Vault-13

SCHWAB STRATEGIC TR SCHX

US LRG CAP ETF · ETP · CUSIP 808524201

1,252 institutional holders +28 vs Q2 2024
335,982,078336.0m shares reported held*
$20.7bnreported value*
89 new 469 added 458 reduced 63 sold out net sold ≈ $9.1bn (-104.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $61.51. Options: 3 managers hold calls ($2.3m notional), 1 hold puts ($67.8k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 962Q4 22: 1,036Q1 23: 1,040Q2 23: 1,074Q3 23: 1,049Q4 23: 1,169Q1 24: 1,192Q2 24: 1,224Q3 24: 1,2521,252Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022962
Q4 20221,036
Q1 20231,040
Q2 20231,074
Q3 20231,049
Q4 20231,169
Q1 20241,192
Q2 20241,224
Q3 20241,252

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 491 bought or addedQ4 22: 396 cut or sold outQ1 23: 433 bought or addedQ1 23: 481 cut or sold outQ1 23Q2 23: 443 bought or addedQ2 23: 490 cut or sold outQ3 23: 431 bought or addedQ3 23: 494 cut or sold outQ3 23Q4 23: 492 bought or addedQ4 23: 463 cut or sold outQ1 24: 503 bought or addedQ1 24: 577 cut or sold outQ1 24Q2 24: 469 bought or addedQ2 24: 531 cut or sold outQ3 24: 558 bought or addedQ3 24: 521 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022491396
Q1 2023433481
Q2 2023443490
Q3 2023431494
Q4 2023492463
Q1 2024503577
Q2 2024469531
Q3 2024558521

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 23 calls: $2.2mQ4 23 puts: $564.0kQ4 23P/C 0.26Q1 24 calls: $2.5mQ1 24 puts: $74.5kQ1 24P/C 0.03Q2 24 calls: $1.6mQ2 24 puts: $218.4kQ2 24P/C 0.14Q3 24 calls: $2.3mQ3 24 puts: $67.8kQ3 24P/C 0.03
Numbers
QuarterCallsPutsP/C
Q4 2023$2.2m$564.0k0.26
Q1 2024$2.5m$74.5k0.03
Q2 2024$1.6m$218.4k0.14
Q3 2024$2.3m$67.8k0.03

Biggest buyers

MONETA GROUP INVESTMENT ADVISORS LLC Added +17,611,825+17.6m
MERCER GLOBAL ADVISORS INC /ADV Added +9,179,683+9.2m
US BANCORP \DE\ Added +6,275,290+6.3m
Campbell Wealth Management New +5,109,323+5.1m
Scarborough Advisors, LLC New +1,573,330+1.6m
Newman Dignan & Sheerar, Inc. Added +1,008,236+1.0m
Betterment LLC Added +994,809+994.8k
Chicago Partners Investment Group LLC Added +899,348+899.3k
IMA Advisory Services, Inc. New +628,480+628.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +578,359+578.4k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -149,100,605-149.1m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -1,083,335-1.1m
DRAVO BAY LLC Reduced -473,233-473.2k
Tradewinds Capital Management, LLC Reduced -422,859-422.9k
Thrivent Financial for Lutherans Reduced -421,011-421.0k
Veery Capital, LLC Reduced -348,687-348.7k
Focus Partners Wealth Reduced -348,214-348.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -332,330-332.3k
American Trust Reduced -331,869-331.9k
Creative Planning Reduced -291,370-291.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m18.0k shares
CITADEL ADVISORS LLC Added $1.1m16.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $67.8k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.88% of their portfolio OVERLAND PARK, KS 27,919,13927.9m $1.9bn $1.9bn 1.88% Reduced -291.4k -291,370
2 MONETA GROUP INVESTMENT ADVISORS LLC 8.41% of their portfolio ST LOUIS, MO 25,610,56825.6m $579.2m $579.2m 8.41% Added +17.6m +17,611,825
3 US BANCORP \DE\ 1.79% of their portfolio MINNEAPOLIS, MN 20,593,42720.6m $1.4bn $1.4bn 1.79% Added +6.3m +6,275,290
4 MERCER GLOBAL ADVISORS INC /ADV 0.73% of their portfolio DENVER, CO 13,916,84613.9m $313.5m $313.5m 0.73% Added +9.2m +9,179,683
5 SEI INVESTMENTS CO 1.09% of their portfolio OAKS, PA 12,352,06312.4m $838.1m $838.1m 1.09% Reduced -176.4k -176,365
6 HBK Sorce Advisory LLC 21.99% of their portfolio ERIE, PA 10,636,58110.6m $721.7m $721.7m 21.99% Added +43.1k +43,115
7 SAGE FINANCIAL GROUP INC 46.31% of their portfolio W. CONSHOHOCKEN, PA 8,353,8128.4m $566.8m $566.8m 46.31% Reduced -24.5k -24,503
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.39% of their portfolio MILWAUKEE, WI 6,476,4906.5m $439.4m $439.4m 0.39% Added +578.4k +578,359
9 Cerity Partners LLC 0.93% of their portfolio NEW YORK, NY 6,217,9016.2m $421.9m $421.9m 0.93% Added +567.9k +567,858
10 UBS Group AG 0.11% of their portfolio ZURICH, V8 5,974,3976.0m $405.4m $405.4m 0.11% Reduced -203.2k -203,234
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.82% of their portfolio PLYMOUTH, MN 5,627,8275.6m $381.8m $381.8m 0.82% Reduced -1.1m -1,083,335
12 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 5,162,1105.2m $350.2m $350.2m 0.11% Reduced -332.3k -332,330
13 Campbell Wealth Management 30.88% of their portfolio ALEXANDRIA, VA 5,109,3235.1m $346.7m $346.7m 30.88% New
14 Diversified, LLC 29.54% of their portfolio Wilmington, DE 3,966,7414.0m $269.1m $269.1m 29.54% Added +62.2k +62,232
15 Diversified Enterprises, LLC 29.54% of their portfolio Wilmington, DE 3,966,7414.0m $269.1m $269.1m 29.54% First filing
16 Prime Capital Investment Advisors, LLC 3.71% of their portfolio OVERLAND PARK, KS 3,839,3863.8m $260.5m $260.5m 3.71% Reduced -129.9k -129,933
17 HighTower Advisors, LLC 0.36% of their portfolio CHICAGO, IL 3,666,3383.7m $248.8m $248.8m 0.36% Added +29.1k +29,103
18 JANUS HENDERSON GROUP PLC 0.12% of their portfolio LONDON, X0 3,353,3013.4m $227.5m $227.5m 0.12% Added +30.8k +30,752
19 McAdam, LLC 12.68% of their portfolio Philadelphia, PA 3,330,2533.3m $226.0m $226.0m 12.68% Added +111.4k +111,383
20 Mariner, LLC 0.40% of their portfolio Overland Park, KS 3,326,5383.3m $225.7m $225.7m 0.40% Reduced -48.6k -48,560
21 Koss-Olinger Consulting, LLC 18.96% of their portfolio GAINESVILLE, FL 3,219,6123.2m $218.5m $218.5m 18.96% Added +15.5k +15,487
22 ASSETMARK, INC 0.61% of their portfolio CONCORD, CA 3,133,4103.1m $212.6m $212.6m 0.61% Added +22.9k +22,872
23 JMG Financial Group, Ltd. 6.53% of their portfolio DOWNERS GROVE, IL 2,818,3272.8m $191.2m $191.2m 6.53% Reduced -29.3k -29,273
24 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,249,8802.2m $152.7m $152.7m 0.07% Added +54.2k +54,158
25 Beacon Pointe Advisors, LLC 1.67% of their portfolio NEWPORT BEACH, CA 2,132,6202.1m $144.7m $144.7m 1.67% Reduced -159.3k -159,318
26 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,000,4552.0m $135.7m $135.7m 0.01% Added +57.7k +57,666
27 Betterment LLC 0.32% of their portfolio NEW YORK, NY 1,987,7952.0m $134.9m $134.9m 0.32% Added +994.8k +994,809
28 BlueSky Wealth Advisors, LLC 20.82% of their portfolio New Bern, NC 1,976,0582.0m $134.1m $134.1m 20.82% Added +7.3k +7,313
29 Apriem Advisors 15.43% of their portfolio IRVINE, CA 1,946,4721.9m $132.1m $132.1m 15.43% Reduced -57.4k -57,390
30 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,848,0941.8m $125.4m $125.4m 0.01% Added +19.6k +19,624
31 Kohmann Bosshard Financial Services, LLC 15.33% of their portfolio FAIRLAWN, OH 1,819,8971.8m $123.5m $123.5m 15.33% Added +104.9k +104,860
32 Cresset Asset Management, LLC 0.48% of their portfolio Chicago, IL 1,819,1081.8m $123.4m $123.4m 0.48% Reduced -63.9k -63,907
33 Corient Private Wealth LP 0.19% of their portfolio MIAMI, FL 1,785,0701.8m $120.9m $120.9m 0.19% Added +195.0k +194,995
34 GREENWOOD GEARHART LLC 9.95% of their portfolio FAYETTEVILLE, AR 1,764,8961.8m $119.7m $119.7m 9.95% Added +170.9k +170,933
35 EVERMAY WEALTH MANAGEMENT LLC 18.70% of their portfolio ARLINGTON, VA 1,714,8031.7m $116.3m $116.3m 18.70% Reduced -29.0k -28,954
36 RKL Wealth Management LLC 9.79% of their portfolio LANCASTER, PA 1,594,2031.6m $108.2m $108.2m 9.79% Reduced -63.9k -63,867
37 Scarborough Advisors, LLC 17.25% of their portfolio ANNAPOLIS, MD 1,573,3301.6m $106.8m $106.8m 17.25% New
38 Northwest Quadrant Wealth Management, LLC 23.83% of their portfolio BEND, OR 1,523,7161.5m $103.4m $103.4m 23.83% Added +868 +868
39 Orgel Wealth Management, LLC 2.57% of their portfolio ALTOONA, WI 1,513,1501.5m $102.7m $102.7m 2.57% Reduced -468 -468
40 Newman Dignan & Sheerar, Inc. 8.23% of their portfolio PROVIDENCE, RI 1,498,5891.5m $34.4m $34.4m 8.23% Added +1.0m +1,008,236
41 JOHNSON INVESTMENT COUNSEL INC 0.93% of their portfolio Cincinnati, OH 1,390,2011.4m $94.3m $94.3m 0.93% Added +67.7k +67,710
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,376,8801.4m $93.4m $93.4m 0.00% Added +211.9k +211,918
43 Chicago Partners Investment Group LLC 1.08% of their portfolio CHICAGO, IL 1,330,6811.3m $30.4m $30.4m 1.08% Added +899.3k +899,348
44 Curi Capital, LLC 2.03% of their portfolio CHICAGO, IL 1,318,2681.3m $89.4m $89.4m 2.03% Added +81.6k +81,618
45 Marcum Wealth, LLC 8.08% of their portfolio CLEVELAND, OH 1,281,6561.3m $87.0m $87.0m 8.08% Reduced -41.0k -40,995
46 Standpoint Asset Management, LLC 16.17% of their portfolio SCOTTSDALE, AZ 1,257,8001.3m $85.3m $85.3m 16.17% Added +143.5k +143,500
47 Steele Capital Management, Inc. 4.39% of their portfolio DUBUQUE, IA 1,235,0831.2m $83.9m $83.9m 4.39% Reduced -57.6k -57,644
48 FINANCIAL CONSULATE, INC 22.18% of their portfolio HUNT VALLEY, MD 1,230,7471.2m $83.5m $83.5m 22.18% Added +66.3k +66,293
49 Charles Schwab Trust Co 7.03% of their portfolio HENDERSON, NV 1,200,8471.2m $81.5m $81.5m 7.03% Added +81.9k +81,921
50 Bangor Savings Bank 7.61% of their portfolio BANGOR, ME 1,192,1351.2m $80.9m $80.9m 7.61% Reduced -42.0k -41,973
51 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,129,2411.1m $76.7m $76.7m 0.02% Reduced -7.9k -7,892
52 HB Wealth Management, LLC 0.77% of their portfolio Atlanta, GA 1,054,3921.1m $71.5m $71.5m 0.77% Reduced -4.1k -4,051
53 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 1,039,8971.0m $70.6m $70.6m 0.24% Added +43.6k +43,551
54 Wealthspire Advisors, LLC 0.72% of their portfolio NEW YORK, NY 1,037,8031.0m $70.4m $70.4m 0.72% Reduced -17.3k -17,310
55 Integrated Wealth Concepts LLC 0.84% of their portfolio WALTHAM, MA 1,017,8821.0m $69.1m $69.1m 0.84% Added +17.0k +16,959
56 Fund Evaluation Group, LLC 3.79% of their portfolio CINCINNATI, OH 1,009,6131.0m $68.5m $68.5m 3.79% Reduced -14.5k -14,525
57 Meridian Wealth Partners, LLC 10.49% of their portfolio EXTON, PA 993,643993.6k $67.4m $67.4m 10.49% Reduced -54.4k -54,381
58 Adams Wealth Management 13.96% of their portfolio LOGAN, UT 959,056959.1k $65.1m $65.1m 13.96% Added +10.8k +10,843
59 CacheTech Inc. 13.96% of their portfolio LOGAN, UT 959,056959.1k $65.1m $65.1m 13.96% Added +10.8k +10,843
60 American Trust 5.24% of their portfolio LEXINGTON, KY 935,327935.3k $63.5m $63.5m 5.24% Reduced -331.9k -331,869
61 Berger Financial Group, Inc 4.37% of their portfolio PLYMOUTH, MN 893,196893.2k $60.6m $60.6m 4.37% Added +25.4k +25,430
62 Leverty Financial Group, LLC 32.43% of their portfolio HUDSON, WI 874,803874.8k $59.4m $59.4m 32.43% Added +323.9k +323,867
63 Sequoia Financial Advisors, LLC 0.64% of their portfolio Akron, OH 873,688873.7k $59.3m $59.3m 0.64% Reduced -18.6k -18,556
64 Savant Capital, LLC 0.48% of their portfolio ROCKFORD, IL 849,217849.2k $57.6m $57.6m 0.48% Reduced -9.3k -9,342
65 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 826,668826.7k $56.1m $56.1m 0.07% Added +98.6k +98,562
66 Jaffetilchin Investment Partners, LLC 4.23% of their portfolio TAMPA, FL 819,617819.6k $55.6m $55.6m 4.23% Added +32.4k +32,370
67 CHOREO, LLC 0.80% of their portfolio ROCKFORD, IL 807,109807.1k $54.3m $54.3m 0.80% Reduced -52.1k -52,051
68 OneDigital Investment Advisors LLC 0.62% of their portfolio OVERLAND PARK, KS 802,832802.8k $54.5m $54.5m 0.62% Reduced -63.9k -63,864
69 Aptus Capital Advisors, LLC 0.27% of their portfolio FAIRHOPE, AL 798,144798.1k $18.1m $18.1m 0.27% Added +19.4k +19,411
70 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 11.92% of their portfolio BETHLEHEM, PA 794,880794.9k $53.9m $53.9m 11.92% Added +162.7k +162,654
71 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 786,770786.8k $53.4m $53.4m 0.16% Added +5.2k +5,214
72 GUARDIAN WEALTH ADVISORS, LLC / NC 5.74% of their portfolio RALEIGH, NC 781,686781.7k $53.0m $53.0m 5.74% Added +20.2k +20,202
73 NewSquare Capital LLC 4.11% of their portfolio NEWTOWN SQUARE, PA 778,883778.9k $51.6m $51.6m 4.11% Added +13.4k +13,389
74 Legacy Wealth Management, LLC 3.42% of their portfolio MEMPHIS, TN 777,112777.1k $52.7m $52.7m 3.42% Reduced -20.6k -20,558
75 Focus Partners Wealth 0.16% of their portfolio ST LOUIS, MO 755,220755.2k $51.2m $51.2m 0.16% Reduced -348.2k -348,214
76 Alliance Wealth Management Group 13.63% of their portfolio FLEMINGTON, NJ 755,138755.1k $51.2m $51.2m 13.63% Added +995 +995
77 Towercrest Capital Management 8.26% of their portfolio NEWTOWN, PA 755,138755.1k $51.2m $51.2m 8.26% Added +995 +995
78 Apollon Wealth Management, LLC 1.42% of their portfolio MOUNT PLEASANT, SC 742,028742.0k $50.3m $50.3m 1.42% Added +23.0k +22,963
79 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.41% of their portfolio IRVING, TX 727,371727.4k $49.4m $49.4m 0.41% Reduced -31.5k -31,523
80 Buffington Mohr McNeal 7.83% of their portfolio BOISE, ID 701,824701.8k $47.6m $47.6m 7.83% Added +8.5k +8,455
81 HARBOUR INVESTMENTS, INC. 1.42% of their portfolio MADISON, WI 696,983697.0k $47.3m $47.3m 1.42% Added +10.8k +10,839
82 Csenge Advisory Group 0.81% of their portfolio CLEARWATER, FL 678,632678.6k $15.5m $15.5m 0.81% Added +463.2k +463,176
83 APPLETON PARTNERS INC/MA 3.22% of their portfolio BOSTON, MA 644,254644.3k $43.7m $43.7m 3.22% Reduced -7.4k -7,400
84 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 636,350636.4k $43.2m $43.2m 0.01% Reduced -8.0k -8,004
85 Baker Avenue Asset Management, LP 1.37% of their portfolio SAN FRANCISCO, CA 635,973636.0k $43.2m $43.2m 1.37% Added +90.8k +90,762
86 IMA Advisory Services, Inc. 9.28% of their portfolio DENVER, CO 628,480628.5k $42.6m $42.6m 9.28% New
87 PINKERTON WEALTH, LLC 6.20% of their portfolio COEUR D ALENE, ID 627,994628.0k $42.6m $42.6m 6.20% Added +2.6k +2,602
88 Sanctuary Advisors, LLC 0.09% of their portfolio INDIANAPOLIS, IN 627,221627.2k $14.8m $14.8m 0.09% Added +459.6k +459,586
89 RIVERSEDGE ADVISORS, LLC 9.43% of their portfolio Wilmington, DE 612,981613.0k $41.6m $41.6m 9.43% Reduced -19.7k -19,660
90 Courage Miller Partners, LLC 13.89% of their portfolio NORFOLK, VA 608,855608.9k $41.3m $41.3m 13.89% Reduced -21.6k -21,641
91 Northeast Financial Group, Inc. 15.32% of their portfolio Allentown, PA 586,669586.7k $39.8m $39.8m 15.32% Added +97.9k +97,878
92 Embree Financial Group 7.04% of their portfolio Chicago, IL 582,340582.3k $39.5m $39.5m 7.04% Added +12.1k +12,122
93 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 577,736577.7k $39.2m $39.2m 0.06% Added +42.4k +42,381
94 Trinity Legacy Partners, LLC 3.42% of their portfolio HOUSTON, TX 577,081577.1k $13.3m $13.3m 3.42% Added +390.1k +390,089
95 VALLEY NATIONAL ADVISERS INC 7.04% of their portfolio BETHLEHEM, PA 575,073575.1k $39.0m $39.0m 7.04% Reduced -200.4k -200,374
96 Ashford Advisors, LLC 9.03% of their portfolio PITTSFORD, NY 571,456571.5k $38.8m $38.8m 9.03% Reduced -755 -755
97 Modera Wealth Management, LLC 0.48% of their portfolio WESTWOOD, NJ 558,041558.0k $37.9m $37.9m 0.48% Reduced -24.7k -24,745
98 Richardson Capital Management LLC 26.02% of their portfolio MENOMONEE FALLS, WI 548,979549.0k $37.2m $37.2m 26.02% Added +77.0k +77,043
99 Strategic Equity Management 16.87% of their portfolio TUCSON, AZ 524,315524.3k $35.6m $35.6m 16.87% Added +118.3k +118,319
100 ACCESS FINANCIAL SERVICES, INC. 16.24% of their portfolio MINNEAPOLIS, MN 521,887521.9k $35.4m $35.4m 16.24% Reduced -78.1k -78,140