Vault-13

SCHWAB CHARLES FAMILY FD SCTXX

AMT TAX FREE MNY · Open-End Fund · CUSIP 808515530

33 institutional holders +7 vs Q4 2022
113,129,825113.1m shares reported held*
$725.4mreported value*
12 new 9 added 8 reduced 5 sold out net bought ≈ $56.1m (+56.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.41.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 20Q4 22: 26Q1 23: 3333Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202220
Q4 202226
Q1 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 13 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221712
Q1 20232113

Biggest buyers

Rappaport Reiches Capital Management, LLC New +14,202,667+14.2m
CIBC Private Wealth Group LLC Added +9,800,000+9.8m
Paradiem, LLC New +8,596,839+8.6m
Blue Barn Wealth, LLC New +6,517,559+6.5m
BAKER TILLY WEALTH MANAGEMENT, LLC Added +3,760,833+3.8m
CMG Global Holdings, LLC New +3,202,762+3.2m
Corient Private Wealth LP New +2,974,579+3.0m
TFC Financial Management, Inc. Added +2,674,277+2.7m
Aptus Capital Advisors, LLC New +2,624,245+2.6m
GUARDIAN WEALTH ADVISORS, LLC / NC New +2,624,245+2.6m

Biggest sellers

Smallwood Wealth Investment Management, LLC Sold out -2,545,450-2.5m
TOWNSQUARE CAPITAL LLC Sold out -2,008,544-2.0m
Clean Yield Group Sold out -1,791,464-1.8m
Morton Brown Family Wealth, LLC Sold out -1,030,000-1.0m
ZACKS INVESTMENT MANAGEMENT Reduced -518,843-518.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -500,000-500.0k
Wealth CMT Reduced -496,487-496.5k
ALTFEST L J & CO INC Reduced -494,972-495.0k
Claro Advisors Inc. Reduced -482,345-482.3k
SILVIA MCCOLL WEALTH MANAGEMENT, LLC Reduced -322,885-322.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Private Wealth Group LLC 0.70% of their portfolio ATLANTA, GA 19,600,00019.6m $630.1m $630.1m 0.70% Added +9.8m +9,800,000
2 InterOcean Capital Group, LLC 0.63% of their portfolio NASHVILLE, TN 18,664,83518.7m $18.7m $18.7m 0.63% Added +94.0k +93,964
3 Rappaport Reiches Capital Management, LLC 6.30% of their portfolio SKOKIE`, IL 14,202,66714.2m $14.2m $14.2m 6.30% New
4 Paradiem, LLC 2.67% of their portfolio COVINGTON, LA 8,596,8398.6m $8.6m $8.6m 2.67% New
5 Blue Barn Wealth, LLC 4.04% of their portfolio OREM, UT 6,517,5596.5m $6.5m $6.5m 4.04% New
6 BAKER TILLY WEALTH MANAGEMENT, LLC 0.65% of their portfolio MADISON, WI 5,769,3775.8m $5.8m $5.8m 0.65% Added +3.8m +3,760,833
7 TFC Financial Management, Inc. 1.34% of their portfolio BOSTON, MA 5,194,4935.2m $5.2m $5.2m 1.34% Added +2.7m +2,674,277
8 CMG Global Holdings, LLC 2.90% of their portfolio PLANO, TX 3,202,7623.2m $3.2m $3.2m 2.90% New
9 Claro Advisors Inc. 0.89% of their portfolio BOSTON, MA 3,023,3313.0m $3.0m $3.0m 0.89% Reduced -482.3k -482,345
10 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 2,974,5793.0m $3.0m $3.0m 0.01% New
11 Aptus Capital Advisors, LLC 0.07% of their portfolio FAIRHOPE, AL 2,624,2452.6m $2.6m $2.6m 0.07% New
12 GUARDIAN WEALTH ADVISORS, LLC / NC 0.46% of their portfolio RALEIGH, NC 2,624,2452.6m $2.6m $2.6m 0.46% New
13 Independent Advisor Alliance 0.12% of their portfolio CHARLOTTE, NC 2,415,2782.4m $2.4m $2.4m 0.12% Added +1.5m +1,510,153
14 Adero Partners, LLC 0.23% of their portfolio PLEASANTON, CA 2,136,1122.1m $2.1m $2.1m 0.23% Added +10.8k +10,754
15 CHOREO, LLC 0.07% of their portfolio ROCKFORD, IL 1,849,6631.8m $1.8m $1.8m 0.07% Added +340.2k +340,174
16 WARNER FINANCIAL, INC 1.28% of their portfolio BETHESDA, MD 1,840,5951.8m $1.8m $1.8m 1.28% New
17 ZACKS INVESTMENT MANAGEMENT 0.02% of their portfolio Chicago, IL 1,781,0671.8m $1.8m $1.8m 0.02% Reduced -518.8k -518,843
18 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 1,640,7261.6m $1.6m $1.6m 0.00% New
19 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 1,518,0561.5m $1.5m $1.5m 0.01% New
20 SteelPeak Wealth, LLC 0.10% of their portfolio WOODLAND HILLS, CA 1,410,0001.4m $1.4m $1.4m 0.10% New
21 OKABENA INVESTMENT SERVICES INC 0.73% of their portfolio MINNEAPOLIS, MN 1,050,0001.1m $1.1m $1.1m 0.73% Added +1.0m +1,049,930
22 FDx Advisors, Inc. 0.04% of their portfolio BERWYN, PA 1,003,2001.0m $1.0m $1.0m 0.04% Unchanged
23 Austin Private Wealth, LLC 0.12% of their portfolio Austin, TX 762,302762.3k $762.3k $762.3k 0.12% Reduced -187.7k -187,698
24 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 757,663757.7k $758.0k $758.0k 0.04% Added +178.2k +178,200
25 SILVIA MCCOLL WEALTH MANAGEMENT, LLC 0.71% of their portfolio SAN DIEGO, CA 715,040715.0k $715.0k $715.0k 0.71% Reduced -322.9k -322,885
26 ALTFEST L J & CO INC 0.08% of their portfolio NEW YORK, NY 510,187510.2k $510.0k $510.0k 0.08% Reduced -495.0k -494,972
27 Wealth CMT 0.29% of their portfolio CHERRY HILL, NJ 259,309259.3k $259.0k $259.0k 0.29% Reduced -496.5k -496,487
28 JRM Investment Counsel, LLC 0.10% of their portfolio OMAHA, NE 227,634227.6k $227.6k $227.6k 0.10% New
29 Opes Wealth Management LLC 0.06% of their portfolio MENLO PARK, CA 190,015190.0k $190.0k $190.0k 0.06% Unchanged
30 JEPPSON WEALTH MANAGEMENT, LLC 0.03% of their portfolio MANHATTAN BEACH, CA 63,23063.2k $63.2k $63.2k 0.03% Reduced -113.0k -113,033
31 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 4,8164.8k $4.8k $4.8k 0.00% Reduced -199.0k -198,992
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
33 Forvis Mazars Wealth Advisors, LLC 0.06% of their portfolio Springfield, MO 00 $1.8m $1.8m 0.06% Unchanged