Vault-13

Charles Schwab 4.45 Pfd SCHW 4.45 PERP J

PFD · PUBLIC · CUSIP 808513865

3 institutional holders -2 vs Q4 2023
59,20859.2k shares reported held*
$1.3mreported value*
0 new 1 added 1 reduced 2 sold out net sold ≈ $40.8k (-1.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.45.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0246Q3 22: 4Q4 22: 6Q1 23: 6Q2 23: 5Q3 23: 5Q4 23: 5Q1 24: 33Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20224
Q4 20226
Q1 20236
Q2 20235
Q3 20235
Q4 20235
Q1 20243

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 2 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 1 cut or sold outQ3 23Q4 23: 1 bought or addedQ4 23: 0 cut or sold outQ4 23Q1 24: 1 bought or addedQ1 24: 3 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202221
Q1 202341
Q2 202313
Q3 202331
Q4 202310
Q1 202413

Biggest buyers

PNC Financial Services Group, Inc. Added +243+243

Biggest sellers

BOYD WATTERSON ASSET MANAGEMENT LLC/OH Reduced -2,000-2.0k
RESOURCES MANAGEMENT CORP /CT/ /ADV Sold out -100-100
OGOREK ANTHONY JOSEPH /NY/ /ADV Sold out -80-80

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.31% of their portfolio CLEVELAND, OH 40,75040.8k $875.3k $875.3k 0.31% Reduced -2.0k -2,000
2 ROANOKE ASSET MANAGEMENT CORP/ NY 0.11% of their portfolio JERSEY CITY, NJ 16,00016.0k $342.0k $342.0k 0.11% Unchanged
3 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,4582.5k $52.6k $52.6k 0.00% Added +243 +243