Vault-13

SCHWAB STRATEGIC TR SCHG

US LCAP GR ETF · ETP · CUSIP 808524300

1,191 institutional holders +56 vs Q1 2024
166,426,916166.4m shares reported held*
$16.6bnreported value*
94 new 455 added 407 reduced 43 sold out net sold ≈ $100.0m (-753.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.94. Options: 5 managers hold calls ($8.4m notional), 4 hold puts ($2.5m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 792Q4 22: 861Q1 23: 894Q2 23: 944Q3 23: 975Q4 23: 1,097Q1 24: 1,135Q2 24: 1,1911,191Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022792
Q4 2022861
Q1 2023894
Q2 2023944
Q3 2023975
Q4 20231,097
Q1 20241,135
Q2 20241,191

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 415 bought or addedQ4 22: 314 cut or sold outQ4 22Q1 23: 429 bought or addedQ1 23: 347 cut or sold outQ2 23: 455 bought or addedQ2 23: 349 cut or sold outQ2 23Q3 23: 437 bought or addedQ3 23: 416 cut or sold outQ4 23: 511 bought or addedQ4 23: 403 cut or sold outQ4 23Q1 24: 548 bought or addedQ1 24: 470 cut or sold outQ2 24: 549 bought or addedQ2 24: 450 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022415314
Q1 2023429347
Q2 2023455349
Q3 2023437416
Q4 2023511403
Q1 2024548470
Q2 2024549450

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 23 calls: $8.5mQ3 23 puts: $2.6mQ3 23P/C 0.31Q4 23 calls: $17.3mQ4 23 puts: $3.7mQ4 23P/C 0.21Q1 24 calls: $13.7mQ1 24 puts: $2.1mQ1 24P/C 0.16Q2 24 calls: $8.4mQ2 24 puts: $2.5mQ2 24P/C 0.29
Numbers
QuarterCallsPutsP/C
Q3 2023$8.5m$2.6m0.31
Q4 2023$17.3m$3.7m0.21
Q1 2024$13.7m$2.1m0.16
Q2 2024$8.4m$2.5m0.29

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +1,274,595+1.3m
OneDigital Investment Advisors LLC Added +976,788+976.8k
Strategic Financial Concepts, LLC Added +570,510+570.5k
LPL Financial LLC Added +362,342+362.3k
AMERIPRISE FINANCIAL INC Added +335,756+335.8k
AVANTAX ADVISORY SERVICES, INC. Added +279,302+279.3k
Clark Capital Management Group, Inc. Added +246,257+246.3k
Kestra Advisory Services, LLC Added +233,402+233.4k
JPMORGAN CHASE & CO Added +232,094+232.1k
MGO ONE SEVEN LLC Added +219,962+220.0k

Biggest sellers

MORGAN STANLEY Reduced -4,553,284-4.6m
Financial Engines Advisors L.L.C. Reduced -750,681-750.7k
OSAIC HOLDINGS, INC. Reduced -633,090-633.1k
Global Assets Advisory, LLC Reduced -390,701-390.7k
Avantax Planning Partners, Inc. Reduced -301,852-301.9k
Raymond James Financial Services Advisors, Inc. Reduced -291,292-291.3k
MARSHALL WACE, LLP Reduced -289,253-289.3k
STIFEL FINANCIAL CORP Reduced -232,092-232.1k
Angeles Investment Advisors, LLC Reduced -221,000-221.0k
Avior Wealth Management, LLC Reduced -212,342-212.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.8m47.5k shares
CITADEL ADVISORS LLC Reduced $2.7m27.1k shares
WOLVERINE TRADING, LLC Reduced $584.9k5.8k shares
Belvedere Trading LLC Added $332.8k3.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.8m18.2k shares
CITADEL ADVISORS LLC Reduced $352.9k3.5k shares
WOLVERINE TRADING, LLC New $282.4k2.8k shares
Belvedere Trading LLC Unchanged $10.1k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.38% of their portfolio SANTA CLARA, CA 10,611,85610.6m $1.1bn $1.1bn 2.38% Reduced -750.7k -750,681
2 ENVESTNET ASSET MANAGEMENT INC 0.35% of their portfolio Berwyn, PA 9,977,92310.0m $1.0bn $1.0bn 0.35% Added +1.3m +1,274,595
3 SEI INVESTMENTS CO 1.30% of their portfolio OAKS, PA 9,104,1819.1m $918.1m $918.1m 1.30% Added +14.4k +14,364
4 MATHER GROUP, LLC. 10.37% of their portfolio CHICAGO, IL 9,080,1409.1m $841.9m $841.9m 10.37% Added +95.6k +95,632
5 Avantax Planning Partners, Inc. 14.56% of their portfolio DUBUQUE, IA 4,492,2874.5m $453.0m $453.0m 14.56% Reduced -301.9k -301,852
6 OSAIC HOLDINGS, INC. 1.02% of their portfolio SCOTTSDALE, AZ 4,293,3884.3m $433.0m $433.0m 1.02% Reduced -633.1k -633,090
7 Mariner, LLC 0.78% of their portfolio Overland Park, KS 3,971,6314.0m $400.5m $400.5m 0.78% Added +150.0k +150,003
8 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 3,827,9423.8m $386.0m $386.0m 0.19% Added +362.3k +362,342
9 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 3,473,4593.5m $350.3m $350.3m 0.09% Added +335.8k +335,756
10 Raymond James Financial Services Advisors, Inc. 0.47% of their portfolio ST. PETERSBURG, FL 3,309,5713.3m $333.7m $333.7m 0.47% Reduced -291.3k -291,292
11 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,873,5742.9m $289.8m $289.8m 0.01% Added +232.1k +232,094
12 Fund Evaluation Group, LLC 17.14% of their portfolio CINCINNATI, OH 2,770,5422.8m $279.4m $279.4m 17.14% Reduced -86.5k -86,479
13 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,587,5802.6m $260.9m $260.9m 0.02% Reduced -4.6m -4,553,284
14 OneDigital Investment Advisors LLC 2.76% of their portfolio OVERLAND PARK, KS 2,192,8752.2m $221.1m $221.1m 2.76% Added +976.8k +976,788
15 McAdam, LLC 11.12% of their portfolio Philadelphia, PA 1,833,8241.8m $184.9m $184.9m 11.12% Added +76.8k +76,779
16 Cetera Investment Advisers 0.41% of their portfolio SCHAUMBURG, IL 1,785,2941.8m $180.0m $180.0m 0.41% Added +89.2k +89,186
17 CWM, LLC 0.83% of their portfolio OMAHA, NE 1,735,5741.7m $175.0m $175.0m 0.83% Added +30.1k +30,097
18 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,727,1911.7m $174.2m $174.2m 0.02% Added +76.6k +76,645
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 1,486,5971.5m $149.9m $149.9m 0.15% Added +125.7k +125,667
20 FORT PITT CAPITAL GROUP, LLC 4.42% of their portfolio Pittsburgh, PA 1,443,6901.4m $145.6m $145.6m 4.42% Reduced -22.2k -22,193
21 MML INVESTORS SERVICES, LLC 0.57% of their portfolio SPRINGFIELD, MA 1,410,1761.4m $142.2m $142.2m 0.57% Added +130.4k +130,444
22 Thrive Wealth Management, LLC 24.97% of their portfolio AUDUBON, PA 1,264,5541.3m $127.5m $127.5m 24.97% Added +24.1k +24,110
23 MONETA GROUP INVESTMENT ADVISORS LLC 1.92% of their portfolio ST LOUIS, MO 1,190,9911.2m $120.1m $120.1m 1.92% Added +767 +767
24 Focus Financial Network, Inc. 4.96% of their portfolio MINNEAPOLIS, MN 1,140,3311.1m $116.1m $116.1m 4.96% Added +2.4k +2,381
25 HighTower Advisors, LLC 0.16% of their portfolio CHICAGO, IL 1,025,7411.0m $103.4m $103.4m 0.16% Added +29.9k +29,868
26 Marquette Asset Management, LLC 17.11% of their portfolio MINNEAPOLIS, MN 998,370998.4k $100.7m $100.7m 17.11% Added +3.1k +3,091
27 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 905,572905.6k $91.3m $91.3m 0.14% Added +39.7k +39,697
28 HHM Wealth Advisors, LLC 13.51% of their portfolio CHATTANOOGA, TN 890,246890.2k $89.8m $89.8m 13.51% Added +1.9k +1,862
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.21% of their portfolio PLYMOUTH, MN 884,272884.3k $89.2m $89.2m 0.21% Reduced -17.7k -17,673
30 Financial Advisors, LLC 17.49% of their portfolio ANDOVER, MA 848,063848.1k $85.5m $85.5m 17.49% Reduced -22.6k -22,594
31 ASSETMARK, INC 0.26% of their portfolio CONCORD, CA 843,932843.9k $85.1m $85.1m 0.26% Reduced -9.0k -8,959
32 Cerity Partners LLC 0.22% of their portfolio NEW YORK, NY 792,870792.9k $80.0m $80.0m 0.22% Reduced -814 -814
33 Beacon Pointe Advisors, LLC 0.93% of their portfolio NEWPORT BEACH, CA 776,193776.2k $78.3m $78.3m 0.93% Added +3.9k +3,871
34 AVANTAX ADVISORY SERVICES, INC. 0.55% of their portfolio DALLAS, TX 765,244765.2k $77.2m $77.2m 0.55% Added +279.3k +279,302
35 Krilogy Financial LLC 5.66% of their portfolio ST. LOUIS, MO 761,020761.0k $76.7m $76.7m 5.66% Reduced -34.8k -34,785
36 Thrivent Financial for Lutherans 0.15% of their portfolio Minneapolis, MN 753,217753.2k $76.0m $76.0m 0.15% Reduced -7.4k -7,391
37 Kestra Advisory Services, LLC 0.39% of their portfolio AUSTIN, TX 748,018748.0k $70.3m $70.3m 0.39% Added +233.4k +233,402
38 Envestnet Portfolio Solutions, Inc. 0.25% of their portfolio BERWYN, PA 711,010711.0k $71.7m $71.7m 0.25% Reduced -1.4k -1,390
39 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 706,526706.5k $71.2m $71.2m 0.11% Added +43.7k +43,709
40 Legacy Financial Strategies, LLC 17.34% of their portfolio OVERLAND PARK, KS 698,888698.9k $72.1m $72.1m 17.34% Added +22.9k +22,889
41 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 687,529687.5k $69.3m $69.3m 0.02% Added +120.9k +120,871
42 Clark Capital Management Group, Inc. 0.50% of their portfolio PHILADELPHIA, PA 673,479673.5k $67.9m $67.9m 0.50% Added +246.3k +246,257
43 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 667,743667.7k $67.3m $67.3m 0.02% Added +56.4k +56,405
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 664,809664.8k $67.0m $67.0m 0.01% Reduced -15.7k -15,731
45 Brio Consultants, LLC 10.89% of their portfolio SAN FRANCISCO, CA 655,103655.1k $66.1m $66.1m 10.89% Reduced -6.4k -6,355
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.52% of their portfolio IRVING, TX 596,900596.9k $60.2m $60.2m 0.52% Reduced -16.0k -16,020
47 Cambridge Investment Research Advisors, Inc. 0.22% of their portfolio FAIRFIELD, IA 581,772581.8k $58.7m $58.7m 0.22% Added +42.3k +42,334
48 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.25% of their portfolio MINNEAPOLIS, MN 578,561578.6k $58.3m $58.3m 1.25% Reduced -3.5k -3,538
49 Strategic Financial Concepts, LLC 0.02% of their portfolio SAN ANTONIO, TX 577,662577.7k $36.2k $36.2k 0.02% Added +570.5k +570,510
50 RAINEY & RANDALL WEALTH ADVISORS INC. 13.23% of their portfolio Celebration, FL 555,508555.5k $56.1m $56.1m 13.23% Added +5.7k +5,653
51 Angeles Investment Advisors, LLC 2.85% of their portfolio SANTA MONICA, CA 554,000554.0k $55.9m $55.9m 2.85% Reduced -221.0k -221,000
52 One Capital Management, LLC 1.82% of their portfolio WESTLAKE VILLAGE, CA 530,937530.9k $53.5m $53.5m 1.82% Reduced -7.0k -7,023
53 HRC WEALTH MANAGEMENT, LLC 36.28% of their portfolio Moscow, ID 525,419525.4k $53.0m $53.0m 36.28% Added +13.3k +13,262
54 MAI Capital Management 0.51% of their portfolio INDEPENDENCE, OH 518,423518.4k $52.3m $52.3m 0.51% Added +16.7k +16,685
55 Prime Capital Investment Advisors, LLC 0.77% of their portfolio OVERLAND PARK, KS 518,351518.4k $52.3m $52.3m 0.77% Reduced -114.8k -114,812
56 Dechtman Wealth Management, LLC 11.62% of their portfolio CENTENNIAL, CO 515,578515.6k $52.0m $52.0m 11.62% Added +8.3k +8,290
57 Financial Management Professionals, Inc. 7.02% of their portfolio AUSTIN, TX 507,560507.6k $51.2m $51.2m 7.02% Added +3.6k +3,612
58 Advance Capital Management, Inc. 2.41% of their portfolio SOUTHFIELD, MI 505,126505.1k $50.9m $50.9m 2.41% Added +12.3k +12,255
59 FINANCIAL COUNSELORS INC 0.81% of their portfolio Overland Park, KS 497,379497.4k $50.2m $50.2m 0.81% Reduced -5.3k -5,324
60 Northern Capital Management, Inc. 32.77% of their portfolio SPOKANE, WA 486,900486.9k $49.1m $49.1m 32.77% Reduced -12.9k -12,898
61 Kelman-Lazarov, Inc. 9.10% of their portfolio MEMPHIS, TN 483,724483.7k $48.8m $48.8m 9.10% Reduced -17.8k -17,809
62 Nadler Financial Group, Inc. 5.70% of their portfolio DEERFIELD, IL 481,315481.3k $48.5m $48.5m 5.70% Added +9.4k +9,404
63 Koshinski Asset Management, Inc. 4.60% of their portfolio DECATUR, IL 473,864473.9k $49.6m $49.6m 4.60% Reduced -16.9k -16,866
64 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 473,368473.4k $47.7m $47.7m 0.05% Added +9.5k +9,526
65 Gemmer Asset Management LLC 5.11% of their portfolio WALNUT CREEK, CA 473,325473.3k $47.7m $47.7m 5.11% Added +2.2k +2,169
66 Berger Financial Group, Inc 3.74% of their portfolio PLYMOUTH, MN 465,640465.6k $47.0m $47.0m 3.74% Added +87.4k +87,368
67 FORTE CAPITAL LLC /ADV 5.66% of their portfolio ROCHESTER, NY 464,681464.7k $46.9m $46.9m 5.66% Reduced -41.1k -41,139
68 BURKETT FINANCIAL SERVICES, LLC 23.96% of their portfolio ROCK HILL, SC 463,010463.0k $46.7m $46.7m 23.96% Reduced -4.5k -4,502
69 Private Wealth Strategies, L.L.C. 8.99% of their portfolio New Albany, OH 444,273444.3k $44.8m $44.8m 8.99% Added +4.7k +4,668
70 UBS Group AG 0.01% of their portfolio ZURICH, V8 443,212443.2k $44.7m $44.7m 0.01% Reduced -34.2k -34,197
71 Cornerstone Wealth Advisors, Inc. 13.34% of their portfolio EDINA, MN 441,962442.0k $44.6m $44.6m 13.34% Reduced -6.4k -6,358
72 Tradition Wealth Management, LLC 4.07% of their portfolio EDINA, MN 417,313417.3k $42.1m $42.1m 4.07% Added +15.5k +15,455
73 World Investment Advisors 2.56% of their portfolio LINCROFT, NJ 408,331408.3k $41.2m $41.2m 2.56% Added +60.9k +60,864
74 HB Wealth Management, LLC 0.47% of their portfolio Atlanta, GA 403,063403.1k $40.6m $40.6m 0.47% Reduced -6.5k -6,524
75 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 13.83% of their portfolio EAGLE, ID 402,768402.8k $40.6m $40.6m 13.83% Added +3.4k +3,370
76 Main Street Financial Solutions, LLC 3.81% of their portfolio NEWTOWN, PA 401,094401.1k $40.4m $40.4m 3.81% Added +13.1k +13,074
77 Stratos Wealth Advisors, LLC 1.99% of their portfolio BEACHWOOD, OH 398,341398.3k $40.2m $40.2m 1.99% Added +13.0k +13,040
78 ANGELES WEALTH MANAGEMENT, LLC 3.74% of their portfolio SANTA MONICA, CA 395,025395.0k $39.8m $39.8m 3.74% Added +148.9k +148,942
79 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 393,699393.7k $39.7m $39.7m 0.04% Reduced -232.1k -232,092
80 Rollins Financial Advisors, LLC 6.76% of their portfolio ATLANTA, GA 390,494390.5k $39.4m $39.4m 6.76% Added +9.6k +9,614
81 Schneider Downs Wealth Management Advisors, LP 8.44% of their portfolio Pittsburgh, PA 376,107376.1k $37.9m $37.9m 8.44% Reduced -12.6k -12,572
82 PARK AVENUE SECURITIES LLC 0.46% of their portfolio NEW YORK, NY 369,249369.2k $37.2m $37.2m 0.46% Added +61.7k +61,747
83 XML Financial, LLC 3.72% of their portfolio BETHESDA, MD 366,295366.3k $36.9m $36.9m 3.72% Reduced -31.7k -31,729
84 GHP Investment Advisors, Inc. 1.83% of their portfolio Denver, CO 363,898363.9k $36.7m $36.7m 1.83% Added +1.0k +1,038
85 Visionary Wealth Advisors 2.25% of their portfolio O'FALLON, IL 341,756341.8k $34.5m $34.5m 2.25% Reduced -17.8k -17,832
86 UNIQUE WEALTH, LLC 8.84% of their portfolio TAMPA, FL 334,534334.5k $33.7m $33.7m 8.84% Reduced -2.5k -2,484
87 RE Dickinson Investment Advisors, LLC 20.39% of their portfolio COUNCIL BLUFFS, IA 332,587332.6k $33.5m $33.5m 20.39% Added +55.5k +55,514
88 Summit Asset Management, LLC 6.87% of their portfolio MEMPHIS, TN 329,207329.2k $33.2m $33.2m 6.87% Added +5.0k +4,987
89 Strategic Blueprint, LLC 2.24% of their portfolio ATLANTA, GA 326,041326.0k $32.9m $32.9m 2.24% Added +5.8k +5,836
90 PRUDENTIAL FINANCIAL INC 0.05% of their portfolio NEWARK, NJ 324,128324.1k $32.7m $32.7m 0.05% Added +37.8k +37,793
91 Mokosak Advisory Group, LLC 10.47% of their portfolio URBANDALE, IA 314,022314.0k $31.7m $31.7m 10.47% Reduced -3.4k -3,446
92 Charles Schwab Trust Co 2.92% of their portfolio HENDERSON, NV 312,783312.8k $31.5m $31.5m 2.92% Reduced -14.6k -14,648
93 Triton Wealth Management, PLLC 18.54% of their portfolio SUN CITY, AZ 311,007311.0k $31.7m $31.7m 18.54% Added +3.2k +3,153
94 Financial Synergies Wealth Advisors, Inc. 4.22% of their portfolio HOUSTON, TX 310,857310.9k $31.3m $31.3m 4.22% Reduced -13.7k -13,723
95 Goepper Burkhardt LLC 14.14% of their portfolio GREENVILLE, SC 309,782309.8k $31.2m $31.2m 14.14% Added +907 +907
96 MARSHALL FINANCIAL GROUP INC /ADV 10.05% of their portfolio DOYLESTOWN, PA 307,071307.1k $31.0m $31.0m 10.05% Added +1.2k +1,175
97 Provident Wealth Management, LLC 11.32% of their portfolio BRENTWOOD, TN 306,951307.0k $31.0m $31.0m 11.32% Added +7.3k +7,253
98 Invst, LLC 3.42% of their portfolio INDIANAPOLIS, IN 305,101305.1k $31.0m $31.0m 3.42% Reduced -51.0k -50,988
99 Milestone Investment Advisors LLC 8.10% of their portfolio MIDDLETON, WI 302,218302.2k $30.5m $30.5m 8.10% Added +2.1k +2,101
100 Bleakley Financial Group, LLC 0.85% of their portfolio PARSIPPANY, NJ 293,183293.2k $29.6m $29.6m 0.85% Reduced -646 -646