Vault-13

SCHWAB CHARLES FAMILY FD SCTXX

AMT TAX FREE MNY · Open-End Fund · CUSIP 808515530

46 institutional holders +9 vs Q2 2023
180,017,556180.0m shares reported held*
$180.0mreported value*
15 new 17 added 12 reduced 7 sold out net bought ≈ $63.9m (+63.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.00.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 20Q4 22: 26Q1 23: 33Q2 23: 37Q3 23: 4646Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202220
Q4 202226
Q1 202333
Q2 202337
Q3 202346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 19 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221712
Q1 20232113
Q2 20232121
Q3 20233219

Biggest buyers

WMS Partners, LLC Added +21,318,447+21.3m
CAPTRUST FINANCIAL ADVISORS Added +14,792,523+14.8m
Copperwynd Financial, LLC New +8,590,892+8.6m
Blue Barn Wealth, LLC New +5,895,956+5.9m
TRIAD FINANCIAL ADVISORS, INC. New +5,509,288+5.5m
Opes Wealth Management LLC Added +4,355,908+4.4m
Spectrum Asset Management, Inc. (NB/CA) New +4,343,000+4.3m
Sowell Financial Services LLC New +4,296,665+4.3m
Cornerstone Advisory, LLC New +4,072,000+4.1m
CWM, LLC Added +3,475,000+3.5m

Biggest sellers

Paradiem, LLC Sold out -10,542,943-10.5m
BAKER TILLY WEALTH MANAGEMENT, LLC Reduced -5,208,357-5.2m
ALTFEST L J & CO INC Reduced -4,555,027-4.6m
Cerity Partners LLC Sold out -3,500,000-3.5m
CMG Global Holdings, LLC Reduced -1,491,251-1.5m
FDx Advisors, Inc. Sold out -1,231,438-1.2m
TFC Financial Management, Inc. Reduced -1,155,000-1.2m
Arrowroot Family Office, LLC Sold out -1,009,610-1.0m
Adero Partners, LLC Reduced -830,000-830.0k
Mariner, LLC Sold out -719,824-719.8k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WMS Partners, LLC 3.50% of their portfolio TOWSON, MD 44,245,19744.2m $44.2m $44.2m 3.50% Added +21.3m +21,318,447
2 InterOcean Capital Group, LLC 0.57% of their portfolio NASHVILLE, TN 18,563,24618.6m $18.6m $18.6m 0.57% Added +156.4k +156,363
3 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 15,551,52315.6m $15.6m $15.6m 0.06% Added +14.8m +14,792,523
4 Rappaport Reiches Capital Management, LLC 5.98% of their portfolio SKOKIE`, IL 14,199,45314.2m $14.2m $14.2m 5.98% Reduced -3.2k -3,214
5 Copperwynd Financial, LLC 4.03% of their portfolio SCOTTSDALE, AZ 8,590,8928.6m $8.6m $8.6m 4.03% New
6 CWM, LLC 0.04% of their portfolio OMAHA, NE 6,475,0006.5m $6.5m $6.5m 0.04% Added +3.5m +3,475,000
7 Blue Barn Wealth, LLC 3.87% of their portfolio OREM, UT 5,895,9565.9m $5.9m $5.9m 3.87% New
8 TRIAD FINANCIAL ADVISORS, INC. 1.94% of their portfolio GREENSBORO, NC 5,509,2885.5m $5.5m $5.5m 1.94% New
9 Opes Wealth Management LLC 1.25% of their portfolio MENLO PARK, CA 4,495,9234.5m $4.5m $4.5m 1.25% Added +4.4m +4,355,908
10 Spectrum Asset Management, Inc. (NB/CA) 2.28% of their portfolio NEWPORT BEACH, CA 4,343,0004.3m $4.3m $4.3m 2.28% New
11 Sowell Financial Services LLC 0.27% of their portfolio NORTH LITTLE ROCK, AR 4,296,6654.3m $4.3m $4.3m 0.27% New
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 4,122,3744.1m $4.1m $4.1m 0.01% Added +1.5m +1,492,433
13 Cornerstone Advisory, LLC 0.71% of their portfolio HUNT VALLEY, MD 4,072,0004.1m $4.1m $4.1m 0.71% New
14 Independent Advisor Alliance 0.18% of their portfolio CHARLOTTE, NC 3,982,2714.0m $4.0m $4.0m 0.18% Added +2.0m +1,969,396
15 CMG Global Holdings, LLC 3.08% of their portfolio PLANO, TX 3,607,6093.6m $3.6m $3.6m 3.08% Reduced -1.5m -1,491,251
16 9258 Wealth Management, LLC 0.53% of their portfolio BLUE ASH, OH 2,750,0002.8m $2.8m $2.8m 0.53% New
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 2,449,2242.4m $2.4m $2.4m 0.00% Added +1.4m +1,448,956
18 Rice Partnership, LLC 0.68% of their portfolio HONOLULU, HI 2,386,1422.4m $2.4m $2.4m 0.68% Added +2.4m +2,386,142
19 ALTFEST L J & CO INC 0.32% of their portfolio NEW YORK, NY 2,055,3072.1m $2.1m $2.1m 0.32% Reduced -4.6m -4,555,027
20 Arkfeld Wealth Strategies, L.L.C. 1.44% of their portfolio OMAHA, NE 2,000,4832.0m $2.0m $2.0m 1.44% New
21 Claro Advisors Inc. 0.46% of their portfolio BOSTON, MA 1,849,4721.8m $1.8m $1.8m 0.46% Added +671 +671
22 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 1,670,0001.7m $1.7m $1.7m 0.08% New
23 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 1,542,5851.5m $1.5m $1.5m 0.01% Added +13.0k +12,976
24 ZACKS INVESTMENT MANAGEMENT 0.02% of their portfolio Chicago, IL 1,517,1661.5m $1.5m $1.5m 0.02% Added +12.8k +12,761
25 MGO ONE SEVEN LLC 0.11% of their portfolio Beachwood, OH 1,390,6101.4m $1.4m $1.4m 0.11% New
26 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 1,203,7101.2m $1.2m $1.2m 0.00% Added +3.7k +3,710
27 SteelPeak Wealth, LLC 0.08% of their portfolio WOODLAND HILLS, CA 1,191,9841.2m $1.2m $1.2m 0.08% Reduced -218.0k -218,016
28 SILVIA MCCOLL WEALTH MANAGEMENT, LLC 1.17% of their portfolio SAN DIEGO, CA 1,167,0941.2m $1.2m $1.2m 1.17% Added +9.8k +9,817
29 BAKER TILLY WEALTH MANAGEMENT, LLC 0.18% of their portfolio MADISON, WI 1,071,8311.1m $1.1m $1.1m 0.18% Reduced -5.2m -5,208,357
30 McAdam, LLC 0.09% of their portfolio Philadelphia, PA 1,066,0811.1m $1.1m $1.1m 0.09% New
31 Evanson Asset Management, LLC 0.09% of their portfolio CARMEL, CA 1,003,8431.0m $1.0m $1.0m 0.09% New
32 NewSquare Capital LLC 0.11% of their portfolio NEWTOWN SQUARE, PA 1,002,4781.0m $1.0m $1.0m 0.11% New
33 Adero Partners, LLC 0.08% of their portfolio PLEASANTON, CA 803,655803.7k $803.7k $803.7k 0.08% Reduced -830.0k -830,000
34 TFC Financial Management, Inc. 0.19% of their portfolio BOSTON, MA 788,884788.9k $788.9k $788.9k 0.19% Reduced -1.2m -1,155,000
35 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 665,491665.5k $665.0k $665.0k 0.05% Reduced -227.5k -227,534
36 Mirador Capital Partners LP 0.15% of their portfolio PLEASANTON, CA 653,364653.4k $653.4k $653.4k 0.15% New
37 Westover Capital Advisors, LLC 0.23% of their portfolio WILMINGTON, DE 633,500633.5k $633.5k $633.5k 0.23% Reduced -411.5k -411,500
38 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 454,998455.0k $455.6k $455.6k 0.02% Added +3.8k +3,827
39 Austin Private Wealth, LLC 0.06% of their portfolio Austin, TX 404,925404.9k $404.9k $404.9k 0.06% Reduced -179.8k -179,781
40 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 129,680129.7k $129.7k $129.7k 0.00% Added +44.4k +44,413
41 WARNER FINANCIAL, INC 0.08% of their portfolio BETHESDA, MD 118,599118.6k $119.0k $119.0k 0.08% Reduced -381.6k -381,601
42 JRM Investment Counsel, LLC 0.03% of their portfolio OMAHA, NE 66,77266.8k $66.8k $66.8k 0.03% New
43 JEPPSON WEALTH MANAGEMENT, LLC 0.01% of their portfolio MANHATTAN BEACH, CA 24,38724.4k $24.4k $24.4k 0.01% Reduced -1.5k -1,494
44 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 4,8944.9k $4.9k $4.9k 0.00% Added +41 +41
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
46 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 00 $0 $0 0.00% Not comparable