Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

788 institutional holders +22 vs Q2 2024
109,857,572109.9m shares reported held*
$8.5bnreported value*
54 new 282 added 264 reduced 38 sold out net bought ≈ $213.5m (+6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $76.94. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 641Q4 22: 697Q1 23: 694Q2 23: 688Q3 23: 651Q4 23: 730Q1 24: 755Q2 24: 766Q3 24: 788788Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022641
Q4 2022697
Q1 2023694
Q2 2023688
Q3 2023651
Q4 2023730
Q1 2024755
Q2 2024766
Q3 2024788

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 301 bought or addedQ4 22: 283 cut or sold outQ1 23: 260 bought or addedQ1 23: 334 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 313 cut or sold outQ3 23: 266 bought or addedQ3 23: 321 cut or sold outQ3 23Q4 23: 298 bought or addedQ4 23: 293 cut or sold outQ1 24: 308 bought or addedQ1 24: 343 cut or sold outQ1 24Q2 24: 256 bought or addedQ2 24: 346 cut or sold outQ3 24: 336 bought or addedQ3 24: 302 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022301283
Q1 2023260334
Q2 2023282313
Q3 2023266321
Q4 2023298293
Q1 2024308343
Q2 2024256346
Q3 2024336302

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 23 calls: $1.6mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $691.4kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $237.1kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$1.6m$00.00
Q1 2024$691.4k$00.00
Q2 2024$237.1k$00.00
Q3 2024$0$0—

Biggest buyers

MONETA GROUP INVESTMENT ADVISORS LLC Added +2,293,143+2.3m
Dodds Wealth, LLC Added +866,045+866.0k
Financial Engines Advisors L.L.C. Added +831,288+831.3k
ENVESTNET ASSET MANAGEMENT INC Added +828,420+828.4k
SEI INVESTMENTS CO Added +634,556+634.6k
Mutual Advisors, LLC Added +383,559+383.6k
DRAVO BAY LLC Added +338,145+338.1k
MIdWestOne Financial Group, Inc. Added +280,850+280.9k
Veery Capital, LLC Added +223,046+223.0k
Mariner, LLC Added +211,963+212.0k

Biggest sellers

Avantax Planning Partners, Inc. Reduced -713,874-713.9k
MATHER GROUP, LLC. Reduced -382,159-382.2k
OSAIC HOLDINGS, INC. Reduced -220,469-220.5k
Krilogy Financial LLC Reduced -216,369-216.4k
CX Institutional Reduced -177,224-177.2k
Strategic Financial Concepts, LLC Sold out -90,282-90.3k
Santori & Peters, Inc. Reduced -82,653-82.7k
Retireful, LLC Sold out -71,652-71.7k
Kestra Advisory Services, LLC Reduced -58,647-58.6k
Savant Capital, LLC Reduced -49,059-49.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.17% of their portfolio SANTA CLARA, CA 19,476,34119.5m $1.5bn $1.5bn 3.17% Added +831.3k +831,288
2 SEI INVESTMENTS CO 1.27% of their portfolio OAKS, PA 12,134,46312.1m $975.2m $975.2m 1.27% Added +634.6k +634,556
3 MATHER GROUP, LLC. 11.09% of their portfolio CHICAGO, IL 10,745,79510.7m $863.6m $863.6m 11.09% Reduced -382.2k -382,159
4 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 4,852,0824.9m $390.0m $390.0m 0.13% Added +828.4k +828,420
5 OSAIC HOLDINGS, INC. 0.77% of their portfolio SCOTTSDALE, AZ 4,237,2174.2m $340.6m $340.6m 0.77% Reduced -220.5k -220,469
6 MONETA GROUP INVESTMENT ADVISORS LLC 1.29% of their portfolio ST LOUIS, MO 3,311,1513.3m $88.7m $88.7m 1.29% Added +2.3m +2,293,143
7 Avantax Planning Partners, Inc. 9.53% of their portfolio DUBUQUE, IA 3,306,6003.3m $265.8m $265.8m 9.53% Reduced -713.9k -713,874
8 Mariner, LLC 0.38% of their portfolio Overland Park, KS 2,659,0472.7m $213.7m $213.7m 0.38% Added +212.0k +211,963
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.44% of their portfolio PLYMOUTH, MN 2,549,6112.5m $204.9m $204.9m 0.44% Reduced -32.8k -32,762
10 Betterment LLC 0.31% of their portfolio NEW YORK, NY 1,605,7011.6m $129.1m $129.1m 0.31% Reduced -44.8k -44,790
11 Gemmer Asset Management LLC 11.00% of their portfolio WALNUT CREEK, CA 1,364,7381.4m $109.7m $109.7m 11.00% Added +26.9k +26,855
12 Dodds Wealth, LLC 11.69% of their portfolio GREENWOOD VILLAGE, CO 1,310,9321.3m $35.1m $35.1m 11.69% Added +866.0k +866,045
13 Savant Capital, LLC 0.80% of their portfolio ROCKFORD, IL 1,203,0091.2m $96.7m $96.7m 0.80% Reduced -49.1k -49,059
14 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,101,3611.1m $88.5m $88.5m 0.04% Added +16.6k +16,623
15 Mokosak Advisory Group, LLC 22.36% of their portfolio URBANDALE, IA 927,645927.6k $74.6m $74.6m 22.36% Added +43.1k +43,097
16 RAINEY & RANDALL WEALTH ADVISORS INC. 15.90% of their portfolio Celebration, FL 921,158921.2k $74.0m $74.0m 15.90% Added +14.0k +14,004
17 Financial Advisors, LLC 14.01% of their portfolio ANDOVER, MA 915,049915.0k $73.5m $73.5m 14.01% Added +16.0k +16,015
18 Krilogy Financial LLC 4.87% of their portfolio ST. LOUIS, MO 879,549879.5k $70.7m $70.7m 4.87% Reduced -216.4k -216,369
19 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 737,026737.0k $59.2m $59.2m 0.08% Reduced -16.3k -16,309
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 706,549706.5k $56.8m $56.8m 0.00% Added +35.1k +35,141
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.43% of their portfolio IRVING, TX 642,500642.5k $51.6m $51.6m 0.43% Reduced -4.8k -4,785
22 UBS Group AG 0.01% of their portfolio ZURICH, V8 633,491633.5k $50.9m $50.9m 0.01% Added +40.2k +40,162
23 FINANCIAL COUNSELORS INC 0.69% of their portfolio Overland Park, KS 583,815583.8k $46.9m $46.9m 0.69% Reduced -11.7k -11,652
24 Mutual Advisors, LLC 0.45% of their portfolio OMAHA, NE 575,894575.9k $15.5m $15.5m 0.45% Added +383.6k +383,559
25 OneDigital Investment Advisors LLC 0.50% of their portfolio OVERLAND PARK, KS 547,854547.9k $44.0m $44.0m 0.50% Reduced -7.0k -7,012
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 543,592543.6k $43.7m $43.7m 0.00% Reduced -31.9k -31,871
27 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 13.86% of their portfolio EAGLE, ID 540,114540.1k $43.4m $43.4m 13.86% Added +17.9k +17,888
28 GenWealth Group, Inc. 8.40% of their portfolio Maplewood, NJ 454,714454.7k $36.5m $36.5m 8.40% Added +16.1k +16,146
29 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 449,776449.8k $36.1m $36.1m 0.01% Added +8.0k +7,981
30 Cooper Financial Group 4.67% of their portfolio IRVINE, CA 447,324447.3k $36.0m $36.0m 4.67% Added +45.6k +45,637
31 CX Institutional 1.55% of their portfolio AUBURN, IN 434,437434.4k $34.9m $34.9m 1.55% Reduced -177.2k -177,224
32 Compound Planning, Inc. 2.16% of their portfolio NEW YORK, NY 430,514430.5k $34.6m $34.6m 2.16% Added +91.3k +91,256
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 416,254416.3k $33.5m $33.5m 0.00% Added +5.2k +5,198
34 DRAVO BAY LLC 16.79% of their portfolio REHOBOTH BEACH, DE 406,171406.2k $32.6m $32.6m 16.79% Added +338.1k +338,145
35 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 406,003406.0k $32.6m $32.6m 0.07% Reduced -4.1k -4,113
36 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 405,946405.9k $32.6m $32.6m 0.06% Added +5.3k +5,338
37 FAS Wealth Partners, Inc. 2.59% of their portfolio LEAWOOD, KS 405,111405.1k $32.6m $32.6m 2.59% Reduced -1.5k -1,518
38 Northern Capital Management, Inc. 20.22% of their portfolio SPOKANE, WA 398,056398.1k $32.0m $32.0m 20.22% Reduced -2.5k -2,491
39 HRC WEALTH MANAGEMENT, LLC 20.24% of their portfolio Moscow, ID 389,865389.9k $31.3m $31.3m 20.24% Reduced -52 -52
40 XML Financial, LLC 2.87% of their portfolio BETHESDA, MD 384,293384.3k $30.9m $30.9m 2.87% Added +12.7k +12,675
41 BALLAST ADVISORS LLC 9.54% of their portfolio WOODBURY, MN 384,212384.2k $30.9m $30.9m 9.54% Added +2.7k +2,663
42 Focus Financial Network, Inc. 1.23% of their portfolio MINNEAPOLIS, MN 375,949375.9k $30.2m $30.2m 1.23% Reduced -12.6k -12,646
43 MIdWestOne Financial Group, Inc. 4.15% of their portfolio Iowa City, IA 373,935373.9k $30.1m $30.1m 4.15% Added +280.9k +280,850
44 AVANTAX ADVISORY SERVICES, INC. 0.19% of their portfolio DALLAS, TX 365,992366.0k $29.4m $29.4m 0.19% Added +63.2k +63,213
45 Black Diamond Financial, LLC 4.73% of their portfolio TOWSON, MD 345,655345.7k $27.9m $27.9m 4.73% Added +32.8k +32,771
46 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 345,167345.2k $27.7m $27.7m 0.01% Reduced -9.6k -9,635
47 MARSHALL FINANCIAL GROUP INC /ADV 8.10% of their portfolio DOYLESTOWN, PA 333,707333.7k $26.8m $26.8m 8.10% Added +16.1k +16,132
48 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 330,419330.4k $26.6m $26.6m 0.04% Added +28.9k +28,897
49 Beacon Pointe Advisors, LLC 0.31% of their portfolio NEWPORT BEACH, CA 329,565329.6k $26.5m $26.5m 0.31% Reduced -10.2k -10,152
50 MAI Capital Management 0.25% of their portfolio INDEPENDENCE, OH 322,102322.1k $25.9m $25.9m 0.25% Reduced -2.2k -2,190
51 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 314,045314.0k $11.5m $11.5m 0.03% Added +179.1k +179,109
52 GHP Investment Advisors, Inc. 1.15% of their portfolio Denver, CO 313,067313.1k $25.2m $25.2m 1.15% Added +5.4k +5,354
53 Prime Capital Investment Advisors, LLC 0.36% of their portfolio OVERLAND PARK, KS 310,141310.1k $24.9m $24.9m 0.36% Reduced -19.5k -19,529
54 Tradition Wealth Management, LLC 2.20% of their portfolio EDINA, MN 306,635306.6k $24.6m $24.6m 2.20% Added +6.7k +6,740
55 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.56% of their portfolio MINNEAPOLIS, MN 304,277304.3k $24.5m $24.5m 0.56% Reduced -20.5k -20,523
56 Veery Capital, LLC 8.63% of their portfolio Wilmington, DE 286,096286.1k $23.0m $23.0m 8.63% Added +223.0k +223,046
57 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 285,378285.4k $22.9m $22.9m 0.07% Added +32.9k +32,861
58 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 277,478277.5k $22.3m $22.3m 0.12% Reduced -58.6k -58,647
59 Summit Asset Management, LLC 4.16% of their portfolio MEMPHIS, TN 275,701275.7k $22.2m $22.2m 4.16% Added +5.5k +5,472
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 271,958272.0k $21.9m $21.9m 0.02% Reduced -41.7k -41,721
61 SAGE FINANCIAL GROUP INC 1.78% of their portfolio W. CONSHOHOCKEN, PA 270,545270.5k $21.7m $21.7m 1.78% Reduced -3.2k -3,243
62 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 269,276269.3k $21.6m $21.6m 0.05% Reduced -204 -204
63 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 254,757254.8k $20.5m $20.5m 0.02% Reduced -15.7k -15,707
64 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 245,164245.2k $19.7m $19.7m 0.06% Added +137.7k +137,683
65 Denver PWM, LLC 7.04% of their portfolio DENVER, CO 230,667230.7k $18.5m $18.5m 7.04% Added +3.6k +3,607
66 Noble Family Wealth, LLC 4.97% of their portfolio Clearwater, FL 230,085230.1k $18.5m $18.5m 4.97% Reduced -670 -670
67 Ally Invest Advisors Inc. 1.60% of their portfolio CHARLOTTE, NC 224,509224.5k $18.0m $18.0m 1.60% Added +3.0k +3,014
68 World Investment Advisors 0.55% of their portfolio LINCROFT, NJ 217,084217.1k $17.4m $17.4m 0.55% Added +200.1k +200,064
69 Seneca Financial Advisors LLC 8.38% of their portfolio ROCHESTER, NY 214,406214.4k $17.2m $17.2m 8.38% Added +9.8k +9,802
70 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 211,470211.5k $17.0m $17.0m 0.06% Added +19.0k +19,048
71 Garde Capital, Inc. 1.09% of their portfolio SEATTLE, WA 206,305206.3k $16.6m $16.6m 1.09% Reduced -9.3k -9,288
72 Cape Investment Advisory, Inc. 6.66% of their portfolio MCDONOUGH, GA 204,510204.5k $16.4m $16.4m 6.66% Added +2.6k +2,582
73 Spectrum Asset Management, Inc. (NB/CA) 6.74% of their portfolio NEWPORT BEACH, CA 198,162198.2k $15.9m $15.9m 6.74% Reduced -18.4k -18,409
74 Cornerstone Wealth Advisors, Inc. 4.23% of their portfolio EDINA, MN 189,210189.2k $15.2m $15.2m 4.23% Reduced -745 -745
75 Wealthcare Advisory Partners LLC 0.42% of their portfolio WEST CHESTER, PA 184,657184.7k $14.8m $14.8m 0.42% Added +176.5k +176,505
76 Newman Dignan & Sheerar, Inc. 1.18% of their portfolio PROVIDENCE, RI 182,592182.6k $4.9m $4.9m 1.18% Added +118.9k +118,936
77 Ethos Financial Group, LLC 2.38% of their portfolio KING OF PRUSSIA, PA 179,793179.8k $14.4m $14.4m 2.38% Added +5.4k +5,436
78 Global Strategic Investment Solutions, LLC 1.66% of their portfolio Scottsdale, AZ 176,592176.6k $14.2m $14.2m 1.66% Added +1.1k +1,056
79 Perigon Wealth Management, LLC 0.38% of their portfolio SAN FRANCISCO, CA 176,359176.4k $14.2m $14.2m 0.38% Reduced -6.5k -6,516
80 Martel Wealth Advisors LLC 2.87% of their portfolio VANCOUVER, WA 174,640174.6k $14.0m $14.0m 2.87% Reduced -1.1k -1,055
81 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 6.61% of their portfolio Dublin, OH 168,893168.9k $13.6m $13.6m 6.61% Added +12.3k +12,256
82 BANK HAPOALIM BM 2.05% of their portfolio TEL AVIV, L3 168,000168.0k $13.5m $13.5m 2.05% Unchanged
83 Goepper Burkhardt LLC 5.57% of their portfolio GREENVILLE, SC 167,970168.0k $13.5m $13.5m 5.57% Reduced -4.7k -4,650
84 Integrated Advisors Network LLC 0.62% of their portfolio DALLAS, TX 160,731160.7k $12.9m $12.9m 0.62% Added +837 +837
85 LCNB CORP 4.55% of their portfolio LEBANON, OH 159,862159.9k $12.8m $12.8m 4.55% Added +601 +601
86 RETIREMENT GUYS FORMULA LLC 5.90% of their portfolio MAUMEE, OH 157,929157.9k $12.7m $12.7m 5.90% Added +14.3k +14,284
87 USAdvisors Wealth Management, LLC 4.28% of their portfolio EDEN PRAIRIE, MN 152,865152.9k $12.2m $12.2m 4.28% Added +46.6k +46,624
88 Bogart Wealth, LLC 0.57% of their portfolio MCLEAN, VA 149,814149.8k $12.0m $12.0m 0.57% Added +3.7k +3,724
89 Von Berge Wealth Management Group, LLC 2.50% of their portfolio SAN DIEGO, CA 147,433147.4k $4.0m $4.0m 2.50% Added +91.3k +91,313
90 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.31% of their portfolio Seattle, WA 138,389138.4k $11.1m $11.1m 0.31% Reduced -851 -851
91 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 137,606137.6k $11.1m $11.1m 0.04% Added +13.6k +13,604
92 CW Advisors, LLC 0.14% of their portfolio BOSTON, MA 134,952135.0k $10.8m $10.8m 0.14% Reduced -10.7k -10,695
93 Ackerman Capital Advisors, LLC 2.79% of their portfolio DALLAS, TX 134,265134.3k $10.8m $10.8m 2.79% Added +12.6k +12,609
94 GILL CAPITAL PARTNERS, LLC 3.65% of their portfolio DENVER, CO 126,714126.7k $10.2m $10.2m 3.65% Added +1.4k +1,440
95 James J. Burns & Company, LLC 1.78% of their portfolio MELVILLE, NY 122,382122.4k $9.8m $9.8m 1.78% Added +3.6k +3,621
96 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 119,971120.0k $9.6m $9.6m 0.01% Reduced -7.8k -7,843
97 Sunbelt Securities, Inc. 0.91% of their portfolio HOUSTON, TX 115,401115.4k $9.3m $9.3m 0.91% Added +3.6k +3,636
98 White Pine Investment CO 2.54% of their portfolio LIVONIA, MI 115,099115.1k $9.3m $9.3m 2.54% Reduced -475 -475
99 Harbor Group, Inc. 2.09% of their portfolio BEDFORD, NH 112,721112.7k $9.1m $9.1m 2.09% Reduced -860 -860
100 WealthShield Partners, LLC 1.22% of their portfolio CARY, NC 112,173112.2k $9.0m $9.0m 1.22% Added +2.7k +2,745