Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

827 institutional holders +39 vs Q3 2024
328,410,022328.4m shares reported held*
$8.6bnreported value*
45 new 292 added 284 reduced 54 sold out net bought ≈ $76.7m (-9.3m shares)

Q3 2024 share counts are adjusted for a 3-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.08. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 641Q4 22: 697Q1 23: 694Q2 23: 688Q3 23: 651Q4 23: 730Q1 24: 755Q2 24: 766Q3 24: 788Q4 24: 827827Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022641
Q4 2022697
Q1 2023694
Q2 2023688
Q3 2023651
Q4 2023730
Q1 2024755
Q2 2024766
Q3 2024788
Q4 2024827

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 260 bought or addedQ1 23: 334 cut or sold outQ2 23: 282 bought or addedQ2 23: 313 cut or sold outQ2 23Q3 23: 266 bought or addedQ3 23: 321 cut or sold outQ4 23: 298 bought or addedQ4 23: 293 cut or sold outQ4 23Q1 24: 308 bought or addedQ1 24: 343 cut or sold outQ2 24: 256 bought or addedQ2 24: 346 cut or sold outQ2 24Q3 24: 336 bought or addedQ3 24: 302 cut or sold outQ4 24: 337 bought or addedQ4 24: 338 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023260334
Q2 2023282313
Q3 2023266321
Q4 2023298293
Q1 2024308343
Q2 2024256346
Q3 2024336302
Q4 2024337338

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ1 24 calls: $691.4kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $237.1kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$691.4k$00.00
Q2 2024$237.1k$00.00
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

SEI INVESTMENTS CO Added +2,511,211+2.5m
Focus Partners Advisor Solutions, LLC Added +1,650,394+1.7m
ENVESTNET ASSET MANAGEMENT INC Added +1,370,437+1.4m
GOLDMAN SACHS GROUP INC Added +795,567+795.6k
AVANTAX ADVISORY SERVICES, INC. Added +547,604+547.6k
CX Institutional Added +539,832+539.8k
MORGAN STANLEY Added +266,901+266.9k
Focus Partners Wealth Added +253,962+254.0k
Bank of New York Mellon Corp Added +228,320+228.3k
SteelPeak Wealth, LLC New +206,775+206.8k

Biggest sellers

MONETA GROUP INVESTMENT ADVISORS LLC Reduced -6,506,346-6.5m
Financial Engines Advisors L.L.C. Reduced -3,068,251-3.1m
Dodds Wealth, LLC Reduced -2,654,620-2.7m
OSAIC HOLDINGS, INC. Reduced -1,505,924-1.5m
Mutual Advisors, LLC Reduced -1,138,159-1.1m
World Investment Advisors Reduced -597,274-597.3k
JPMORGAN CHASE & CO Reduced -523,665-523.7k
RETIREMENT GUYS FORMULA LLC Sold out -473,787-473.8k
Krilogy Financial LLC Reduced -433,613-433.6k
MERCER GLOBAL ADVISORS INC /ADV Reduced -395,879-395.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.04% of their portfolio SANTA CLARA, CA 55,360,77255.4m $1.4bn $1.4bn 3.04% Reduced -3.1m -3,068,251
2 SEI INVESTMENTS CO 1.30% of their portfolio OAKS, PA 38,914,60038.9m $1.0bn $1.0bn 1.30% Added +2.5m +2,511,211
3 MATHER GROUP, LLC. 10.81% of their portfolio CHICAGO, IL 31,961,53432.0m $833.2m $833.2m 10.81% Reduced -275.9k -275,851
4 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 15,926,68315.9m $415.2m $415.2m 0.13% Added +1.4m +1,370,437
5 OSAIC HOLDINGS, INC. 0.65% of their portfolio SCOTTSDALE, AZ 11,205,72711.2m $291.5m $291.5m 0.65% Reduced -1.5m -1,505,924
6 Avantax Planning Partners, Inc. 9.33% of their portfolio DUBUQUE, IA 9,927,8429.9m $258.8m $258.8m 9.33% Added +8.0k +8,042
7 Mariner, LLC 0.35% of their portfolio Overland Park, KS 7,950,7538.0m $207.3m $207.3m 0.35% Reduced -26.4k -26,388
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.38% of their portfolio PLYMOUTH, MN 7,608,9517.6m $198.4m $198.4m 0.38% Reduced -39.9k -39,882
9 Betterment LLC 0.29% of their portfolio NEW YORK, NY 4,652,7994.7m $121.3m $121.3m 0.29% Reduced -164.3k -164,304
10 Gemmer Asset Management LLC 10.75% of their portfolio WALNUT CREEK, CA 4,188,5114.2m $109.2m $109.2m 10.75% Added +94.3k +94,297
11 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,495,1633.5m $91.1m $91.1m 0.04% Added +191.1k +191,080
12 Savant Capital, LLC 0.71% of their portfolio ROCKFORD, IL 3,456,6063.5m $90.1m $90.1m 0.71% Reduced -152.4k -152,421
13 MONETA GROUP INVESTMENT ADVISORS LLC 1.25% of their portfolio ST LOUIS, MO 3,427,1073.4m $89.3m $89.3m 1.25% Reduced -6.5m -6,506,346
14 RAINEY & RANDALL WEALTH ADVISORS INC. 14.87% of their portfolio Celebration, FL 2,877,4202.9m $75.0m $75.0m 14.87% Added +113.9k +113,946
15 Mokosak Advisory Group, LLC 21.86% of their portfolio URBANDALE, IA 2,796,8422.8m $72.9m $72.9m 21.86% Added +13.9k +13,907
16 Financial Advisors, LLC 13.63% of their portfolio ANDOVER, MA 2,724,8192.7m $71.0m $71.0m 13.63% Reduced -20.3k -20,328
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,386,5482.4m $62.2m $62.2m 0.00% Added +266.9k +266,901
18 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 2,217,2422.2m $57.8m $57.8m 0.08% Added +6.2k +6,164
19 Krilogy Financial LLC 3.83% of their portfolio ST. LOUIS, MO 2,205,0342.2m $57.5m $57.5m 3.83% Reduced -433.6k -433,613
20 Focus Partners Advisor Solutions, LLC 0.87% of their portfolio SAINT LOUIS, MO 1,976,6682.0m $51.5m $51.5m 0.87% Added +1.7m +1,650,394
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.42% of their portfolio IRVING, TX 1,899,1171.9m $49.5m $49.5m 0.42% Reduced -28.4k -28,383
22 CX Institutional 1.91% of their portfolio AUBURN, IN 1,843,1431.8m $48.1m $48.1m 1.91% Added +539.8k +539,832
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,819,2791.8m $47.4m $47.4m 0.01% Reduced -81.2k -81,194
24 FINANCIAL COUNSELORS INC 0.69% of their portfolio Overland Park, KS 1,806,2061.8m $47.1m $47.1m 0.69% Added +54.8k +54,761
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,786,2731.8m $46.6m $46.6m 0.00% Added +155.5k +155,497
26 AVANTAX ADVISORY SERVICES, INC. 0.27% of their portfolio DALLAS, TX 1,645,5801.6m $42.9m $42.9m 0.27% Added +547.6k +547,604
27 Brady Martz Wealth Solutions, LLC 10.30% of their portfolio GRAND FORKS, ND 1,630,8931.6m $42.7m $42.7m 10.30% First filing
28 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 13.02% of their portfolio EAGLE, ID 1,613,8291.6m $42.1m $42.1m 13.02% Reduced -6.5k -6,513
29 OneDigital Investment Advisors LLC 0.46% of their portfolio OVERLAND PARK, KS 1,518,6901.5m $39.6m $39.6m 0.46% Reduced -124.9k -124,872
30 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,491,0691.5m $38.9m $38.9m 0.01% Added +141.7k +141,741
31 Cooper Financial Group 4.49% of their portfolio IRVINE, CA 1,430,8751.4m $37.3m $37.3m 4.49% Added +88.9k +88,903
32 GenWealth Group, Inc. 8.34% of their portfolio Maplewood, NJ 1,404,7561.4m $36.6m $36.6m 8.34% Added +40.6k +40,614
33 Compound Planning, Inc. 1.79% of their portfolio NEW YORK, NY 1,357,7981.4m $35.4m $35.4m 1.79% Added +66.3k +66,256
34 Dodds Wealth, LLC 11.12% of their portfolio GREENWOOD VILLAGE, CO 1,278,1761.3m $34.6m $34.6m 11.12% Reduced -2.7m -2,654,620
35 DRAVO BAY LLC 15.86% of their portfolio REHOBOTH BEACH, DE 1,254,5741.3m $32.7m $32.7m 15.86% Added +36.1k +36,061
36 XML Financial, LLC 2.86% of their portfolio BETHESDA, MD 1,197,4551.2m $31.2m $31.2m 2.86% Added +44.6k +44,576
37 Northern Capital Management, Inc. 19.13% of their portfolio SPOKANE, WA 1,196,7551.2m $31.2m $31.2m 19.13% Added +2.6k +2,587
38 HRC WEALTH MANAGEMENT, LLC 18.38% of their portfolio Moscow, ID 1,187,6201.2m $31.0m $31.0m 18.38% Added +18.0k +18,025
39 FAS Wealth Partners, Inc. 2.57% of their portfolio LEAWOOD, KS 1,173,2811.2m $30.6m $30.6m 2.57% Reduced -42.1k -42,052
40 BALLAST ADVISORS LLC 9.35% of their portfolio WOODBURY, MN 1,163,8091.2m $30.3m $30.3m 9.35% Added +11.2k +11,173
41 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 1,159,7731.2m $30.2m $30.2m 0.06% Reduced -58.2k -58,236
42 Black Diamond Financial, LLC 4.50% of their portfolio TOWSON, MD 1,150,9311.2m $30.0m $30.0m 4.50% Added +114.0k +113,966
43 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 1,127,7681.1m $30.4m $30.4m 0.06% Reduced -90.1k -90,070
44 MIdWestOne Financial Group, Inc. 4.13% of their portfolio Iowa City, IA 1,127,2281.1m $29.4m $29.4m 4.13% Added +5.4k +5,423
45 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 1,058,2861.1m $27.6m $27.6m 0.04% Added +67.0k +67,029
46 Veery Capital, LLC 10.36% of their portfolio Wilmington, DE 1,038,1321.0m $27.1m $27.1m 10.36% Added +179.8k +179,844
47 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,031,6911.0m $26.9m $26.9m 0.01% Reduced -3.8k -3,810
48 Focus Financial Network, Inc. 1.07% of their portfolio MINNEAPOLIS, MN 1,031,0571.0m $26.9m $26.9m 1.07% Reduced -96.8k -96,790
49 Summit Asset Management, LLC 4.69% of their portfolio MEMPHIS, TN 1,024,0871.0m $26.7m $26.7m 4.69% Added +197.0k +196,984
50 MARSHALL FINANCIAL GROUP INC /ADV 7.99% of their portfolio DOYLESTOWN, PA 1,002,6961.0m $26.1m $26.1m 7.99% Added +1.6k +1,575
51 Envestnet Portfolio Solutions, Inc. 0.09% of their portfolio BERWYN, PA 999,509999.5k $26.1m $26.1m 0.09% Added +143.4k +143,375
52 Beacon Pointe Advisors, LLC 0.28% of their portfolio NEWPORT BEACH, CA 966,941966.9k $25.2m $25.2m 0.28% Reduced -21.8k -21,754
53 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 965,484965.5k $25.2m $25.2m 0.19% Reduced -822 -822
54 GHP Investment Advisors, Inc. 1.17% of their portfolio Denver, CO 961,795961.8k $25.1m $25.1m 1.17% Added +22.6k +22,594
55 Tradition Wealth Management, LLC 2.12% of their portfolio EDINA, MN 923,003923.0k $24.1m $24.1m 2.12% Added +3.1k +3,098
56 Prime Capital Investment Advisors, LLC 0.34% of their portfolio OVERLAND PARK, KS 910,701910.7k $23.7m $23.7m 0.34% Reduced -19.7k -19,722
57 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.45% of their portfolio MINNEAPOLIS, MN 893,666893.7k $23.3m $23.3m 0.45% Reduced -19.2k -19,165
58 Financial Advisors Network, Inc. 3.64% of their portfolio TUSTIN, CA 839,516839.5k $21.9m $21.9m 3.64% First filing
59 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 807,405807.4k $21.0m $21.0m 0.00% Added +795.6k +795,567
60 SAGE FINANCIAL GROUP INC 1.67% of their portfolio W. CONSHOHOCKEN, PA 794,055794.1k $20.7m $20.7m 1.67% Reduced -17.6k -17,580
61 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 753,220753.2k $19.6m $19.6m 0.02% Reduced -11.1k -11,051
62 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 744,077744.1k $19.4m $19.4m 0.11% Reduced -88.4k -88,357
63 Ally Invest Advisors Inc. 1.67% of their portfolio CHARLOTTE, NC 741,043741.0k $19.3m $19.3m 1.67% Added +67.5k +67,516
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 735,459735.5k $19.2m $19.2m 0.02% Reduced -80.4k -80,415
65 Persium Advisors, LLC 18.77% of their portfolio ATLANTA, GA 730,712730.7k $19.0m $19.0m 18.77% First filing
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 725,097725.1k $18.9m $18.9m 0.00% Reduced -523.7k -523,665
67 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 716,327716.3k $18.7m $18.7m 0.04% Reduced -91.5k -91,501
68 Noble Family Wealth, LLC 4.94% of their portfolio Clearwater, FL 690,921690.9k $17.9m $17.9m 4.94% Added +666 +666
69 JBGlobal.com LLC 18.75% of their portfolio NEW YORK, NY 680,734680.7k $17.7m $17.7m 18.75% First filing
70 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 675,339675.3k $17.6m $17.6m 0.06% Added +40.9k +40,929
71 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 674,546674.5k $17.6m $17.6m 0.05% Reduced -60.9k -60,946
72 Seneca Financial Advisors LLC 8.42% of their portfolio ROCHESTER, NY 650,612650.6k $17.0m $17.0m 8.42% Added +7.4k +7,394
73 Garde Capital, Inc. 1.08% of their portfolio SEATTLE, WA 628,571628.6k $16.4m $16.4m 1.08% Added +9.7k +9,656
74 Stark Wealth Management LLC 12.00% of their portfolio Bethlehem, PA 624,825624.8k $16.3m $16.3m 12.00% First filing
75 Cape Investment Advisory, Inc. 6.20% of their portfolio MCDONOUGH, GA 608,109608.1k $15.9m $15.9m 6.20% Reduced -5.4k -5,421
76 Denver PWM, LLC 5.96% of their portfolio DENVER, CO 591,016591.0k $15.4m $15.4m 5.96% Reduced -101.0k -100,985
77 Mutual Advisors, LLC 0.46% of their portfolio OMAHA, NE 589,523589.5k $15.7m $15.7m 0.46% Reduced -1.1m -1,138,159
78 Ethos Financial Group, LLC 1.99% of their portfolio KING OF PRUSSIA, PA 586,310586.3k $15.3m $15.3m 1.99% Added +46.9k +46,931
79 Spectrum Asset Management, Inc. (NB/CA) 6.82% of their portfolio NEWPORT BEACH, CA 582,529582.5k $15.2m $15.2m 6.82% Reduced -12.0k -11,957
80 Cornerstone Wealth Advisors, Inc. 4.15% of their portfolio EDINA, MN 580,354580.4k $15.1m $15.1m 4.15% Added +12.7k +12,724
81 Perigon Wealth Management, LLC 0.37% of their portfolio SAN FRANCISCO, CA 570,803570.8k $15.2m $15.2m 0.37% Added +41.7k +41,726
82 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 6.79% of their portfolio Dublin, OH 555,954556.0k $14.5m $14.5m 6.79% Added +49.3k +49,275
83 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 552,792552.8k $14.4m $14.4m 0.01% First filing
84 Meriwether Wealth & Planning, LLC 10.21% of their portfolio MINDEN, LA 549,971550.0k $14.3m $14.3m 10.21% First filing
85 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 546,256546.3k $14.2m $14.2m 0.03% Reduced -395.9k -395,879
86 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 544,422544.4k $14.3m $14.3m 0.02% Added +254.0k +253,962
87 Wealthcare Advisory Partners LLC 0.39% of their portfolio WEST CHESTER, PA 541,438541.4k $14.1m $14.1m 0.39% Reduced -12.5k -12,533
88 Global Strategic Investment Solutions, LLC 1.62% of their portfolio Scottsdale, AZ 530,221530.2k $13.8m $13.8m 1.62% Added +445 +445
89 Martel Wealth Advisors LLC 2.67% of their portfolio VANCOUVER, WA 524,112524.1k $13.7m $13.7m 2.67% Added +192 +192
90 USAdvisors Wealth Management, LLC 4.41% of their portfolio EDEN PRAIRIE, MN 520,725520.7k $13.6m $13.6m 4.41% Added +62.1k +62,130
91 BANK HAPOALIM BM 2.12% of their portfolio TEL AVIV, L3 504,000504.0k $13.1m $13.1m 2.12% Unchanged
92 Goepper Burkhardt LLC 5.10% of their portfolio GREENVILLE, SC 482,033482.0k $12.6m $12.6m 5.10% Reduced -21.9k -21,877
93 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 478,622478.6k $12.5m $12.5m 0.04% Added +65.8k +65,804
94 Integrated Advisors Network LLC 0.60% of their portfolio DALLAS, TX 477,005477.0k $12.4m $12.4m 0.60% Reduced -5.2k -5,188
95 LCNB CORP 4.50% of their portfolio LEBANON, OH 473,570473.6k $12.3m $12.3m 4.50% Reduced -6.0k -6,016
96 Bogart Wealth, LLC 0.56% of their portfolio MCLEAN, VA 450,607450.6k $11.7m $11.7m 0.56% Added +1.2k +1,165
97 Payne Capital Management, LLC 4.97% of their portfolio New York, NY 441,864441.9k $11.5m $11.5m 4.97% First filing
98 YANKCOM Partnership 5.80% of their portfolio Yankton, SD 416,113416.1k $10.8m $10.8m 5.80% First filing
99 CW Advisors, LLC 0.15% of their portfolio BOSTON, MA 412,485412.5k $10.8m $10.8m 0.15% Added +7.6k +7,629
100 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.28% of their portfolio Seattle, WA 401,608401.6k $10.5m $10.5m 0.28% Reduced -13.6k -13,559