Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

651 institutional holders -37 vs Q2 2023
103,883,623103.9m shares reported held*
$6.7bnreported value*
28 new 238 added 262 reduced 59 sold out net bought ≈ $204.0m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.47. Options: 3 managers hold calls ($1.2m notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 641Q4 22: 697Q1 23: 694Q2 23: 688Q3 23: 651651Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022641
Q4 2022697
Q1 2023694
Q2 2023688
Q3 2023651

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 301 bought or addedQ4 22: 283 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 334 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 313 cut or sold outQ2 23Q3 23: 266 bought or addedQ3 23: 321 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022301283
Q1 2023260334
Q2 2023282313
Q3 2023266321

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $983.7kQ4 22 puts: $257.5kQ4 22P/C 0.26Q1 23 calls: $878.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $986.2kQ2 23 puts: $281.8kQ2 23P/C 0.29Q3 23 calls: $1.2mQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$983.7k$257.5k0.26
Q1 2023$878.8k$00.00
Q2 2023$986.2k$281.8k0.29
Q3 2023$1.2m$00.00

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +1,997,280+2.0m
OSAIC HOLDINGS, INC. Added +1,165,712+1.2m
MATHER GROUP, LLC. Added +652,525+652.5k
SEI INVESTMENTS CO Added +445,094+445.1k
ENVESTNET ASSET MANAGEMENT INC Added +286,280+286.3k
World Investment Advisors Added +180,064+180.1k
Strategic Investment Solutions, Inc. /IL Added +177,483+177.5k
Granite Bay Wealth Management, LLC New +171,397+171.4k
Apollon Wealth Management, LLC Added +144,615+144.6k
CW Advisors, LLC New +144,357+144.4k

Biggest sellers

Bishop & Co Investment Management, LLC Reduced -1,262,676-1.3m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -633,516-633.5k
Northwest Quadrant Wealth Management, LLC Sold out -329,059-329.1k
Cerity Partners LLC Reduced -250,160-250.2k
Prism Advisors, Inc. Reduced -249,968-250.0k
Financial Engines Advisors L.L.C. Reduced -163,387-163.4k
RETIREMENT GUYS FORMULA LLC Reduced -149,462-149.5k
Forbes Financial Planning, Inc. Sold out -94,020-94.0k
IFP Advisors, Inc Reduced -77,046-77.0k
CONNING INC. Reduced -64,949-64.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m18.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $0400 shares

Biggest puts

Cutler Group LLC / CA New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.36% of their portfolio SANTA CLARA, CA 19,837,32019.8m $1.3bn $1.3bn 3.36% Reduced -163.4k -163,387
2 MATHER GROUP, LLC. 11.29% of their portfolio CHICAGO, IL 9,862,0599.9m $635.7m $635.7m 11.29% Added +652.5k +652,525
3 SEI INVESTMENTS CO 1.02% of their portfolio OAKS, PA 8,824,1028.8m $568.8m $568.8m 1.02% Added +445.1k +445,094
4 OSAIC HOLDINGS, INC. 0.66% of their portfolio SCOTTSDALE, AZ 6,901,8556.9m $444.8m $444.8m 0.66% Added +1.2m +1,165,712
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.27% of their portfolio PLYMOUTH, MN 5,989,2646.0m $386.1m $386.1m 1.27% Added +2.0m +1,997,280
6 Avantax Planning Partners, Inc. 11.55% of their portfolio DUBUQUE, IA 4,281,6444.3m $276.0m $276.0m 11.55% Added +34.3k +34,332
7 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 3,821,7963.8m $246.4m $246.4m 0.11% Added +286.3k +286,280
8 Mariner, LLC 0.42% of their portfolio Overland Park, KS 2,418,2652.4m $155.9m $155.9m 0.42% Added +73.4k +73,399
9 Betterment LLC 0.38% of their portfolio NEW YORK, NY 1,872,7151.9m $120.7m $120.7m 0.38% Reduced -51.1k -51,070
10 Savant Capital, LLC 1.34% of their portfolio ROCKFORD, IL 1,393,8721.4m $89.8m $89.8m 1.34% Reduced -42.1k -42,057
11 Gemmer Asset Management LLC 10.88% of their portfolio WALNUT CREEK, CA 1,251,1151.3m $80.6m $80.6m 10.88% Added +12.3k +12,274
12 Krilogy Financial LLC 6.54% of their portfolio ST. LOUIS, MO 1,108,2781.1m $71.4m $71.4m 6.54% Reduced -13.6k -13,563
13 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,078,6771.1m $69.5m $69.5m 0.05% Reduced -7.6k -7,565
14 Financial Advisors, LLC 14.08% of their portfolio ANDOVER, MA 882,369882.4k $56.9m $56.9m 14.08% Added +3.7k +3,713
15 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 876,500876.5k $56.5m $56.5m 0.11% Added +30.8k +30,809
16 RAINEY & RANDALL WEALTH ADVISORS INC. 15.93% of their portfolio Celebration, FL 855,582855.6k $55.2m $55.2m 15.93% Added +35.4k +35,417
17 Mokosak Advisory Group, LLC 20.95% of their portfolio URBANDALE, IA 799,353799.4k $51.5m $51.5m 20.95% Added +23.4k +23,408
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 752,352752.4k $48.5m $48.5m 0.06% Reduced -633.5k -633,516
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.30% of their portfolio IRVING, TX 710,900710.9k $45.8m $45.8m 0.30% Reduced -8.3k -8,346
20 MONETA GROUP INVESTMENT ADVISORS LLC 1.01% of their portfolio ST LOUIS, MO 686,639686.6k $44.3m $44.3m 1.01% Added +34.6k +34,576
21 OneDigital Investment Advisors LLC 0.92% of their portfolio OVERLAND PARK, KS 661,503661.5k $42.6m $42.6m 0.92% Reduced -46.6k -46,556
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 638,694638.7k $41.2m $41.2m 0.00% Reduced -21.1k -21,064
23 UBS Group AG 0.02% of their portfolio ZURICH, V8 630,752630.8k $40.7m $40.7m 0.02% Reduced -14.2k -14,184
24 FINANCIAL COUNSELORS INC 0.78% of their portfolio Overland Park, KS 607,944607.9k $39.2m $39.2m 0.78% Reduced -13.0k -12,990
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 489,398489.4k $31.5m $31.5m 0.00% Added +5.7k +5,687
26 FAS Wealth Partners, Inc. 3.28% of their portfolio LEAWOOD, KS 475,728475.7k $30.7m $30.7m 3.28% Reduced -16.4k -16,399
27 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 462,880462.9k $29.9m $29.9m 0.07% Reduced -45.4k -45,390
28 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 11.73% of their portfolio EAGLE, ID 452,456452.5k $29.2m $29.2m 11.73% Added +23.2k +23,166
29 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 446,553446.6k $28.8m $28.8m 0.01% Reduced -9.8k -9,768
30 GenWealth Group, Inc. 8.26% of their portfolio Maplewood, NJ 422,363422.4k $27.2m $27.2m 8.26% Reduced -8.5k -8,534
31 Focus Financial Network, Inc. 1.49% of their portfolio MINNEAPOLIS, MN 409,995410.0k $26.4m $26.4m 1.49% Reduced -592 -592
32 Beacon Pointe Advisors, LLC 0.31% of their portfolio NEWPORT BEACH, CA 389,202389.2k $25.1m $25.1m 0.31% Added +26.8k +26,813
33 CX Institutional 1.31% of their portfolio AUBURN, IN 368,864368.9k $23.8m $23.8m 1.31% Added +76.0k +76,031
34 BALLAST ADVISORS LLC 9.39% of their portfolio WOODBURY, MN 365,349365.3k $23.6m $23.6m 9.39% Reduced -18.9k -18,924
35 XML Financial, LLC 2.76% of their portfolio BETHESDA, MD 357,365357.4k $23.0m $23.0m 2.76% Added +44.6k +44,569
36 Northern Capital Management, Inc. 19.72% of their portfolio SPOKANE, WA 327,595327.6k $21.1m $21.1m 19.72% Added +11.1k +11,099
37 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.58% of their portfolio MINNEAPOLIS, MN 321,159321.2k $20.7m $20.7m 0.58% Reduced -11.2k -11,188
38 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 317,170317.2k $20.4m $20.4m 0.04% Added +26.4k +26,445
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 312,849312.8k $20.2m $20.2m 0.00% Reduced -21.9k -21,895
40 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 308,131308.1k $19.9m $19.9m 0.01% Reduced -9.0k -9,036
41 Prime Capital Investment Advisors, LLC 0.40% of their portfolio OVERLAND PARK, KS 305,609305.6k $19.7m $19.7m 0.40% Added +53.4k +53,364
42 MARSHALL FINANCIAL GROUP INC /ADV 7.83% of their portfolio DOYLESTOWN, PA 298,241298.2k $19.2m $19.2m 7.83% Reduced -8.7k -8,661
43 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 297,650297.6k $19.2m $19.2m 0.03% Reduced -40.6k -40,602
44 GHP Investment Advisors, Inc. 1.13% of their portfolio Denver, CO 291,157291.2k $18.6m $18.6m 1.13% Added +6.1k +6,075
45 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 289,557289.6k $18.7m $18.7m 0.10% Reduced -41.0k -41,028
46 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 287,914287.9k $18.6m $18.6m 0.02% Added +4.6k +4,563
47 SAGE FINANCIAL GROUP INC 1.92% of their portfolio W. CONSHOHOCKEN, PA 269,134269.1k $17.3m $17.3m 1.92% Reduced -5.5k -5,507
48 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 260,744260.7k $16.8m $16.8m 0.11% Reduced -1.6k -1,632
49 Lido Advisors, LLC 0.18% of their portfolio Los Angeles, CA 252,916252.9k $16.3m $16.3m 0.18% Reduced -33.2k -33,229
50 Summit Asset Management, LLC 4.40% of their portfolio MEMPHIS, TN 251,422251.4k $16.2m $16.2m 4.40% Added +1.3k +1,304
51 Garde Capital, Inc. 1.34% of their portfolio SEATTLE, WA 243,388243.4k $15.7m $15.7m 1.34% Added +4.6k +4,635
52 Noble Family Wealth, LLC 5.24% of their portfolio Clearwater, FL 240,854240.9k $15.5m $15.5m 5.24% Added +2.7k +2,651
53 Black Diamond Financial, LLC 4.66% of their portfolio TOWSON, MD 235,000235.0k $15.1m $15.1m 4.66% Added +6.5k +6,475
54 Financial Advisors Network, Inc. 3.39% of their portfolio TUSTIN, CA 234,056234.1k $15.1m $15.1m 3.39% First filing
55 Visionary Wealth Advisors 1.21% of their portfolio O'FALLON, IL 231,025231.0k $14.9m $14.9m 1.21% Reduced -13.3k -13,268
56 Spectrum Asset Management, Inc. (NB/CA) 7.72% of their portfolio NEWPORT BEACH, CA 227,831227.8k $14.7m $14.7m 7.72% Reduced -7.7k -7,721
57 Denver PWM, LLC 5.78% of their portfolio DENVER, CO 217,103217.1k $13.8m $13.8m 5.78% Added +2.6k +2,603
58 ProVise Management Group, LLC 1.22% of their portfolio CLEARWATER, FL 203,653203.7k $13.1m $13.1m 1.22% Reduced -50.8k -50,773
59 Cape Investment Advisory, Inc. 7.30% of their portfolio MCDONOUGH, GA 199,858199.9k $12.9m $12.9m 7.30% Added +292 +292
60 World Investment Advisors 2.44% of their portfolio LINCROFT, NJ 190,992191.0k $12.3m $12.3m 2.44% Added +180.1k +180,064
61 IVC Wealth Advisors LLC 8.19% of their portfolio SILVERDALE, PA 189,965190.0k $12.2m $12.2m 8.19% Added +1.5k +1,489
62 Seneca Financial Advisors LLC 8.27% of their portfolio ROCHESTER, NY 187,452187.5k $12.1m $12.1m 8.27% Added +3.6k +3,563
63 Goepper Burkhardt LLC 7.17% of their portfolio GREENVILLE, SC 182,420182.4k $11.8m $11.8m 7.17% Reduced -851 -851
64 Martel Wealth Advisors LLC 2.92% of their portfolio VANCOUVER, WA 181,954182.0k $11.7m $11.7m 2.92% Reduced -3.7k -3,708
65 Strategic Investment Solutions, Inc. /IL 0.15% of their portfolio ORLAND PARK, IL 180,308180.3k $12.1m $12.1m 0.15% Added +177.5k +177,483
66 Traverso Chambers Private Wealth Management, LLC 3.09% of their portfolio SANTA ROSA, CA 179,268179.3k $11.6m $11.6m 3.09% Added +2.9k +2,927
67 Global Strategic Investment Solutions, LLC 1.47% of their portfolio Scottsdale, AZ 176,623176.6k $11.4m $11.4m 1.47% Reduced -108 -108
68 Cornerstone Wealth Advisors, Inc. 4.01% of their portfolio EDINA, MN 176,515176.5k $11.4m $11.4m 4.01% Reduced -3.3k -3,336
69 Integrated Advisors Network LLC 0.68% of their portfolio DALLAS, TX 172,409172.4k $11.1m $11.1m 0.68% Reduced -4.4k -4,441
70 Mutual Advisors, LLC 0.43% of their portfolio OMAHA, NE 171,620171.6k $11.1m $11.1m 0.43% Reduced -2.7k -2,713
71 Granite Bay Wealth Management, LLC 0.11% of their portfolio PORTSMOUTH, NH 171,397171.4k $11.6m $11.6m 0.11% New
72 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 163,749163.7k $10.6m $10.6m 0.09% Reduced -33.0k -32,973
73 Perigon Wealth Management, LLC 0.42% of their portfolio SAN FRANCISCO, CA 159,425159.4k $10.3m $10.3m 0.42% Added +6.0k +6,001
74 Apollon Wealth Management, LLC 0.51% of their portfolio MOUNT PLEASANT, SC 158,971159.0k $10.2m $10.2m 0.51% Added +144.6k +144,615
75 EWG Elevate Inc. 4.60% of their portfolio ROSEVILLE, CA 158,009158.0k $10.2m $10.2m 4.60% Added +7.8k +7,751
76 Stratos Wealth Advisors, LLC 0.67% of their portfolio BEACHWOOD, OH 157,938157.9k $10.2m $10.2m 0.67% Added +16.2k +16,209
77 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.40% of their portfolio Seattle, WA 156,751156.8k $10.1m $10.1m 0.40% Reduced -1.2k -1,177
78 Ethos Financial Group, LLC 2.47% of their portfolio KING OF PRUSSIA, PA 147,923147.9k $9.5m $9.5m 2.47% Reduced -29.9k -29,924
79 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 145,196145.2k $9.4m $9.4m 0.04% Reduced -31.9k -31,854
80 MAI Capital Management 0.14% of their portfolio INDEPENDENCE, OH 145,014145.0k $9.3m $9.3m 0.14% Added +51.6k +51,577
81 CW Advisors, LLC 0.19% of their portfolio BOSTON, MA 144,357144.4k $9.3m $9.3m 0.19% New
82 LCNB CORP 4.05% of their portfolio LEBANON, OH 142,196142.2k $9.2m $9.2m 4.05% Added +13.6k +13,618
83 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 141,367141.4k $9.1m $9.1m 0.09% Added +751 +751
84 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 140,105140.1k $9.0m $9.0m 0.03% Added +16.3k +16,332
85 Total Wealth Planning, LLC 1.72% of their portfolio CINCINNATI, OH 130,403130.4k $8.4m $8.4m 1.72% Reduced -3.4k -3,447
86 Ally Invest Advisors Inc. 0.97% of their portfolio CHARLOTTE, NC 129,134129.1k $8.3m $8.3m 0.97% Added +43.0k +43,007
87 Ackerman Capital Advisors, LLC 2.27% of their portfolio DALLAS, TX 126,315126.3k $8.1m $8.1m 2.27% Reduced -23.6k -23,625
88 Weinberger Asset Management, Inc 4.30% of their portfolio LOS ANGELES, CA 117,077117.1k $7.5m $7.5m 4.30% Added +1.0k +1,013
89 Bogart Wealth, LLC 0.46% of their portfolio MCLEAN, VA 116,317116.3k $7.5m $7.5m 0.46% Added +2.2k +2,242
90 Harbor Group, Inc. 4.22% of their portfolio BEDFORD, NH 116,214116.2k $7.5m $7.5m 4.22% Reduced -912 -912
91 HBK Sorce Advisory LLC 0.33% of their portfolio ERIE, PA 116,079116.1k $7.5m $7.5m 0.33% Reduced -1.2k -1,162
92 GILL CAPITAL PARTNERS, LLC 3.25% of their portfolio DENVER, CO 114,188114.2k $7.4m $7.4m 3.25% Added +489 +489
93 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 113,487113.5k $7.3m $7.3m 0.13% Added +18.2k +18,244
94 Meridian Wealth Management, LLC 0.45% of their portfolio LEXINGTON, KY 113,478113.5k $7.3m $7.3m 0.45% Added +43.9k +43,939
95 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 112,219112.2k $7.2m $7.2m 0.03% First filing
96 Capital Planning LLC 2.82% of their portfolio BELLEVUE, WA 111,127111.1k $7.2m $7.2m 2.82% Added +1.0k +1,047
97 James J. Burns & Company, LLC 1.91% of their portfolio MELVILLE, NY 110,430110.4k $7.1m $7.1m 1.91% Added +2.1k +2,081
98 Independent Solutions Wealth Management, LLC 1.92% of their portfolio Williamsville, NY 108,410108.4k $7.0m $7.0m 1.92% Added +9.0k +8,962
99 PrairieView Partners, LLC 0.93% of their portfolio ST. PAUL, MN 106,707106.7k $6.9m $6.9m 0.93% Reduced -2.8k -2,775
100 BANK HAPOALIM BM 1.11% of their portfolio TEL AVIV, L3 106,000106.0k $6.8m $6.8m 1.11% Unchanged