Vault-13

SCHWAB STRATEGIC TR SCHG

US LCAP GR ETF · ETP · CUSIP 808524300

1,386 institutional holders +154 vs Q3 2024
2,266,285,5932.3bn shares reported held*
$19.6bnreported value*
110 new 526 added 479 reduced 46 sold out net bought ≈ $356.6m (+1.5bn shares)

Q3 2024 share counts are adjusted for a 4-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.66. Options: 4 managers hold calls ($8.2m notional), 4 hold puts ($4.2m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 792Q4 22: 861Q1 23: 894Q2 23: 944Q3 23: 975Q4 23: 1,097Q1 24: 1,135Q2 24: 1,191Q3 24: 1,232Q4 24: 1,3861,386Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022792
Q4 2022861
Q1 2023894
Q2 2023944
Q3 2023975
Q4 20231,097
Q1 20241,135
Q2 20241,191
Q3 20241,232
Q4 20241,386

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ1 23: 429 bought or addedQ1 23: 347 cut or sold outQ2 23: 455 bought or addedQ2 23: 349 cut or sold outQ2 23Q3 23: 437 bought or addedQ3 23: 416 cut or sold outQ4 23: 511 bought or addedQ4 23: 403 cut or sold outQ4 23Q1 24: 548 bought or addedQ1 24: 470 cut or sold outQ2 24: 549 bought or addedQ2 24: 450 cut or sold outQ2 24Q3 24: 595 bought or addedQ3 24: 491 cut or sold outQ4 24: 636 bought or addedQ4 24: 525 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023429347
Q2 2023455349
Q3 2023437416
Q4 2023511403
Q1 2024548470
Q2 2024549450
Q3 2024595491
Q4 2024636525

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $13.7mQ1 24 puts: $2.1mQ1 24P/C 0.16Q2 24 calls: $8.4mQ2 24 puts: $2.5mQ2 24P/C 0.29Q3 24 calls: $14.2mQ3 24 puts: $9.4mQ3 24P/C 0.66Q4 24 calls: $8.2mQ4 24 puts: $4.2mQ4 24P/C 0.52
Numbers
QuarterCallsPutsP/C
Q1 2024$13.7m$2.1m0.16
Q2 2024$8.4m$2.5m0.29
Q3 2024$14.2m$9.4m0.66
Q4 2024$8.2m$4.2m0.52

Biggest buyers

Koshinski Asset Management, Inc. Added +1,561,890,406+1.6bn
NorthCoast Asset Management LLC Added +5,835,559+5.8m
LPL Financial LLC Added +4,880,169+4.9m
MORGAN STANLEY Added +2,640,245+2.6m
Lido Advisors, LLC Added +2,301,993+2.3m
TWO SIGMA INVESTMENTS, LP Added +1,406,323+1.4m
Focus Partners Advisor Solutions, LLC Added +1,257,850+1.3m
AMERIPRISE FINANCIAL INC Added +1,018,334+1.0m
Independent Advisor Alliance Added +843,226+843.2k
Redhawk Wealth Advisors, Inc. Added +800,317+800.3k

Biggest sellers

MONETA GROUP INVESTMENT ADVISORS LLC Reduced -14,634,862-14.6m
JPMORGAN CHASE & CO Reduced -5,529,150-5.5m
Financial Engines Advisors L.L.C. Reduced -5,212,065-5.2m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -3,463,103-3.5m
MERCER GLOBAL ADVISORS INC /ADV Reduced -2,698,128-2.7m
SK Wealth Management, LLC Reduced -2,106,676-2.1m
Sanctuary Advisors, LLC Reduced -1,925,535-1.9m
Mutual Advisors, LLC Reduced -1,911,936-1.9m
OSAIC HOLDINGS, INC. Reduced -1,684,093-1.7m
Fund Evaluation Group, LLC Reduced -1,488,516-1.5m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.4m195.2k shares
CITADEL ADVISORS LLC Reduced $1.8m66.2k shares
Belvedere Trading LLC Added $869.5k31.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.2m78.9k shares
CITADEL ADVISORS LLC Added $1.8m65.6k shares
Weaver Capital Management LLC Unchanged $178.4k6.4k shares
Belvedere Trading LLC Unchanged $11.1k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Koshinski Asset Management, Inc. 4.80% of their portfolio DECATUR, IL 1,563,819,8061.6bn $56.1m $56.1m 4.80% Added +1.6bn +1,561,890,406
2 ENVESTNET ASSET MANAGEMENT INC 0.38% of their portfolio Berwyn, PA 42,485,32342.5m $1.2bn $1.2bn 0.38% Reduced -1.3m -1,269,353
3 Financial Engines Advisors L.L.C. 2.33% of their portfolio SANTA CLARA, CA 39,788,56739.8m $1.1bn $1.1bn 2.33% Reduced -5.2m -5,212,065
4 MATHER GROUP, LLC. 14.17% of their portfolio CHICAGO, IL 39,195,94639.2m $1.1bn $1.1bn 14.17% Added +136.1k +136,078
5 SEI INVESTMENTS CO 1.37% of their portfolio OAKS, PA 38,159,11038.2m $1.1bn $1.1bn 1.37% Reduced -68.9k -68,870
6 LPL Financial LLC 0.25% of their portfolio FORT MILL, SC 22,053,16122.1m $614.6m $614.6m 0.25% Added +4.9m +4,880,169
7 Mariner, LLC 0.80% of their portfolio Overland Park, KS 17,176,80317.2m $478.7m $478.7m 0.80% Added +11.9k +11,875
8 Avantax Planning Partners, Inc. 15.44% of their portfolio DUBUQUE, IA 15,371,38115.4m $428.4m $428.4m 15.44% Reduced -239.9k -239,947
9 RAYMOND JAMES FINANCIAL INC 0.15% of their portfolio ST. PETERSBURG, FL 14,489,66614.5m $403.8m $403.8m 0.15% First filing
10 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 14,371,77014.4m $400.4m $400.4m 0.10% Added +1.0m +1,018,334
11 OSAIC HOLDINGS, INC. 0.90% of their portfolio SCOTTSDALE, AZ 14,322,60714.3m $399.2m $399.2m 0.90% Reduced -1.7m -1,684,093
12 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 10,931,85310.9m $304.7m $304.7m 0.02% Added +2.6m +2,640,245
13 Fund Evaluation Group, LLC 14.19% of their portfolio CINCINNATI, OH 10,890,44010.9m $303.6m $303.6m 14.19% Reduced -1.5m -1,488,516
14 OneDigital Investment Advisors LLC 2.66% of their portfolio OVERLAND PARK, KS 8,219,8378.2m $229.1m $229.1m 2.66% Reduced -413.9k -413,863
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.18% of their portfolio MILWAUKEE, WI 7,742,9487.7m $215.8m $215.8m 0.18% Added +334.0k +334,044
16 McAdam, LLC 11.59% of their portfolio Philadelphia, PA 7,620,9027.6m $212.4m $212.4m 11.59% Added +226.8k +226,794
17 Cetera Investment Advisers 0.43% of their portfolio SCHAUMBURG, IL 7,304,0697.3m $203.6m $203.6m 0.43% Reduced -71.1k -71,071
18 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 7,110,1647.1m $198.2m $198.2m 0.02% Reduced -183.9k -183,920
19 CWM, LLC 0.81% of their portfolio OMAHA, NE 6,979,3667.0m $194.5m $194.5m 0.81% Added +52.3k +52,346
20 MML INVESTORS SERVICES, LLC 0.60% of their portfolio SPRINGFIELD, MA 6,289,4456.3m $175.3m $175.3m 0.60% Added +127.2k +127,153
21 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 5,997,7786.0m $167.2m $167.2m 0.01% Reduced -5.5m -5,529,150
22 NorthCoast Asset Management LLC 0.80% of their portfolio STAMFORD, CT 5,864,1795.9m $163.4m $163.4m 0.80% Added +5.8m +5,835,559
23 Thrive Wealth Management, LLC 25.70% of their portfolio AUDUBON, PA 5,128,9315.1m $142.9m $142.9m 25.70% Added +5.5k +5,451
24 MONETA GROUP INVESTMENT ADVISORS LLC 1.87% of their portfolio ST LOUIS, MO 4,801,3424.8m $133.8m $133.8m 1.87% Reduced -14.6m -14,634,862
25 Focus Financial Network, Inc. 5.11% of their portfolio MINNEAPOLIS, MN 4,609,3674.6m $128.5m $128.5m 5.11% Added +41.6k +41,631
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 4,487,0204.5m $125.1m $125.1m 0.02% Reduced -196.1k -196,116
27 HighTower Advisors, LLC 0.17% of their portfolio CHICAGO, IL 4,458,6154.5m $124.3m $124.3m 0.17% Added +115.2k +115,167
28 AVANTAX ADVISORY SERVICES, INC. 0.72% of their portfolio DALLAS, TX 4,132,0974.1m $115.2m $115.2m 0.72% Added +757.9k +757,941
29 Marquette Asset Management, LLC 18.32% of their portfolio MINNEAPOLIS, MN 4,028,4284.0m $112.3m $112.3m 18.32% Added +103.5k +103,524
30 COMMONWEALTH EQUITY SERVICES, LLC 0.16% of their portfolio WALTHAM, MA 3,918,6743.9m $109.2m $109.2m 0.16% Added +113.2k +113,194
31 Beacon Pointe Advisors, LLC 1.08% of their portfolio NEWPORT BEACH, CA 3,482,6853.5m $97.1m $97.1m 1.08% Added +278.4k +278,385
32 HHM Wealth Advisors, LLC 13.01% of their portfolio CHATTANOOGA, TN 3,432,7083.4m $95.7m $95.7m 13.01% Reduced -35.8k -35,796
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.17% of their portfolio PLYMOUTH, MN 3,246,9493.2m $90.5m $90.5m 0.17% Reduced -189.5k -189,547
34 TWO SIGMA INVESTMENTS, LP 0.21% of their portfolio NEW YORK, NY 3,204,3233.2m $89.3m $89.3m 0.21% Added +1.4m +1,406,323
35 Financial Advisors, LLC 17.04% of their portfolio ANDOVER, MA 3,187,8653.2m $88.8m $88.8m 17.04% Reduced -125.4k -125,443
36 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 3,168,5583.2m $88.3m $88.3m 0.02% Added +147.0k +146,982
37 ASSETMARK, INC 0.24% of their portfolio CONCORD, CA 3,121,7813.1m $87.0m $87.0m 0.24% Reduced -250.7k -250,683
38 RAINEY & RANDALL WEALTH ADVISORS INC. 16.96% of their portfolio Celebration, FL 3,069,4363.1m $85.5m $85.5m 16.96% Added +752.3k +752,276
39 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 3,006,7923.0m $83.8m $83.8m 0.13% Added +125.8k +125,780
40 Clark Capital Management Group, Inc. 0.58% of their portfolio PHILADELPHIA, PA 2,978,9093.0m $83.0m $83.0m 0.58% Added +100.3k +100,265
41 Cambridge Investment Research Advisors, Inc. 0.28% of their portfolio FAIRFIELD, IA 2,971,3333.0m $82.8m $82.8m 0.28% Added +451.7k +451,721
42 Cerity Partners LLC 0.18% of their portfolio NEW YORK, NY 2,919,5882.9m $81.4m $81.4m 0.18% Reduced -265.4k -265,432
43 Krilogy Financial LLC 5.24% of their portfolio ST. LOUIS, MO 2,821,3922.8m $78.6m $78.6m 5.24% Reduced -125.5k -125,548
44 Envestnet Portfolio Solutions, Inc. 0.25% of their portfolio BERWYN, PA 2,768,3182.8m $77.2m $77.2m 0.25% Added +40.9k +40,894
45 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,765,3942.8m $77.1m $77.1m 0.02% Added +137.3k +137,290
46 Legacy Financial Strategies, LLC 16.48% of their portfolio OVERLAND PARK, KS 2,749,4432.7m $76.5m $76.5m 16.48% Added +97.4k +97,375
47 Brio Consultants, LLC 11.26% of their portfolio SAN FRANCISCO, CA 2,581,8332.6m $72.0m $72.0m 11.26% Reduced -7.1k -7,083
48 Thrivent Financial for Lutherans 0.13% of their portfolio Minneapolis, MN 2,481,6272.5m $69.1m $69.1m 0.13% Reduced -217.7k -217,713
49 Lido Advisors, LLC 0.43% of their portfolio Los Angeles, CA 2,472,2292.5m $68.9m $68.9m 0.43% Added +2.3m +2,301,993
50 Kestra Advisory Services, LLC 0.35% of their portfolio AUSTIN, TX 2,322,8932.3m $64.7m $64.7m 0.35% Reduced -428.4k -428,415
51 Dechtman Wealth Management, LLC 12.34% of their portfolio CENTENNIAL, CO 2,290,6632.3m $63.8m $63.8m 12.34% Added +440.6k +440,559
52 MAI Capital Management 0.46% of their portfolio INDEPENDENCE, OH 2,237,4362.2m $62.4m $62.4m 0.46% Added +161.5k +161,544
53 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.53% of their portfolio IRVING, TX 2,232,3232.2m $62.2m $62.2m 0.53% Reduced -47.6k -47,645
54 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.20% of their portfolio MINNEAPOLIS, MN 2,217,0002.2m $61.8m $61.8m 1.20% Reduced -21.8k -21,772
55 HRC WEALTH MANAGEMENT, LLC 35.71% of their portfolio Moscow, ID 2,158,3692.2m $60.2m $60.2m 35.71% Added +49.4k +49,361
56 Berger Financial Group, Inc 4.12% of their portfolio PLYMOUTH, MN 2,139,1712.1m $59.6m $59.6m 4.12% Added +139.3k +139,311
57 One Capital Management, LLC 1.95% of their portfolio WESTLAKE VILLAGE, CA 2,116,6362.1m $59.0m $59.0m 1.95% Added +11.5k +11,508
58 ANGELES WEALTH MANAGEMENT, LLC 4.59% of their portfolio SANTA MONICA, CA 1,999,9842.0m $55.7m $55.7m 4.59% Added +211.3k +211,344
59 FINANCIAL COUNSELORS INC 0.81% of their portfolio Overland Park, KS 1,986,4122.0m $55.4m $55.4m 0.81% Added +13.0k +12,992
60 Nadler Financial Group, Inc. 5.79% of their portfolio DEERFIELD, IL 1,971,3112.0m $54.9m $54.9m 5.79% Added +28.7k +28,679
61 Northern Capital Management, Inc. 32.71% of their portfolio SPOKANE, WA 1,913,9681.9m $53.3m $53.3m 32.71% Reduced -20.2k -20,172
62 Prime Capital Investment Advisors, LLC 0.77% of their portfolio OVERLAND PARK, KS 1,905,7631.9m $53.1m $53.1m 0.77% Reduced -67.3k -67,305
63 Visionary Wealth Advisors 3.11% of their portfolio O'FALLON, IL 1,901,1761.9m $53.0m $53.0m 3.11% Added +577.4k +577,448
64 Kelman-Lazarov, Inc. 9.32% of their portfolio MEMPHIS, TN 1,858,6951.9m $51.8m $51.8m 9.32% Reduced -105.2k -105,209
65 Financial Management Professionals, Inc. 6.46% of their portfolio AUSTIN, TX 1,834,9711.8m $51.1m $51.1m 6.46% Added +24.0k +23,987
66 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,830,2851.8m $51.0m $51.0m 0.01% Added +73.4k +73,357
67 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 1,827,1021.8m $50.9m $50.9m 0.05% Reduced -17.7k -17,730
68 Gemmer Asset Management LLC 4.97% of their portfolio WALNUT CREEK, CA 1,812,3281.8m $50.5m $50.5m 4.97% Reduced -66.2k -66,216
69 FORTE CAPITAL LLC /ADV 5.55% of their portfolio ROCHESTER, NY 1,770,8301.8m $49.4m $49.4m 5.55% Reduced -101.6k -101,606
70 Focus Partners Advisor Solutions, LLC 0.83% of their portfolio SAINT LOUIS, MO 1,765,4941.8m $49.2m $49.2m 0.83% Added +1.3m +1,257,850
71 Advance Capital Management, Inc. 2.24% of their portfolio SOUTHFIELD, MI 1,755,0241.8m $48.9m $48.9m 2.24% Added +158.1k +158,076
72 Main Street Financial Solutions, LLC 4.76% of their portfolio NEWTOWN, PA 1,731,8351.7m $48.3m $48.3m 4.76% Added +94.0k +94,023
73 BURKETT FINANCIAL SERVICES, LLC 19.60% of their portfolio ROCK HILL, SC 1,720,4261.7m $47.9m $47.9m 19.60% Reduced -63.9k -63,886
74 Integrated Wealth Concepts LLC 0.56% of their portfolio WALTHAM, MA 1,717,4081.7m $47.9m $47.9m 0.56% Added +187.9k +187,888
75 Cornerstone Wealth Advisors, Inc. 13.07% of their portfolio EDINA, MN 1,708,4731.7m $47.6m $47.6m 13.07% Reduced -57.2k -57,227
76 PARK AVENUE SECURITIES LLC 0.48% of their portfolio NEW YORK, NY 1,688,9801.7m $47.1m $47.1m 0.48% Added +78.6k +78,624
77 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 1,671,1131.7m $46.6m $46.6m 0.05% Added +37.3k +37,261
78 CAPTRUST FINANCIAL ADVISORS 0.13% of their portfolio RALEIGH, NC 1,661,9441.7m $46.3m $46.3m 0.13% Reduced -214.9k -214,916
79 Tradition Wealth Management, LLC 4.03% of their portfolio EDINA, MN 1,642,1741.6m $45.8m $45.8m 4.03% Reduced -31.1k -31,050
80 Rollins Financial Advisors, LLC 6.92% of their portfolio ATLANTA, GA 1,589,8091.6m $44.3m $44.3m 6.92% Added +34.6k +34,625
81 HB Wealth Management, LLC 0.45% of their portfolio Atlanta, GA 1,579,7111.6m $44.0m $44.0m 0.45% Reduced -15.9k -15,877
82 XML Financial, LLC 3.96% of their portfolio BETHESDA, MD 1,548,6151.5m $43.2m $43.2m 3.96% Added +39.7k +39,747
83 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 13.22% of their portfolio EAGLE, ID 1,532,4981.5m $42.7m $42.7m 13.22% Reduced -28.5k -28,506
84 Schneider Downs Wealth Management Advisors, LP 8.00% of their portfolio Pittsburgh, PA 1,526,0331.5m $42.5m $42.5m 8.00% Added +18.3k +18,325
85 Redhawk Wealth Advisors, Inc. 5.71% of their portfolio MINNEAPOLIS, MN 1,516,7011.5m $42.3m $42.3m 5.71% Added +800.3k +800,317
86 Strategic Blueprint, LLC 2.45% of their portfolio ATLANTA, GA 1,474,4521.5m $41.1m $41.1m 2.45% Added +60.3k +60,300
87 GHP Investment Advisors, Inc. 1.90% of their portfolio Denver, CO 1,462,3631.5m $40.8m $40.8m 1.90% Reduced -3.2k -3,213
88 Stratos Wealth Advisors, LLC 1.94% of their portfolio BEACHWOOD, OH 1,458,4271.5m $40.6m $40.6m 1.94% Reduced -77.7k -77,709
89 Charles Schwab Trust Co 3.30% of their portfolio HENDERSON, NV 1,378,5491.4m $38.4m $38.4m 3.30% Reduced -39.8k -39,791
90 Summit Asset Management, LLC 6.71% of their portfolio MEMPHIS, TN 1,369,9291.4m $38.2m $38.2m 6.71% Added +56.4k +56,365
91 RE Dickinson Investment Advisors, LLC 0.31% of their portfolio COUNCIL BLUFFS, IA 1,330,8881.3m $370.9k $370.9k 0.31% Reduced -25.0k -24,980
92 Compound Planning, Inc. 1.85% of their portfolio NEW YORK, NY 1,313,4371.3m $36.6m $36.6m 1.85% Added +149.2k +149,241
93 MinichMacGregor Wealth Management, LLC 7.60% of their portfolio Saratoga Springs, NY 1,313,1421.3m $36.6m $36.6m 7.60% Reduced -29.7k -29,666
94 Provident Wealth Management, LLC 11.96% of their portfolio BRENTWOOD, TN 1,286,4191.3m $35.9m $35.9m 11.96% Added +34.0k +34,011
95 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 1,284,0591.3m $42.5m $42.5m 0.06% Added +515.6k +515,587
96 Triton Wealth Management, PLLC 17.96% of their portfolio SUN CITY, AZ 1,283,9171.3m $34.9m $34.9m 17.96% Added +413 +413
97 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 1,278,0361.3m $35.6m $35.6m 0.09% Reduced -2.7m -2,698,128
98 Mokosak Advisory Group, LLC 10.46% of their portfolio URBANDALE, IA 1,251,6331.3m $34.9m $34.9m 10.46% Reduced -20.9k -20,887
99 Veery Capital, LLC 13.33% of their portfolio Wilmington, DE 1,250,1101.3m $34.8m $34.8m 13.33% Added +223.9k +223,882
100 Curtis Advisory Group, LLC 9.17% of their portfolio SANTA BARBARA, CA 1,244,6861.2m $34.7m $34.7m 9.17% Added +97.6k +97,590