Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

730 institutional holders +79 vs Q3 2023
108,648,234108.6m shares reported held*
$7.6bnreported value*
65 new 233 added 263 reduced 30 sold out net bought ≈ $181.1m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.07. Options: 3 managers hold calls ($1.6m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 641Q4 22: 697Q1 23: 694Q2 23: 688Q3 23: 651Q4 23: 730730Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022641
Q4 2022697
Q1 2023694
Q2 2023688
Q3 2023651
Q4 2023730

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 301 bought or addedQ4 22: 283 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 334 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 313 cut or sold outQ2 23Q3 23: 266 bought or addedQ3 23: 321 cut or sold outQ3 23Q4 23: 298 bought or addedQ4 23: 293 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022301283
Q1 2023260334
Q2 2023282313
Q3 2023266321
Q4 2023298293

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $878.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $986.2kQ2 23 puts: $281.8kQ2 23P/C 0.29Q3 23 calls: $1.2mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $1.6mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$878.8k$00.00
Q2 2023$986.2k$281.8k0.29
Q3 2023$1.2m$00.00
Q4 2023$1.6m$00.00

Biggest buyers

SEI INVESTMENTS CO Added +1,554,598+1.6m
MORGAN STANLEY Added +739,190+739.2k
MATHER GROUP, LLC. Added +680,703+680.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +546,444+546.4k
GOLDMAN SACHS GROUP INC Added +381,954+382.0k
Cooper Financial Group New +299,325+299.3k
Cerity Partners LLC Added +257,738+257.7k
Spectrum Asset Management, Inc. (NB/CA) Added +210,547+210.5k
JPMORGAN CHASE & CO Added +168,273+168.3k
RETIREMENT GUYS FORMULA LLC Added +138,715+138.7k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -1,239,927-1.2m
Financial Engines Advisors L.L.C. Reduced -359,486-359.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -261,489-261.5k
Lido Advisors, LLC Reduced -217,268-217.3k
Denver PWM, LLC Sold out -217,103-217.1k
Strategic Investment Solutions, Inc. /IL Reduced -177,558-177.6k
World Investment Advisors Reduced -176,706-176.7k
Visionary Wealth Advisors Reduced -146,132-146.1k
US BANCORP \DE\ Reduced -135,141-135.1k
Avantax Planning Partners, Inc. Reduced -111,293-111.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m23.2k shares
Cutler Group LLC / CA Reduced $1.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.22% of their portfolio SANTA CLARA, CA 19,477,83419.5m $1.4bn $1.4bn 3.22% Reduced -359.5k -359,486
2 MATHER GROUP, LLC. 11.60% of their portfolio CHICAGO, IL 10,542,76210.5m $739.0m $739.0m 11.60% Added +680.7k +680,703
3 SEI INVESTMENTS CO 1.17% of their portfolio OAKS, PA 10,378,70010.4m $727.5m $727.5m 1.17% Added +1.6m +1,554,598
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.33% of their portfolio PLYMOUTH, MN 6,535,7086.5m $458.2m $458.2m 1.33% Added +546.4k +546,444
5 OSAIC HOLDINGS, INC. 0.69% of their portfolio SCOTTSDALE, AZ 5,661,9285.7m $396.9m $396.9m 0.69% Reduced -1.2m -1,239,927
6 Avantax Planning Partners, Inc. 11.14% of their portfolio DUBUQUE, IA 4,170,3514.2m $292.3m $292.3m 11.14% Reduced -111.3k -111,293
7 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 3,853,3733.9m $270.1m $270.1m 0.11% Added +31.6k +31,577
8 Mariner, LLC 0.41% of their portfolio Overland Park, KS 2,485,1642.5m $174.2m $174.2m 0.41% Added +66.9k +66,899
9 Betterment LLC 0.37% of their portfolio NEW YORK, NY 1,837,2851.8m $128.8m $128.8m 0.37% Reduced -35.4k -35,430
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,377,8841.4m $96.6m $96.6m 0.00% Added +739.2k +739,190
11 Savant Capital, LLC 1.20% of their portfolio ROCKFORD, IL 1,330,7241.3m $93.3m $93.3m 1.20% Reduced -63.1k -63,148
12 Gemmer Asset Management LLC 10.90% of their portfolio WALNUT CREEK, CA 1,266,7151.3m $88.8m $88.8m 10.90% Added +15.6k +15,600
13 Krilogy Financial LLC 6.60% of their portfolio ST. LOUIS, MO 1,104,5751.1m $77.4m $77.4m 6.60% Reduced -3.7k -3,703
14 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,048,7571.0m $73.5m $73.5m 0.04% Reduced -29.9k -29,920
15 Financial Advisors, LLC 13.94% of their portfolio ANDOVER, MA 887,328887.3k $62.2m $62.2m 13.94% Added +5.0k +4,959
16 RAINEY & RANDALL WEALTH ADVISORS INC. 15.68% of their portfolio Celebration, FL 876,869876.9k $61.5m $61.5m 15.68% Added +21.3k +21,287
17 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 876,782876.8k $61.5m $61.5m 0.10% Added +282 +282
18 Mokosak Advisory Group, LLC 20.68% of their portfolio URBANDALE, IA 822,674822.7k $57.7m $57.7m 20.68% Added +23.3k +23,321
19 FOCUS FINANCIAL NETWORK INC /ADV 2.04% of their portfolio Minneapolis, MN 773,436773.4k $54.2m $54.2m 2.04% First filing
20 MONETA GROUP INVESTMENT ADVISORS LLC 1.02% of their portfolio ST LOUIS, MO 737,117737.1k $51.7m $51.7m 1.02% Added +50.5k +50,478
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.39% of their portfolio IRVING, TX 666,898666.9k $46.7m $46.7m 0.39% Reduced -44.0k -44,002
22 FINANCIAL COUNSELORS INC 0.81% of their portfolio Overland Park, KS 649,961650.0k $45.6m $45.6m 0.81% Added +42.0k +42,017
23 OneDigital Investment Advisors LLC 0.78% of their portfolio OVERLAND PARK, KS 635,513635.5k $44.5m $44.5m 0.78% Reduced -26.0k -25,990
24 UBS Group AG 0.02% of their portfolio ZURICH, V8 626,936626.9k $43.9m $43.9m 0.02% Reduced -3.8k -3,816
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 498,529498.5k $34.9m $34.9m 0.00% Added +9.1k +9,131
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 490,863490.9k $34.4m $34.4m 0.04% Reduced -261.5k -261,489
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 481,122481.1k $33.7m $33.7m 0.00% Added +168.3k +168,273
28 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 14.24% of their portfolio EAGLE, ID 480,683480.7k $33.7m $33.7m 14.24% Added +28.2k +28,227
29 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 466,175466.2k $32.7m $32.7m 0.01% Added +19.6k +19,622
30 Spectrum Asset Management, Inc. (NB/CA) 13.61% of their portfolio NEWPORT BEACH, CA 438,378438.4k $30.7m $30.7m 13.61% Added +210.5k +210,547
31 GenWealth Group, Inc. 8.36% of their portfolio Maplewood, NJ 431,856431.9k $30.3m $30.3m 8.36% Added +9.5k +9,493
32 FAS Wealth Partners, Inc. 2.87% of their portfolio LEAWOOD, KS 431,269431.3k $30.2m $30.2m 2.87% Reduced -44.5k -44,459
33 Dodds Wealth, LLC 15.43% of their portfolio GREENWOOD VILLAGE, CO 429,402429.4k $30.1m $30.1m 15.43% First filing
34 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 400,051400.1k $28.0m $28.0m 0.06% Reduced -62.8k -62,829
35 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 392,283392.3k $27.5m $27.5m 0.01% Added +382.0k +381,954
36 HRC WEALTH MANAGEMENT, LLC 23.04% of their portfolio Moscow, ID 381,967382.0k $26.8m $26.8m 23.04% First filing
37 CX Institutional 1.40% of their portfolio AUBURN, IN 374,692374.7k $26.3m $26.3m 1.40% Added +5.8k +5,828
38 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 368,973369.0k $25.9m $25.9m 0.01% Added +60.8k +60,842
39 XML Financial, LLC 2.71% of their portfolio BETHESDA, MD 366,874366.9k $25.7m $25.7m 2.71% Added +9.5k +9,509
40 BALLAST ADVISORS LLC 9.34% of their portfolio WOODBURY, MN 356,671356.7k $25.0m $25.0m 9.34% Reduced -8.7k -8,678
41 Beacon Pointe Advisors, LLC 0.30% of their portfolio NEWPORT BEACH, CA 355,767355.8k $24.9m $24.9m 0.30% Reduced -33.4k -33,435
42 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.59% of their portfolio MINNEAPOLIS, MN 337,144337.1k $23.6m $23.6m 0.59% Added +16.0k +15,985
43 Northern Capital Management, Inc. 20.87% of their portfolio SPOKANE, WA 332,662332.7k $23.3m $23.3m 20.87% Added +5.1k +5,067
44 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 327,085327.1k $22.9m $22.9m 0.04% Added +9.9k +9,915
45 Prime Capital Investment Advisors, LLC 0.33% of their portfolio OVERLAND PARK, KS 311,343311.3k $21.8m $21.8m 0.33% Added +5.7k +5,734
46 Cooper Financial Group 3.82% of their portfolio IRVINE, CA 299,325299.3k $21.0m $21.0m 3.82% New
47 GHP Investment Advisors, Inc. 1.13% of their portfolio Denver, CO 298,352298.4k $20.9m $20.9m 1.13% Added +7.2k +7,195
48 MARSHALL FINANCIAL GROUP INC /ADV 7.46% of their portfolio DOYLESTOWN, PA 298,046298.0k $20.9m $20.9m 7.46% Reduced -195 -195
49 SAGE FINANCIAL GROUP INC 1.95% of their portfolio W. CONSHOHOCKEN, PA 286,331286.3k $20.1m $20.1m 1.95% Added +17.2k +17,197
50 Apollon Wealth Management, LLC 0.69% of their portfolio MOUNT PLEASANT, SC 283,735283.7k $19.9m $19.9m 0.69% Added +124.8k +124,764
51 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 277,410277.4k $19.4m $19.4m 0.04% Reduced -10.5k -10,504
52 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 273,499273.5k $19.2m $19.2m 0.06% Added +257.7k +257,738
53 Black Diamond Financial, LLC 4.85% of their portfolio TOWSON, MD 255,768255.8k $17.9m $17.9m 4.85% Added +20.8k +20,768
54 Summit Asset Management, LLC 4.24% of their portfolio MEMPHIS, TN 252,693252.7k $17.7m $17.7m 4.24% Added +1.3k +1,271
55 Financial Advisors Network, Inc. 3.55% of their portfolio TUSTIN, CA 251,682251.7k $17.6m $17.6m 3.55% Added +17.6k +17,626
56 Noble Family Wealth, LLC 5.29% of their portfolio Clearwater, FL 248,952249.0k $17.5m $17.5m 5.29% Added +8.1k +8,098
57 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 236,293236.3k $16.6m $16.6m 0.09% Reduced -24.5k -24,451
58 Garde Capital, Inc. 1.26% of their portfolio SEATTLE, WA 235,320235.3k $16.5m $16.5m 1.26% Reduced -8.1k -8,068
59 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 210,286210.3k $14.7m $14.7m 0.07% Reduced -79.3k -79,271
60 Cape Investment Advisory, Inc. 6.87% of their portfolio MCDONOUGH, GA 200,292200.3k $14.0m $14.0m 6.87% Added +434 +434
61 Seneca Financial Advisors LLC 8.04% of their portfolio ROCHESTER, NY 197,791197.8k $13.9m $13.9m 8.04% Added +10.3k +10,339
62 Cornerstone Wealth Advisors, Inc. 4.44% of their portfolio EDINA, MN 195,915195.9k $13.7m $13.7m 4.44% Added +19.4k +19,400
63 Mutual Advisors, LLC 0.47% of their portfolio OMAHA, NE 192,472192.5k $13.5m $13.5m 0.47% Added +20.9k +20,852
64 ProVise Management Group, LLC 1.13% of their portfolio CLEARWATER, FL 190,479190.5k $13.4m $13.4m 1.13% Reduced -13.2k -13,174
65 Traverso Chambers Private Wealth Management, LLC 3.24% of their portfolio SANTA ROSA, CA 190,094190.1k $13.3m $13.3m 3.24% Added +10.8k +10,826
66 Goepper Burkhardt LLC 6.42% of their portfolio GREENVILLE, SC 181,420181.4k $12.9m $12.9m 6.42% Reduced -1.0k -1,000
67 Martel Wealth Advisors LLC 2.88% of their portfolio VANCOUVER, WA 180,854180.9k $12.7m $12.7m 2.88% Reduced -1.1k -1,100
68 Integrated Advisors Network LLC 0.70% of their portfolio DALLAS, TX 176,523176.5k $12.4m $12.4m 0.70% Added +4.1k +4,114
69 Global Strategic Investment Solutions, LLC 1.52% of their portfolio Scottsdale, AZ 175,411175.4k $12.3m $12.3m 1.52% Reduced -1.2k -1,212
70 Perigon Wealth Management, LLC 0.40% of their portfolio SAN FRANCISCO, CA 174,159174.2k $12.2m $12.2m 0.40% Added +14.7k +14,734
71 Ethos Financial Group, LLC 2.43% of their portfolio KING OF PRUSSIA, PA 162,829162.8k $11.4m $11.4m 2.43% Added +14.9k +14,906
72 Ally Invest Advisors Inc. 1.21% of their portfolio CHARLOTTE, NC 162,596162.6k $11.4m $11.4m 1.21% Added +33.5k +33,462
73 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 162,509162.5k $11.4m $11.4m 0.02% Reduced -135.1k -135,141
74 Granite Bay Wealth Management, LLC 0.09% of their portfolio PORTSMOUTH, NH 159,547159.5k $10.5m $10.5m 0.09% Reduced -11.8k -11,850
75 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 150,067150.1k $10.5m $10.5m 0.10% Added +83.4k +83,396
76 CW Advisors, LLC 0.19% of their portfolio BOSTON, MA 145,820145.8k $10.2m $10.2m 0.19% Added +1.5k +1,463
77 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.34% of their portfolio Seattle, WA 143,223143.2k $10.0m $10.0m 0.34% Reduced -13.5k -13,528
78 LCNB CORP 3.92% of their portfolio LEBANON, OH 142,254142.3k $10.0m $10.0m 3.92% Added +58 +58
79 RETIREMENT GUYS FORMULA LLC 5.34% of their portfolio MAUMEE, OH 142,005142.0k $10.0m $10.0m 5.34% Added +138.7k +138,715
80 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 141,965142.0k $10.0m $10.0m 0.08% Added +598 +598
81 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 139,655139.7k $9.8m $9.8m 0.08% Reduced -24.1k -24,094
82 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 139,133139.1k $9.8m $9.8m 0.03% Reduced -972 -972
83 Bogart Wealth, LLC 0.55% of their portfolio MCLEAN, VA 138,426138.4k $9.7m $9.7m 0.55% Added +22.1k +22,109
84 EWG Elevate Inc. 3.87% of their portfolio ROSEVILLE, CA 133,077133.1k $9.3m $9.3m 3.87% Reduced -24.9k -24,932
85 MAI Capital Management 0.12% of their portfolio INDEPENDENCE, OH 127,855127.9k $9.0m $9.0m 0.12% Reduced -17.2k -17,159
86 Total Wealth Planning, LLC 1.59% of their portfolio CINCINNATI, OH 125,148125.1k $8.8m $8.8m 1.59% Reduced -5.3k -5,255
87 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.50% of their portfolio WILKES BARRE, PA 123,997124.0k $8.7m $8.7m 0.50% Added +49.8k +49,786
88 USAdvisors Wealth Management, LLC 3.46% of their portfolio EDEN PRAIRIE, MN 118,789118.8k $8.3m $8.3m 3.46% Added +115.0k +115,041
89 Brightwater Advisory LLC 6.11% of their portfolio TAMPA, FL 118,459118.5k $7.2m $7.2m 6.11% First filing
90 GILL CAPITAL PARTNERS, LLC 3.49% of their portfolio DENVER, CO 118,083118.1k $8.3m $8.3m 3.49% Added +3.9k +3,895
91 Harbor Group, Inc. 2.34% of their portfolio BEDFORD, NH 116,580116.6k $8.2m $8.2m 2.34% Added +366 +366
92 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 116,069116.1k $8.1m $8.1m 0.03% Reduced -29.1k -29,127
93 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 5.81% of their portfolio Dublin, OH 114,643114.6k $8.0m $8.0m 5.81% First filing
94 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 113,761113.8k $8.0m $8.0m 0.13% Added +274 +274
95 Weinberger Asset Management, Inc 4.10% of their portfolio LOS ANGELES, CA 113,609113.6k $8.0m $8.0m 4.10% Reduced -3.5k -3,468
96 James J. Burns & Company, LLC 1.89% of their portfolio MELVILLE, NY 113,000113.0k $7.9m $7.9m 1.89% Added +2.6k +2,570
97 Councilor Wealth, LLC 4.03% of their portfolio BETHESDA, MD 111,897111.9k $7.8m $7.8m 4.03% First filing
98 Ackerman Capital Advisors, LLC 2.19% of their portfolio DALLAS, TX 111,456111.5k $7.8m $7.8m 2.19% Reduced -14.9k -14,859
99 Capital Planning LLC 2.78% of their portfolio BELLEVUE, WA 111,430111.4k $7.8m $7.8m 2.78% Added +303 +303
100 IVC Wealth Advisors LLC 4.83% of their portfolio SILVERDALE, PA 110,791110.8k $7.8m $7.8m 4.83% Reduced -79.2k -79,174