +27.0k +27,040
39 Curi Wealth Management, LLC 3.06% of their portfolio Raleigh, NC 331,949331.9k $21.8m $21.8m 3.06% Added +2.6k +2,582
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.30% of their portfolio PLYMOUTH, MN 331,770331.8k $23.4m $23.4m 0.30% Reduced -283.8k -283,837
41 Moisand Fitzgerald Tamayo, LLC 4.45% of their portfolio ORLANDO, FL 297,600297.6k $19.5m $19.5m 4.45% Added +7.0k +6,982
42 Mokosak Advisory Group, LLC 8.50% of their portfolio URBANDALE, IA 289,102289.1k $19.0m $19.0m 8.50% Added +8.3k +8,314
43 Elwood & Goetz Wealth Advisory Group, LLC 5.68% of their portfolio ATHENS, GA 283,993284.0k $18.6m $18.6m 5.68% Added +20.3k +20,321
44 MANCHESTER FINANCIAL INC 4.98% of their portfolio Westlake Village, CA 280,344280.3k $18.4m $18.4m 4.98% Added +10.2k +10,212
45 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 274,762274.8k $18.0m $18.0m 0.02% Reduced -450 -450
46 SALEM INVESTMENT COUNSELORS INC 0.76% of their portfolio WINSTON-SALEM, NC 272,328272.3k $17.9m $17.9m 0.76% Added +620 +620
47 MONEYWISE, INC. 13.30% of their portfolio FOREST, VA 271,083271.1k $17.8m $17.8m 13.30% Reduced -28.0k -27,979
48 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 267,564267.6k $17.6m $17.6m 0.04% Added +47.6k +47,562
49 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 1.21% of their portfolio RICHMOND, VA 250,959251.0k $16.5m $16.5m 1.21% Reduced -251 -251
50 BerganKDV Wealth Management, LLC 1.78% of their portfolio BLOOMINGTON, MN 250,045250.0k $16.4m $16.4m 1.78% Added +13.4k +13,360
51 Campbell Wealth Management 2.23% of their portfolio ALEXANDRIA, VA 244,562244.6k $16.0m $16.0m 2.23% Added +876 +876
52 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 240,200240.2k $15.8m $15.8m 0.00% Reduced -64.4k -64,406
53 IFP Advisors, Inc 0.35% of their portfolio TAMPA, FL 234,719234.7k $13.1m $13.1m 0.35% Added +12.6k +12,633
54 FINANCIAL CONSULATE, INC 5.34% of their portfolio HUNT VALLEY, MD 232,950232.9k $15.3m $15.3m 5.34% Reduced -9.9k -9,897
55 Bangor Savings Bank 1.81% of their portfolio BANGOR, ME 231,289231.3k $15.2m $15.2m 1.81% Reduced -6.6k -6,621
56 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 223,757223.8k $14.7m $14.7m 0.03% Added +122.3k +122,259
57 Denver PWM, LLC 6.93% of their portfolio DENVER, CO 222,776222.8k $14.6m $14.6m 6.93% Reduced -3.9k -3,897
58 MARSHALL FINANCIAL GROUP INC /ADV 6.14% of their portfolio DOYLESTOWN, PA 217,809217.8k $14.3m $14.3m 6.14% Added +8.1k +8,111
59 EXENCIAL WEALTH ADVISORS, LLC 0.78% of their portfolio OKLAHOMA CITY, OK 217,761217.8k $14.3m $14.3m 0.78% Added +7.4k +7,368
60 Newton One Investments LLC 9.00% of their portfolio NEWARK, DE 212,657212.7k $14.0m $14.0m 9.00% Added +1.4k +1,391
61 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 207,556207.6k $13.6m $13.6m 0.03% Added +16.0k +15,970
62 Asset Management Group, Inc. 3.08% of their portfolio STAMFORD, CT 200,033200.0k $13.1m $13.1m 3.08% Added +808 +808
63 Asset Advisors Investment Management, LLC 1.71% of their portfolio AUGUSTA, GA 197,853197.9k $13.0m $13.0m 1.71% Reduced -4.5k -4,459
64 Milestone Investment Advisors LLC 4.50% of their portfolio MIDDLETON, WI 195,808195.8k $12.8m $12.8m 4.50% First filing
65 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 193,975194.0k $12.7m $12.7m 0.03% Added +33.9k +33,920
66 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 193,665193.7k $12.7m $12.7m 0.07% Added +12.2k +12,168
67 Focus Financial Network, Inc. 1.03% of their portfolio MINNEAPOLIS, MN 192,091192.1k $12.6m $12.6m 1.03% Reduced -2.2k -2,249
68 SAGE FINANCIAL GROUP INC 1.50% of their portfolio W. CONSHOHOCKEN, PA 187,188187.2k $12.3m $12.3m 1.50% Added +593 +593
69 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 1.15% of their portfolio KNOXVILLE, TN 185,908185.9k $13.2m $13.2m 1.15% Reduced -4.5k -4,479
70 Curbstone Financial Management Corp 2.97% of their portfolio MANCHESTER, NH 180,810180.8k $11.9m $11.9m 2.97% Added +2.1k +2,140
71 LEAVELL INVESTMENT MANAGEMENT, INC. 0.89% of their portfolio MOBILE, AL 180,002180.0k $11.8m $11.8m 0.89% Reduced -529 -529
72 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 178,235178.2k $11.7m $11.7m 0.00% Added +6.5k +6,481
73 Berger Financial Group, Inc 1.53% of their portfolio PLYMOUTH, MN 176,813176.8k $11.6m $11.6m 1.53% Added +1.8k +1,770
74 FAS Wealth Partners, Inc. 1.31% of their portfolio LEAWOOD, KS 176,762176.8k $11.6m $11.6m 1.31% Added +803 +803
75 Harbor Group, Inc. 7.46% of their portfolio BEDFORD, NH 176,614176.6k $11.6m $11.6m 7.46% Reduced -938 -938
76 Revolve Wealth Partners, LLC 3.29% of their portfolio Hackensack, NJ 175,203175.2k $11.5m $11.5m 3.29% Added +5.3k +5,305
77 Lutz Financial Services LLC 1.40% of their portfolio OMAHA, NE 174,169174.2k $11.4m $11.4m 1.40% Reduced -5.4k -5,380
78 Ameritas Advisory Services, LLC 0.52% of their portfolio Lincoln, NE 170,158170.2k $11.2m $11.2m 0.52% Added +84.3k +84,288
79 FIRST NATIONAL CORP /MA/ /ADV 2.76% of their portfolio ROCKLAND, MA 170,153170.2k $11.2m $11.2m 2.76% Added +5.2k +5,216
80 Opal Wealth Advisors, LLC 6.11% of their portfolio JERICHO, NY 168,928168.9k $11.1m $11.1m 6.11% Added +357 +357
81 Triangle Securities Wealth Management 4.02% of their portfolio RALEIGH, NC 167,162167.2k $11.0m $11.0m 4.02% Reduced -1.6k -1,626
82 Seneca Financial Advisors LLC 6.90% of their portfolio ROCHESTER, NY 166,256166.3k $10.9m $10.9m 6.90% Reduced -59.4k -59,398
83 Koshinski Asset Management, Inc. 1.03% of their portfolio DECATUR, IL 162,495162.5k $10.7m $10.7m 1.03% Added +4.8k +4,772
84 Larson Financial Group LLC 1.27% of their portfolio ST LOUIS, MO 162,136162.1k $10.6m $10.6m 1.27% Added +158.5k +158,459
85 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 159,259159.3k $10.4m $10.4m 0.00% Unchanged
86 VALLEY NATIONAL ADVISERS INC 1.97% of their portfolio BETHLEHEM, PA 158,854158.9k $11.0m $11.0m 1.97% Reduced -1.7k -1,692
87 High Note Wealth, LLC 4.30% of their portfolio DEEPHAVEN, MN 156,376156.4k $10.3m $10.3m 4.30% Reduced -1.5k -1,460
88 Omega Financial Group, LLC 5.26% of their portfolio Santa Barbara, CA 155,473155.5k $10.2m $10.2m 5.26% Reduced -14.7k -14,681
89 Composition Wealth, LLC 0.35% of their portfolio LOS ANGELES, CA 154,217154.2k $10.1m $10.1m 0.35% Reduced -195 -195
90 Kohmann Bosshard Financial Services, LLC 2.00% of their portfolio FAIRLAWN, OH 152,857152.9k $10.0m $10.0m 2.00% Reduced -5.5k -5,505
91 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 152,314152.3k $10.0m $10.0m 0.02% Added +3.3k +3,256
92 IMA Advisory Services, Inc. 2.63% of their portfolio DENVER, CO 151,241151.2k $9.9m $9.9m 2.63% Reduced -107 -107
93 JOHNSON INVESTMENT COUNSEL INC 0.13% of their portfolio Cincinnati, OH 149,112149.1k $9.8m $9.8m 0.13% Added +4.1k +4,053
94 Bleakley Financial Group, LLC 0.35% of their portfolio PARSIPPANY, NJ 147,841147.8k $9.7m $9.7m 0.35% First filing
95 Alliance Wealth Management Group 3.51% of their portfolio FLEMINGTON, NJ 146,447146.4k $9.6m $9.6m 3.51% Reduced -1 -1
96 Towercrest Capital Management 2.13% of their portfolio NEWTOWN, PA 146,447146.4k $9.6m $9.6m 2.13% Reduced -1 -1
97 Pillar Wealth Advisors, LLC 9.10% of their portfolio WESTTOWN, PA 143,842143.8k $9.4m $9.4m 9.10% Reduced -649 -649
98 Affinity Capital Advisors, LLC 3.17% of their portfolio BERKELEY, CA 141,103141.1k $9.3m $9.3m 3.17% Reduced -2.9k -2,857
99 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 139,742139.7k $9.2m $9.2m 0.06% Reduced -3.8k -3,824
100 Savant Capital, LLC 0.22% of their portfolio ROCKFORD, IL 139,022139.0k $9.1m $9.1m 0.22% Reduced -108.1k -108,060