Vault-13

SCHWAB STRATEGIC TR SCHX

US LRG CAP ETF · ETP · CUSIP 808524201

1,040 institutional holders +4 vs Q4 2022
433,904,258433.9m shares reported held*
$21.0bnreported value*
63 new 370 added 427 reduced 54 sold out net sold ≈ $533.6m (-9.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($30.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.37. Options: 5 managers hold calls ($4.2m notional), 3 hold puts ($1.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 962Q4 22: 1,036Q1 23: 1,0401,040Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022962
Q4 20221,036
Q1 20231,040

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 491 bought or addedQ4 22: 396 cut or sold outQ4 22Q1 23: 433 bought or addedQ1 23: 481 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022491396
Q1 2023433481

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.2mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $3.1mQ4 22 puts: $641.1kQ4 22P/C 0.20Q1 23 calls: $4.2mQ1 23 puts: $1.1mQ1 23P/C 0.26
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$00.00
Q4 2022$3.1m$641.1k0.20
Q1 2023$4.2m$1.1m0.26

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +2,372,350+2.4m
McAdam, LLC Added +1,379,414+1.4m
MONETA GROUP INVESTMENT ADVISORS LLC Added +1,221,535+1.2m
CHOREO, LLC New +788,392+788.4k
SEI INVESTMENTS CO Added +583,243+583.2k
Orion Portfolio Solutions, LLC Added +490,515+490.5k
Your Advocates Ltd., LLP Added +330,378+330.4k
Koss-Olinger Consulting, LLC Added +234,050+234.1k
ASSETMARK, INC Added +227,481+227.5k
Vantage Financial Partners, LLC New +213,526+213.5k

Biggest sellers

HBK Sorce Advisory LLC Reduced -8,597,176-8.6m
Creative Planning Reduced -1,194,579-1.2m
Charles Schwab Investment Advisory, Inc. Reduced -1,061,160-1.1m
Prime Capital Investment Advisors, LLC Reduced -596,522-596.5k
Foster Victor Wealth Advisors, LLC Reduced -495,601-495.6k
Cresset Asset Management, LLC Reduced -490,725-490.7k
CAPTRUST FINANCIAL ADVISORS Reduced -447,697-447.7k
Avidian Wealth Enterprises, LLC Reduced -421,830-421.8k
AMERIPRISE FINANCIAL INC Reduced -382,978-383.0k
IFP Advisors, Inc Reduced -369,850-369.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9m59.9k shares
CITADEL ADVISORS LLC Reduced $928.7k19.2k shares
WOLVERINE TRADING, LLC New $395.0k8.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $0300 shares

Biggest puts

WOLVERINE TRADING, LLC New $715.0k15.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $309.6k6.4k shares
CITADEL ADVISORS LLC Reduced $67.7k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 7.32% of their portfolio SAN FRANCISCO, CA 94,908,38294.9m $4.6bn $4.6bn 7.32% Reduced -1.1m -1,061,160
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.65% of their portfolio SAN FRANCISCO, CA 43,994,41844.0m $2.1bn $2.1bn 0.65% Added +2.4m +2,372,350
3 SEI INVESTMENTS CO 2.69% of their portfolio OAKS, PA 29,898,19129.9m $1.4bn $1.4bn 2.69% Added +583.2k +583,243
4 Creative Planning 2.05% of their portfolio OVERLAND PARK, KS 29,446,92429.4m $1.4bn $1.4bn 2.05% Reduced -1.2m -1,194,579
5 ENVESTNET ASSET MANAGEMENT INC 0.40% of their portfolio Berwyn, PA 17,340,28117.3m $838.7m $838.7m 0.40% Reduced -351.1k -351,144
6 MERCER GLOBAL ADVISORS INC /ADV 3.39% of their portfolio DENVER, CO 15,443,78315.4m $747.0m $747.0m 3.39% Reduced -362.5k -362,545
7 HBK Sorce Advisory LLC 19.53% of their portfolio ERIE, PA 8,885,9208.9m $429.8m $429.8m 19.53% Reduced -8.6m -8,597,176
8 SAGE FINANCIAL GROUP INC 45.19% of their portfolio W. CONSHOHOCKEN, PA 8,244,8698.2m $398.8m $398.8m 45.19% Added +128.4k +128,438
9 UBS Group AG 0.18% of their portfolio ZURICH, V8 7,839,5637.8m $379.2m $379.2m 0.18% Reduced -31.9k -31,949
10 MONETA GROUP INVESTMENT ADVISORS LLC 7.64% of their portfolio ST LOUIS, MO 6,582,9166.6m $318.4m $318.4m 7.64% Added +1.2m +1,221,535
11 Campbell Wealth Management 27.48% of their portfolio ALEXANDRIA, VA 4,535,0184.5m $219.4m $219.4m 27.48% Added +145.7k +145,706
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.28% of their portfolio MILWAUKEE, WI 4,136,6764.1m $200.1m $200.1m 0.28% Reduced -143.8k -143,771
13 Mariner, LLC 0.54% of their portfolio Overland Park, KS 3,843,7673.8m $185.9m $185.9m 0.54% Reduced -279.7k -279,696
14 JANUS HENDERSON GROUP PLC 0.12% of their portfolio LONDON, X0 3,669,9853.7m $177.5m $177.5m 0.12% Reduced -204.6k -204,646
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.00% of their portfolio PLYMOUTH, MN 3,558,3213.6m $172.1m $172.1m 2.00% Added +91.7k +91,672
16 AJ WEALTH STRATEGIES, LLC 8.90% of their portfolio NEW YORK, NY 3,528,7973.5m $170.7m $170.7m 8.90% Reduced -206.1k -206,125
17 WEALTHSOURCE PARTNERS, LLC 11.36% of their portfolio SAN LUIS OBISPO, CA 3,472,9053.5m $168.0m $168.0m 11.36% Reduced -63.9k -63,948
18 HighTower Advisors, LLC 0.34% of their portfolio CHICAGO, IL 3,214,4013.2m $155.5m $155.5m 0.34% Reduced -210.2k -210,244
19 Koss-Olinger Consulting, LLC 18.56% of their portfolio GAINESVILLE, FL 3,077,6353.1m $148.9m $148.9m 18.56% Added +234.1k +234,050
20 JMG Financial Group, Ltd. 7.13% of their portfolio DOWNERS GROVE, IL 2,907,0362.9m $140.6m $140.6m 7.13% Added +67.3k +67,308
21 Prime Capital Investment Advisors, LLC 5.59% of their portfolio OVERLAND PARK, KS 2,811,1992.8m $136.0m $136.0m 5.59% Reduced -596.5k -596,522
22 McAdam, LLC 11.12% of their portfolio Philadelphia, PA 2,553,7722.6m $123.5m $123.5m 11.12% Added +1.4m +1,379,414
23 Beacon Pointe Advisors, LLC 2.01% of their portfolio NEWPORT BEACH, CA 2,436,4262.4m $117.9m $117.9m 2.01% Added +88.0k +87,957
24 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,154,2452.2m $104.2m $104.2m 0.08% Added +34.3k +34,283
25 BlueSky Wealth Advisors, LLC 19.74% of their portfolio New Bern, NC 1,973,6312.0m $95.5m $95.5m 19.74% Added +64.4k +64,448
26 EVERMAY WEALTH MANAGEMENT LLC 18.62% of their portfolio ARLINGTON, VA 1,907,7721.9m $92.3m $92.3m 18.62% Reduced -60.3k -60,298
27 Cresset Asset Management, LLC 1.81% of their portfolio Chicago, IL 1,866,4631.9m $90.3m $90.3m 1.81% Reduced -490.7k -490,725
28 Marcum Wealth, LLC 10.60% of their portfolio CLEVELAND, OH 1,755,5861.8m $84.9m $84.9m 10.60% Reduced -25.9k -25,891
29 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 1,698,6211.7m $82.2m $82.2m 0.15% Reduced -4.0k -3,988
30 Orgel Wealth Management, LLC 2.85% of their portfolio ALTOONA, WI 1,649,1071.6m $79.8m $79.8m 2.85% Reduced -103.1k -103,102
31 Adams Wealth Management 24.76% of their portfolio LOGAN, UT 1,585,5101.6m $76.7m $76.7m 24.76% Reduced -284.3k -284,309
32 Apriem Advisors 12.25% of their portfolio IRVINE, CA 1,583,1331.6m $76.6m $76.6m 12.25% Reduced -62.5k -62,489
33 RKL Wealth Management LLC 9.23% of their portfolio LANCASTER, PA 1,510,2681.5m $73.1m $73.1m 9.23% Added +37.0k +37,011
34 Northwest Quadrant Wealth Management, LLC 20.56% of their portfolio BEND, OR 1,475,7441.5m $71.4m $71.4m 20.56% Added +24.1k +24,061
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.38% of their portfolio IRVING, TX 1,398,5421.4m $67.6m $67.6m 0.38% Reduced -45.7k -45,744
36 Bangor Savings Bank 7.95% of their portfolio BANGOR, ME 1,390,5041.4m $67.3m $67.3m 7.95% Reduced -27.9k -27,894
37 ASSETMARK, INC 0.27% of their portfolio CONCORD, CA 1,371,5201.4m $66.3m $66.3m 0.27% Added +227.5k +227,481
38 Corient Private Wealth LP 0.17% of their portfolio MIAMI, FL 1,346,0301.3m $65.1m $65.1m 0.17% Added +170.1k +170,070
39 Scarborough Advisors, LLC 16.29% of their portfolio ANNAPOLIS, MD 1,336,9601.3m $64.7m $64.7m 16.29% Reduced -77.4k -77,402
40 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,250,7191.3m $60.5m $60.5m 0.01% Reduced -56.3k -56,278
41 Curi Wealth Management, LLC 8.48% of their portfolio Raleigh, NC 1,216,4211.2m $58.8m $58.8m 8.48% Added +44.9k +44,856
42 Integrated Wealth Concepts LLC 1.21% of their portfolio WALTHAM, MA 1,215,7211.2m $58.8m $58.8m 1.21% Added +14.2k +14,238
43 AE Wealth Management LLC 0.35% of their portfolio TOPEKA, KS 1,127,4991.1m $54.5m $54.5m 0.35% Added +45.4k +45,377
44 Sequoia Financial Advisors, LLC 1.20% of their portfolio Akron, OH 1,114,9421.1m $53.9m $53.9m 1.20% Reduced -56.8k -56,844
45 HB Wealth Management, LLC 0.93% of their portfolio Atlanta, GA 1,104,5831.1m $53.4m $53.4m 0.93% Added +7.9k +7,870
46 Wealthspire Advisors, LLC 0.88% of their portfolio NEW YORK, NY 1,063,5151.1m $51.4m $51.4m 0.88% Reduced -17.5k -17,529
47 Cambridge Investment Research Advisors, Inc. 0.25% of their portfolio FAIRFIELD, IA 1,044,7431.0m $50.5m $50.5m 0.25% Added +12.4k +12,367
48 Meridian Wealth Partners, LLC 10.88% of their portfolio EXTON, PA 1,032,7001.0m $50.0m $50.0m 10.88% Reduced -44.0k -44,048
49 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 981,470981.5k $47.5m $47.5m 0.01% Added +5.7k +5,662
50 CAPTRUST FINANCIAL ADVISORS 0.20% of their portfolio RALEIGH, NC 950,868950.9k $46.0m $46.0m 0.20% Reduced -447.7k -447,697
51 PINKERTON WEALTH, LLC 8.30% of their portfolio COEUR D ALENE, ID 917,627917.6k $44.4m $44.4m 8.30% Added +35.7k +35,712
52 Legacy Wealth Management, LLC 3.95% of their portfolio MEMPHIS, TN 912,948912.9k $44.2m $44.2m 3.95% Reduced -14.3k -14,300
53 American Trust 3.04% of their portfolio LEXINGTON, KY 900,926900.9k $43.8m $43.8m 3.04% Reduced -320.6k -320,550
54 Charles Schwab Trust Co 5.19% of their portfolio HENDERSON, NV 889,065889.1k $43.0m $43.0m 5.19% Added +30.2k +30,177
55 Leverty Financial Group, LLC 33.52% of their portfolio HUDSON, WI 882,777882.8k $42.7m $42.7m 33.52% Added +52.5k +52,471
56 FINANCIAL CONSULATE, INC 14.39% of their portfolio HUNT VALLEY, MD 852,964853.0k $41.3m $41.3m 14.39% Added +156.3k +156,285
57 Alliance Wealth Management Group 13.99% of their portfolio FLEMINGTON, NJ 851,515851.5k $41.2m $41.2m 13.99% Added +3.3k +3,294
58 Towercrest Capital Management 8.56% of their portfolio NEWTOWN, PA 851,515851.5k $41.2m $41.2m 8.56% Added +3.3k +3,294
59 JOHNSON INVESTMENT COUNSEL INC 0.54% of their portfolio Cincinnati, OH 846,080846.1k $40.9m $40.9m 0.54% Reduced -24.2k -24,179
60 Jaffetilchin Investment Partners, LLC 4.43% of their portfolio TAMPA, FL 807,038807.0k $39.0m $39.0m 4.43% Reduced -61.8k -61,828
61 Standpoint Asset Management, LLC 15.56% of their portfolio SCOTTSDALE, AZ 796,900796.9k $38.5m $38.5m 15.56% Added +39.3k +39,300
62 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 795,486795.5k $38.5m $38.5m 0.07% Added +13.2k +13,249
63 CHOREO, LLC 1.35% of their portfolio ROCKFORD, IL 788,392788.4k $38.1m $38.1m 1.35% New
64 VALLEY NATIONAL ADVISERS INC 6.53% of their portfolio BETHLEHEM, PA 763,648763.6k $37.2m $37.2m 6.53% Reduced -23.4k -23,383
65 RIVERSEDGE ADVISORS, LLC 10.53% of their portfolio Wilmington, DE 747,898747.9k $36.2m $36.2m 10.53% Added +5.6k +5,560
66 Buffington Mohr McNeal 7.75% of their portfolio BOISE, ID 699,366699.4k $33.8m $33.8m 7.75% Reduced -2.5k -2,533
67 Courage Miller Partners, LLC 14.22% of their portfolio NORFOLK, VA 694,729694.7k $33.6m $33.6m 14.22% Reduced -30.3k -30,309
68 IMA Advisory Services, Inc. 8.41% of their portfolio DENVER, CO 674,517674.5k $32.6m $32.6m 8.41% Added +9.1k +9,077
69 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 655,169655.2k $31.7m $31.7m 0.01% Reduced -383.0k -382,978
70 APPLETON PARTNERS INC/MA 2.81% of their portfolio BOSTON, MA 652,164652.2k $31.5m $31.5m 2.81% Reduced -6.3k -6,316
71 MONEYWISE, INC. 20.23% of their portfolio FOREST, VA 646,573646.6k $31.3m $31.3m 20.23% Added +38.5k +38,495
72 Ashford Advisors, LLC 10.17% of their portfolio PITTSFORD, NY 646,555646.6k $31.3m $31.3m 10.17% Reduced -17.1k -17,112
73 Parsec Financial Management, Inc. 1.27% of their portfolio ASHEVILLE, NC 622,584622.6k $30.1m $30.1m 1.27% Reduced -11.8k -11,834
74 CW Advisors, LLC 0.70% of their portfolio BOSTON, MA 603,970604.0k $29.2m $29.2m 0.70% Added +21.1k +21,068
75 Foster Victor Wealth Advisors, LLC 3.52% of their portfolio GREENVILLE, SC 601,617601.6k $29.0m $29.0m 3.52% Reduced -495.6k -495,601
76 Allworth Financial LP 0.29% of their portfolio FOLSOM, CA 597,849597.8k $28.9m $28.9m 0.29% Reduced -151.7k -151,729
77 ACCESS FINANCIAL SERVICES, INC. 17.43% of their portfolio MINNEAPOLIS, MN 592,853592.9k $28.7m $28.7m 17.43% Reduced -33.5k -33,495
78 Kohmann Bosshard Financial Services, LLC 5.33% of their portfolio FAIRLAWN, OH 586,759586.8k $28.4m $28.4m 5.33% Added +3.0k +2,978
79 Berger Financial Group, Inc 3.38% of their portfolio PLYMOUTH, MN 580,802580.8k $28.1m $28.1m 3.38% Reduced -165.7k -165,749
80 Financial Management Professionals, Inc. 5.36% of their portfolio AUSTIN, TX 573,968574.0k $27.8m $27.8m 5.36% Reduced -1.0k -1,044
81 NewSquare Capital LLC 3.28% of their portfolio NEWTOWN SQUARE, PA 573,953574.0k $27.8m $27.8m 3.28% Added +22.7k +22,706
82 McGlone Suttner Wealth Management, Inc. 7.12% of their portfolio APPLETON, WI 572,312572.3k $27.7m $27.7m 7.12% Added +102.4k +102,380
83 HARBOUR INVESTMENTS, INC. 1.50% of their portfolio MADISON, WI 569,599569.6k $27.6m $27.6m 1.50% Added +70.4k +70,377
84 Advanced Asset Management Advisors Inc 6.64% of their portfolio DUBLIN, OH 563,400563.4k $27.3m $27.3m 6.64% Unchanged
85 Matrix Trust Co 7.17% of their portfolio DENVER, CO 550,481550.5k $26.6m $26.6m 7.17% Added +10.2k +10,165
86 CANTOR FITZGERALD, L. P. 0.56% of their portfolio NEW YORK, NY 547,820547.8k $26.5m $26.5m 0.56% Reduced -213.6k -213,618
87 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 538,442538.4k $26.0m $26.0m 0.01% Added +2.8k +2,793
88 Focus Financial Network, Inc. 1.56% of their portfolio MINNEAPOLIS, MN 518,402518.4k $25.1m $25.1m 1.56% Added +39.4k +39,382
89 RATIONAL ADVISORS, INC. 2.02% of their portfolio San Juan, PR 511,751511.8k $24.8m $24.8m 2.02% Reduced -31.3k -31,307
90 BALLAST ADVISORS LLC 9.83% of their portfolio WOODBURY, MN 509,725509.7k $24.7m $24.7m 9.83% Added +1.1k +1,075
91 MANCHESTER FINANCIAL INC 7.11% of their portfolio Westlake Village, CA 507,863507.9k $24.6m $24.6m 7.11% Added +25.7k +25,749
92 Orion Porfolio Solutions, LLC 0.30% of their portfolio OMAHA, NE 504,207504.2k $24.4m $24.4m 0.30% Added +4.1k +4,143
93 Orion Portfolio Solutions, LLC 0.30% of their portfolio Omaha, NE 504,207504.2k $24.4m $24.4m 0.30% Added +490.5k +490,515
94 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 501,401501.4k $24.3m $24.3m 0.00% Reduced -50.9k -50,879
95 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 495,311495.3k $24.0m $24.0m 0.01% Added +59.2k +59,210
96 Savant Capital, LLC 0.44% of their portfolio ROCKFORD, IL 490,474490.5k $23.7m $23.7m 0.44% Reduced -96.2k -96,223
97 DRAVO BAY LLC 17.81% of their portfolio REHOBOTH BEACH, DE 490,003490.0k $23.7m $23.7m 17.81% Added +11.1k +11,075
98 Veery Capital, LLC 12.40% of their portfolio Wilmington, DE 480,368480.4k $23.2m $23.2m 12.40% Added +50.2k +50,156
99 Athena Investment Management 16.59% of their portfolio ORINDA, CA 476,738476.7k $23.1m $23.1m 16.59% Reduced -2.1k -2,067
100 MARSHALL FINANCIAL GROUP INC /ADV 9.36% of their portfolio DOYLESTOWN, PA 475,991476.0k $23.0m $23.0m 9.36% Reduced -10.0k -10,014